Alejandro Casillas-Rubioa,
Khouloud Hamraouib,
Diego Mendez-Gonzalez
b,
Marco Laurenti
b,
Jorge Rubio-Retamab,
Oscar G. Calderón
*a and
Sonia Melle
*a
aDepartment of Optics, Complutense University of Madrid, E-28037 Madrid, Spain. E-mail: oscargc@ucm.es; smelle@fis.ucm.es
bDepartment of Chemistry in Pharmaceutical Sciences, Complutense University of Madrid, E-28040 Madrid, Spain
First published on 17th July 2025
Accurate and reliable quantification of Förster Resonance Energy Transfer (FRET) is essential for the development of sensitive upconverting nanoparticle (UCNP)-based biosensors. While lifetime-based FRET measurements are generally considered robust, excitation conditions can significantly bias observed efficiencies. Here, we investigate how excitation pulse width and power influence lifetime-derived FRET efficiency in core–shell β-NaYF4:Yb0.2@NaYF4:Yb0.2,Er0.02 UCNPs functionalized with Cy3 dyes. Time-resolved upconversion luminescence (UCL) measurements reveal that apparent FRET efficiencies decrease with increasing excitation pulse duration and power. These variations stem from excitation-induced changes in the UCL lifetime, arising from the complex dynamics that accompany the upconversion emission process. A dynamic rate equation model reproduces the experimental trends, confirming that excitation parameters alter emissive state kinetics and thus bias lifetime-based FRET measurements. Our findings identify excitation conditions as a hidden variable in UCNP-FRET experiments and underscore the need for standardized measurement protocols.
To circumvent these potential limitations and enhance the reliability of FRET measurements, time-resolved luminescence measurements are frequently employed. In this approach, a reduction in the donor's excited-state lifetime, resulting from the introduction of an additional non-radiative relaxation pathway, serves as a direct and unambiguous indicator of FRET. This makes lifetime-based FRET measurements a powerful tool for quantifying nanoscale interactions in complex environments.
In this context, upconversion nanoparticles (UCNPs) have emerged as highly promising FRET donors due to their unique photophysical properties. These nanomaterials can efficiently convert near-infrared (NIR) light into visible emission through a nonlinear anti-Stokes process, resulting in background-free luminescence, which minimizes interference from autofluorescence and enhances the signal-to-noise ratio in complex biological media.10,11 In addition, their exceptional photostability, resistance to photobleaching, narrow emission bands, long luminescence lifetimes (μs–ms range) and tunable emission spectra make them ideal candidates for donor pairs in FRET-based applications. Current research efforts focus on improving FRET efficiency by optimizing key parameters such as, UCNP-acceptor distance,12,13 surface coatings,14 and by reducing the presence of surface quenching processes.15,16 In this vein, recent advances in UCNP synthesis have enabled the preparation of highly monodisperse nanoparticles with well-controlled size, crystal phase, and surface chemistry, thereby facilitating their integration into FRET-based systems.17–25
Recent studies have shown that the upconversion luminescence (UCL) lifetime, often used to quantify FRET efficiency, exhibits a more complex behavior than previously assumed. While the luminescence decay time has traditionally been attributed solely to the intrinsic lifetime of the emitting state, it is now understood that the UCL lifetime reflects the temporal dynamics of the entire upconversion process. This includes not only radiative transitions, but also energy transfer between sensitizers and activators, cross-relaxation processes, and the kinetics of intermediate excited states.26 Thus, for instance, Chai et al.27 demonstrated that the green UCL lifetime in Yb3+–Er3+ codoped UCNPs is significantly shortened when the excited state of the Yb3+ sensitizer is quenched by fluorophores attached to the nanoparticle surface. Similarly, Bergstrand et al.28 showed that in Yb3+–Er3+ nanorods the UCL lifetime only approaches the intrinsic lifetime of the emitting Er3+ state when the Yb3+ excited state exhibits a much shorter lifetime and cross-relaxation processes involving the emitting level are negligible. Altogether, these findings underscore that the upconversion luminescence (UCL) lifetime is strongly influenced by the migration of excitation energy stored in the long-lived excited states of the sensitizer network, and is therefore highly dependent on excitation conditions such as pump power and pulse duration.29
Indeed, power-dependent variations in UCL lifetime have been widely reported, revealing complex dependencies on multiple experimental and material parameters.30–32 These include nanoparticles size and architecture (e.g., core vs. core–shell), excitation irradiance range, dopant composition, and the physical form of the sample (powder vs. solution). For instance, Han et al.33 observed that the UCL lifetime of NaLuF4:Yb,Er microrods in powder increased with excitation power (from 3 to 25 W cm−2) when using pulses up to 1 ms. In contrast, single-particle studies using NaYF4:Yb0.2,Er0.02@NaYF4 core–shell UCNPs revealed a decrease in UCL lifetime with increasing excitation power for particles larger than 30 nm, with saturation observed at 105–107 W cm−2.30 Notably, smaller particles exhibited negligible lifetime variation under the same conditions. For example, Teitelboim et al.32 reported that the UCL lifetime of core–shell UCNPs remained relatively insensitive to excitation power when using 4 ms pulses, unless the Er3+ doping concentration was increased, in which case higher power led to lifetime shortening. This power dependence was attributed to the initial distribution of excited-state populations at the onset of the decay, which is governed by the excitation conditions and, in turn, determines the population dynamics and the resulting luminescence decay.
Excitation pulse width has also been shown to significantly influence UCL dynamics. Han et al.31 demonstrated a substantial 20-fold change in the 540 nm emission lifetime of Er3+ in NaLuF4:Yb0.9,Er0.02 microrods by varying the excitation pulse width. More recently, Gao et al.34 reported a pulse-width-dependent increase of up to 68% in the green emission lifetime for 20 nm NaYF4:Yb0.05,Er0.02 nanoparticles. Their study further revealed that surface passivation plays a critical role: nanoparticles coated with an inert NaYF4 shell showed a much smaller lifetime variation (12%) compared to ligand-free nanoparticles (267%). They also found that nanoparticles with higher Yb3+ concentration and lower Er3+ content were less sensitive to pulse variations. In a previous work35 we reported a significant variation in UCL lifetime with the excitation pulse width, laser power, and excitation area concluding that laser fluence is the key parameter governing UCL decay dynamics, as it dictates the population distribution of energy levels at the moment the excitation pulse ends. This behavior was consistently observed across UCNPs with different sizes, surface coatings, solvents, host matrices, and Yb3+/Er3+ doping ratios.
These excitation-dependent variations in UCL lifetime have important implications for the sensitivity and accuracy of FRET-based assays employing UCNPs as donors. Some studies have recently reported discrepancies between FRET efficiencies obtained from steady-state intensity measurements and those derived from lifetime-based approaches.14,35–37 Notably, Kotulska et al.37 reported that the excitation pulse duration plays a critical role in determining FRET sensitivity. In their work, short excitation pulses (10 ns) provided significantly higher FRET efficiency compared to long pulses (4 ms) in a NaYF4:Yb0.2,Er0.02-Rose Bengal donor–acceptor system. Similarly, Bhuckory et al.38 argued that UCL lifetime may not be a reliable parameter for assessing FRET efficiency, due to its complex dependence on excitation conditions and the underlying upconversion dynamics.
In this work, we aim to systematically investigate the influence of excitation pulse duration and power on FRET efficiency in UCNP-based systems by combining time-resolved upconversion luminescence measurements with theoretical modeling. To this end, core–shell NaYF4:Yb3+@NaYF4:Yb3+,Er3+ nanoparticles with two different active shell thicknesses were synthesized and covalently functionalized with Cy3 acceptor dyes. By tuning the excitation pulse duration over several orders of magnitude and carefully controlling the excitation power, we demonstrate that the FRET efficiency determined from luminescence lifetime analysis is strongly dependent on excitation conditions. Our results reveal that short excitation pulses yield higher apparent FRET efficiencies, while long pulses result in significant underestimation. These experimental findings are supported by a comprehensive rate equation model that captures the dynamic interplay between donor excitation, radiative and non-radiative relaxation processes, and donor–acceptor energy transfer.
Core–shell UCNPs with different NaYF4:Yb0.2,Er0.02 shell thicknesses were prepared following a seed-mediated epitaxial growth procedure using the as-prepared β-NaYF4:Yb0.2 UCNPs as the cores (see section 2.2). In brief, a mixture of β-NaYF4:Yb0.2 (2.5 mL, hexane dispersion with a NP concentration of ≃12 mg mL−1), 7 mL OA, and 7 mL ODE were first heated to 110 °C and kept at this temperature for 30 min under N2 flow to remove hexane traces. Then we increased the temperature up to 310 °C at a heating rate of 5 °C per minute and kept it at 310 °C for 1 h under N2 gas protection. During this temperature increase to 310 °C we added a total of 1.6 mL of the RE precursor solution prepared before, by splitting the 1.6 mL into 8 different (0.2 mL) injections. The first injection started when the temperature reached 180 °C, and the remaining injections where added with a 15 min interval between each other. The resultant core@shell UCNPs with a core to shell 0.25/0.5 RE molar ratio were precipitated, redispersed in 1 mL hexane, washed with ethanol by centrifugation (8500 rpm for 20 min) and finally dispersed in 5 mL hexane.
The procedure for the preparation of core–shell UCNPs with a core to shell 0.25/1 RE molar ratio is similar to the one for core@shell UCNPs with a 0.25/0.5 ratio, starting with the same concentration of β-NaYF4:Yb0.2 core nanoparticles. For the seed-mediated shell growth, 3.2 mL of stock precursor solution was used in this case. The samples were named CS1, CS2 for molar ratio 0.25/0.5, and 0.25/1, respectively, relative to the total amount in the core synthesis step to the shell growth step.
The precipitate was collected and dispersed in 5 ml DMF. Next, 500 mg poly(acrylic acid) (PAA) was added to the DMF solution, which was then heated to 80 °C for 1 h with vigorous stirring. Thereafter, the resultant PAA-coated UCNPs were purified by adding 5 mL of acetone and centrifuging at 11000 rpm for 20 minutes, then redispersing and washing twice with Milli-Q water (1 mL in each Eppendorf tube) by centrifuging at 11
000 rpm for 20 minutes. Finally, the pellet of PAA-coated UCNPs was dispersed in 0.5 mL of DMSO, giving a concentration of ca. 24 mg mL−1. A volume of 40 μL PAA-UCNPs in DMSO was transferred to 0.8 mL water for Z-potential measurements. Successful PAA coating of UCNPs was confirmed by a negative Z-potential value (−21 mV and −22 mV for CS1 and CS2, respectively, Fig. S1 in ESI†). The carboxylic acid groups contained in the PAA coating that provided this negative Z-potential value will be activated by EDC/sulfo-NHS for further PEI functionalization via amide bond. DLS measurements (Fig. S2 in ESI†) showed that the hydrodynamic sizes of PAA-coated UCNPs were 47 nm for CS1 and 68 nm for CS2, indicating colloidal stability and absence of aggregation.
The Z-potential of PEI-coated UCNPs became positive (+30 mV for CS1, and +29 mV for CS2, see Fig. S1 in ESI†), confirming the presence of amine groups on the surface of UCNPs, which will enable the formation of an amide bond between UCNPs and Cy3-NHS (see Fig. S1 in ESI†). The next step was to add 25 μL of DIPEA to the UCNPs and keep stirring for 15 min. Then, 20 μL of dye cyanine3-NHS in DMSO at 1 mg mL−1 was poured and kept under stirring at room temperature overnight. In order to improve the binding efficiency between UCNPs-PAA-PEI and Cy3-NHS, 2 mg of EDC and 3 mg of sulfo-NHS were added to the solution and vortexed. Then, the solution was split into two Eppendorf tubes, and washed with 1 mL of DMSO in each Eppendorf tube by centrifugation at 12000 rpm for 20 minutes (the process was repeated three times). Finally, the pink pellet of UCNPs-PAA-PEI-Cy3 was redispersed in 200 μL of DMSO and stored at 4 °C in the dark to avoid photobleaching.
The luminescence lifetime is extracted by fitting the decay curves to a single exponential function. The fitting procedure considers a time window from tini to tend, where tend is selected to be sufficiently long to capture the complete luminescence decay (typically tend = 2–2.5 ms). For each experimental decay curve, approximately 15 fits are performed, systematically varying tini within the interval where the luminescence intensity decreases from 85% to 75% of its maximum value. Further details on this procedure can be found in section S4 of the ESI.† This approach yields an average luminescence lifetime along with its standard error.
To determine the laser intensity (irradiance) at the sample, the laser power was measured using a thermal sensor power meter (Thorlabs, S310C), and the beam spot size was determined using the knife-edge technique,41 yielding a beam radius of 120 μm (HWHM). Further details are provided in section S5 of the ESI.†
We conducted two set of time-resolved experiments: the first involved varying the excitation pulse width, and the second involved varying the excitation laser power, and consequently the irradiance. Detailed experimental information regarding the excitation conditions used in these studies can be found in section S6 of the ESI.†
Luminescence emission spectra were collected for each set of core–shell nanoparticles, CS1 and CS2, both with and without Cy3 dye bound to their surface, using the CW mode for the excitation laser. Multiple spectra were recorded for each sample, and those spectra were normalized in the red band region. An average intensity was calculated by integrating the area within the green emission band, with the standard deviation used as the error.
![]() | (1) |
R0 = 0.0211(κ2ηDn−4J)1/6 [nm]. | (2) |
The factor κ2 accounts for the relative orientation of the donor and acceptor dipole moments. It is commonly assumed to be 2/3, which corresponds to the condition of dynamic isotropic averaging. ηD represents the intrinsic quantum yield of the donor in the absence of the acceptor, that is, the quantum yield of the excited state of the Er3+.42 According to Bhuckory et al.,42 this value has been estimated to lie between 20% and 30% based on FRET measurements in UCNPs with different core–shell architectures. In our calculations, we used ηD = 0.25. The parameter n denotes the refractive index of the medium surrounding the FRET pair, we used the value for the host matrix NaYF4, n = 1.48.43 By evaluating eqn (2) with these parameters, we obtained a theoretical Förster distance of R0 ≈ 5.3 nm. In order to assess the robustness of this estimation, we analyzed the effect of uncertainties in the parameters involved. According to the Förster distance expression (eqn (2)), the parameter that potentially induces the largest variation in R0 is the refractive index n, due to its dependence to the fourth power. The relative variation can be approximated by ΔR0/R0 = (4/6)Δn/n. The refractive index may vary between that of the solvent (1.33) and that of the host matrix (1.5), leading to a relative variation of approximately 7.7%, which translates into an uncertainty of about 0.4 nm in the Förster distance. Although the remaining parameters in eqn (2) contribute less significantly to the overall uncertainty, the intrinsic quantum yield ηD is the most difficult to constrain. It could reasonably vary between 15% and 35%, resulting in a relative variation of ΔR0/R0 = (1/6)ΔηD/ηD ≈ 13%, which implies an additional uncertainty in R0 of about 0.7 nm. In summary, considering these uncertainties, the Förster distance R0 is expected to lie within the range of approximately 4.5 to 6.5 nm. This result suggests that, in core–shell nanoparticles with a 5.5 nm active shell (CS1), a significant fraction of the Er3+ ions is likely to undergo efficient energy transfer to Cy3 acceptors. Consequently, a measurable FRET efficiency is expected in these nanoparticles (CS1).
In order to determine the FRET efficiency under steady-state conditions, we measured the emission spectra of the sample CS1 with and without the attached Cy3 (Fig. 2A). The relative intensity decrease in the green UCL of UCNPs with acceptor molecules, compared to those without Cy3, quantifies the magnitude under investigation. This value is determined using the following expression:
![]() | (3) |
![]() | (4) |
To experimentally validate this hypothesis, we investigated the dependence of FRET efficiency on the excitation laser pulse width. Specifically, we measured the UCL decay curves of the green emission band (at 540 nm) using a 967 nm laser, varying the pulse duration across a wide temporal window, ranging from microseconds to milliseconds, in order to probe excitation conditions below and above the typical UCL lifetime. The pulse repetition rate was adjusted to allow complete relaxation of the ions to the ground state before the next excitation pulse (see experimental details in section S6 in ESI†). Fig. 2B presents representative decay curves obtained under short (40 μs) and long (10 ms) excitation pulses. In both cases, a noticeably faster decay is observed in the presence of Cy3, indicating effective energy transfer regardless of the pulse regime. The UCL lifetimes were determined by fitting the decay curves with a single-exponential model, using different fitting ranges as described in subsection 2.7. Fig. 2C summarizes the extracted UCL lifetimes as a function of the excitation pulse width, in both the absence and presence of Cy3. In both cases, the lifetime initially increases with pulse duration before reaching a plateau at longer pulses.
This plateau suggests that the population of excited states has reached saturation. This behavior is further supported by the full rise-and-decay UCL signals shown in Fig. S7 in ESI,† where the signal rise flattens, indicating that the system approaches a steady-state population during long excitation pulses.
On the other hand, we have confirmed that the energy transfer from the UCNP to Cy3 gives rise to a slower decay component in the Cy3 emission at 582 nm, which otherwise would typically be in the nanosecond range (more details in section S9 in ESI†). From the lifetime values of Fig. 2C, the FRET efficiency was calculated and is shown in Fig. 2D. The results reveal a clear dependence of the FRET efficiency on the excitation pulse width, with maximum values close to 20% observed under short-pulse excitation, gradually decreasing to approximately 10% as the pulse duration increases, corresponding to a 50% reduction in apparent FRET efficiency. Kotulska et al. reported UCL lifetime for similar UCNPs with and without an attached acceptor of 95 μs and 163 μs for a 10 ns pulse width, and 173 μs and 175 μs for a 4 ms pulse width, resulting in FRET efficiencies of 41.7% and 1.2%, respectively. They also reported a FRET efficiency under steady-state conditions of 89%.37 In addition to the observed dependence of FRET efficiency on the excitation pulse width, none of the extracted values seem to approach the actual FRET efficiency measured from the steady-state emission spectra. This observation highlights a fundamental limitation: accurately quantifying the true contribution of FRET is not feasible through UCL lifetime analysis alone, as the decay rate change induced by FRET in the green emission level cannot be reliably obtained through the change in the UCL lifetime. This systematic underestimation of the FRET efficiency, and thus of the FRET rate, has significant implications for the field of UCNP-based FRET sensors, potentially leading to a substantial reduction in their achievable detection sensitivity.
Furthermore, if the FRET efficiency determined from steady-state spectral measurements is low, the associated changes in the donor lifetime may become too subtle to be detected. Indeed, there are reports in the literature where no measureable difference in the donor lifetime was observed, despite clear evidence of FRET through spectral intensity changes.38 To further corroborate this point, we synthesized a second batch of UCNPs featuring a much thicker active shell of NaYF4:Yb0.2,Er0.02, with a thickness of approximately 14 nm. In these core–shell nanoparticles, a substantial fraction of Er3+ ions are expected to be located too far from the Cy3 acceptors to enable significant energy transfer, resulting in an overall lower FRET efficiency. To experimentally verify this, we first measured the UCL spectra of these nanoparticles in the presence and absence of Cy3, as shown in Fig. 2E, obtaining a steady state measurement of FRET efficiency corresponding to 10%. In this situation, the UCL decay curves measured under pulsed excitation are very similar in the absence and presence of Cy3, as shown in Fig. 2F. The UCL lifetime values exhibit a similar dependence on the excitation pulse width as previously observed for the UCNPs with thinner active shell, however, the decay curves for the samples with and without Cy3 are now much closer to each other (see Fig. 2G). As a result, the FRET efficiency achieved for these larger-shell nanoparticles (CS2) is substantially lower than that observed for the CS1 nanoparticles. In fact, the maximum FRET efficiency, reached under short-pulse excitation, is about 4%, progressively decreasing to below 2% as the pulse duration increases. Notably, at longer pulse widths, the differences between the lifetimes measured with and without Cy3 become almost indistinguishable, falling within the range of experimental uncertainty, thus making it extremely challenging to detect any FRET contribution through lifetime measurements.
Next, to gain a deeper understanding of the excitation-dependent FRET efficiency in UCNP systems, we expanded our study by varying not only the excitation pulse width but also the excitation laser power. UCL decay curves were analized as a function of laser power, varied from 0.3 W to 5.6 W, corresponding to an irradiance range of 663 W cm−2 to 12.3 kW cm−2, with a fixed pulse width of 750 μs (see experimental details in section S6 in ESI†). In Fig. 3A, we plotted the UCL lifetime as a function of laser irradiance, both with and without Cy3 acceptors. As expected, the UCL lifetime increases with laser irradiance in both cases. In addition, the corresponding FRET efficiency shows a clear variation with laser irradiance, ranging from 15% to 11% (see Fig. 3B). This increase in lifetime with irradiance is in line with results from our previous work,35 and from other authors that have reported an increase in the UCL lifetime of the 540 nm emission (i) for powder NaLuF4:Yb0.9,Er0.02 microrods when increasing excitation irradiance from 3 W cm−2 to 25 W cm−2 and using pulses up to 1 ms width,33 and (ii) for drop-casted 8 nm NaYF4:Yb0.2,Er0.02 cores with 4 ms excitation pulses within 0.01–1 kW cm−2 irradiance.32 This behavior may be explained due to the increasing population of Er3+ intermediate states (e.g., the metastable 4I13/2 level) at higher irradiances, which results in a slower decay time of the 540 nm emission compared with low irradiances.35 Although an opposite behavior or barely any change with irradiance has also been reported,30,32 we believe that this can be ascribed to the use of different Yb3+/Er3+ ratio and dopant concentrations, studied excitation range, nanoparticle size, structure/ion distribution (e.g. core@shell) and state of sample (dried vs. dispersed), which can result in different contributions to the temporal dynamics of the population of Er3+ levels by energy transfer, cross-relaxation and energy migration between Ln3+ ions, as well as variable surface and temperature quenching effects.
![]() | ||
Fig. 3 (A) UCL luminescence lifetime as a function of laser irradiance for CS1 core–shell nanoparticles (with active shell 5.5 nm) with and without dye for a fixed pulse width of 750 μs. Error bars are included but not visible as they are smaller than the symbol size. (B) FRET efficiency obtained from data shown in A. (C) UCL lifetime extracted from Fig. 2C (dark-colored symbols) and A (light-colored symbols) as a function of laser fluence, measured by varying the laser pulse width and laser power, respectively. (D) FRET efficiency calculated from the UCL lifetime data shown in C. |
In our case, it is also interesting to highlight that experiments from Fig. 2C and 3A involving variations in excitation pulse width and irradiance, can be collapsed into a single master curve when plotting the UCL lifetime as a function of laser fluence, i.e., the product of irradiance and pulse duration (see Fig. 3C). This confirms that the laser fluence determines the population of the system at the moment when the excitation pulse ends, ultimately influencing the subsequent UCL decay and, as result, its lifetime. Therefore, the same behavior must be observed when representing the corresponding FRET data, as indeed is confirmed in Fig. 3D.
These findings underscores the importance of exercising caution when comparing FRET efficiencies obtained under different excitation conditions, as both excitation pulse width and irradiance can significantly influence the UCL lifetime, and consequently, the measured FRET efficiency in UCNP-based FRET systems.
![]() | (5) |
The term NErj represents the density of Er3+ ions in the energy level j, where the subscripts j = 0, 1, 2, 3, 4 correspond to energy levels 4I15/2, 4I13/2, 4I11/2, 4F9/2, and 4S3/2 of Er3+, respectively (see Fig. 4A). The populations of fast-decaying levels such as 4F7/2 and 4I9/2 are neglected, while the populations of 2H11/2 and 4S3/2 are assumed to be in thermal equilibrium. The total Er3+ ion density in the nanoparticle is given by the sum NEr0 + NEr1 + NEr2 + NEr3 + NEr4 = NEr. Similarly, the densities of Yb3+ ions in the 2F7/2 and 2F5/2 energy levels are denoted as NYb0 and NYb1, respectively, with their total density expressed as NYb0 + NYb1 = NYb. The decay rate from level j to level l of Er3+ is represented by WErjl. Decay from an excited level to the ground state (WErj0) is considered radiative (on the millisecond range), whereas decay to the next lower excited level occurs via faster nonradiative multi-phonon relaxation (on the microsecond scale). The decay rate from the excited state to the ground state of Yb3+ is denoted as WYb. The coefficients K2, K3, and K4 describe the resonant energy transfer from the excited Yb3+ ions (sensitizers) to levels 2, 3, and 4 of Er3+ (activators), respectively. Additionally, KB2 represents the back energy transfer coefficient from Er3+ in level 2 to Yb3+. The terms CEr1 and CEr2 correspond to cross-relaxation energy transfer between neighboring Er3+ ions. Specifically, CEr1 describes the typical quenching mechanism in erbium-doped fiber amplifiers, given by the transition (4I13/2, 4I13/2) → (4I15/2, 4I9/2), while CEr2 corresponds to an upconversion energy transfer leading to green emission, (4I11/2, 4I11/2) → (4I15/2, 4F7/2). All of the above processes are illustrated in the energy level diagram shown in Fig. 4A. Finally, the excitation laser intensity (irradiance) is denoted as I (in W cm−2), which can be normalized by the saturation intensity Isat = ħωWYb/(2σYb) of the Yb3+ 2F7/2 → 2F5/2 transition. Here, σYb is the absorption (approximately equal to the emission) cross-section at the laser wavelength, and ħω represents the transition energy, which is resonant with the excitation laser wavelength. For the simulations, we initially set the decay rates, energy transfer coefficients, and other physical parameters to values comparable to those reported in the literature.35,44–47 We then refined these parameters to better align with our experimental results for the CS1 UCNPs (see section S10 in ESI†).
![]() | ||
Fig. 4 (A) Energy level diagram for Yb3+ and Er3+ ions describing all the physical processes used in the rate equation model. Black dashed lines represent the Yb–Er ET mechanism (K2, KB2, K3, K4), whereas black dotted lines represent Er–Er ET mechanisms (CEr1 and CEr2). Gray solid line represents ground state absorption and stimulated emission of Yb3+ ions (σYb1). The remaining solid lines represent radiative decay rates from different levels (WYb1 for Yb3+ and WEr1, WEr20, WEr30, WEr40 for Er3+), whereas faster nonradiative decay rates are represented by wavy lines (WEr43, WEr32, WEr21). We also show the FRET rate WEr4FRET from the UCNP donor to the Cy3 acceptor, as well as the decay of the Cy3 emission. (B) Simulated green UCL lifetime, calculated from decay curve of NEr4, as a function of the excitation pulse width for both with (WEr4FRET) and without (WEr4FRET = 0) Cy3 acceptors (solid lines). Experimental results from Fig. 2C are added for comparison purposes (symbols). (C) Simulated (solid line) and experimental (symbols) FRET efficiency calculated from the results shown in B. (D) Simulated green UCL lifetime, calculated from decay curve of NEr4, as a function of laser irradiance for both with (WEr4FRET) and without (WEr4FRET = 0) Cy3 acceptors (solid lines). Experimental results from Fig. 3A are added for comparison purposes (symbols). (E) Simulated (solid line) and experimental (symbols) FRET efficiency calculated from the results shown in D. |
To theoretically study the time evolution of the populations, we modeled the excitation intensity as a square pulse with a given amplitude I/Isat and pulse width, matching the experimental conditions. At the initial time t = 0, when the laser is switched on, all ions are assumed to be in their ground state, with no population in the excited levels. Thus, the initial conditions for the simulations at t = 0 are NEr1 = NEr2 = NEr3 = NEr4 = NYb1 = 0, while NEr0 = NEr and NYb0 = NYb. Eqn (5) was numerically solved using an explicit Runge–Kutta method implemented in Matlab.48 In particular, the time evolution of the NEr4 population after the laser is turned off defines the UCL decay curve of the green emission band. The simulated decay curves were fitted following the same procedure as the experimental data to extract the simulated lifetime.
The decay rate WEr4FRET in eqn (5) represents the resonant energy transfer process from the Er3+ ions in the 4S3/2 excited state to Cy3 acceptor molecule (see Fig. 4A). This parameter quantifies how efficiently energy is transferred from the UCNP donor to Cy3, thereby reducing the population of the 4S3/2 state via the FRET mechanism. By incorporating WEr4FRET into the total decay rate of this energy level, the model accounts for the presence of the acceptor and its impact on the UCL emission. Conversely, to simulate the behavior of the UCNPs in the absence of Cy3, we simply set WEr4FRET = 0, effectively removing the energy transfer contribution. This allows for a direct comparison between the UCL lifetime with and without Cy3.
Based on the experimental results, we assumed a FRET efficiency of EFRET = 29% as determined from steady-state measurements of the CS1 UCNPs. This efficiency can be expressed in terms of the intrinsic decay rates as:
![]() | (6) |
Eqn (6) allowed us to estimate the FRET decay rate WEr4FRET (see section S10 in ESI†). Fig. 4B presents the simulated UCL lifetime, calculated from decay curve of NEr4, as a function of laser pulse width, both in the presence and absence of Cy3. The FRET efficiency calculated from these simulated curves is shown in Fig. 4C. In both figures, the experimental data are included for comparison purposes. A good qualitative agreement is observed between the simulated and experimental results, indicating that the model successfully captures the key dynamics of the system. This confirms that the dependence of FRET efficiency on laser pulse width is an intrinsic dynamic process, directly tied to the intrincate interplay governing the UCL lifetime behavior. The competition between different pathways, including radiative and non-radiative relaxation, energy transfer between ions, and resonant energy transfer to Cy3, dynamically influences the UCL lifetime, leading to variations in the observed FRET efficiency as a function of excitation parameters. To further investigate this behavior, we extended our simulations to analyze the variation of FRET efficiency with laser irradiance. Fig. 4D shows the simulated UCL lifetime for both cases, with and without Cy3, while Fig. 4E presents the corresponding FRET efficiency. Once again, a reasonable qualitative agreement with the experimental data is observed, reinforcing the validity of our model.
An important trend emerges from these simulations: as the laser fluence increases, either by increasing the pulse width or by raising the laser irradiance, the overall UCL lifetime also increases. This lengthening of the UCL lifetime reduces the relative impact of the absolute lifetime change caused by FRET. Moreover, even at short laser pulse widths, the FRET efficiency remains below 20% (see Fig. 4C) failing to reach the 29% observed in steady-state measurements. To theoretically validate this discrepancy, we analyzed FRET under steady-state conditions using CW laser excitation. In this scenario, we calculated the steady-state population of the green emission level, NEr4, which is directly proportional to its emission intensity. This approach allowed us to determine the FRET efficiency under continuous excitation and compare it with the transient case. The reduction in the steady-state population NEr4 upon introducing the acceptor resulted in a FRET efficiency close to 29%, consistent with the value predicted by eqn (6) and in agreement with steady-state FRET experiments.
That means that in steady-state simulations, introducing a FRET decay channel that accounts for 29% of the total decay rate from the green-emitting level results in a corresponding 29% reduction in its stationary population. This behavior aligns with expectations, as the steady-state UCL intensity directly reflects the balance between excitation and all deactivation pathways, including the added FRET process. Specifically, the green UCL intensity is governed by the quantum yield of the emitting level, expressed as the ratio of its radiative decay rate to the total decay rate. Thus, any increase in the total decay rate due to FRET results in a proportional decrease in the UCL intensity. However, this proportionality does not hold in time-resolved simulations. In these cases, the measured UCL lifetime does not directly correspond to the inverse of the total decay rate of the emitting level, i.e., 1/WEr4. This discrepancy arises because the UCL lifetime is determined not only by the decay of the green-emitting level, but also by the entire dynamic upconversion process. It incorporates multiple coupled processes, including sensitizer–activator energy transfer (K2, K3, K4, KB2), relaxation rates of intermediate states, and cross-relaxation pathways among Er3+ ions (CEr1, CEr2), all occurring on different timescales and dynamically influencing the UCL lifetime. As a result, while FRET modifies the decay rate of the emitting level in a defined way, this change is only partially reflected in the measured UCL lifetime. The UCL decay represents a convolution of the full kinetic network, meaning that lifetime-based assessments of FRET efficiency may systematically underestimate the true contribution of the FRET process.
Through time-resolved upconversion luminescence (UCL) experiments and theoretical modeling, we demonstrated that both excitation pulse width and laser irradiance have a significant impact on the measured FRET efficiency. For UCNPs with thin active shells, high FRET efficiencies of around 20% were observed under short excitation pulses. However, as the excitation pulse duration increased and/or laser power was raised, the measured FRET efficiency decreased substantially, dropping to approximately 10% for long excitation pulses. This variation is attributed to the complex dynamics of upconversion systems, where the population of intermediate energy states interferes with the accurate determination of the intrinsic decay time of the emitting level. As a result, the real FRET efficiency cannot be directly inferred from changes in the UCL lifetime alone, highlighting the need to account for these dynamic processes when quantifying FRET in UCNP-based systems.
In the case of UCNPs with thick shells (14 nm), the FRET efficiency assessed via lifetime measurements dropped to very small values, within the experimental uncertainty, under long excitation pulses, suggesting no detectable energy transfer. Nevertheless, spectral measurements still revealed a decrease in donor emission and an increase in Cy3 acceptor emission, confirming that FRET was indeed occurring, around 10% FRET efficiency. This highlights that lifetime-based quantification can fail to detect FRET under certain excitation conditions, particularly in systems with low donor–acceptor coupling.
Overall, our findings reveal that FRET efficiency determined through time-resolved luminescence measurements vary with both excitation irradiance and pulse width. Consequently, excitation conditions act as hidden variables that can systematically bias FRET measurements. Even though this drawback is observed in UCNPs, it is likely to be present in other nanosystems with complex dynamics, for example some quantum dots, where nonexponential photoluminescence decay behavior has been found.
Considering all these results, identifying the optimal strategy for accurately assessing FRET efficiency in UCNP-based systems remains challenging. From the perspective of lifetime-based measurements, one should aim to optimize excitation parameters, UCNP structure, doping concentrations, and emission band selection to approach a UCL lifetime that closely reflects the intrinsic decay time of the emitting state. In terms of intensity-based measurements, particular attention must be given to minimizing reabsorption effects, such as by carefully diluting the samples, to ensure that the observed variations are primarily due to FRET. However, it is difficult to definitively claim that no other contributions are influencing the results since intensity-based FRET quantification is highly sensitive to variations in sample concentration (e.g., UCNP concentration before and after the presence of acceptors, sample sedimentation), as well as media characteristic (e.g., scattering, inner filter effect).
Footnote |
† Electronic supplementary information (ESI) available: Z-Potential of UCNPs-PAA and UCNPs-PAA-PEI; dynamic light scattering of UCNPs-PAA; experimental UCL lifetime measurements system; fitting procedure for UCL decay curves; measurement of laser beam diameter; experimental conditions for the lifetime experiments; evaluation of the spectral overlap integral; full temporal evolution of UCL emission; temporal profile of Cy3 emission; parameter values used in the theoretical model. See DOI: https://doi.org/10.1039/d5nr01779c |
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