Azalea
Uva
a,
Yaejin
Kim
b,
Sofia
Michailovich
a,
Nathan S. Y.
Hsu
a,
David C.
Bain
b,
Shine H.
Huang
a,
Andrew J.
Musser
*b and
Helen
Tran
*acd
aDept. of Chemistry, University of Toronto, Toronto, ON M5S 3H6, Canada. E-mail: tran@utoronto.ca
bDept. of Chemistry and Chemical Biology, Cornell University, Ithaca, NY 14853, USA. E-mail: ajm557@cornell.edu
cDept. of Chemical Engineering, University of Toronto, Toronto, ON M5S 3H6, Canada
dAcceleration Consortium, University of Toronto, Toronto, ON M5S 3H6, Canada
First published on 24th April 2025
Carotenoids are suitable building blocks for degradable π-conjugated polymers due to their intrinsic single-molecule conductance and well-documented degradation pathways. Previously, we reported a carotenoid-based polymer, p(CP-hexyl), which incorporated a cleavable imine linker enabling degradation via acid hydrolysis or sunlight; however, there was limited insight into its electronic properties. In this current study, we compare the optoelectronic and photophysical properties of p(CP-hexyl) with a structural analog, caro-PPV, which replaces the imine bonds with vinylene groups, to improve charge transport while maintaining degradability. Ultraviolet–visible spectroscopy, density functional theory, and transient absorption spectroscopy provided a comprehensive understanding of these polymers’ optoelectronic properties. Further, chemical doping and oxidative degradation were evaluated using FeCl3 and trifluoroacetic acid, unveiling differences in radical formation and degradation mechanisms for both carotenoid-based polymers. Lastly, charge carrier mobility measurements in organic field-effect transistors unveiled caro-PPV's superior semiconductor performance, with mobilities 103–104 times greater than p(CP-hexyl). These findings highlight the potential of carotenoid monomers in the design of π-conjugated polymers for degradable electronics.
Towards designing with both electronic properties and degradability in mind, we previously reported a biobased degradable poly(azomethine)17 (Fig. 1a) made from 2,7-dimethyl-2,4,6-octatrienedial (referred to as C10 dialdehyde), a carotenoid molecule obtained from the oxidative degradation of β-carotene.18 β-Carotene derivatives have moderate single-molecule conductance19–21 and well-documented degradation pathways in nature,22–24 making them suitable as bioinspired alternatives to conventional π-conjugated building blocks. Our carotenoid-based poly(azomethine), termed p(CP-hexyl), degraded under two distinct conditions: imine hydrolysis and sunlight-mediated oxidation. Importantly, C10 dialdehyde was identified as one of the major degradation byproducts. While we successfully demonstrated the degradability of p(CP-hexyl), there was limited insight into the electronic properties, necessitating further studies to determine its viability in electronic devices.
In this study, we evaluate the impact of imine bonds on the electronic properties of p(CP-hexyl). This investigation was inspired by a previous study by Bao and coworkers,25 which found that imine-containing conjugated polymers exhibited similar, albeit slightly lower, charge carrier mobilities compared to their non-imine counterparts. To probe the direct effect of the imine bond in our system, we designed a new carotenoid-based polymer for which we termed caro-PPV (Fig. 1d) due to its similarity to poly(p-phenylene vinylene) (PPV), a well-studied organic conjugated polymer known for its conductive properties.26–28 Caro-PPV bears structural similarity to p(CP-hexyl) with the difference being the substitution of the imine bonds with carbon–carbon double bonds (i.e. vinylene groups). Although a site-specific cleavable linker is absent in caro-PPV, we hypothesized that it would be susceptible to degradation via oxidation, analogous to carotenoids in nature.29–31 Therefore, our study not only investigates the effect of the imine bond on electronic properties, but also the broader degradation behaviours of carotenoid-based polymers. We report the optoelectronic properties and degradation of carotenoid-based polymers, p(CP-hexyl) and caro-PPV, characterized via ultraviolet-visible (UV-Vis) spectroscopy, gel permeation chromatography (GPC), nuclear magnetic resonance (NMR) and transient absorption (TA) spectroscopy. Additionally, we used density functional theory (DFT) and time-dependent DFT (TDDFT) to probe conformational changes that arise as a direct result of the imine bond (Fig. 1b and e). Model compounds (Fig. 1c and f) were used to further understand the optoelectronic and photophysical properties of our carotenoid-based polymers. We characterized the chemical doping, oxidation and degradation of caro-PPV and p(CP-hexyl) via electron paramagnetic resonance (EPR) and UV-Vis using FeCl3 and trifluoroacetic acid (TFA) as dopants. Lastly, electronic performances of pristine and doped polymers were assessed from charge carrier mobility measurements of thin-film organic field-effect transistors (OFETs). Overall, we found that caro-PPV performed substantially better than its imine counterpart, with charge carrier mobilities up to four orders of magnitude greater in both the pristine and doped states. These findings provide further motivation to explore carotenoid-based polymers as promising degradable organic semiconductors.
Polymerization conditions for both caro-PPV and p(CP-hexyl) were optimized to yield low molecular weight polymers for ease of characterization and maximal solubility. Gel permeation chromatography (GPC) yielded a number average molecular weight Mn under 4000 g mol−1 for each polymer with comparable degrees of polymerization (DP) (Table 1). The polymers were further characterized using 1H NMR, with small differences noted between the polymers (i.e. imine bond peak in p(CP-hexyl)). Additionally, we observed minor unidentified peaks in the 1H NMR spectra of caro-PPV, which we attribute to oxidation as carotenoids are known to be susceptible to oxidation over time29–31 (Fig. S31†). However, no observable changes were noted in the GPC traces over time, suggesting that the oxidation of caro-PPV from ambient conditions does not cause depolymerization of the main chain. In contrast, p(CP-hexyl) was more stable, being stored at −20 °C in ambient conditions over extended periods of time.
Polymer | M n (g mol−1) | M w (g mol−1) | Đ | DPa |
---|---|---|---|---|
a The degree of polymerization (DP) was calculated from Mn obtained from GPC (solvent: THF, 40 °C, relative to polystyrene standards). b The values of the bimodal peak distribution are summarized in this table (see Fig. S29†). | ||||
Caro-PPV | 3720 | 5390 | 1.4 | 9 |
p(CP-hexyl)b | 3550 | 8075 | 2.3 | 8 |
Polymer | Solution | Thin film | ||||||
---|---|---|---|---|---|---|---|---|
λ solmax (nm) |
λ
solonset![]() |
E
solg![]() |
E
HOMO![]() |
E
LUMO![]() |
λ filmmax (nm) |
λ
filmonset![]() |
E
filmg![]() |
|
a λ onset calculated using onset program.64 b E solg was calculated from EHOMO and ELUMO. c E HOMO and ELUMO were obtained from DFT calculations. d E filmg was calculated from λfilmonset. | ||||||||
Caro-PPV | 491 | 575 | 4.59 | −6.10 | −1.51 | 470 | 584 | 2.12 |
p(CP-hexyl) | 473 | 560 | 4.82 | −6.41 | −1.59 | 458 | 582 | 2.13 |
In contrast to caro-PPV, p(CP-hexyl) and the imine model compound exhibited a lower λmax and λonset in all conditions (Fig. 2b). For the imine model compound, we observed a disappearance of the S0–S2 transition, which we suspect arises from increased electronic disorder due to geometric and solvation effects of the imine bond. The p(CP-hexyl) polymer in both solution and thin film measurement features a double peak, which was not observed with caro-PPV. As such, we associate the lower wavelength peak to an n–π* transition arising from the CN bonds in the polymer backbone of p(CP-hexyl). However, since p(CP-hexyl) is less conjugated compared to caro-PPV (DP of 8 instead of 9), we cannot ignore that conjugation length is also a factor to the lower λmax observed in both the solution and thin film measurements. We observed a blue-shift in the peak absorbance in the solid state for p(CP-hexyl), along with a slight red-shift of the absorption edge and reduction in the 0–0/0–1 peak ratio. Although the vibronic structure cannot be resolved in caro-PPV, we detect similar slight spectral broadening, rebalancing of the spectral shape, and peak blue-shift in solid-state. These characteristics are typical of weakly coupled H-aggregates,40 and the spectral changes are similar to earlier reports of H-aggregates carotenoid aggregates.39 Further, cyclic voltammetry was used to probe electrochemical differences between imine and non-imine model compounds and polymers (Fig. S44†). Both model compounds exhibited two major oxidation peaks, whereas the polymers exhibited 1 major oxidation peak. In general, the non-imine model compound and caro-PPV exhibited quasi-reversible oxidation, whereas the imine model compound and p(CP-hexyl) demonstrated irreversible oxidation, with subsequent scans leading to complete degradation.
To better understand the impact of the imine bond on the optoelectronic properties of carotenoid-based polymers, density functional theory (DFT) and time-dependent DFT (TDDFT) studies were performed. Specifically, the optimized ground-state structures and singlet-excited states of the model compounds and polymers were investigated (see ESI† for computational details). The imine model compound showed reduced planarity due to a higher torsional strain between the phenyl group and the imine bond with a dihedral angle, ψ, of 40.1° compared to 2.8° for the non-imine compound (Fig. S34†). The high torsional distortion of the imine compound is likely due to steric strain imposed by the phenyl group, as the thiophene analogue reported in literature by Bao and coworkers25 was planar. The optimized DFT geometry of the imine model compound aligned well with X-ray crystallographic results (Tables S1–S6†). For the imine and non-imine compounds, TDDFT calculations showed the first singlet-excited state involves the HOMO to LUMO transition as the dominant contributors. The imine bond lowers the LUMO energy because of its electron-withdrawing effects, with an observed greater reduction in the HOMO level based on our calculations. However, we acknowledge that the HOMO level results are likely not an accurate representation as polyenes are notoriously difficult to model and would require multireference methods to validate, particularly regarding the correct energy ordering of the lowest bright and dark singlet-excited states. Nevertheless, the imine model compound results in a larger calculated HOMO–LUMO gap (5.46 eV vs. 5.04 eV) and a lower theoretical λmax (408 nm vs. 386 nm) compared to the non-imine model (Fig. S35 and S36†).
The computational trends of p(CP-hexyl) and caro-PPV are consistent with the observation for their model compounds. Greater torsional distortion was observed in the p(CP-hexyl) than caro-PPV along the polymer axis with a dihedral angle (ψ) of 42.2° and 22.2°, respectively (Fig. S37†). However, unlike the model compounds, the first singlet-excited state of p(CP-hexyl) is primarily characterized by the HOMO−1 to LUMO transition, whereas for caro-PPV, it is dominated by the HOMO to LUMO transition (Fig. 1b, e, and Fig. S38†). Since multiple transitions with differing contributions are involved, natural transition orbitals (NTO) were computed for the polymers to understand their photophysical properties. Caro-PPV exhibits greater electron delocalization in its highest-occupied NTO (HONTO) and conjugation in its lowest-unoccupied NTO (LUNTO) compared to p(CP-hexyl), resulting in a higher theoretical λmax of 451 nm versus 417 nm, respectively (Fig. S39 and S40†). The planarity and steric effects imposed by the imine bond (–CN–) compared to the vinylene group (–C
C–) were investigated by rotational barrier analysis where ψ is rotated from 0–360° on methyl-appended model compounds (Fig. S41†). The imine model experiences a higher rotational barrier than the non-imine model. Unlike the non-imine model, where the barrier is highest when ψ = 90°, the imine model exhibits the highest barrier when ψ = 180° due to the steric strain occurring between the phenyl group and the imine hydrogen. In contrast, the steric strain in the non-imine model when ψ = 180° is ∼3.5 kcal mol−1 lower. In summary, because of the smaller torsional distortion along the polymer backbone of caro-PPV, it exhibits greater planarity and higher effective conjugation, which contributes to the observed difference in optoelectronic properties.
Our TA measurements in Fig. 3 indicate that both polymers follow this polyene framework, and we observe similar behaviour in the model compounds (Fig. S45†).41 Both polymers have similar excited-state features, with the foremost difference being that caro-PPV exhibits slower relaxation dynamics compared to p(CP-hexyl). The primary features in caro-PPV are the GSB at 475 nm and a strong PIA at 710 nm. We assigned the latter to the initial excitation S2, and it rapidly decayed simultaneously with the appearance of a new PIA at 575 nm. The latter is the longest-lived signal, and its appearance coincides with a blue-shift of the ΔT/T > 0 band which we attribute to a disappearance of SE from S2. Accordingly, we assign the second PIA to the dark S1 state and find an internal conversion time-constant of <1 ps. Analogous characteristic bands are observed in p(CP-hexyl) (Fig. 3b), namely GSB at 460 nm, an initial (S2) PIA at 725 nm and a longer-lived (S1) PIA at 550 nm. Unlike in caro-PPV, using 200 fs, narrowband excitation we can detect no sign of SE from S2 in the imine polymer. However, when we perform the equivalent experiment with higher resolution using 10 fs, broadband pump pulses, we observe clear SE from S2 at ∼525 nm, as shown at a 40 fs pump–probe delay in Fig. 3b. The S2–S1 internal conversion is especially rapid in the imine polymer, with kinetic fitting revealing an initial time-constant of ∼18 fs (Fig. S46†). Extracted kinetics and TA measurements on model compounds and polymers are presented in more detail in the ESI (Fig. S45–47 and Table S7†).
By observing the general photophysics of these carotenoid-based polymers and model compounds, we note that the imine-based polymer and monomer have significantly faster kinetics compared to their non-imine counterparts, both for S2–S1 internal conversion and ultimate relaxation to the ground state. The carotenoid-based polymers also have faster lifetimes compared to their model compound analogues, which is common in polyenes as the degree of polymerization, and hence π-conjugation, increases.46
Additional narrowband TA studies were performed to understand the effects of doping on the electronic properties of the carotenoid-based polymers. Here, we use the ability to generate polarons through photoinduced charge-transfer to an electron acceptor as a proxy for the ease of doping (see below). The fullerene derivative, phenyl-C61-butryic acid methyl ester (PCBM), is a common acceptor used as a dopant to enable polaron formation in an active material.47 To study these effects, we prepared polymer-PCBM blend films by spin-coating onto quartz-coated substrates. The films were prepared in an inert atmosphere and encapsulated to prevent photochemical degradation. We probed the charge-transfer dynamics in TA as shown in Fig. 4. Both polymer films had similar GSB and PIA features compared to the solution-phase studies described above. For caro-PPV films (Fig. 4a), doping with increasing weight percentage (wt%) of PCBM resulted in a new, broad, long-lived PIA that persisted past the 7 ns limit of our delay stage. This new signature is characteristic of a polaron and gives us a deeper insight to the different charge separation abilities between the two polymers. Namely, in the p(CP-hexyl) film, the same two distinct PIA peaks previously observed in solution (Fig. 3) were preserved across all doped films with no new evidence of any additional states. However, we note that the decay kinetics of p(CP-hexyl) are progressively slowed with increasing PCBM wt% (Fig. S48†). Overall, caro-PPV was found to be notably more efficient at photogenerating charges compared to p(CP-hexyl).
To evaluate our hypothesis regarding the formation of radicals, electron paramagnetic resonance (EPR) was used. To observe short-lived radicals, 5,5-dimethyl-1-pyrroline N-oxide (DMPO) was used as a spin trap. In the absence of a dopant, there was no observable EPR signal for pristine caro-PPV mixed with DMPO (Fig. 5c). Addition of FeCl3 or TFA produced a four-line EPR spectrum with a splitting pattern that is characteristic of the DMPO-OOH spin adduct.55,56 The formation of the DMPO-OOH spin adduct is indicative of successful doping of caro-PPV in the presence of FeCl3 or TFA, generating O2˙− radicals in situ. Similar results were obtained when the experiments were performed on the non-imine model compound (Fig. S49–50 and 56†), aligning well with previous reports on other carotenoid small molecules.49,50,57,58 Overall, our observations suggest that the carotenoid moiety in caro-PPV's backbone is a driving factor for the chemical doping behaviours with FeCl3 and TFA.
Unlike caro-PPV, which showed a broad absorption peak in the UV-vis spectra upon FeCl3 and TFA addition, p(CP-hexyl) exhibited different spectral changes under the same conditions. Adding FeCl3 to p(CP-hexyl) led to the formation of a new λmax at 556 nm (Fig. 5d) alongside a colour change from orange to purple. These findings are consistent with previously reported poly(azomethine)s, which form radical cations in the presence of a one-electron oxidant such as FeCl3.53,59 As observed with caro-PPV, the EPR spectra of doped p(CP-hexyl) featured a four-line signal consistent with a DMPO spin adduct (Fig. 5f), confirming the presence of newly formed radical species. Moreover, the FeCl3 doping effects for the imine model and p(CP-hexyl) were further investigated using DFT and TDDFT calculations where we propose that that FeCl3 behaves like a Lewis acid and coordinates to the imine functional group (Fig. S42 and 43†). At the theoretical λmax of 442 nm, which corresponds to the 4th singlet-excited state, two dominant NTO pairs are involved – the HONTO and LONTO of each α- and β-spin orbitals. The α- and β-spin orbitals pairs indicate a strong π–π* transition of the imine model backbone and strong ligand-to-metal-charge transfer of the chloride atoms to the iron centre, respectively.
When p(CP-hexyl) was treated with TFA, there was an initial decrease in absorbance at its λmax, followed by the appearance of two peaks (one red-shifted and the other blue-shifted) (Fig. 5e). At sufficiently high TFA concentrations (>100 mM), a single, blue-shifted maximum is observed. The red-shifted maximum is associated with the protonated state of p(CP-hexyl), which is commonly observed for poly(azomethine)s in the presence of TFA.12,16,60 However, the observed protonated peak disappears at higher concentrations of TFA, resulting in a single blue-shift, suggesting fragmentation of the polymer into oligomeric units. Furthermore, the EPR spectrum of p(CP-hexyl) with TFA confirmed the formation of radical species, with the distinct four-peak signal corresponding to the DMPO-OOH spin adduct observed, comparable to caro-PPV (Fig. 5f and S56†).
Chemical doping in the solid-state was also investigated for both caro-PPV and p(CP-hexyl) by placing thin films (spin-coated with chlorobenzene) in a sealed container with dopants for various amounts of time and monitoring spectral changes via UV-Vis spectroscopy (Fig. S50†). When studying caro-PPV in the solid state, we observed a decrease in λmax upon longer exposure to both FeCl3 or TFA vapours (Fig. S50a and b†). In contrast, we observed a red-shifted λonset upon longer exposure to both FeCl3 or TFA (Fig. S50c and d†) for p(CP-hexyl). These observations suggest chemical doping of caro-PPV occurs more readily when the polymer is dissolved in solution rather than in the solid state. This observation is consistent with Araujo, Wang and colleagues61 in which they observed differences in the acidochromic behaviour of vinyl versus imine bonds in the solid state compared to solution state.
The oxidative degradation of both polymers using FeCl3 and TFA was subsequently investigated. For caro-PPV exposed to FeCl3 in solution, the doped state disappeared after 48 hours, followed by a blue-shift in the main polymer chain absorbance peak (Fig. S51a, b and c†). However, degradation occurred more rapidly with p(CP-hexyl) in the presence of FeCl3, with the characteristic C10 dialdehyde peak17 dominating the UV-Vis spectrum after a 24 hour period (Fig. S51c, d and e†). These notable differences in degradation between caro-PPV and p(CP-hexyl) provides evidence that the FeCl3 doping mechanism differs between these two polymers. We hypothesize that when the imine bond is present, hydrolysis may still occur at the imine bond due to the in situ production of HCl from FeCl3 over time, resulting in C10 dialdehyde as a predominant byproduct. Contrarily, without an imine bond present in the polymer, FeCl3 oxidation occurs broadly along the conjugated backbone, such that C10 dialdehyde is no longer the predominant byproduct produced.
The reversibility of chemical doping in solution for both caro-PPV and p(CP-hexyl) was investigated. To study the reversibility of doping with FeCl3, hydrazine was added to prepared doped solutions (Fig. S53†). For both polymers, doping was reversible as indicated by a return to pristine λmax values accompanied by a change to the original solution colour. To study the reversibility of doping with TFA, triethylamine was added to prepared doped solution (Fig. S54†). With caro-PPV, we observed reversible doping, with the λmax returning to pristine polymer absorbance levels (Fig. S54a, b and c†). However, reversibility was not observed with p(CP-hexyl), where degradation persisted despite the addition of triethylamine and the characteristic C10 dialdehyde peak was yet again observed (Fig. S54d, e and f†). This demonstrates the fragility of the imine bond in this polymer system, and emphasizes that protonation, followed by imine bond cleavage, occurs so rapidly that it cannot be reversed. It should be noted that degradation is still inevitable with caro-PPV if left in solution with TFA for several hours (Fig. S55†) as we observed the λmax peak gradually blue-shift and the disappearance of the doping peak. This is consistent with the degradation of carotenoid small molecules into peroxides and carotenyl trifluoroacetate byproducts in the presence of TFA under ambient conditions.49 These studies show that our caro-PPV polymer degrades under acidic conditions without the presence of an imine bond, creating opportunities for future investigation of acid-based degradation methods using this moiety.
μ avg × 10−5 [cm2 V−1 s−1]a | I on/Ioff | V T [V] | |
---|---|---|---|
a μ avg calculated from a minimum of 10 devices across 3 chips. | |||
Caro-PPV | 14 ± 6.0 | 102–103 | −35 ± 17 |
Caro-PPV + FeCl3 | 5.6 ± 4.9 | 102–103 | −32 ± 17 |
Caro-PPV + PTSA | 18 ± 7.3 | 102–103 | −47 ± 17 |
p(CP-hexyl) | 0.0054 ± 0.007 | 101 | 4 ± 300 |
p(CP-hexyl) + FeCl3 | 0.0098 ± 0.006 | 101 | 83 ± 350 |
p(CP-hexyl) + PTSA | 0.0022 ± 0.002 | 101 | 212 ± 70 |
As with our previous chemical doping study, FeCl3 was used as one of the dopants, while p-toluenesulfonic acid (PTSA), was selected over TFA for easier device fabrication. All polymers were prepared in chlorobenzene, with dopants added in solution prior to spin coating onto prepared wafers (see ESI†). OFETs of pristine and doped caro-PPV exhibited ambipolar charge transport under nitrogen with dominant p-type behaviour. Mobilities were extracted from the saturation regime, with pristine caro-PPV and PTSA-doped caro-PPV performing the best with mobilities on the order of 10−4 cm2 V−1 s−1. Caro-PPV doped with FeCl3 experienced a slight decrease in mobility compared to the pristine polymer, on the order of 10−5 cm2 V−1 s−1. In contrast, p(CP-hexyl) performed poorly, with mobilities on the order of 10−8 cm2 V−1 s−1, regardless of the presence of dopants. The performance of p(CP-hexyl) is on par with the electronic performance of β-carotene reported in similar device architectures,62,63 which further demonstrates the detrimental effect of the imine bond on electronic performance despite the increase of conjugation length in the polymeric state. We note that the transfer and output curves for p(CP-hexyl) and some of the output curves for caro-PPV are non-standard and we attribute this to poor semiconductor performance, as seen with β-carotene.62
Overall, while the molecular design of caro-PPV greatly increased the mobility of carotenoid-based polymers by four orders of magnitude, further exploration is needed to improve on the electronic properties of carotenoid-based polymers. As the polymers in this study were of low molecular weight (<4 kg mol−1) compared to most high-performing semiconducting polymers (>20 kg mol−1), synthesizing higher molecular weight caro-PPV and exploring other monomeric designs that reduce torsional distortions may improve overall mobility.
Footnote |
† Electronic supplementary information (ESI) available: Detailed synthesis, NMR, IR, Raman, GPC, UV-Vis, TA spectroscopy spectra, DFT TDDFT calculations, X-ray crystallography, CV and OFET data. CCDC 2429413. For ESI and crystallographic data in CIF or other electronic format see DOI: https://doi.org/10.1039/d5py00235d |
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