Jun
Li‡
a,
Ignacio
Piquero-Zulaica‡
bcd,
Stefano
Gottardi
a,
Mustafa A.
Ashoush
e,
Zakaria M.
Abd El-Fattah
*ef,
Leonid
Solianyk
a,
Jose Enrique
Ortega
bgh,
Johannes V.
Barth
c,
Juan Carlos
Moreno-Lopez
i,
Jorge
Lobo-Checa
*jk and
Meike
Stöhr
*al
aZernike Institute for Advanced Materials, University of Groningen, Nijenborgh 3. and 9747 AG Groningen, Netherlands. E-mail: m.a.stohr@rug.nl
bCentro de Física de Materiales CSIC/UPV-EHU, Manuel Lardizabal 5, 20018 San Sebastian, Spain
cPhysics Department E20, TUM School of Natural Sciences, Technical University of Munich, James-Franck-Straße 1, D-85748 Garching, Germany
dIKERBASQUE, Basque Foundation for Science, Plaza Euskadi 5, 48009 Bilbao, Spain
ePhysics Department, Faculty of Science, Al-Azhar University, Nasr City, E-11884, Cairo, Egypt. E-mail: z.m.abdelfattah@azhar.edu.eg
fPhysics Department, Faculty of Science, Galala University, New Galala City, Suez 43511, Egypt
gDepartamento de Física Aplicada I, Universidad del País Vasco, 20018 San Sebastian, Spain
hDonostia International Physics Center (DIPC), Paseo Manuel de Lardizabal 4, E-20018 Donostia-San Sebastian, Spain
iInstitute of Solid State Physics, Vienna University of Technology, 1040 Vienna, Austria
jInstituto de Nanociencia y Materiales de Aragón, CSIC-Universidad de Zaragoza, E-50009 Zaragoza, Spain. E-mail: jorge.lobo@csic.es
kDepartamento Física de la Materia Condensada, Universidad de Zaragoza, E-50009 Zaragoza, Spain
lUniversity of Applied Sciences of the Grisons, Pulvermühlestrasse 57, 7000 Chur, Switzerland
First published on 18th March 2025
The periodic herringbone reconstruction on the surface of Au(111) consists of alternating face-centered-cubic (fcc) and hexagonal-closed-packed (hcp) sites separated by dislocation lines and elbows. This well-known arrangement acts as an electronic superlattice for surface-state electrons, creating a mini-gapped band structure with a modulated electronic density. This rich and fascinating geometrical and electronic landscape has countless times served as a platform for molecular self-assembly and on-surface synthesis of carbon-based nanoarchitectures as well as a template for 2D material growth. In this work, we fabricated a long-range ordered organic quantum corral (QC) array via the self-assembly of 1,3,5-benzenetribenzoic acid molecules onto the herringbone reconstructed Au(111) surface. The periodicity of this QC array is nearly half the one of the underlying Au herringbone reconstruction, enabling us to study the delicate interplay between the two potential landscapes by allowing the selective formation and electronic modulation of QCs both on hcp and fcc sites. Scanning tunneling microscopy/spectroscopy (STM/STS) can probe such local differences in the first partially confined state and finds that not only the energy onset of the surface state electrons is influenced but also the modulation of the shallow herringbone potential contributes to the newly formed band structure. This is confirmed by angle-resolved photoemission spectroscopy (ARPES), where the interplay of the periodic potentials introduced by the organic QC array and herringbone reconstruction results in the formation of a distinct surface state band structure. These results are corroborated and intuitively understood with electron-plane-wave expansion (EPWE) simulations. Our work shows that combined molecular and non-organic patterning can serve as a promising tool to macroscopically tune the electronic properties of metal surfaces in a controllable manner.
Another way of interacting with the existing surface potential consists of fabricating potential cages, also known as quantum corrals (QCs). Initially, QCs24,25 were fabricated via scanning tunneling microscopy (STM) through the tedious approach of atom manipulation. The surface state electrons were confined within these closed structures, which were conceptually conceived as artificial quantum dots or atoms.26 The periodic repetition of these QCs into an ordered array on top of the herringbone reconstruction would then allow the study of the modulation of the QCs's electronic properties by the underlying gold electronic superlattice at both the local and mesoscopic scales. Although the STM manipulation method offers ultimate precision in building such artificial nanostructures at the local scale,27–32 it is impractical when constructing significantly large arrays on the surface. A less demanding approach exists that takes advantage of the molecular and metal–organic self-assembly processes and that offers the possibility to fabricate extensive, well-ordered molecular nanostructures on surfaces with ease.33–35 In this way, periodic scattering potential landscapes based on organic 2D nanoporous networks have been successfully bestowed to different metal surfaces with the ability to confine the surface electrons, ultimately modifying their band structure.36–38 Similar to QCs, each nanopore acts as an artificial atom or quantum dot, which no longer behaves independently from its adjacent neighbours.38 By using molecular building blocks with different sizes and geometries, as well as directional metal–organic bonds, the pore size and the symmetry of the porous networks can be adjusted, which in turn tunes the electronic structure of the entire surface in a controllable way.17,36,38,39
In this study, we used the molecule 1,3,5-benzenetribenzoic acid (BTB) to synthesize an atom-thick organic nanoporous network by direct deposition on Au(111). We chose this molecule since it is known to form well-ordered open honeycomb network structures on Ag(111), graphite and graphene, with a periodicity of nearly half the size of the herringbone lattice.40–42 Such periodicities are key to studying the interplay between the inherent weak surface potential associated with the reconstructed surface of Au(111) and the periodic, presumably stronger, potential induced by the molecular network. As shown by STM, BTB molecules are arranged in a hydrogen-bonded honeycomb lattice on Au(111). This long-range, well-ordered nanoporous array (or array of coupled QCs) exhibits a clear diffraction pattern in low-energy electron diffraction (LEED) measurements and does not alter the herringbone reconstruction, implying a rather weak interaction between the molecules and the Au surface. Scanning tunneling spectroscopy (STS) performed at 4.5 K showed that the surface state electrons of Au(111) are restricted to discrete energy levels due to quantum confinement in each nanopore of the network, the first of which is selectively modulated by the herringbone electronic superlattice hosting fcc and hcp sites. We found that the finite scattering barriers exerted by the molecules promoted the coupling of QCs and induced the formation of a distinct band structure with zone boundary gap openings, as observed with ARPES. These results are supported and intuitively understood by semiempirical electron plane-wave expansion (EPWE) simulations.
The long-range order of the nanoporous network was confirmed by LEED measurements (Fig. S2 in the ESI†). From the diffraction pattern, the network is found to exhibit a relative rotation of 30° ± 3.5° with respect to the principal directions of the Au(111) substrate. From the detailed STM image with intramolecular resolution (Fig. 1b), we infer that the molecules are arranged in a honeycomb lattice with each hexagonal pore defined by six molecules. The rhombic unit cell (indicated in yellow) has an average size of a1 = a2 = 3.28 ± 0.14 nm and an opening angle of θ = 60° ± 0.5°. The molecules lie flat on the Au(111) surface (disregarding a slight possible rotation of the phenyl rings) and each molecule undergoes double H-bonding with three neighboring molecules via the carboxylic endgroups. The combination of intermolecular double H-bonds between adjacent molecules and molecule–substrate interactions is responsible for stabilizing the long-range ordered network, similar to previous reports on Ag(111)40 and graphene/Cu(111).42 Interestingly, the BTB nanoporous network exhibits a periodicity of nearly half the one of the herringbone reconstruction (3.28 nm vs. 6.34 nm). This is fundamental to this work as certain QCs can be found strictly in registry with either fcc or hcp stacking areas (Fig. 1b). In consequence, the electronic superlattice defined by the herringbone reconstruction should both locally and macroscopically modulate the electronic properties of the organic QC array effectively creating a heterostructure potential landscape (Fig. 1c). Note that due to the non-perfect commensurability of the BTB QC array, some nanopores are inevitably positioned in between fcc and hcp regions.
To investigate the effect of the modulation of the herringbone electronic superlattice on the BTB QC array, STS measurements were performed (at 4.5 K) in a region where both the pristine Au(111) surface and the porous network coexisted (Fig. 2c). The tunneling spectra acquired at the fcc and hcp sites of the bare Au(111) surface are displayed in Fig. 2a and serve as a reference for the measurements performed in the areas covered by the BTB network. Electronic differences are visible between the two regions of the pristine substrate: the spectrum at the hcp zone (in blue) exhibits a sharp vertical increase at the surface state onset (at ≈−0.48 V), whereas the spectrum taken at the fcc zone (in black) shows comparably weaker amplitude at the onset. Additional intensity modulations occur between −0.45 V and −0.2 V, while for higher energies, both signatures become practically identical. These local density of states (LDOS) differences are known to be caused by the periodically varying surface potential of the Au(111) herringbone reconstruction.20 Notably, such line shape variations are perfectly captured in our EPWE LDOS simulations of the pristine Au(111) surface (see Fig. S3 in the ESI†).
Turning to the network region, the potential induced by the molecules is now expected to confine the Au surface state electrons inside the nanopores.36 Following the pristine case, we distinguish the two local sites (fcc and hcp pores) when performing STS measurements at the nanopore centers (see Fig. 2b). While for the STS spectra obtained at the hcp pore center (in blue), the entire region between −0.5 V and −0.25 V showed (almost plateau-like) high intensity, the LDOS at the fcc pore center (in black) exhibited two peaks located around −0.4 V and −0.25 V. The distinct features observed inside each pore below −0.25 eV reflect a noticeable interplay with the underlying herringbone reconstruction, which despite its weak surface potential considerably influences the electronic features inside the nanopores. Note that such local differences are generally absent for other explored organic QC arrays grown commensurably on unreconstructed surfaces such as Ag(111) and Cu(111) when the pores are identical and do not present defects.36
To examine the spatial distribution of the LDOS, constant current dI/dV maps were acquired at −0.4 V (Fig. 2d) and −0.25 V (Fig. 2e). The map at −0.25 V exhibits single dome-like features at the center of each nanopore, which is a typical signature for a first resonance (n = 1) in surface state quantum confinement within coupled QCs.17,37,38,43 In contrast, for −0.4 V, only a striped pattern both on the bare Au surface and on the molecular network covered areas was observed. Notably, this state seems to be rather insensitive to the supramolecular overlayer periodicity. By comparing Fig. 2c and d, it becomes evident that the dark stripes observed in the dI/dV map are located on fcc zones while the bright ones are located on the hcp zones and spread slightly over the dislocation lines. Thus, the striped pattern has a close relationship with the herringbone reconstruction of Au(111) and is unrelated to the QC array potential landscape. It has been reported that dI/dV maps acquired on bare Au(111) at −0.48 eV also exhibited a similar striped pattern due to the difference in intensities of the LDOS in the fcc and hcp zones of the reconstructed surface.20 In response to this potential superlattice, the low-energy surface state electrons tend to be localized in the hcp regions of the reconstructed Au(111) surface, while the trend is reversed for the electrons with slightly higher energy (i.e., above the herringbone gap at the zone boundary), shifting the LDOS maxima to the fcc regions of the reconstructed surface. Indeed, this intensity inversion matches our STS point spectra shown in Fig. 2a as well as the EPWE LDOS simulations (Fig. S3 in the ESI†). We note that extra intensity modulations are visible at the elbows of the herringbone reconstruction. However, they are extremely site dependent and inhomogeneous within a single pore of the organic network. Such a complex potential reconfiguration of the substrate prevents it from being periodic with respect to the BTB network. Thus, pores at the elbow positions are intentionally discarded in this work.
To gain insight into the underlying mechanism of such striped patterns, we calculated the LDOS at the herringbone/QC array interface with EPWE (see the Methods section). The scattering potential landscape for these calculations is shown in Fig. 3e and is based on the STM data (see Fig. 3a). The potential difference between the fcc and hcp regions is estimated to be 25 mV, following previous studies.20 Therefore, we assign a potential of 25 mV to the fcc zones and a potential of 0 mV to the hcp ones. For the BTB porous network, we assign a molecular scattering potential of 275 mV and 0 mV to the intermolecular double hydrogen-bonding sites, based on similar systems showing electron transmission channels.39,44 The onset of the Au Shockley surface state is set to −0.5 eV and the effective mass to 0.26 me.45Fig. 3f shows the calculated LDOS at −0.4 eV, whereby the fcc zone appears darker (lower LDOS) than the hcp one (higher LDOS). Notably, these calculations nicely reproduce the striped pattern with alternating brightness obtained in the dI/dV map at −0.40 V (Fig. 3b), providing confidence in our theoretical approach.
![]() | ||
Fig. 3 dI/dV and LDOS maps for the n = 1 state of the hcp and fcc quantum corrals. (a) STM image of the porous network (V = −250 mV; I = 90 pA). Constant-current dI/dV maps taken at the same position as (a) at (b) −0.4 V (I = 90 pA) and (c) −0.25 V (I = 90 pA). (d) The conductance intensity line profile traversing the hcp-fcc-hcp pores taken along the dashed line in (c). The conductance dominates at the fcc site. The line profile has been averaged over 10 hcp-fcc-hcp pore segments (see Fig. S4†). (e) Constructed surface potential landscape (V = 0 V turquoise, V = 0.025 V green, V = 0.275 V red, and V = 0 V dark blue) of the BTB network/herringbone heterostructure used for the EPWE calculations. From this landscape, the EPWE simulated spatial distribution of the LDOS was done at (f) −0.4 eV and (g) −0.27 eV. (h) The LDOS intensity line profile traversing the hcp-fcc-hcp pores taken along the dashed line in (g). All simulated data are in excellent agreement with the experimental ones. |
To understand the spatial distribution of the surface state electrons at higher energy (see the dI/dV map taken at −0.25 V in Fig. 3c), the LDOS is also calculated at −0.27 eV (see Fig. 3g). In this case, not only the confinement of the surface state into each QC (dome shape in the pores) is nicely captured, but also the fcc zone exhibits a slightly higher LDOS intensity than the hcp one (i.e., an inverted brightness compared to the LDOS at −0.4 V). This is clearly visualized in the line profiles shown in Fig. 3d and h (extracted from Fig. 3c and g, respectively) which indicates that the LDOS intensity is higher at the fcc QCs than at the hcp QCs (see Fig. S4†). As will become evident later, this intensity inversion at −0.25 V (top of the n = 1 partially localized state) compared to the −0.4 V (bottom of the n = 1 partially localized state) dI/dV map is related to the fact that at −0.4 V/−0.25 V, one is energetically below/above the herringbone induced band gap of the surface state band structure. Overall, it can be concluded that the surface state electrons are influenced by a combination of scattering potentials of the molecular network and the herringbone reconstruction (Fig. S3 in the ESI†). Thus, unlike coupled QC arrays grown on homogeneous surfaces [e.g., Ag(111)38 or Cu(111)37] which exhibit a single dome-like n = 1 state, here, this state is split in energy due to the herringbone potential leading to local intensity variations.
To further examine the confinement of the Au surface state in the nanopores of the BTB network, we focused on a QC located at an hcp zone (Fig. 4). STS measurements taken at the center and halfway between the center and the nanopore edge (Fig. 4a) showed local maxima (besides the one at −0.4 eV) at energies of −0.25 V (center position), −0.1 V (halfway position), around 0.1 V (halfway position) and +0.25 V (center position). We acquired dI/dV maps at these four energies to determine the spatial distribution of these states. At −0.25 V (Fig. 4d, left), we identified a dome-like shaped protrusion with its maximum in the center of the pore, which corresponds to the ground state energy of the first confined state (n = 1). By increasing the energy to −0.1 V (Fig. 4d, middle-left), the LDOS exhibited a donut shape with the highest intensity located between the pore center and its rim, which agrees with the theoretical spatial distribution of the second confined state (n = 2). The n = 3 confined state is similar to n = 2 and was identified at 0.1 V (Fig. 4d, middle-right). Finally, the dI/dV map taken at 0.25 V (Fig. 4d, right) showed a more intricate structure than the previous three, where in addition to the central maximum, six intense features emerged at the positions of the BTB molecules. We simulated the experimental data by EPWE using the same scattering parameters as before (comparing Fig. 3e and 4e). Both the experimental STS point spectra (Fig. 4a) and LDOS features of the dI/dV maps (Fig. 4d) are nicely reproduced by our calculations (see Fig. 4b and f), confirming the top of the n = 1 state at −0.25 V, the n = 2 at −0.10 V, the n = 3 at 0.1 V and identifying the state at +0.25 V as the spatial distribution of the fourth confined state (n = 4). Moreover, experiments and simulations are in good agreement when comparing the line dI/dV spectra taken in two different directions through the BTB pore (either starting and finishing at the centers of the pore sides or at the corners), which further highlight the spatial distribution of the different confined states (Fig. S5 and S6 in the ESI†).
To understand how the herringbone reconstruction modulates the energetic position of the different confined states within the coupled QCs, we compare the simulated fcc QC sites with the ones corresponding to the hcp sites (Fig. S6 in the ESI†). Despite the weak herringbone potential (25 mV), we detected intensity modulations both at the bottom and at the top of the n = 1 state, as well as a tiny energy shift. This is caused by the presence of the herringbone minigap (15 mV) slightly above the bottom of the n = 1 state. Thus, the herringbone modulation affects the electronic structure only in the vicinity of this state, leaving the higher-in-energy confined states (i.e., n = 2, 3 and 4) mostly unaffected by the underlying herringbone electronic superlattice (see Fig. S3 and S6 in the ESI†).
The question remaining is how this local influence on the QC array affects the band structure of the system (i.e., at the macroscopic level). To this end, ARPES measurements (at 150 K) were performed on a sample with the organic network fully covering the surface. Fig. 5a shows the second derivative of the ARPES data plotted along the (left) and
(right) directions of this coupled QC array. The confinement of the pristine surface state gives rise to a new derived dispersive band related to the coupling of neighboring QCs (i.e., induced by the leaky confinement through the molecular potential barriers37). The band bottom of the n = 1 partially localized state is detected around −0.4 eV, which is a ≈75 meV shift compared to the pristine Au(111) case (see Fig. S7 in the ESI†). This is in reasonable agreement with the EPWE simulations that show a shift of ≈70 meV. It is notable that the dispersion of the new band is relatively broad compared to the results reported in previous studies.36 However, this broadening in ARPES can be attributed to the combined contribution of the two mirror domains of the BTB network detected by LEED measurements (relative rotation of 30° ± 3.5° with respect to the principal Au(111) substrate directions, Fig. S2 in the ESI†). Note that with our limited instrumental resolution and presence of two domains, the spin–orbit splitting of the pristine surface state apparently vanishes (compare with Fig. S7 in the ESI†), but this does not imply its absence as it could be simply masked by the ARPES lineshape broadening.17 Despite this broadening, band gap openings are still discernible at ±0.11 Å−1 along the
direction and ±0.13 Å−1 along the
direction (reduced intensity at the zone boundaries) and band replicas at higher momenta. These k points match the new periodicity introduced by the BTB network. Therefore, these band gap openings can be assigned to the periodic potential induced by the organic QC array.
The modified surface-state band structure by this QC array/herringbone heterostructure can also be simulated with EPWE (spin–orbit terms are not considered). As shown in Fig. 5b, the calculated band structure (red dotted lines, also superimposed in Fig. 5a) and photoemission intensities along the (left) and
(right) directions closely reproduce the experimental features of Fig. 5a. This comprises the band gap openings around the critical momentum and energy values, and the band replica at higher momenta. These zone boundary gaps allow us to identify the dispersive bands corresponding to the n = 1 and n = 2 partially localized states, energetically matching with the STS shown in Fig. 4. Furthermore, the calculated band structure along the
direction also shows a small band gap opening around 0.05 Å−1 corresponding to the periodicity of the herringbone reconstruction of the Au(111) surface. Note that this gap is located within the n = 1 band. However, our limited experimental resolution hindered us from detecting such a tiny gap. We stress that this herringbone gap is not even observable in our pristine Au(111) surface state band measurements (Fig. S7 in the ESI†), in agreement with other reported ARPES measurements.46–48
These findings allow us to envision preferential adsorption of guest species (e.g., additional atoms or molecules) depending on the underlying fcc or hcp sites that spatially define the QCs. Overall, our study shows that a combination of different patternings offers the possibility of not only macroscopically tuning the overall electronic surface properties, but also fine-tuning and varying the microscopic properties.
The ARPES measurements were performed in a second UHV system (base pressure of 1 × 10−10 mbar) with a display-type hemispherical electron analyzer (SPECS Phoibos 150), an energy/angle resolution of 40 meV per 0.1° and a monochromatized Helium I (hν = 21.2 eV) source. The sample temperature during ARPES measurements was set to 150 K.
A clean and flat Au(111) substrate was prepared by repeated cycles of Ar+ sputtering and subsequent annealing at 770 K. BTB molecules were sublimated in situ from a Knudsen cell (at 540 K) onto the Au(111) substrate held at room temperature.
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d5nr00148j |
‡ These authors contributed equally to this work. |
This journal is © The Royal Society of Chemistry 2025 |