Ao Liua,
Guoxia Liu*a,
Huihui Zhua,
Byoungchul Shinb,
Elvira Fortunatoc,
Rodrigo Martinsc and
Fukai Shan*a
aCollege of Physics and Lab of New Fiber Materials and Modern Textile, Growing Base for State Key Laboratory, Qingdao University, Qingdao 266071, China. E-mail: gxliu@qdu.edu.cn; fukaishan@yahoo.com
bElectronic Ceramics Center, DongEui University, Busan 614-714, Korea
cDepartment of Materials Science/CENIMAT-I3N, Faculty of Sciences and Technology, New University of Lisbon and CEMOP-UNINOVA, Campus de Caparica, 2829-516 Caparica, Portugal
First published on 7th October 2015
Solution-processed oxide semiconductors have been widely studied with the objective of achieving high-performance, sustainable and low-cost electronic devices. In this report a simple and eco-friendly water-inducement method has been developed to fabricate high-k dielectrics and hybrid thin-film transistors (TFTs); introducing metal nitrates and deionized water as the precursor materials. The AlOx dielectric films annealed at temperatures higher than 350 °C result in low leakage current densities and the dielectric constants are nearly 7. Instead of the conventional oxide semiconductors, water-induced (WI) polyvinylprrolidone (PVP) was introduced into the In2O3 solution to form a hybrid metal oxide/polymer channel layer. The 250 °C-annealed WI In2O3:PVP TFTs based on AlOx dielectric exhibit outstanding electrical performances and high stability. These promising properties were obtained at an ultra-low operating voltage of 2 V. The WI metal oxide/polymer hybrid TFTs are promising alternatives for applications in low-cost, low-consumption and eco-friendly flexible electronics.
The use of appropriate metal precursors, solvents, and gate dielectrics is crucial to enable low-temperature processing and high device performance.9 In order to achieve high-performance solution-processed oxide TFTs at low temperature, all these aspects should be taken into account. The nitrate salts, which are low cost and readily available, have been proved to require less thermal energy to be decomposed completely compared with other salts, e.g. acetates, and chlorides.10,11 Meanwhile, as a solvent, water meets the current environmental awareness restricting the use of ecologically harmful substances and process. Instead of the often used organic-based solvents, the water-inducement route is considered to be simpler, safer and environmentally friendlier.12–14 As environment protection is an important issue, the use of nontoxic materials and employment of eco-friendly processes in the industry is strongly required. One more important issue is that the TFT device based on high-k dielectric can be operated at relatively low voltage and hence less power will be consumed. Among various high-k dielectrics, AlOx has been studied most extensively because of its high conduction band offset,15 low interface trap density,16 and its high chemical stability.17 The water-induced (WI) AlOx dielectric thin film could be an ideal candidate for the application in low-cost, eco-friendly and low-consumption electronic devices.
To achieve acceptable TFT performance, a channel layer with high mobility and low carrier concentration is also required. Generally, strong oxygen-binding cations, e.g., X = Y,18 Ga,11,19 Ti,20 and Al,21 are introduced into In2O3 host as matrix dopants to adjust the carrier concentration. Meanwhile, the mixture of various metal oxides will lead to the uniform amorphous nature and smooth surface due to the absence of the grain boundaries. However, for the TFTs based on solution-processed IXO channel layer, relatively high processing temperature (typically ≥300 °C) is usually necessary to facilitate the impurity removal, densification, and the alloy formation. This is incompatible with plastic substrates. The organic/inorganic hybrid material represents a major advance because of its flexibility and the low temperature characteristic.22,23 However, in the previous reports, the toxic organic solvents and the complicated preparation process were usually involved. This undoubtedly limits the application in the future solution-based electronics.
By using water-inducement synthetic method, we employed a simple, sustainable and eco-friendly process to fabricate the high-k AlOx dielectric and the WI hybrid TFTs. The annealing effects on the properties of WI AlOx thin films and the storage stability of precursor solution were investigated. The optimized WI metal oxide/polymer hybrid channel layer can be achieved by doping PVP into In2O3 and processed at temperature as low as 250 °C. By excluding hazardous organic solvents, the ‘green’ process will certainly contribute to environmental safety and cost minimization simultaneously.
The crystal structures of AlOx thin films were investigated by X-ray diffractometer (XRD, X'Pert-PRO MPD and MRD, PANalytical, Holland) with a CuKα1 radiation. The surface morphologies of AlOx thin films were measured by using an atomic force microscope (AFM, SPA-400, Seiko). The chemical compositions of AlOx thin films were analyzed by X-ray photoelectron spectroscopy (XPS, ESCALAB 250). The chemical bonding characteristics of the AlOx thin films were measured by Fourier transform infrared (FT-IR, Nicolet 5700). The thicknesses of AlOx thin films were measured by ellipsometry (ESS01, Sofn Instrument).
(1) |
(2) |
The thermogravimetric analysis of the precursor solutions, shown in Fig. 2, indicates that the thermal decomposition temperature was substantially decreased in the WI AlOx solution. The decomposition temperature of the WI AlOx solution was completed at ∼350 °C, whereas the decomposition temperature for the 2 ME-based AlOx solution was approximately 500 °C. The low-temperature decomposition behavior of the WI solution is strongly related to the unique structure of aluminum complex. As the coordination bond between the Al3+ and neighboring aquo ion is electrostatic reaction, it is easily broken with small thermal energy compared to the covalent bond in the conventional organic-based precursor.12,13
Fig. 2 Thermal behaviors of the WI and 2 ME-based AlOx xerogel. The WI solution and 2 ME-based solution are denoted by the red (solid circle) and black (open triangle) lines, respectively. |
Based on the low-temperature decomposition characteristic of the WI AlOx precursor solution, the structural properties of the corresponding AlOx thin films annealed at various temperatures (from 150 °C to 450 °C) were examined, and are shown in Fig. S1 (ESI†). No peak corresponding to the crystalline AlOx was observed, suggesting amorphous AlOx films were obtained over the entire annealing temperature range. This is consistent with the previous report that the AlOx thin film was crystallized at temperature up to 1000 °C.28 The amorphous state has advantages over the crystalline phase because the grain boundaries might act as diffusion paths, cause large leakage current, and fluctuate the k value from grain to grain.
Generally, a desirable criterion for the solution-processed insulating materials applying as gate dielectrics in TFTs is that the surface roughness should be as small as possible. In this work, the root mean square (RMS) surface roughness of the WI AlOx-150, AlOx-250, AlOx-350, and AlOx-450 with UV-assisted pretreatment were 0.35, 0.29, 0.40, and 0.33 nm, respectively. The corresponding surface morphologies of AlOx thin films were shown in Fig. S2 (ESI†). The smooth surfaces of the AlOx thin films are undoubtedly beneficial from the organic-species-free precursor solution. Little volatile gas overflowed from WI thin film surface during pyrolysis process, so the thin film surface can be kept as smooth as possible. Meanwhile, it is found that the surface morphologies of AlOx thin films were improved with a UV-assisted pretreatment than that of the thermally-annealed samples without UV treatment, as shown in Fig. 3(a). To clarify the possible reaction occurred during UV treatment, the UV-visible absorption spectrum of the precursor solution was investigated and the result is shown in Fig. 3(b). The WI solution exhibits light absorption below the wavelength of 350 nm. This is expected, as the absorption originates from the nitrate anion.29 The nitrate anion will be readily decomposed under UV exposure, as described by eqn (3)–(5). It is suggested that excitation in the π* ← π band (λ < 280 nm) proceeds via the two primary photon processes (3) and (4), whereas excitation in the π* ← n band (λ > 280 nm) proceeds through steps (3) and (5).30,31
(3) |
(4) |
(5) |
Although the UV decomposition mechanisms of the nitrate anion are complex, oxygen and nitrogen dioxide radicals are surely formed during UV irradiation. This combinative process improves the interface properties, which is important for TFT applications in terms of device performance and stability because the charge carriers always move along the interface between the semiconductor and the gate dielectric.
The chemical compositions of the WI AlOx thin films were investigated by XPS measurements. All the XPS peaks are calibrated by taking C 1s reference at 284.8 eV to compensate any charge-induced shift. The O 1s binding energies of the AlOx thin films fabricated at various temperatures are shown in Fig. 4(a). The binding energies of the O 1s peaks were divided into three peaks centered at 530.3 eV, 531.2 eV, and 532.3 eV, respectively. In addition to the oxygen atoms with a binding energy of 531.2 eV from the AlOx matrix, the oxygen species with a higher binding energy of 532.3 eV can be assigned to the bonded oxygen such as oxygen vacancies or OH− during film fabrication process.32 The oxygen species with a lower binding energy of 530.3 eV may be attributed to AlO(OH) component generated during the hydrolysis.33 For convenience, OI, OII, and OIII denote the area of each component, and Otot denotes the total area of the O 1s peak. It is found that, with increasing annealing temperature from 150 to 450 °C, the fraction of bonded oxygen in AlOx was decreased from 48.6% to 26.8%. This indicates that the oxidation of AlOx thin films removes the bonded oxygen and creates metal–oxygen bonds. The amount of bonded oxygen in the dielectric thin films should be small enough because the bonded oxygen species provide defect states in the bandgap of AlOx, which can increase the leakage current and lower the breakdown electric field.34
Fig. 4 (a) XPS spectra of O 1s peaks for AlOx thin films annealed at different temperatures. XPS (b) Al 2p and (c) N 1s spectra of AlOx thin films annealed at different temperatures. |
Fig. 4(b) shows the Al 2p peaks of the AlOx films prepared at different annealing temperatures. The XPS spectra show a single Al 2p peak at 74.3 eV in case of AlOx-150 °C, whereas, it was shifted to lower binding energy for the AlOx films annealed at higher temperatures. The shift of the Al 2p peak towards lower binding energy at higher processing temperatures is mainly attributed to the decrease of the concentration of OH− ions or coordination number of Al3+ ions in the film.9 To understand the pyrolysis behavior of nitrate groups in AlOx thin films, the N 1s peaks via XPS measurement were investigated and are shown in Fig. 4(c). Three peaks centered at 400.0 eV, 403.7 eV, and 407.0 eV were observed in AlOx-150, which were assigned to nitrogen located in the interstitial sites, NO2, and NO3-related groups, respectively.35 When the annealing temperature was increased to 350 °C, the nitrogen-related groups were undetectable. The similar pyrolysis behaviors of nitrate groups were also observed in the FT-IR spectra (Fig. S3, ESI†). This indicates that the progressive oxidation of AlOx thin film with pyrolysis of nitrogen-related groups occurred during thermal annealing process.
Fig. 5(a) shows the areal capacitance (C) as a function of frequency (f) for AlOx capacitors. The data show that the high frequency limit for which the capacitance almost saturates depends on the process temperature used, shifting from about 3 kHz for AlOx-150 to about 70 kHz for AlOx-450, where the capacitances exhibited are of about 400 nF cm−2 and 450 nF cm−2, respectively. The dielectric constants for AlOx-150, AlOx-250, AlOx-350, and AlOx-450 were taken from the capacitance flat region leading to values of around 6.95, 6.9, 7.0 and 7.1, respectively (see Table S1, ESI†). The permittivity values are somewhat smaller than the expected value for Al2O3, ∼9, meaning that films are less dense and out of stoichiometry; these data are in agreement with reported values for solution-processed AlOx.17,36 At low frequency region, the areal capacitance decreases as the annealing temperature increases from 150 to 250 °C and then increases slightly for samples annealed at temperatures higher than 250 °C. We attribute the trend between 150 and 250 °C to the removal of nitrates, hydroxides, and absorbed water, reducing the amount of mobile charge species in the films. The presence of mobile charge species also contributes to the overall polarizability of the material. At temperatures above 250 °C, most of the mobile ions are removed, so the increase of the areal capacitance density can be attributed to the densification of the remaining metal–oxide framework.
The leakage current density (Jleak)–electric field (E) measurements were performed to evaluate the leakage behavior of the corresponding AlOx films, as shown in Fig. 5(b). It can be seen that the Jleak is high for AlOx-150 (∼10−5 A cm−2 at 1 MV cm−1), which is likely related to the defects associated with incomplete decomposition. The residual nitrate and hydroxyl groups provide a leakage current path, resulting in a high Jleak. The leakage current profiles were found to decrease in slope with increasing annealing temperature, suggesting a reduction in the electronic defects.37 The current density levels for devices annealed at 350 °C and 450 °C were similar, less than 10−9 A cm−2 at 1 MV cm−1. The relative low Jleak and high breakdown field may originate from the smooth surface, relatively dense film, and high oxidation states with small numbers of hydroxyl groups in the films. Practically, annealing temperature lower than 350 °C is needed to employ solution process in conventional fabrication process of flat-panel displays.38 Based on the electrical performances of WI AlOx thin films annealed at different temperatures, AlOx-350 undoubtedly meets the requirements as the gate dielectric for TFT device.
Most recently, Branquinho et al. proposed a novel ‘combustion’ method to synthesize AlOx dielectrics using water as the solvent instead of the conventional 2 ME solvent.17 The optimized AlOx dielectrics and the integrated TFT devices exhibited high performance at a moderate annealing temperature of 350 °C. However, the aqueous combustion AlOx precursor solution is unstable because the areal capacitance of the AlOx capacitor decreased with increasing solution aging time. Practically, the storage stability of the precursor solution is an important issue in sol–gel chemistry. To clarify the storage stability of WI AlOx precursor solution, the AlOx capacitors fabricated by the precursor solution aged for different time intervals were compared. The C–V characteristics were investigated from −4 V to 0 V at 100 kHz. Three sequential loop measurements were carried out to investigate the reliability of AlOx capacitors. Fig. 6 shows the C–V curves of AlOx without solution aging. The capacitance value as a function of precursor aging time is summarized and shown in the inset of Fig. 6. The corresponding C–V curves of AlOx capacitors with various aging time can be found in Fig. S4 (ESI†). Interestingly, the AlOx capacitors exhibited similar areal capacitances and negligible hysteresis over the entire range of aging time, which indicates high storage stability of WI AlOx precursor solution. The high stability is not only beneficial from the large polarizing strength of Al (Fig. 1), but also the unique structure of WI precursor solution. The neighboring aquo ligand can effectively prevent the chemical reactions, hydrolysis and condensation.13 Water-inducement synthesis is regarded as a promising chemical fabrication technique for future solution-based microelectronics.
In this work, PVP was chosen as the organic dopant for the hybrid channel layer because of its unique characteristics. PVP is highly soluble in polar solvents such as water, it is preferable to avoid phase separation in the reaction.39 Another advantage is that PVP can be thermally crosslinked, resulting in outstanding thermal stability and high mechanical strength of the hybrid material.40 Furthermore, the amorphous nature of PVP also presents low electron scattering, which makes it an ideal polymer for hybrid channel layer materials. The thermal behavior of WI PVP xerogel was examined and found that the PVP was thermally stable until the annealing temperature reached 380 °C. It can be deduced that the PVP did not decompose during the annealing process for hybrid In2O3:PVP channel layers. For conventional metal oxide doping method, the larger M–O bonding strength than In–O bonding undoubtedly increases the post-processing temperature. However, in PVP doped In2O3 hybrid system, the required temperature has different meaning because PVP does not participate in the bond-forming reaction. The existence of insulating PVP can also effectively adjust the highly conductive property of pristine In2O3 matrix, which increases the reliability and stability of the fabricated TFT devices.
To investigate the performance of WI In2O3:PVP TFTs based on AlOx-350 dielectric, TFT devices with bottom-gate and top-contact architecture were fabricated. The transfer characteristics of various In2O3:PVP TFTs with a double-sweep gate voltage model are shown in Fig. 7(a). It can be seen that the operating voltage of the TFT devices is only 2 V, which is important for low-power electronics. All of these TFTs show hysteresis characteristics, and their direction is clockwise. The presence of clockwise hysteresis indicates that accumulated electrons are trapped at/near the channel/dielectric interface or within the channel layer.41 This hysteresis phenomenon is found to be improved with increasing annealing temperature. Since the same AlOx dielectric thin films were used, the film qualities should be comparable, and the improvement in hysteresis phenomenon at higher annealing temperature should be attributed to the decreased amount of trap defects in channel layers. The corresponding electrical parameters of the In2O3:PVP TFTs annealed at various temperatures are summarized in Table 1.
Fig. 7 (a) Transfer characteristics of In2O3:PVP TFTs at VD = 2 V as a function of the annealing temperature. (b) The output curves of 250 °C-annealed In2O3:PVP TFT. |
In2O3:PVP annealing temperature | μsat (cm2 V−1 s−1) | Ion/Ioff | VTH (V) | SS (mV dec−1) | Hysteresis (V) |
---|---|---|---|---|---|
230 °C | 0.2 ± 0.08 | 105 to 106 | 0.65 ± 0.05 | 110 ± 10 | 0.95 ± 0.1 |
250 °C | 14.1 ± 0.5 | ∼107 | 0.50 ± 0.03 | 80 ± 5 | 0.10 ± 0.02 |
280 °C | 22.5 ± 0.6 | 103 to 104 | 0.18 ± 0.02 | 310 ± 20 | 0.07 ± 0.01 |
300 °C | Conductive (TFT always on) |
With the increase of the annealing temperature, the high on-state current (Ion) and large μsat were achieved; whereas the off-state current (Ioff) was increased. The significant variation of the device performance in such a small temperature range is mainly attributed to the dehydroxylation and the alloy reaction in In2O3:PVP gel film (Fig. S5, ESI†). It is known that the conduction band minimum in metal oxide semiconductors is primarily composed of dispersed vacant s states with short interaction distances for efficient carrier transportation, which can be achieved in ionic oxide but not obviously in hydroxide.42 For this reason, the electron transportation property of the In2O3:PVP TFTs was improved at higher annealing temperatures. The more detailed explanation for the solution-processed oxide TFTs as a function of annealing temperature could be found in our previous report.12
It can be seen from Table 1 that the 250 °C-annealed In2O3:PVP/AlOx TFT showed the best performance, including a μsat of 14.1 cm2 V−1 s−1, a VTH of 0.5 V, a turn-on voltage (Von) close to 0 V, and a high on/off current ratio (Ion/Ioff) of 2 × 107. The output curves of 250 °C-annealed In2O3:PVP TFT is shown in Fig. 7(b). The device exhibits typical n-channel behavior with clear pinch-off and current saturation. Particularly, a small SS value, which is defined as the VD required to increase the ID by one decade, was calculated to be 80 mV dec−1. Note that this small SS value is close to the theoretical limit (60 mV dec−1), indicating a high-quality interface between In2O3:PVP channel and AlOx dielectric.43 In addition to the smooth surface of AlOx dielectric film, the noncorrosive property of WI channel layer is also beneficial to form a high-quality interface. The maximum areal density of states (Nmaxs) at In2O3:PVP/AlOx interface was calculated to be 7.5 × 1011 cm−2. This value is smaller than that of the TFTs based on CVD-derived AlOx (2.7 × 1012 cm−2),44 anodic Al2O3 (1.2 × 1012 cm−2),45 sputtered AlOx (1.1 × 1013 cm−2),46 and organic-based spin-coated AlOx16 (1.1 × 1012 cm−2) dielectrics. The small Nmaxs will not only benefit to carrier transport in the interface region, but also to the operational stability, where the hysteresis shift observed is almost irrelevant.
Generally, the high-k dielectrics bring about an increase in carrier mobility by an excellent heterogeneous interfacial layer.47 However, in the recent reports based on solution-processed TFTs, the high-mobility-driven studies suffered serious problems, such as the small Ion/Ioff (Ioff > 10−9 A) and large SS values.6,8,16,48–50 Large Ioff decreases the Ion/Ioff, which results in more power dissipation, and yields TFT unstable and unreliable. In these works, the high-k dielectrics were prepared using organic-based precursor solutions. During the post-annealing process, the pyrolysis of organic ligands tends to release a large amount of the volatile gases, which can generate nano-pores in the resultant dielectric films. This will be problematic for high-performance electronic devices. However, in this report, the organic-free WI precursor solution can effectively reduce the formation of the volatile gases. The UV-assisted thermal annealing process allows the moderate decomposition of nitrogen-related species in the thin film. Therefore, the TFT based on a high-quality dense AlOx dielectric presents a high Ion/Ioff of 2 × 107 with a low Ioff of ∼10−12 A.
Although TFT devices based on metal oxide/polymer hybrid channel layers have been realized in the previous works, there is still a vacancy about the discussing on TFTs' stability under bias voltage.22,23 For practical applications, it's crucial to exhibit voltage independent stability and reliability, especially for low-temperature processed TFT devices. To investigate the bias stability of the WI In2O3:PVP/AlOx TFT, the positive bias stress (PBS) test was carried out by applying a constant gate voltage of 2 V while maintaining source and drain electrodes grounded. Fig. 8(a) shows the transfer curves as a function of the applied stress time for 250 °C-annealed In2O3:PVP/AlOx TFT. The resulting VTH versus bias time is shown in Fig. 8(b). Even without passivation, the hybrid TFT exhibits high operational stability with a small threshold voltage shift (ΔVTH) of 0.08 V for 5400 s. The stress induced ΔVTH is in good agreement with the hysteresis shift in the double-sweep mode, which is consistent with the charge trapping mechanism at the channel/dielectric interface.51 The parallel VTH shift, without a change in the SS value, indicates that no additional defect states were created at the interface region under bias stressing.4 In addition, the VTH instability of bottom gate TFT devices is also related to the atmospheric oxygen and the moisture adsorption on the surface of the channel layer.52 When PBS is applied under atmospheric conditions, O2 adsorption is known to form a depletion layer below the channel surface, leading to a positive VTH shift.53 The chemical reaction and the proposed band diagram are shown in the inset of Fig. 8(b). A further work on the passivation or encapsulation of the TFT cannel will be effective to physically prevent ambient molecules from adsorbing on channel back surface.
Based on the outstanding electrical performance of the WI In2O3:PVP/AlOx TFT, the eco-friendly water-inducement process can undoubtedly replace the conventional organic-based approach to achieve low-temperature, low-power consumption, and high-performance TFTs. The achievement of the WI low-operating voltage metal-oxide/polymer hybrid TFT not only opens a new route for low-temperature processed amorphous semiconductors, but also contributes to the development of the flexible electronics.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c5ra15370k |
This journal is © The Royal Society of Chemistry 2015 |