Heitor Fernando Nunes
de Oliveira
a,
Christophe
Farès
a and
Roberto
Rinaldi
*ab
aMax-Planck-Institut für Kohlenforschung, Kaiser-Wilhelm-Platz 1, 45470, Mülheim an der Ruhr, Germany
bImperial College London, Department of Chemical Engineering, South Kensington Campus, SW7 AZ2 London, UK. E-mail: rrinaldi@imperial.ac.uk
First published on 15th June 2015
In this report, 1-butyl-3-methylimidazolium chloride ([C4C1im]Cl) is demonstrated to enhance the kinetics of acid-catalysed hydrolysis of 1,4-β-glucans in binary solvent mixtures. [C4C1im]Cl plays other roles in the reaction beyond acting as a solvent for cellulose, as currently accepted. In fact, the presence of the IL increases the Hammett acidity of the catalyst dissolved in the reaction medium. The kinetic data from cellobiose and cellulose hydrolysis directly correlate with the acid strength found for p-toluenesulfonic acid in the different reaction media studied here. The current report identifies neglected, but yet very important phenomena occurring in cellulose depolymerisation.
In 2011, we reported that cellulose is soluble in binary solvent mixtures comprising a minor mole fraction of a cellulose-dissolving IL in a molecular solvent (e.g., DMSO).25 This feature enables the solvent effects of ionic liquids (ILs) upon the kinetics of cellulose depolymerisation to be studied in unprecedented detail. This is because the quantity of IL in the binary solvent mixtures can broadly be varied while the biopolymer remains in solution. Hence, it becomes possible to assess whether an IL plays other roles in the reactivity of dissolved cellulose towards acid-catalysed hydrolysis. Surprisingly, however, there is little evidence to support other roles that 1-butyl-3-methylimidazolium chloride ([C4C1im]Cl) or other chloride-based ILs may play in cellulose depolymerisation rather than be ‘merely’ a solvent.
In fact, there is evidence to suggest that the reaction rate of cellulose hydrolysis increases with χIL in [C4C1im]Cl/N-methylpyrrolidinone (NMP) mixtures.26 However, the chemical equilibrium NMP + H2SO4 ⇌ [NMP]H+ + HSO4− was proposed to account for scavenging the acid-catalyst, and therefore, for the low hydrolysis rates obtained at low χIL. In fact, [NMP]H+ shows pKa values between −0.92 (ref. 27) and −0.17,28i.e. about 6–34 times lower than the Ka value of H3O+ (pKa −1.7), respectively. Hence, it is clear from that report26 that [C4C1im]Cl would not play itself any other role in the reaction, apart from being a (bystander) component of solvent mixture. Logically, when studying the effect of IL upon acid-catalysed reactions which require strong acids, such as cellulose hydrolysis,29 the best approach consists in selecting a binary solvent mixture in which both of the solvent components and H+ species do not react, avoiding the formation of a weak conjugated acid, and thus, an undesired decrease in the strength of the acid catalyst.29 Unfortunately, only a few ILs can both dissolve cellulose and be compatible with acid hydrolysis. In fact, the best ILs for cellulose dissolution comprise basic anions (e.g. acetate or phosphonates).10,30,31 These anions establish a buffer system with H3O+, drastically reducing the catalytic activity.18 Therefore, chloride-based (neutral) ILs still constitute the media of choice for cellulose depolymerisation performed in solution.
The understanding of solvent effects on organic reactions of interest for biomass conversion constitutes an emerging research field with potential for far-reaching applications.32–34 Very recently, Dumesic et al.35 put forward a plausible explanation for solvent effects on the dehydration of xylose to furfural and hydrolysis of cellobiose to glucose in acid-catalysed reactions carried out in H2O and H2O/γ-valerolactone (H2O/GLV) solutions. Both reactions showed better performance in H2O/GLV than in H2O. The authors proposed that GVL affects the reaction kinetics by changing the stabilisation of the acidic proton relative to the protonated transition state.35 In spite of this, it is also important to bear in mind that solvents may exert multifarious effects not only on the microscopic environment of proton solvation, but also on the structural conformation of the reactants and transition states in addition to the distribution of anomers and sugar species in solution.36
In this report, we provide an in-depth analysis of the effects of [C4C1im]Cl on the hydrolysis of cellobiose and cellulose carried out in binary solvent mixtures of [C4C1im]Cl/dimethyl sulfoxide (DMSO). We show the effects of [C4C1im]Cl on this reaction to go beyond swelling or dissolution of cellulose, as currently accepted. This paper is organised as follow. First, the results characterising the promoting effect of ionic liquids on the hydrolysis of 1,4-β-glucans are presented. Thereafter, we address the effect of ionic liquids on the conformation of the glycosidic bond in cellobiose based on NMR long-range scalar couplings (3JCH). Finally, we address the role of solvent composition in the acid strength of the catalyst dissolved in reaction media.
The initial rates of cellulose depolymerisation can be obtained from the temporal evolution of the number of scissions occurring in the cellulosic chain. Fig. 1a shows the dependence of the temporal evolution of cellulose depolymerisation with the χIL present in the reaction medium. Clearly, the rate of cellulose depolymerisation increases with χIL in the entire range of composition of the binary solvent mixture. As a guide for the eyes in the log–log plot of the relative initial reaction rates s0/s0,DMSOversus χIL, two upward linear trends were drawn. For the range of 0 < χIL < 0.31 in which cellulose is not dissolved in the medium (i.e. heterogeneous reaction), a linear trend showing a slope value of 2.5 was found. The enhancement of s0/s0,DMSO with χIL is commonly attributed to swelling, and then dissolution of the biopolymer (χIL = 0.31). As well known, the swelling and dissolution greatly improve the accessibility of cellulose to reactants. Surprisingly, however, is the fact that s0/s0,DMSO still continues to steadily increase with χIL even when cellulose becomes soluble in the reaction medium (homogeneous reaction). For χIL > 0.31, the linear trend shows a lower value of slope (1.2) compared to the first linear trend (2.5). Altogether, the current observations provide compelling evidence to show that not only swelling of cellulose but also other phenomena are involved in the increase in s0/s0,DMSO in the range of χIL > 0.31.
Fig. 1 (a) Temporal evolution of the number of scissions occurring in the cellulosic chains for the experiment carried out in DMSO, [C4C1im]Cl, and [C4C1im]Cl/DMSO; (b) correlation between relative initial reaction rate (s0/s0,DMSO) and [C4C1im]Cl molar fraction (χIL). Reaction conditions: α-cellulose (2 g, 12.4 mmol as C6H10O5) dispersed or dissolved in the respective solvent or binary solvent mixture (100 g), p-TSA (1 mmol), water (111 mmol), 100 °C. The absolute values of initial rates are available in ESI.† |
Clearly, as the experiments were performed at a temperature of 100 °C, no direct information concerning the apparent activation energy (E′a) for the depolymerisation of cellulose can be directly extracted from the data in Fig. 1. However, considering that the pre-exponential factor of Arrhenius equation should be approximately in the same order of magnitude for all the reaction systems, one can roughly estimate the corresponding ΔE′a from the ratio of initial rates. By using Arrhenius equation, the ratio of rates for the reactions carried out in [C4C1im]Cl and in DMSO (heterogeneous reaction) at a temperature of 100 °C corresponds to a hypothetical decrease in ΔE′a of about 15 kJ mol−1. This value agrees well with the experimental evidence showing that, when performed as a heterogeneous reaction, hydrolysis of cellulose has a value of E′a much higher than that of a reaction carried out with the polymer dissolved in a medium.15,38
Now considering the homogeneous reactions performed in [C4C1im]Cl/DMSO at χIL of 0.31 and in [C4C1im]Cl, the ratio of initial rates leads to a hypothetical ΔE′a of −4 kJ mol−1. To verify whether IL may cause this change in E′a is no easy task, because current experimental methods lack accuracy for it. On this subject, Kunov-Kruse et al.37 reported a very elegant method for in situ monitoring of cellulose depolymerisation by ATR-FTIR spectroscopy. Despite the reduced size of the sample (15 mg), which is conducive to a uniform temperature distribution throughout the sample volume, an experimental deviation of ±4 kJ mol−1 was found for an E′a value of 96 kJ mol−1. Through conventional laboratory experiments performed on a multigram scale (5–100 g), limitations in stirring viscous cellulosic solutions in ILs causes considerable gradients of temperature. In such experiments, the average of the values reported for E′a is 105 ± 10 kJ mol−1.29,38,39
Therefore, the small difference in E′a of −4 kJ mol−1 is very difficult to be verified through experimental methods, and currently impossible to be ascertained by computational methods, which predict the energy of transition states, in the best cases, with an accuracy of 6–8 kJ mol−1. These considerations clearly reinforce the need for the development of more accurate experimental methods for the determination of reaction rates in viscous solutions in order to identify the role of ions in E′a of cellulose depolymerisation in IL-based solutions.
Recently, Zhang et al.42 studied the rheological properties of cellulose dissolved in binary mixtures of [C4C1im]Cl/DMSO. Interestingly, already at concentrations as low as 1.5 wt%, cellulose dissolved in [C4C1im]Cl/DMSO behaves as a typical entangled solution. Hypothetically, the entanglement of the coiled polymeric chains could limit the accessibility of cellulosic chains to reactants and molecular catalysts in the early stages of depolymerisation. The complex nature of cellulose solutions in addition to the fact that the cellulosic chains are continually converted into smaller molecules throughout the course of depolymerisation could create artefacts in the depolymerisation kinetics.
In an attempt to assess the effect of entanglement of cellulose on the depolymerisation rate, we chose to compare the effect of [C4C1im]Cl on the hydrolysis of cellobiose as a molecular model of cellulose. Unlike cellulose, cellobiose cannot become entangled. Therefore, the comparison of results from cellobiose hydrolysis and cellulose depolymerisation seems to be an adequate strategy to identify whether entanglement of cellulose could affect the reaction kinetics. Importantly, cellobiose is soluble in the entire range of the binary solvent composition, including neat DMSO, allowing for homogeneous reactions in all the media. In the reaction series for cellobiose hydrolysis, we decided to half the amount of catalyst in order to slow down the production of glucose, enabling a more accurate determination of the initial rate. Surely, reaction conditions can be tweaked in order to maximise glucose yield, as reported for cellulose hydrolysis in ILs or IL/DMSO mixtures.21,43–45 However, the aim of the current experiments is to determine the initial rates accurately.
Fig. 2a shows the temporal evolution of glucose formation from the hydrolysis of cellobiose performed in DMSO and in the binary mixtures of [C4C1im]Cl/DMSO. Interestingly, [C4C1im]Cl accelerates the production of glucose in the entire range of χIL. As with cellulose depolymerisation, cellobiose hydrolysis shows an increase in relative initial rates, v0/v0,DMSO, with χIL in the entire range of composition of the binary solvent mixtures (Fig. 2b). As a guide for the eyes in the log–log plot of the relative initial reaction rates v0/v0,DMSOversus χIL, two upward linear trends can be drawn in order to compare this dataset with the data presented in Fig. 1b. For the range 0< χIL < 0.31, a linear trend with a slope value of 0.3 was found. For χIL > 0.31, v0/v0,DMSO increases with χIL at a higher rate, as indicated by the slope value of 0.5.
Fig. 2 (a) Temporal monitoring of glucose formation from cellobiose hydrolysis carried out in DMSO, [C4C1im]Cl, and [C4C1im]Cl/DMSO binary solutions (b) correlation between relative initial reaction rates (v0/v0,DMSO) and mole fraction of [C4C1im]Cl (χIL). Reaction conditions: D-(+)-cellobiose (0.58 mmol) dissolved in the respective solvent or binary solvent mixture (10 g) containing p-TSA (50 μmol) and water (11.1 mmol), 100 °C. The absolute values of initial rates are available in ESI.† |
The results from cellobiose hydrolysis (Fig. 2b) reveals that the values of v0/v0,DMSO also continuously grow with χIL. Since cellobiose cannot become entangled, the results from Fig. 2b constitute concrete evidence that [C4C1im]Cl acts not only as a solvent but also improves the depolymerisation kinetics by other additional phenomena. Again, a hypothetical stabilisation of transition state, lowering the activation energy cannot be assessed by conventional kinetic experiments. Indeed, an eventual decrease in E′a, accounting for the enhancement in v0/v0,DMSO seen in Fig. 2b, would correspond to ca. 3 kJ mol−1 (taking the ratio of reaction rates in [C4C1im]Cl and in DMSO into account).
As will be presented in the next sections, to shed light on the effects of [C4C1im]Cl on the hydrolysis of l,4-β-glucans, we examine the system from two additional perspectives. The first is to assess whether [C4C1im]Cl leads to conformational changes along the glycosidic linkage. The second perspective is to analyse how the changes in the microscopic environment of proton solvation affect the acid strength of the catalyst in the binary solvent mixtures.
To examine whether the different solvation environments alter the conformation along the 1,4-β-glycosidic bond, two key long-range scalar couplings were measured in solutions of cellobiose in selected binary perdeuterated-solvent mixtures of DMSO-d6 and [C4C1im]Cl-d15 by high resolution NMR spectroscopy using the HR-HMBC3 experiments.47 The multiplet pattern in this 2D heteronuclear NMR experiment can detect alterations in the vicinal scalar coupling constants 3JC(1),H(4′) and 3JC(4′),H(1) that pinpoint changes in the dihedral torsion angles ϕ′[H(1)–C(1)–O(1)–C(4′)] and ψ′[C(1)–O(1)–C(4′)–H(4′), as depicted in Scheme 2.48
Scheme 2 Torsion angles (ϕ ′and Ψ′′) across the 1,4-β-glycosidic bond and the respective J-couplings sensitive to ϕ′ and Ψ′′ according to ref. 48. The current representation of cellobiose does not correspond to an optimised structure. Dashed lines indicate the O(5)⋯HO(3′) and O(2)H⋯O(6′) intramolecular H-bonds. |
Fig. 3 reveals that no significant change in the values of 3JC(1)H(4′) and 3JC(4′)H(1) of cellobiose occurs with the increase in χIL. This observation demonstrate that the geometry of the glycosidic bond, and therefore, the strength of this bond remains largely unaffected by the presence of [C4C1im]Cl in binary solvent mixtures with χIL < 0.60. Unfortunately, for cellobiose dissolved in [C4C1im]Cl-d15, the resonance lines were so broadened that the cross-peaks characterising 3JC(1),H(4′) and 3JC(4′),H(1) could no longer be detected in the 2D NMR spectrum. It is important to bear in mind that the increase in χIL substantially rise the viscosity of cellobiose solutions. The high viscosity of the solutions poses problems for the accurate determination of the vicinal scalar coupling constants even collecting the NMR spectra from samples at the temperature of 90 °C, as performed in this study. As the resonance lines become broadened, the uncertainty of the measured coupling constants increases, as seen for the determination performed on the cellobiose solution with χIL < 0.58.
Fig. 4 displays the DFT-predicted Karplus curve the for 3-bond scalar (3JCH) coupling as a function of torsion angle ϕ′ (Fig. 4a) and ψ′ (Fig. 4b). According to the DFT-predicted Karplus relationship by Cloran et al.,48 the values for the coupling constants in cellobiose are in agreement with a conformation very close to that measured by X-ray diffraction,49,50 and to that predicted for the optimised geometry structure of cellobiose.46,48 In this conformation, the nO(5) → σ*C(1)O(1) charge transfer (exo-anomeric effect) is present (Fig. 4a), strengthening the C(1)–O(1) bond and decreasing the basicity of the glycosidic O(1) site.46 Alternate Karplus solutions for these coupling constants do not correspond to any possible stable rotamers of cellobiose. An alternative low-energy conformation, so-called “AP”,48 is also shown in Fig. 4 and does not fit with the measured couplings for cellobiose dissolved either in DMSO or in the binary solvent mixtures.
Fig. 4 DFT-predicted Karplus curve (black) for 3-bond scalar (3JCH) coupling as a function of torsion angle –C–O–C–H– according to Cloran et al.48 Red and blue solid horizontal lines correspond to the average coupling constants, 3JC(4′),H(1) (a) and 3JC(1),H(4′) (b) measured for cellobiose in DMSO-d6 and [C4C1im]Cl-d15/DMSO-d6 binary solutions at 90 °C. Lowest energy torsion angles for the so-called “60 s” (dashed, [φ,ψ] = [32°,−22°]) and for the “AP” conformations (dotted, [φ,ψ] = [17°,−179°]) also represented.50 The measured couplings intercept the Karplus curve very close to the areas corresponding to the “60 s” conformation based on DFT calculations (green circle).48 |
Overall, the HR-HMBC3 results reveal that [C4C1im]Cl does not affect the torsion angles of the glycosidic bond considerably. As a result, the electronic structure of the acetalic system is most likely to be the same irrespective of χIL. Therefore, [C4C1im]Cl seems not to be involved, through induced conformational changes, in the activation of 1,4-β-glycosidic linkage towards hydrolysis.
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The most common Hammett indicators are nitroaniline derivatives.63 In this study, we chose 4-aminoazobenzene as a Hammett indicator because the pKa value of its protonated form (2.77) are close to the nominal acidity expected from the analytical molal concentration of p-TSA in the media (5 or 10 mmol kg−1). 4-Aminoazobenzene absorbs at the wavelength of about 405–411 nm, depending on solvent composition of the binary mixture, while its protonated form absorb visible light at around 510 nm. Hence, the extent to which the indicator is protonated can be conveniently determined on a UV-Vis spectrophotometer.
To assess whether [C4C1im]Cl exerts an effect on the acid strength of p-TSA dissolved in DMSO and in [C4C1im]Cl/DMSO systems, the Hammett acidity function for two concentration levels of p-TSA was examined. To mimic the reaction media of cellulose depolymerisation and cellobiose hydrolysis (in which water is obviously a reactant, but it also affects acidity due to the chemical equilibrium H2O + R–SO3H ⇌ H3O+ + R–SO3−), water was present in all the media at a concentration of 1.11 mol kg−1 (2 wt%).
Fig. 5 displays the dependence of the acidity function of p-TSA dissolved in DMSO and in [C4C1im]Cl/DMSO mixtures both containing 2 wt% water. For convenience, we express the acidity function as ‘−H0’ because the opposite values of H0 directly correlates to the acid strength or proton activity, since H0 ≈ −logaH+. For both acid-concentration levels, Fig. 5 shows that the acid strength of p-TSA markedly increases with χIL. In fact, from χIL = 0.10 to χIL = 1, the apparent acid strength of p-TSA increased by a factor of 1.3 relative to the logarithm scale of H0 (i.e. about 20 times relative to aH+) in both datasets.
Current results indicate that the ionic species affect, indeed, the chemical equilibrium H2O + R–SO3H ⇌ H3O+ + R–SO3−. For dilute acid solutions in water, where the concentration of water is about 55 mol kg−1, the acidity of a strong acid (p-TSA, pKa −3) is levelled out by water to the acidity of H3O+-species (pKa −1.7). However, in the reaction media for cellulose depolymerisation or cellobiose hydrolysis, the concentration of water is 50 times lower than that of regular dilute acidic solutions in water. Moreover, computational studies on [C4C1im]Cl–H2O system predicted that Cl− anions form a complex with three molecules of water while still keeping the H-bonding with the [BMIM]+ cation.64,65 Furthermore, water–water interactions dominates in the system only at χwater > 0.75.64 Considering that χwater is about 0.16 in our experiments, the increase in χIL should dramatically reduce the thermodynamic activity of water, as a substantial fraction of water molecules will be also participating in the solvation of [C4C1im]Cl species. Thus, on gradually increasing χIL, the equilibrium H2O + R–SO3H ⇌ H3O+ + R–SO3− is progressively shifted to the side of p-TSA, which shows higher acidity than H3O+. Therefore, ion solvation by water seems to mitigate levelling-out effect of water on the acidity of p-TSA.
Showed in Fig. 6 are the correlations between relative initial rates and −H0 values. In both datasets, the relative initial rates increase with the apparent acid strength of p-TSA dissolved in each reaction medium. In particular, for cellobiose hydrolysis (Fig. 6b), the excellent linear correlation between relative initial rates and −H0 demonstrates that acid strength is the key factor accounting for the kinetics enhancement in both reactions.
Indeed, the activation of 1,4-β-glycosidic bond in cellobiose and cellulose towards hydrolysis generally requires a strong acid catalyst (pKa < −3)18,66 because the nO(1) → σ*C(1)O(5) charge transfer occurring in the acetalic system dramatically lowers the basicity of the O glycosidic site.46 For instance, in a series of monoprotonated formaldehyde acetals, R–O–CH2–O–R, where R is methyl-, ethyl- and isopropyl groups, pKa values of −4.57, −4.13, and −3.70, respectively, were reported.66 Considering that the acidity of a strong acid in aqueous systems is levelled out to the acidity of H3O+-species (pKa −1.7), the prevalence of the protonated glycosidic O sites (pKa ∼ −4) is about 1:200.18 In [C4C1im]Cl/DMSO media, the mitigation of levelling-off effect of water, upon rising χIL, shifts the medium acidity towards the p-TSA acidity (pKa −3). Hence, the increase in the apparent acid-catalyst strength in the reaction medium leads to a larger population of protonated O glycosidic sites. As a result, the relative initial rates proportionally increase with χIL for both cellobiose and cellulose conversion.
Despite the effect of [C4C1im]Cl on the acid strength of p-TSA, the data from Fig. 6a seems to reveal another important feature. Unlike cellobiose hydrolysis, which shows only a single linear upward trend in the correlation of relative initial rate and Hammett acidity function, cellulose depolymerisation again displays two upward linear trends. In the reactions in which cellulose is not dissolved, but only swollen (first trend, χIL < 0.31), χIL determines the degree of swelling, and thus, the accessibility of cellulose to the reactants. Although both acidity and accessibility are enhanced in this range of χIL, the accessibility seems to have a more considerable influence in the reaction rate, as revealed by the slope value of 4.6, which is about 9 times higher than that found for the series of experiments of cellobiose hydrolysis. However, even when cellulose is dissolved in the medium (χIL > 0.31), the effect of increasing ‘−H0’ is more pronounced on the rate of cellulose depolymerisation than that on the rate of cellobiose hydrolysis, as suggested by the slope value of 1.2, which is approximately twice as higher as that found for the data series of cellobiose hydrolysis.
The higher impact of acid strength on the kinetics of cellulose depolymerisation, relative to that on cellobiose hydrolysis, seems to suggest that the extent of protonation of O-glycosidic sites in the polymeric dispersion is greater than that in a cellobiose solution. Considering the number of short- and long-range interactions that may be established between the cellulosic chains, one could envisage that such environments could very well be solvating H3O+ species, and assisting the proton transfer mechanism.67,68 More importantly, in the cases that H-bonds can be established between [H+]-donor and [H+]-acceptor, the H+ transfer reactions are very fast and essentially diffusion controlled. Tentatively, the solvation of H3O+ species by the polymeric environment could stabilise the H+ species in the surroundings of the glycosidic bond. In this situation, the protonated glycosidic bond would live for a longer time,68 compared to that in cellobiose solution, being thus conducive to improved reaction kinetics because the protonated species must exist throughout the entire reaction coordinate, which involves conformation changes in order to activate the protonated glycosidic bond towards a heterolytic cleavage, as proposed by computational studies.22,69
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Footnote |
† Electronic supplementary information (ESI) available: Absolute reaction rates. See DOI: 10.1039/c5sc00393h |
This journal is © The Royal Society of Chemistry 2015 |