Diethyl carbonate: critical review of synthesis routes, catalysts used and engineering aspects

Kartikeya Shukla and Vimal Chandra Srivastava*
Department of Chemical Engineering, Indian Institute of Technology Roorkee, Roorkee 247667, Uttarakhand, India. E-mail: vimalcsr@yahoo.co.in; vimalfch@iitr.ac.in; kartikeyashr@gmail.com; kartikeya.tu@gmail.com; Fax: +91-1332-276535; Tel: +91-1332-285889

Received 27th January 2016 , Accepted 16th March 2016

First published on 18th March 2016


Abstract

Diethyl carbonate (DEC) is a well-known linear organic carbonate that has wide applications. Besides its use as a fuel additive, DEC is an excellent electrolyte for lithium ion batteries and is used for the production of polycarbonates, which are globally used engineering plastics. The synthesis of DEC from CO2 helps in CO2 mitigation. It was earlier synthesized by phosgenation of ethanol, which is a toxic and dangerous process. Certain non-phosgene routes have been developed in recent years, which include oxidative carbonylation of ethanol, trans-esterification of carbonate, alcoholysis of urea, ethanolysis of CO2 and the ethyl nitrite route for DEC synthesis. This review underlines various non-phosgene methods for the synthesis of DEC by critically evaluating the catalysts used, operating conditions and mechanism of synthesis. The performances of various catalysts have been compared graphically along with the identification of problems and potential solutions. Certain engineering aspects, including kinetics and thermodynamics of the various routes, have also been highlighted. The shortcomings and research gaps have been explicitly mentioned and discussed along with required future developments and research work for DEC synthesis.


1. Introduction

Organic carbonates are one of the important green chemical raw materials of the 21st century. Because of their properties such as polarity, low toxicity and higher biodegradability, they have the potential to replace many harmful chemicals for different applications. Synthesis of organic carbonates helps in mitigating and utilizing carbon dioxide (CO2), which has received much attention in the last few decades due to its indirect role as an environmental pollutant.1–6 The organic carbonates are broadly classified into linear and nonlinear carbonates.7 Important linear carbonates include dimethyl carbonate (DMC) and diethyl carbonate (DEC). Non-linear carbonates include ethylene carbonate (EC), propylene carbonate (PC), butylene carbonate (BC) and glycerol carbonate (GC).

DEC also called carbonic acid diethyl ester is an important organic carbonate.8 It is a colorless, transparent liquid with mild toxicity.9 Being environment friendly and bio-degradable, its bio-accumulation is also low. It is an important alternative fuel that can be used to replace petroleum-derived fuels, thereby reducing CO2 and particulate emissions from engines. It is used as a fuel additive because of its high oxygen content. It contains more oxygen (40.6%) as compared to well-known oxygenate methyl tert-butyl ether (MTBE) (18.2%).10–14 Adding DEC to petroleum derived fuels reduces emission of CO2 and particulates.15 The gasoline/water distribution coefficient of DEC is better than that of other carbonates and is preferred in many applications that require low vapour pressure with high amount of energy.11,14 Table 1 states the physical properties of DEC.14 Presence of ethyl and carbonyl groups in DEC help in its conversion to important chemicals which include poly-carbonates, carbamates, unsymmetrical alkyl carbonates, ethyl benzene, 3-aryl-2-oxazolidinones, imidazolindin-2-ones.16–24 It is extensively researched as an electrolyte for lithium ion batteries.25–27 Being an excellent solvent, it is widely used in pharmaceutical products, fertilizer, pesticide and manufacture of dyes. The applications of DEC are categorised in Fig. 1. DEC decomposes to benign CO2 and ethanol when released into environment.11,12,28,29

Table 1 Properties of DEC
Property Units DEC
Lower heating value MBtu per gal 74.3
Density g cm−3 0.0975
Melting point °C −43
Boiling point °C 126
Vapour pressure@37.8 °C mm Hg 0
Blending octane (R + M)/2 104–106
Gasoline/water distribution coefficient 20
Hydrolysis products Ethanol, CO2



image file: c6ra02518h-f1.tif
Fig. 1 DEC with properties which lead to its various applications.

Various methods used to produce DEC are summarised in Fig. 2. The oldest known among them is the phosgenation of ethanol, however, this process is inherently toxic.30 A number of new non-phosgene routes have been developed in the recent years which include oxidative carbonylation of ethanol, trans-esterification of carbonate, alcoholysis of urea, ethanolysis of CO2 and de-carbonylation of diethyl oxalate. Fig. 3a shows the number of publications for the synthesis of DEC through various routes and Fig. 3b shows the number of citations of these papers. From the figure, it can inferred that the number of publications on DEC synthesis are rising year wise and the route of DEC synthesis using DMC is being more researched now a days. This may be because of the reactive distillation process in this route which offers high selectivity of DEC. Carbonylation of ethanol using CO2 is directly related to sequestration of CO2 but is constrained by its less favourable thermodynamics. Ethanolysis of urea is also widely used because of its low-cost reactants in comparison to other reactions. DEC synthesis using oxy carbonylation by passes the route of urea and CO2 which are restricted due to their high temperature and pressure. Table 2 summarizes the patents filed related to synthesis of DEC.31–35


image file: c6ra02518h-f2.tif
Fig. 2 Various non-phosgene methods for synthesis of DEC.

image file: c6ra02518h-f3.tif
Fig. 3 Number of citations to publications in synthesis of (DEC) since 2000–2015 through various routes. The data was obtained from Scopus using keyword “diethyl carbonate” with sub keywords such as (“ethanol” OR “ethyl nitrite” OR “CO” OR “CO2” OR “urea” OR “dimethyl carbonate”).
Table 2 List of important patents filed on DEC synthesis
Year Inventors Summary of invention Reference
1941 Irving E. Muskat and Franklin Strain This introduced a novel method of preparing carbonate esters of polyhydroxy compounds 31
1972 Ludo K. Frevel and Jo Ann Gilpin Carbonates are made from alkylene carbonate and non tertiary hydroxyl group in presence of alkali metal 32
1993 UBE INDUSTRIES Diester of carbonic acid are prepared from carbon monoxide and a nitrite in the presence of a solid catalyst on a carrier, a deactivated catalyst was regenerated by treating with hydrogen and with hydrogen chloride 33
2002 Zaid et al. The invention generally concerns methods for the synthesis of dialkyl carbonates, like dimethyl carbonate (DMC) and\(DEC). It involves reacting an alcohol or diol, a base and a halogen in the presence of an amine salt catalyst. The first intermediate is reacted with carbon monoxide forming a second intermediate which then reacts with the alcohol or diol in the presence of the amine salt catalyst forming the dialkyl carbonate product 34
2009 Wershofen Stefan; Klein Stephan; Zhou Zhiping; Wang Xingku; Wang Junwei; Kang Maoquing The present invention relates to preparation of catalyst for the synthesis of organic carbonates, by reacting urea and hydroxyl group containing compounds. The catalyst is a calcinate of hydrous salt containing rare earth element at a moderate calcinating temperature 35


Although a number of studies have been reported in the literature, however, a lot of research needs to be done in different areas for each of these routes. This paper presents a critical review of work done for all these routes. It also identifies and highlights the areas where there is research gap and the efforts that need to be placed to fill these gaps.

2. Ethanolysis of urea

2.1 General overview of the reaction

The alcoholysis of urea to produce dialkyl carbonate is a recently developed process. This reaction occurs in two steps. In the first step, ethanol and urea react to form ethyl carbamate (EC) and ammonia. EC further reacts with ethanol to form DEC and ammonia. The alcoholysis of urea can be described by following two reactions:
 
C2H5OH + NH2CONH2 ↔ C2H5OCONH2 + NH3 (1)
 
C2H5OH + C2H5OCONH2 ↔ C2H5OCOOC2H5 + NH3 (2)

Process involving urea and ethanolysis is economically favourable due to its cheap and non-toxic raw materials. Since urea itself is formed by reaction of CO2 and ammonia, therefore, urea can be considered as activated form of CO2, and hence, this process can be indirectly termed as sink of CO2. In this reaction, co-product ammonia can be easily recycled back into urea by reacting it with CO2, hence this process is considered as clean and efficient process. In this process, as no water is produced, and hence, there is no chance of azeotrope formation and thus separation of DEC is easier as compared to other processes.

2.2 Mechanism

A few investigators have reported mechanism of EC and DEC formation by urea alcoholysis reaction using various catalysts.36–39 A generalized reaction mechanism based on all these studies is shown in Fig. 4.14 Urea first breaks at temperature >406 K (133 °C) to form ammonia and isocyanic acid (HNCO) via formation of ammonium cyanate salt (NH4+NCO) as an intermediate.14,40 The highly active isocyanic acid reacts immediately with ethanol to produce EC.37,38 The reaction of EC with ethanol occurs on a catalyst surface having Lewis acid sites (Mδ+) and basic site (Oδ) which activates EC and ethanol, respectively. EC reaction with ethanol is a nucleophilic substitution reaction involving addition and elimination reactions as two different steps. Ethanol forms nucleophile CH3CH2O which attacks the carbonyl carbon atom of EC.14 This attack converts the EC molecule having triangular in a plane structure to form an intermediate molecule with tetrahedral structure which is unstable and forms DEC by releasing ammonia molecule.14 In the intermediate, the carbon of carbonyl group changes from sp2 hybridization to almost sp3 hybridization.41,42
image file: c6ra02518h-f4.tif
Fig. 4 Generalized mechanism of DEC synthesis by urea alcoholysis reaction.

2.3 Reaction conditions and thermodynamics

It must be mentioned that various reactions occurring in this process are thermodynamically non-spontaneous. Standard Gibbs free energy change (ΔG°) is large for the formation of DEC (ΔG° = 20.09 kJ mol−1) than that of intermediate compound EC (ΔG° = 0.66 kJ mol−1).14 Hence, EC is thermodynamically more favourable than DEC. Formation of EC from this route does not even requires catalyst and good yield of EC can be obtained even without catalyst. Moreover, formation of DEC also leads to formation of certain by-products such as biuret, N-ethyl ethyl carbamate, and N-ethyl urea by following reactions:
 
NH2CONH2 ↔ HNCO + NH3 (3)
 
HNCO + NH2CONH2 ↔ NH2CONHCONH2 (4)
 
(CH3CH2O)2CO + CH3CH2OCONH2 ↔ CH3CH2OCONHCH2CH3 (5)

This makes this route of DEC synthesis thermodynamically and economically more sensitive. The first step of the decomposition of urea increases rapidly for temperatures >150 °C, therefore, urea alcoholysis reactions are carried out at temperatures >180 °C and pressures are above 25 bar so as to keep the ethanol, EC and DEC in liquid phase.

2.4 Heterogeneous catalysts used for the reaction

Research on the alcoholysis of urea to synthesize DEC has been mainly focused on development of catalysts during the last decade. Among various catalysts, organometallic compounds offer the best yields and selectivity but being homogenous with the system, the problem of separability and deactivation impose problems in process commercialisation.43–45

Mostly, heterogeneous catalysts have been studied during last decade due to its ease of separation and regeneration. The use of homogeneous catalysts to produce DEC from this route is not yet reported. It may be mentioned that many investigators studied DEC synthesis from urea (via eqn (1) and (2))14,24,44 whereas a number of investigators directly studied DEC synthesis from EC (via eqn (2)).10,39,45

Table 3 Comparative analysis of different catalysts used for the synthesis of DEC from ethanolysis of urea
Catalyst Catalyst preparation method Reaction conditions Reference
Temperature (°C) Time (h) DEC yield (%)
a Best performing catalyst or operating condition.
Different metal oxides (ZnOa) (160–220)190a (1–9)5a 14.2 14
Series of metal oxides (La2O3)a Precipitation method (180–230)210a (1–5)3a 38.6 44
Mg–Zn–Al oxides derived from hydrotalcites Mg–Zn–Al prepared from co-precipitation method (180–220)200a (1–6)4a 68 24


Table 4 Comparative analysis of different catalysts used for the synthesis of DEC from ethanol and EC
Catalyst Catalyst preparation method Reaction conditions Selectivity (%) Reference
Temperature (°C) Time (h) DEC yield (%)
a Best performing catalyst or operating condition.
PbO Thermal decomposition of lead carbonate at 300 °C for 4 h in air 180 7 15.7 43 39
ZnO–Fe2O3 Thermal decomposition of Zn–Fe–CO3 hydrotalcites 180 10 32.3   45
PbO based double mixed oxides, PbO–ZnOa Calcinating their corresponding metal compounds 180 7 13.8 40.7 10
Lewis and Brønsted acids (H4P2O7)a 180 6 21.9   58
Slag based catalysts (SN-450)a and metal oxides Slags prepared by calcination while metal oxides by co-precipitation method (190–220)210a (1–4)3a 33.1 74.4 57
Mg–Al mixed oxides derived from hydrotalcites Catalyst obtained by HTC-Mn possessed max activity (170–200)190a (6–9)8a 56.7 56


2.4.1. DEC synthesis from urea. Table 3 summarizes recent progress made in synthesis of DEC through ethanolysis of urea.14,24,44 Wang et al.14 used a number of metal oxides such as ZnO, CaO, PbO, ZrO, TiO2, MgO and γ-Al2O3 as catalysts for production of DEC from urea and ethanol. Screening of catalysts was done by studying the yield of EC and DEC. Fig. 5a represents the performance of these catalysts. The yield of EC was 84% (via eqn (1)) without any catalyst; however, no yield of DEC (via eqn (2)) was obtained without catalyst. The performance of ZnO and ZrO2 was best among all the catalysts with reaction parameters being reaction time = 5 h, temperature = 190 °C. Better performance of these catalysts was attributed to the presence of weak acidic and basic sites on both the catalysts.46 Maximum DEC yield was 14.2%.14
image file: c6ra02518h-f5.tif
Fig. 5 The performance of various metal oxides in terms of yield and selectivity during ethanolysis of urea. (a) Source of data: Wang et al.14 reaction conditions: ethanol = 150 mL, urea = 15 g, catalyst = 8 g, temperature = 463 K, stirring speed = 600 rpm, reaction time = 5 h, initial pressure = 0.8 MPa, reaction pressure = 2.5 MPa. (b) Source of data: Xin et al.,44 reaction conditions: methanol/urea = 10[thin space (1/6-em)]:[thin space (1/6-em)]1, catalyst feed = 17% (based on the weight of urea), reaction temperature = 200 °C, reaction time = 3 h, stirring speed = 550 rpm. (c) Mg–Zn–Al hydrotalcites. Source of data: Wang et al.,24 reaction conditions: urea = 20 mmol, ethanol = 200 mmol, catalyst = 0.1 g, temperature = 200 °C, time = 4 h. DEC: EC: ethyl carbamate, NEEC: N-ethyl ethyl carbamate. (d) Yield of DEC and conversion of EC obtained when different catalysts were used. Source of data: An et al.,10 reaction conditions: 10 wt% PbO in double metal oxides with reaction conditions: catalyst weight percentage = 1%, molar ratio of ethanol[thin space (1/6-em)]:[thin space (1/6-em)]EC = 10[thin space (1/6-em)]:[thin space (1/6-em)]1, temperature = 180 °C, and time = 7 h. (e) Slags. Source of data: Wang et al.,57 reaction conditions: catalyst = 0.15 g, EC = 3.0 g, ethanol = 20 mL, temperature = 200 °C, time = 3 h. (f) Hydrotalcites derived metal oxides were used. Source of data: Wang et al.57 reaction conditions: reaction temperature = 463 K, reaction time = 8 h, catalyst amount = 0.8 g, EC = 0.1 mol, ethanol = 1.0 mol.

PbO was found to be most active catalyst for DEC formation from EC. Lian et al.47 extended the study by regenerating and reusing PbO as catalyst. Overall maximum DEC yield of 15.7% was reported. The reason for high yield and selectivity with regenerated catalyst was explored. X-ray diffraction (XRD) analysis showed that the tetragonal PbO in fresh catalyst got converted to cubic metal Pb after reaction. For confirming that mixture of metal Pb and PbO2 were the main catalytic agent, whose combined action was responsible for high yield and selectivity of DEC. Pure Pb metal, PbO2, Pb + PbO2 and fresh PbO were tested as catalyst also. Pb + PbO2 were found to give best yield and selectivity of DEC. The agent responsible for conversion of tetragonal PbO to metal Pb was also investigated by conducting certain experiments such as reaction of ethanol, EC and DEC with PbO. It was found that DEC is actually responsible for conversion of tetragonal PbO into cubic metal Pb. Before this study, Notario et al.48 also reported that DEC can decompose into ethanol, ethylene and CO2 at 180 °C in presence of PbO.

The problem of leaching of ZnO, as a catalyst, was addressed by Xin et al.49 By using lanthanum based oxides and comparing their activities with other metal oxides such as Al2O3, MgO, TiO2, CaO and ZnO as the catalysts for DEC synthesis. La3+ cation can behave as Lewis acid site which facilitates the adsorption of groups having dense electron cloud over them such as carbonyl group. It is reported in Kus et al.50 that La2O3 contains both medium and strong basic sites. Also lanthanum based compounds performed better in the reactions based on urea and alcohols.51–53 The performance of ZnO and La2O3 was investigated by calcinating them at 500 °C. Fig. 5b compares the performances of various catalysts. The yield and selectivity of La2O3 was similar to that of ZnO but no leaching was observed as compared to ZnO. Zhao et al.36 studied the effect of ethanol/urea ratio and temperature at supercritical conditions (Fig 6a and b). Maximum yield of DEC was obtained when the ethanol/urea ratio was 10 (Fig. 6a). La2O3 performed well, however the problem of low specific surface was encountered. Hydrotalcites are well known for their high surface area and stability against sintering. Wang et al.54 later used ternary Mg–Zn–Al hydrotalcites prepared by co-precipitation method, for the reaction between urea and ethanol. Since hydrotalcites performed better in the synthesis of DMC from urea and methanol.55 The hydrotalcites containing manganese as transition metal performed best among all (Fig. 5c).


image file: c6ra02518h-f6.tif
Fig. 6 (a) Effect of ethanol/EC ratio on yield of DEC (reaction temperature = 300 °C and time = 30 min) and (b) EC conversion at time = 30 min. Source of data: Zhao et al.36
2.4.2. DEC synthesis from EC. Table 4 presents comparative analysis of work done for the synthesis of DEC through ethanolysis of EC.10,39,45,56–58 Considering better activity of PbO, An et al.10 investigated direct DEC synthesis from EC using mixed oxide catalysts combining PbO with other oxides to achieve high DEC yield and selectivity. ZnO–PbO performed better than MgO–PbO, CaO–PbO, SrO–PbO, BaO–PbO, ZrO2–PbO, Al2O3–PbO, Fe2O3–PbO, CuO–PbO, NiO–PbO, TiO2–PbO, and La2O3–PbO catalysts (Fig. 5d).10 The effect of PbO content in mixed oxide catalyst was also studied. Maximum yield and selectivity of DEC was obtained when PbO was 15%. Change in lattice structure before and after its usage was also investigated. Hexagonal ZnO, orthorhombic PbO and orthorhombic PbO2 in fresh catalyst got converted to orthorhombic PbO2 in the recovered catalyst. When ZnO alone was used as a catalyst, no change in lattice structure was observed. Thus, it was concluded that presence of PbO accelerates the transformation of hexagonal ZnO to some amorphous phase. The yield and selectivity of DEC from recovered ZnO–PbO was found to be better than that of fresh ZnO–PbO. Transformation of ZnO to Zn(NCO)2(NH3)2 was confirmed with the help of infra-red spectra.

Wang and Zhang45 studied the yield, selectivity of DEC from ethanol and ethyl carbamate using hydrotalcite derived mixed oxide (ZnO–Fe2O3) catalyst. The effect of calcination of hydrotalcite produced mixed phases of ZnO and ZnFe2O3. Thermal treatment was considered as one of the factors besides surface area which was responsible for the high yield and selectivity of DEC when ZnO–Fe2O3 was obtained after calcination. This catalyst performed best giving 32.3% DEC yield.

Wang et al.56 used Mg–Al mixed oxides (synthesized from thermal decomposition of hydrotalcites) as catalyst for the reaction of EC and ethanol to DEC (Fig. 5f). Introduction of transition metals obtained from hydrotalcites lead to much higher performance rather than pure hydrotalcites due to their improved moderate and strong basic sites. Fig. 5f compares the performances of these catalysts.

Wang et al.57 used waste slag, whose disposal is an important environmental issue, containing various metal oxides of varying compositions as catalyst for synthesis of DEC from EC. The comparison of the performance of slags (calcined at different temperature) with the metal oxides, prepared with the help of co-precipitation method, was made. Slag containing different proportion (Fig. 7) of metal oxides gave better yield and selectivity then pure metal oxides as shown in Fig. 5e. Slag calcined at 450 °C gave highest yield and selectivity.


image file: c6ra02518h-f7.tif
Fig. 7 Percentage of different metal oxides in slag after calcination at 350 °C. Source of data: Wang et al.57

Qin et al.58 used different Lewis and Brønsted acids for synthesis of DEC from EC. Pyrophosphoric acid showed best activity to DEC synthesis from EC and ethanol among various acids. Use of supercritical fluids (SCFs), is a green and catalyst-free technology, which is being researched for its various applications. Reaction temperature and pressure of SCF can be optimized for achieving higher yield and selectivity. Ethanol has critical temperature and pressure of 243.1 °C and 6.38 MPa, respectively. Zhao et al.36 first used this technology for synthesis of DEC using supercritical ethanol without using any catalyst. 22% DEC yield was obtained at 300 °C in supercritical atmosphere. The yield of DEC at different temperatures is shown in the Fig. 6b. Best yield of DEC (23%) was obtained at 563 K after 30 h. Wang et al.59 studied the synthesis of DEC using solid basic oxides as catalyst, CaO performed best.

Since transition metal oxides can co-ordinate with ammonia to form complex, they can be termed as Lewis acids.60,61 They can be used to capture ammonia and shift the equilibrium to the product side. Zhao et al.62 studied the performance of transition metal chlorides in synthesis of DEC from EC. Their activity can be attributed to empty d-orbitals of transition metal oxide which activate the N, O atom of EC.63 MnCl2 > CoCl2 > ZnCl2 > CdCl2 > NiCl2 was the order of performance of transition metal oxides as the catalyst.

Since the alcoholysis of urea involves two step reactions, in which second step reaction is more difficult. Many authors have investigated second step only to synthesize carbonate from carbamate using zinc based catalysts.64 The yield and selectivity was good, however there was difficulty in recovery of catalysts because of the homogenous nature of catalysts. Zhao et al.65 investigated formation of DMC from MC using ZnO as catalyst. Transformation of Zn(NCO)2 into Zn(NCO)2(NH3)2 was suggested as the main reason for low yield of DMC from MC rather than from methanol.

The formation of Zn(NCO)2(NH3)2 was represented by following equations:

 
ZnO + 2HNCO ↔ Zn(NCO)2 + H2O (6)
 
H2O + NH2CONH2 ↔ NH4OOCNH2 (7)
 
Zn(NCO)2 + NH3 ↔ Zn(NCO)2(NH3)2 (8)

ZnO is precursor of homogenous catalyst Zn(NCO)2(NH3)2.

2.5 Summary

DEC synthesis from urea is less favored as compared to synthesis from EC, due to formation of NEEC and N-ethyl urea, in former process, as by-products which suppress the yield of DEC. Removal of DEC and NH3 as soon as they are formed can drastically improve the yield and selectivity of DEC from urea. This can be done by using catalytic distillation of ethanol and urea. This type of set up and work is missing in the literature. Wang et al.54 synthesized DEC with maximum yield of 67.8% using hydrotalcites based catalysts. Mg, Zn and Al based oxides have been found to catalyze the carbonylation of ethanol using urea and hence hydrotalcites were prepared using same metals. Still the need of more active catalyst is required for the process commercialization. Kinetic and thermodynamic parameters also need to be studied in order to design and commercialize the process.

3. Carbonylation of ethanol using carbon-di-oxide

3.1 General overview of the reaction

Among different approaches, direct synthesis of organic carbonates from alcohols and CO2 is gaining huge interest in recent times due to its high commercial significance.7 Various attempts have been made to convert CO2 to stable carbonates.66–80 Leino et al.70 reviewed conventional synthesis methods of dialkyl carbonates from alcohols and CO2. Ethanol as compared to methanol is highly abundant, non toxic substance, however, being less acidic, it is less reactive than methanol.71 Main reaction by this route is as follows72,73
 
2C2H5OH + CO2 ↔ (C2H5O)2CO + H2O (9)

3.2 Thermodynamics of reaction

CO2 being linear and centro symmetric in nature is a very stable compound. Hence, the reactions of CO2 are not thermodynamically favorable. Table 5 shows the thermodynamic data of various substances involved in this reaction.79,80 The standard enthalpy change (ΔH°), standard entropy change (ΔS°) and ΔG° for the reaction are −16.60 kJ mol−1, −175.99 J mol−1 K−1 and 35.84 kJ mol−1, respectively. Thus, this reaction is exothermic and favors backward reaction if temperature is increased. Since ΔG° > 0, therefore, this reaction does not occurs spontaneously. At fixed temperature of 100 °C, this reaction becomes spontaneous only when pressure exceeds 7.25 × 105 MPa which is technically not feasible. Hence, the reaction can be shifted to DEC side using effective catalysts and co-reactants or by using dehydrating agents such as butylene oxide and molecular sieves.70
Table 5 Various thermodynamic data for substances79,80
Substance ΔHof Sof Cp
DEC −637.9 412.2 152.1
H2O −241.8 188.8 33.6
CO2 −393.5 213.8 37.1
C2H5OH −234.8 281.6 65.6


3.3 Mechanism

A number of investigators used one-pot synthesis of DEC using this method whereas many other investigators studied two-pot synthesis.70,74

Fig. 8 illustrates the direct synthesis of DEC from CO2 as reported by Arbelaez et al.75 First, the catalyst gives C2H5O group from ethanol. Cu–Ni bimetallic catalyst was used for the purpose. The CO2 gets activated giving CO2–M species. Transformation between the two yields to M–O(C2H5)–C(O)–M type complex. Finally another activated ethanol molecule reacts to give DEC and regenerated M sites.


image file: c6ra02518h-f8.tif
Fig. 8 Mechanism of synthesis of DEC from ethanol and CO2.

Tomishige et al.76 synthesized DMC from CO2 and methanol using H3PO4/ZrO2 as heterogeneous catalyst. They inferred that bi-functional catalyst with both acidic and basic sites perform better giving high selectivity for this type of reactions.

3.4 Comprehensive study of process

3.4.1. Direct synthesis. Yoshida et al.77 used ceria as the catalyst for synthesis of DMC from methanol and DEC, EMC from ethanol. Selectivity and yield of DMC were directly proportional to the active sites of CeO2. Ceria based catalyst performed better for the synthesis of organic carbonates from CO2.78 EMC and DEC were also synthesized from the reaction containing ethanol, methanol in presence of CO2. The trans-esterification rate was found to be on the lower side. This was attributed to the adsorbed ethyl carbonate species and methanol.

Leino et al.79 investigated the reaction of ethanol and CO2 over CeO2 as catalyst and synthesized DEC via one-pot synthesis. As the water gets produced continuously during the reaction, butylene oxide was used as dehydrating agent due to its inherent water absorbing property and low toxicity. Introduction of butylene oxide as water trap increased the DEC yield by 9 folds. The effect of reaction temperature, applied pressure and reaction time on DEC yield was also studied.80 Leino et al.81 further used CeO2 (synthesized with precipitation method) to study the effects of various catalyst synthesis parameters and synthesis time on DEC yield. It was found that the catalyst CeO2 synthesized at pH 11 gave the highest DEC yield. Kumar et al.82 synthesized Ce–H-MCM-41, Ce–Si-MCM-41, K-MCM based mesoporous catalyst, and Cs-ZSM-12 and Na-ZSM-12 microporous catalysts. Maximum DEC formation was observed with 16 wt% Ce–H-MCM-41 and 32 wt% Ce–Si-MCM-41 mesoporous catalysts. This was attributed to presence of weak and strong basic sites on the catalysts.

Zhang et al.83 observed 2.5 fold increase in the DEC yield when 3A molecular sieves was used as co-catalyst (as a dehydrating agent) along with ZrO2 as a main catalyst. Pore size of molecular sieve and acidic–basic properties of ZrO2 was main factor responsible for the activity of catalyst. Arbelaez et al.75 used Cu–Ni supported on activated carbon as the catalyst for direct synthesis of DEC from ethanol and CO2. Copper and its oxide doping itself enhanced the activity in similar reactions.84,85 Cu–Ni showed good activity as catalyst for other reactions also.86

Since mixed (ceria and zirconium) oxide CexZr1−xO2 performed better as catalyst for carbonylation of alcohols,76 hence, Wang et al.87 used the same catalyst for DEC synthesis. It was reported that an increase in the value of x from 0.18 to 0.8 decreased the activity of catalyst due to formation of strong acid–base sites. Prymak et al.88–90 prepared CexZr1−xO2 by citrate method and evaluated its performance in a plug flow reactor for carbonylation of ethanol. It was found that the introduction of more zirconia in CeO2 increased the acid–base sites. Performance of various catalysts varied due to the difference in stoichiometric ratio of Ce and Zr; and also due to difference in amount of acidic and basic sites present.

Some ionic liquids also have been tried as the catalyst for CO2 fixation to organic carbonates. Ionic liquids combined with K2CO3 form effective catalytic system and an easy method for the synthesis of organic carbonates.91

3.4.2. Two-step synthesis. Use of organic iodide such as ethyl iodide (C2H5I) as co-reactant along with some basic catalyst (K2CO3) is reported to give better alcohol conversion.92 One-pot synthesis of DEC using this procedure can be represented by following reaction.74
 
C2H5OH + CO2 + K2CO3 + C2H5I ↔ (C2H5O)2CO + KI + KHCO3 (10)

Above reaction can be carried out in two steps/pots using K2CO3 in the first pot and C2H5I in the second pot. In the first step, formation of potassium ethyl carbonate (PEC, C3H5O3K+) and potassium bicarbonate (KHCO3) takes place. This step acts as a trap for CO2. In the second step, PEC reacts with ethyl iodide (C2H5I) to form DEC. These reactions steps can be represented as:

 
C2H5OH + CO2 + K2CO3 ↔ C3H5O3K+ + KHCO3 (11)
 
C3H5O3K+ + C2H5I ↔ (C2H5O)2CO + KI (12)

For the second step, ethanol can be used in place of ethyl iodide to synthesize DEC by following reaction:

 
C3H5O3K+ + C2H5OH ↔ (C2H5O)2CO + H2O (13)

Various co-reactants have been tested which gave different yield of DEC from PEC. Fig. 9a shows the performance of these co-reactants. For one-pot synthesis maximum 46% yield of DEC was obtained. This method didn't give good yield though it was very benign in nature.


image file: c6ra02518h-f9.tif
Fig. 9 (a) Effect of various co-reactants on yield of DEC at temperature = 110 °C and time = 4 h. Source of data: Gasc et al.74 (b) Performance of various catalysts used at CO2 initial pressure = 3 MPa, reaction temperature = 420 K, reaction time = 3 h, magnetic stirring rate = 500 rpm. Source of data: Wang et al.91

Since two-pot synthesis involves high energy consumption and hence high cost is involved. Wang et al.93 extended the work by carrying out synthesis of DEC in one-pot using ethanol, CO2 and ethylene oxide. This reaction is shown below

 
(CH2)2O + CO2 + 2C2H5OH ↔ (C2H5O)2CO + (CH2OH)2 (14)

Using this method, co-product glycol was produced which itself is an important raw material in manufacture of polyester fibers and fabric industry. The reaction was studied using different heterogeneous and homogenous catalysts and was also investigated. The effect of various reaction parameters on the yield and selectivity of DEC was also studied. The reaction occurs in two steps:

• Cyclo-addition of CO2 to ethylene oxide

• Trans-esterification of ethanol and ethylene carbonate to give DEC.

Different binary catalysts (mixture of ionic salts and basic catalyst) for trans-esterification of ethylene carbonate were used.68 Fig. 9b compares the performances of various catalysts. KI/EtONa was observed to the be best catalyst combination that gave 30.8% DEC yield. The reaction mechanism for one-pot synthesis of DEC is shown in Fig. 10.


image file: c6ra02518h-f10.tif
Fig. 10 Reaction mechanism for one-pot synthesis of DEC.

The synthesis of organic carbonates from CO2 suffers from deactivation of homogenous catalysts and heterogeneous catalysts. Table 6 summarizes the work progress in transformation of CO2 to DEC in recent years.74,75,77,81,82,87,93

Table 6 Comparative analysis of different catalysts used for the synthesis of DEC from CO2
Co-reactants or catalyst used Preparation method Reaction conditions DEC mmol Reference
Rxn temp. (°C) Time (h) Pressure (MPa)
a Best performing catalyst or operating condition.
CH3OH, C2H5OH, CeO2a Thermal decomposition (110–170)170a 2 0.42 mmol 77
(1) Two pot synthesis, (i) EtOH + CO2 + K2CO3, (ii) EtCO3 + EtI 110 4 8 22.8 mmol 74
(2) One-pot synthesis, EtOH + CO2 + K2CO3. Supercritical conditions, (EtI/EtOH/PTC)
CexZr1−xO2 (Ce0.07Zr0.93O2)a Co-precipitation (110–140)140a 2 0.28 mmol 87
Cu–Ni/AC Impregnation     75
Ce–H-MCM-41, Ce–Si-MCM-41, Cs-MCM-41, K-MCM-41 and Na-ZSM-12, Cs-ZSM-12 Evaporation impregnation 170 23 0.4 mmol 82
Cerium oxide Precipitation methoda, hydrothermal method, CeO2-SBA-15 composite material 180 25 4.5 0.34 mmol 81
Solid basic oxides (KI + EtONa)a Precipitation method (130–180)170a (1–5)2a (1–4)2a 14.34 mmol 93


3.5 Summary

Due to poor thermodynamics, this reaction needs better catalyst and operating conditions for commercialization. This route of DEC synthesis has very high significance as it can directly serve as a way for sequestration of CO2. Ceria–zirconia based catalyst have performed better under supercritical conditions. However breaking of C[double bond, length as m-dash]O bond impedes the reaction and hamper its conversion. Therefore, typical phase equilibrium should be studied for the process, and behavior of system at high temperature and pressure should be modeled and predicted using different equation of states.

4. Oxidative carbonylation of ethanol

4.1 The nature and facts about reaction

Oxidative carbonylation of ethanol, in comparison to CO2, is quiet favorable and promising method of producing DEC on industrial scale because of the high selectivity of DEC obtained.11 The reaction is given below:
 
2CH3CH2OH + CO + 1/2O2 ↔ (C2H5)2CO + H2O (15)

This reaction may occur in both liquid and gas phases. In liquid phase, difficulties such as separation of products from catalysts, corrosion of equipments, usage of CO in excess and deactivation of catalysts are encountered. In gas phase, DEC is obtained at stoichiometric amount of CO at low temperature and pressure.

4.2 Catalysts used in the study

A number of catalysts have been used for DEC synthesis by oxidative carbonylation of ethanol.94–120 Table 7 summarizes the performance of different catalyst used in the process.11,98,99,102,103,105,109,117,120 Palladium has been proven best catalyst for the oxy carbonylation of ethanol, however high cost and easy deactivation of catalyst are the major issues.95 Considering this, a number of other investigators have tested various other types of catalysts. Dunn et al.11 synthesized DEC from oxidative carbonylation of ethanol over heterogeneous catalysts. CuCl2 in place of copper acetate was found to enhance the chances of corrosion, however the yield obtained with CuCl2 was much better than the other catalysts. The use of CuCl2 along with PdCl2 gave highest yield. The effect of support was also explored. Activated carbon was found to be the best performing support as compared to silica and alumina. Since MCM-41 is known to be good support with its weak acidity and high surface area. Chen et al.96 dispersed CuCl on MCM-41, and used it as the catalyst for oxy carbonylation of ethanol to synthesize DEC. The incorporation of Al by impregnation method resulted in an increase in acid sites without structural changes.
Table 7 Comparative analysis of different catalysts used for the synthesis of DEC from CO
Catalyst Catalyst preparation method Reaction conditions DEC yield (%) Selectivity (%) Reference
Temperature (°C) Pressure (Psig)
a Best performing catalyst or operating condition.
CuCl2/PdCl2/AC Impregnation method 170   10 11
CuCl2/PdCl2/KOH/AC Impregnation method 150 100 98
CuCl2/PdCl2/AC Impregnation method 120 100 102
CuCl2–PdCl2/AC Impregnation method (120–180)150a (25–125)100a 12.5 103
CuCl2–PdCl2–KCl–NaOH/AC Impregnation method 140 92.8 32 90 99
Co (salophen)   (100–180)140a (145–725)725 15.7 99.5 105
PdCl2/Cu-HMS 150 92.82 100 109
CuCl2/PdCl2 on amorphous carbon KCl and NaOH Impregnation method 150 45 120
PdCl2/mCuO 150 92.82 91.4 117


It was also found that the addition of hydroxides to silica and alumina hampered the selectivity. On the other hand, it enhanced the selectivity when activated carbon was used. KOH was found to be the most effective hydroxide which gave best yield with activated carbon. The DEC yield along with the effect of catalyst, support and addition of hydroxyl group is shown in Fig. 11.

Punnoose et al.97 attributed formation of copper atacamite increased the activity of catalyst. Roh et al.98 conducted the same experiment in pulse quench flow reactor and studied the effect of reaction parameters such as temperature and pressure on yield and selectivity. Excess of CO caused kinetic saturation while the excess of ethanol gave high by-products in the reactor.

Punnoose et al.97 reported paratachamite (Cu(OH)3Cl) as more active catalysts than CuCl2. Zhang et al.99 extended the work by using potassium salts as promoter over CuCl2–PdCl2–NaOH/AC. KCl performed best among all different types of salts giving 32% DEC yield. Conversion of Cu2(OH)3Cl to Cu(OH)Cl was responsible for the enhanced activity of catalyst as Cu(OH)Cl was found to be more efficient than Cu2(OH)3Cl in regenerating Pd0 to Pd2+ and reducing Cu2+ to Cu0. The formation of Cu(OH)Cl was attributed to addition of KCl as promoter.

The pretreatment of catalyst significantly affects the crystal structure which in turn affects the catalytic activity of the catalyst.100 Introduction of quaternary ammonium salts as surfactant significantly influenced textural properties on silica support. Later Zhang et al.101 showed PdCl2/Cu–Cu2O was the most active specie for the synthesis of DEC using Pd–Cu bimetallic nanoparticle catalysts.

Liu and Chang102 reported CuCl–PdCl2/C as catalyst for the reaction. Insertion of carbon monoxide to ethoxy was observed to be the rate limiting step. The catalyst was easily deactivated due to sintering of CuCl and decomposition of PdCl2. Fig. 12 shows the mechanism of the method. Since batch reactor cannot predict the behavior of chemical reaction, hence Roh et al.103 conducted the reaction using same catalyst but in continuous flow reactor and reported the deactivation of catalyst at higher temperature. This was consistent with the results previously reported by Tomishige et al.94 for the synthesis of DMC.


image file: c6ra02518h-f11.tif
Fig. 11 Comparison of ethanol conversion, DEC yield and selectivity obtained using various catalysts at reaction conditions: EtOH = 25 mL, concentration of catalyst = 0.12 mol L−1, initial pressure = 3.0 MPa, P(CO)[thin space (1/6-em)]:[thin space (1/6-em)]P(O2) = 2[thin space (1/6-em)]:[thin space (1/6-em)]1, time = 2.5 h, 140 °C. Source of data: Zhu et al.105

image file: c6ra02518h-f12.tif
Fig. 12 Mechanism of catalyst being deactivated due to sintering of CuCl and decomposition of PdCl2.

Xiong et al.104 studied the process using CuCl/Schiff base as catalyst and defined inhibition efficiency to be:

image file: c6ra02518h-t1.tif

Xiong et al.104 suggested that different N-ligand promoters can enhance the carbonylation to DEC. The performances of different promoters are summarized in Fig. 13. The combination of 1,10-phenanthroline (phen) and N-methyl imidazole (NMI), phen/NMI performed best among all with the high catalytic activity and excellent corrosion inhibition. The reaction approached kinetic saturation when CO was present in excess while by-product diethoxy methane was favoured when ethanol was in excess. The selectivity of DEC was over 99% but conversion of ethanol was not up to the mark.

Palladium is very expensive and CuCl2 is corrosive in nature. Hence, Zhu et al.105 used Schiffs base complexes as catalyst for the oxidative carbonylation of ethanol to produce DEC. The performances are shown in Fig. 14. Salophen type ligand showed phenyl ring conjugated to salicyl moieties. Conjugation improved the stability of Co (salophen) complex. Activated carbon based catalyst deactivate with time due to loss of chlorine. It can be regenerated by offline treatment with Cl2 containing gas such as HCl.106,108

Zhang et al.107 used different promoters such as tetra butyl ammonium bromide (TBAB), cetyl trimethyl ammonium bromide (CTAB), tetra ethyl ammonium butyl (TEAB), cetyl trimethyl ammonium chloride (CTAC) to find out the effect of PdCl2–CuCl2/HMS catalyst on DEC selectivity and conversion of ethanol. Fig. 15 shows the mechanism of the process. TEAB promoted catalyst showed best catalytic properties by giving highest selectivity and ethanol conversion.


image file: c6ra02518h-f13.tif
Fig. 13 The effect of PdCl2–CuCl2/HMS catalyst on DEC selectivity and conversion of ethanol.

Zhang et al.100 used HMS as support to synthesize DEC by impregnating Cu-HMS with Pd containing solution. The activity of resulting catalyst PdCl2/Cu-HMS was better than Cu-HMS, PdCl2/HMS. PdCl2/HMS exhibited good STY but not good selectivity. Zhang and Ma111 compared the performances of Cu exchanged β and γ zeolite catalyst. The selectivity of Cuβ was much more than Cuγ. Due to special architecture of β zeolite, it didn't allow DEC to diffuse through its pores. Huang et al.110 studied the effects of modification with NaOH treatment on properties of γ zeolite and its catalytic activity during oxidative carbonylation of ethanol. The increase in conversion of ethanol along with almost constant selectivity was observed.

Zhang and Ma,111 investigated PdCl2/Cu-HMS catalyst for gas phase oxidative carbonylation of ethanol. At optimized Si/Cu molar ratio of about 50, preferred degree of mesoporous structure was obtained. Although CuCl2–PdCl2 supported on activated carbon or mesoporous silica catalysts exhibited excellent activity, however, the catalyst used was costly and easily deactivated. Since King112 reported that Cu exchanged zeolite posses good activity for the synthesis of DMC through oxidative carbonylation of methanol. Hence, Huang et al.113 prepared CuY catalysts with three different methods and compared the performances of all three catalyst for the preparation of DEC from oxidative carbonylation of ethanol. Ammonia evaporation method was found to be the most promising for Cu loading. The precursors also affected the yield of DEC. Later Huang et al.113,116 modified CuY zeolite with different NaOH solutions and studied its activity for DEC. Conversion of ethanol and yield of DEC increased considerably.

Zhang et al.114 used a novel method where hydrolysis of diethyl ether was used to consume the water continuously obtained on the product side, and hence enhance the activity of PdCl2/Cu-HMS.114 The hydrolysis of diethyl ether is an endothermic reaction and oxidative carbonylation is exothermic. The free energy of the coupling reaction is less than zero.

Zhang et al.115 synthesized methyl and ethyl modified PdCl2/HMS catalyst and studied the effect of silylation. The silylation improved the PdCl2/HMS but the catalytic performance of PdCl2/Si–Cu-HMS-Ben didn't increase as PdCl2/HMS due to collapse of framework. Therefore, silylation agents needs to be chosen carefully during modification, and catalytic performance was closely related to both hydrophobicity and structure of molecular sieves, however, latter was main factor in the synthesis of DEC by gas-phase oxidative carbonylation of ethanol. Zhang et al.109 combined TMCS and Cu-HMS to get a hybrid form of PdCl2/Si–Cu-HMS-x which exhibited higher conversion and activity as compared to PdCl2/Cu-HMS. As removal of water is must to obtain higher conversion, silylation of modified Cu-HMS enhanced its hydrophobic property thereby improving conversion and selectivity. Zhang et al.117 synthesized PdCl2 supported on mesoporous copper oxide (CuO) prepared from hard template (HMS). The performances were also compared among mesoporous copper oxide (CuO) prepared with different copper precursors. PdCl2/CuO catalyst prepared by Cu2(OH)2CO3 gave best conversion and selectivity.

DEC was synthesized from oxy carbonylation of ethanol using CuCl2–PdCl2/AC as the catalyst.118,119 The effect of support was latter studied by dispersing CuCl2 and PdCl2 on activated carbon and nano fibers. For same surface loading of CuCl2 and PdCl2, carbon nano fibers had higher dispersion of active components than activated carbon. Pd[CuCl2]2 species which were active sites for DEC synthesis were stabilized by bonding with oxygen-containing species.120 The study was further continued to explore the effect of support composition and pretreatment on activity and selectivity of DEC using carbon-supported PdCunClx catalysts for the synthesis of DEC. With same CuCl2 and PdCl2 loading on partially oxidized carbon nano fibers resulted in a higher dispersion of the active components and a higher DEC activity than could be achieved on activated carbon. Over oxidation of edges was found to be the reason for the loss in activity of activated carbon.121 Chen et al.122 used Pd(PPh3)2Cl2 as a promoter on Cu and Pd loading on activated carbon to enhance the yield and selectivity of DEC.

Huang et al.110 established a quantitative relationship between amount of Brønsted acid sites on Cu based catalysts and their activities during oxidative carbonylation. It was found that Brønsted acid sites on internal and external surface of zeolite form active sites of catalyst.

Zhang et al.123 studied the effect of pretreatment of catalyst with NH3·H2O on activity of Cu β catalysts for gas-phase oxidative carbonylation of ethanol. After the treatment of catalyst with NH3·H2O H β zeolite (prepared by mixing H-zeolite and 50% CuCl) facilitated selective extraction of extra framework silicon. Fig. 16 shows the mechanism.


image file: c6ra02518h-f14.tif
Fig. 14 Mechanism showing selective extraction of extra framework silicon.

4.3 Summary

The DEC synthesis route has been studied vigorously and a number of catalyst and their activities have been studied. Easy operation of reaction due to its favorable thermodynamics gives an edge over all other routes. PdCl2–CuCl2 based catalyst have shown good activity but still the problem of corrosion and safety parameters attached with CO need to be removed. Also, no kinetic and thermodynamics study is reported for the reaction which is essential for commercialization.

5. Synthesis of DEC from DMC

5.1 A two step method to synthesize DEC

The synthesis of DEC can be done by trans-esterification reaction between DMC and ethanol. The process can be termed as ‘green’ as DMC can be synthesized from CO2. The reaction is limited by chemical equilibrium, an intermediate and formation of three azeotropes.

This process involves a two step reaction, first ethyl methyl carbonate is formed and in the second step, DEC is formed. The intermediate ethyl methyl carbonate itself finds many applications because of its low viscosity and freezing point.124 Table 8 summarizes the progress in the synthesis of DEC from trans-esterification of DMC with ethanol.125–129 The equations are represented below:

 
(CH3O)2CO + C2H5OH ↔ C2H5OCOOCH3 + CH3OH (16)
 
C2H5OCOOCH3 + C2H5OH ↔ (C2H5O)2CO + CH3OH (17)

Table 8 Comparative analysis of different catalysts used for the synthesis of DEC from DMC
Catalyst Reactants Reaction conditions Reference
Reaction temperature (°C) Time (h) Selectivity DEC (%)
a Best performing catalyst or operating condition.
NKF/Al2O3, 30KF/Al2O3a DMC = 20 mmol, ethanol = 80 mmol, catalyst 20KF/Al2O3 = 2 wt% 80 4 57 127
Mg–Al–O–t-Bu hydrotalcite n(EtOH)[thin space (1/6-em)]:[thin space (1/6-em)]n(DMC) = 5[thin space (1/6-em)]:[thin space (1/6-em)]1, catalyst 1 wt% 80 7 70.8 126
Metal triflates (yttrium triflate)a DMC (18.0 g, 0.2 mol), ethanol (55.2 g, 1.2 mol), 1.4 mol% of catalyst based on DMC (76–80) 7 80.9 125
MgO DMC, 0.05 mol; DEC, 0.05 mol 103 1 128
Sodium ethoxide The ratio changes from 4[thin space (1/6-em)]:[thin space (1/6-em)]1 to 10[thin space (1/6-em)]:[thin space (1/6-em)]1 40 2 129


ΔH° for the first trans-esterification reaction is 1.595 kJ mol−1 whereas it is 0.809 kJ mol−1 for the second step. The Ea of forward and reverse directions for first and second reaction were calculated to be 45.633 kJ mol−1 and 47.228 kJ mol−1; and 55.058 kJ mol−1 and 54.24 kJ mol−1, respectively.130

5.2 Homogenous catalysts

Since metal triflates were active for organic transformations.131–133 Mei et al.125 tested metal triflates, well known Lewis acids, as homogenous catalyst for the trans-esterification of DMC with ethanol. Yttrium triflate was found to be the best performing catalyst with easy separation and high repeatability. Mei et al.126 used lanthanum nitrate and other lanthanum based compounds as homogenous catalyst. Its reusability was also found to be on a positive side.

5.3 Heterogeneous catalysts

Nadolska et al.134 studied the trans-esterification reaction of ethanol and DMC using different catalyst which included zeolite, Lewatit K, etc. The screening of catalysts was done on the basis of yield and selectivity of DEC obtained. Fig. 17 shows the performances of various catalysts. Lewatit K1221 resin, Nafion SAC-13 and modified potassium carbonate gave good yield and selectivity of DEC. Kinetics of the reaction was also studied and the kinetic constants based on Arrhenius equation were estimated. The reactions were elementary in nature and second step was the rate controlling step.
image file: c6ra02518h-f15.tif
Fig. 15 The effect of catalyst, support and addition of hydroxy groups to catalysts at conditions: catalyst = 0.50 g, ethanol = 3.6 g, PCO = 2.76 bar, Pair = 4.14 bar, PN2 = 6.89 bar, temperature = 170 °C, time = 4 h. Source of data: Dunn et al.11

image file: c6ra02518h-f16.tif
Fig. 16 Conversion and selectivity obtained using different promoters at conditions: ethanol = 80 mL, PCO/PO2 = 2[thin space (1/6-em)]:[thin space (1/6-em)]1, P = 2.4 MPa, T = 393 K, time 3 h and stirring speed 1000 rpm. Source of data: Xiong et al.104

image file: c6ra02518h-f17.tif
Fig. 17 Screening of various catalysts performance for synthesis of DEC from DMC at time = 1600 min and temperature = 348 K. Source of data: Nadolska et al.134

Since Ando et al.135 reported the importance of fluoride group in basicity of catalyst, Murugan and Bajaj127 studied the yield and selectivity of DEC using ionic fluorides as catalyst supported on alumina. Fig. 18 compares the performances of different catalysts. KF/Al2O3 was then used as the standard catalyst to evaluate dependence of various reaction parameters on yield and selectivity of DEC and EMC.


image file: c6ra02518h-f18.tif
Fig. 18 Performances of various catalysts. Reaction conditions: DMC = 20 mmol, ethanol = 80 mmol, catalyst 20KF/Al2O3 = 2 wt%, time = 4 h, and temperature = 80 °C. Source of data: Murugan and Bajaj.127

Palani et al.136 synthesized Al-MCM-41 (50), Al-MCM-41 (100), Al–Zn-MCM-41 (50) and Al–Zn-MCM-41 (100) molecular sieves with Si/Al ratio of 50 and 100 and used them for trans-esterification of DMC and ethanol in vapour phase. High temperature favored conversion of DMC. Al–Zn-MCM-41 (50) and Al–Zn-MCM-41 (100) performed well. Decrease in conversion with increase in time was observed and attributed to coke formation.

Mei et al.126 synthesized Mg–Al–O–t-Bu hydrotalcite and reported 86.4% DMC conversion and 61.2% DEC selectivity. The activity after regeneration of catalyst was also tested till 5 runs and found the catalyst to be active. Zhao et al.128 used carbon supported MgO catalyst synthesized by wet impregnation method and studied its performance. As for DEC synthesis compared to other porous carbon based support, NC-2 performed best as well as its resistance to leaching also added to its activity. Shi et al.137 compared the performance of amorphous mesoporous aluminophosphate as the heterogeneous catalyst with other solid acid or base catalyst. The high activity, stability and recoverability of catalyst was observed and its high activity was attributed to weak acid–base pairs on the surface of amorphous mesoporous aluminophosphate.

5.4 Reactive distillation process

Reactive distillation process integrates reaction and distillation in single assembly. Some of the advantages of such type of reactor include enhanced conversion, improved selectivity by-passing azeotropic limitations. Compared to conventional reaction separation processes, reactive distillation involves high reactant conversion, high selectivity and better energy utilization.138 In contrast to its advantages, several constraints such as complexity of design, difficult to scale-up limits its usage.139,140 Keller et al.141 used a validated reactive distillation model and studied the effect of reflux ratio, molar feed ratio and catalyst molar fraction in the feed. These operational parameters were optimized using evolutionary algorithm. The results showed that not only DEC and EMC can be synthesized with 95% selectivity each but also the problem of low conversion of ethanol can be addressed. Optimization study was also performed to determine optimal combinations of EMC selectivity and DMC conversion that can be obtained in reactive distillation column.

Luo and Xiao142 studied the modeling and simulation of reactive distillation column. Very high conversion with DEC selectivity of 99.5% was observed. Problem of separation of alcohols was accomplished. Analysis of Murphree tray efficiency confirmed reliability of model. Lukacs et al.143 analyzed the feasibility of batch reactive distillation and detailed study of the reaction in two reversible cascade reactions in batch reactive distillation process. Qiu et al.144 integrated the process of reaction and distillation to enhance the reaction using sodium ethoxide as homogenous catalyst. Results indicated that DEC can be easily removed by distillation during the reaction itself therefore it overcomes reaction equilibrium limitations. Keller et al.145 investigated the kinetics of reaction experimentally and theoretically. The molar and activity based equilibrium constants were also calculated. The temperature dependency on equilibrium constants was also described using van't Hoff equation. Continuing the work Keller et al.146 performed homogenous phase trans-esterification reaction between DMC and ethanol in a pilot scale reactive distillation to produce EMC and DEC with a high selectivity of 79.2% and 80.2%, respectively. Wei et al.147 studied the design and control of reactive distillation process and optimized the feed location to suppress the intermediate EMC and increased the conversion of DMC. The heavier DMC should be located at bottom and lighter ethanol should be at the top. The proposed design was compared with conventionally used reactive distillation column. Keller et al.141 used experimental data's and compared them to the simulation results. The non equilibrium stage model using effective diffusion coefficient and equilibrium stage model assuming chemical equilibrium was used. The non equilibrium stage model was not sufficient for proper description of experiments.

DEC from DMC is one of the most researched processes for DEC synthesis, therefore commercialization of this process is most likely in near future. Although the design of reactive distillation is widely done and high purity of DEC is being obtained, still more models with better correlations are needed.

6. Synthesis of DEC by ethyl nitrite route

The vapor phase synthesis of DEC via ethyl nitrite was developed using Pd catalysts, however few studies have been reported on DEC synthesis route.148,149 DEC synthesis by this route occurs in two steps. First ethanol gets oxidized in presence of nitric oxide and oxygen to form ethyl nitrite which reacts with carbon monoxide to form DEC. Intermediate ethyl nitride acts as oxidant and maintains the activity of catalyst such as palladium.150 These steps are shown below:
 
2C2H5OH + 2NO + 1/2O2 ↔ (C2H5O)2NO (18)
 
(C2H5O)2NO + CO ↔ (C2H5O)2CO (19)

6.1 Catalysts used and other parameters

MCM-41 type mesoporous sieves are well known as a catalyst due to their high surface area and high thermal stability.151 The reaction used palladium supported on Si-MCM-41 and Ti-MCM-41 for synthesis of DEC.152 The effect of copper and titanium, which were used as additives, on activity was observed. The effect of support and additives is shown in Fig. 19 (at temperature of 105 °C).
image file: c6ra02518h-f19.tif
Fig. 19 The effect of support and additives on TOF of DEC. Source of data: Zhen et al.152

Pd based catalyst performed better for the synthesis of similar type of carbonates via ethyl nitrite route.153–156 Hence, Ma et al.29 investigated the reaction using various binary catalysts supported on activated carbon. The performances are compared in Fig. 20a. The space time yield (STY) of DEC was good with PdCl2–CuCl2/AC. Different additives were added to observe the change in yield and selectivity of DEC. The effect of various additives such as LaCl3, CeCl3, PrCl3, CH3COOK, BiCl3, (NH4)6Mo7O24 on STY of DEC was studied. Various additives increased the STY yield of DEC as well as the by-products but some catalyst like CeCl3 gave best STY as well as they suppressed the production of by-products. The mechanism of redox cycles and deactivation of catalysts was also explored. It is shown in Fig. 21, and reactions are given as follows:

 
PdCl2 + C2H5ONO ↔ PdClx(OC2H5)NO (20)
 
PdClx(OC2H5)NO + CO ↔ PdClx(COOC2H5)NO (21)
 
PdClx(COOC2H5)NO ↔ Pd(0) + ClCOOC2H5 + NO (22)


image file: c6ra02518h-f20.tif
Fig. 20 (a) The effect of various binary catalysts on STY of DEC at reaction conditions: T = 383 K, GHSV = 2200 h−1, inlet gas composition CO = 20%, C2H5ONO = 20%. Source of data: Ma et al.29 (b) Conversion of DEO and selectivity of DEC obtained with different catalysts at reaction condition: T = 513 K, GHSV = 1000 h−1, N2 = 25 mL min−1, reaction time = 1 h. Source of data: Hao et al.149

image file: c6ra02518h-f21.tif
Fig. 21 Mechanism of redox cycles of catalyst.

6.2 Synthesis of DEC from diethyl oxalate (DEO)

Hao et al.149 analysed thermodynamics of preparation of dialkyl carbonates from dialkyl oxalates and found synthesis of DEC from DEO to be feasible. Although synthesis of diaryl carbonates from diaryl oxalates have been reported earlier, however, there is still need of good catalyst. The reaction below summarizes the process:
 
(C2H5OCO)2 ↔ (C2H5O)CO + CO (23)

Li et al.157 used Pd as the catalyst in the fixed bed reactor and used Runge–Kutta method to estimate parameters of kinetic models. Fan et al.148 synthesized DEC by using Wacker type catalysts on different types of support. The performance on different supports and the effect of solvent on performance was observed.

Hao et al.149 investigated the decarbonylation of DEO to DEC using various alkali catalysts supported on silica, alumina, zeolite, zirconia, activated carbon and MgO. The performance of catalyst and their support is summarized in Fig. 20b. The problem of leaching of potassium element from the catalyst was reflected in decrease in selectivity of DEC. Other parameters such as effect of temperature, catalyst loading were also addressed.

7. Other reactions for synthesis of DEC

DEC can be synthesized from trans-esterification of ethylene carbonate and ethanol. This method posses advantages as both ethylene carbonate and ethanol are low toxic and as ethylene carbonate is industrially produced from CO2 and oxirane, hence this method can be considered as sink to CO2. Xianping and Wende158 studied the trans-esterification of ethylene carbonate with ethanol using sodium ethylate as homogenous catalyst also kinetic models were proposed. The parameters of the model were estimated by Runge–Kutta method. Qiu et al.159 synthesized DEC from ethylene carbonate using KF/γ-Al2O3 as a catalyst. KOH and K2CO3 were the most active species for the activity. 72% yield of DEC was obtained at 298 K. To shift the equilibrium to the product side, reactive distillation was used by Qiu et al.160 with sodium ethoxide as the catalyst. Effect of different parameters like reactant ratio, reflux ratio, catalyst concentration on yield of DEC was studied. DEC yield of 91% with 97% purity was obtained.

Bae et al.161 synthesized DEC through liquid phase hydrodechlorination of CCl4 in a medium containing ethanol with co-production of acetaldehyde. The method can also termed as green one as it involves sink for CCl4, a ozone depletion compound.162,163 Although exothermic reaction impedes the implementation of reaction, the use of reaction in liquid phase is inevitable for synthesis. Pd and Pt supported on activated carbon were used as the catalyst in presence of protic solvent ethanol. The reaction without ethanol yielded low conversion of CCl4 but conducting the reaction in presence of ethanol enhances the conversion of CCl4 and DEC yield.

Wang et al.164 synthesized DEC by trans-esterification of propylene carbonate and ethanol by semi-continuous process by using potassium carbonate. The reaction was found to be endothermic and the reaction was favored at high temperature. Yield and selectivity of DEC obtained were 92.5% and 80.8%, respectively. Reaction mechanism along with reaction parameters was also explored. Guo et al.165 synthesized through this route using tetramethyl-guanidine in a semi-continuous mode. Under optimal conditions the yield and selectivity of DEC was 95.8% and 90.7%.

More studies are required on these routes for the understanding their reaction mechanism and other engineering parameters.

8. Thermodynamics and kinetics study in DEC

From the text, it can be inferred that synthesis of DEC from CO is the most suitable as compared to other routes. DEC synthesis from CO2 is the most green method as it involves direct conversion of CO2 to valuable and environment friendly compound but thermodynamically least favorable among all. Synthesis of DEC from DMC is also favorable, however it suffers from azeotropic problem.

Very few phase equilibrium studies have been reported in the literature with respect to DEC.166,167 Ding168 evaluated excess Gibbs free energy of mixing of five organic carbonates with ten binary combinations by fitting their binary phase diagrams. The activity coefficient was calculated from these plots. Molecular cyclicity plays an important role in determining the intermolecular forces as the evaluated excess Gibbs energies deviate from those of an ideal solution, in the positive direction for the opposite-cyclicity combinations and in the negative direction for the same-cyclicity combinations. The linear–linear ones showed small values implying nearly ideal solution while cyclic–cyclic had considerable negative values, thus demonstrating a strong attractive force between molecules.

Zhu et al.169 studied vapor liquid equilibrium system for CO + DEC and CO + ethyl acetate (EA) at 293.2 K, 313.2 K and 333.2 K at the elevated pressures up to 12 MPa. The experiments were conducted in cylindrical autoclave with a moveable piston and an observation window. Peng–Robinson (PR) and Peng–Robinson–Stryjek–Vera (PRSV) equation of state with the two-parameter van der Waals II or Panagiotopoulos–Reid mixing rule were used to correlate to the experimental data. A good correlation of model with the experimental values was found at higher temperature and pressure. The experimental and calculated results showed good correlation.

Till date no study is reported on ternary system containing DEC, CO2, ethanol and water, however, some studies on binary systems are reported. The vapor–liquid equilibria for mixtures containing organic carbonates + n-alkanes using several versions of the UNIFAC model have been predicted.170 The UNIFAC and UNIQUAC, predicts excess molar enthalpies whereas later model can be used to predict excess molar enthalpies (hE) and Gibbs energy (gE), and infinite dilution coefficients.171,172 The later versions of UNIFAC were used for calculation of interaction parameters between carbonate and methylene groups.173–175 The hE and gE values of systems containing a linear carbonate and an n-alkane are fairly well represented by all the tested versions of the UNIFAC model.

Behavior of phase equilibrium at high pressure for the binary systems of [carbon dioxide (1) + DMC (2)] and [carbon dioxide (1) + DEC (2)] at temperatures of 273 K, 283 K, and 293 K have been reported.176,177 The experimental data were correlated with the Peng–Robinson (PR) equation of state and the Peng–Robinson–Stryjek–Vera (PRSV) equation of state with van der Waals-1 or Panagiotopoulos–Reid mixing rules. The correlations produced reasonable values for the interaction parameters. The comparisons between calculation results and experimental data indicate that the PRSV equation of state coupled with the Panagiotopoulos–Reid mixing rule produced better correlated results.

Keller et al.178 studied the chemical equilibrium and reaction kinetics of system containing, DMC and ethanol, experimentally and theoretically. Homogeneous catalyst sodium ethoxide was applied to enhance the reaction rate. Molar-based and activity-based chemical equilibrium constants were calculated from experimental results, and their temperature dependence was described using the van't Hoff equation. An activity-based kinetic model that considers the temperature dependence of the reaction rate constants with the Arrhenius equation was derived. The activity coefficients γi was calculated by UNIQUAC or UNIFAC model.

Zhang et al.129 synthesized DEC from propylene carbonate and ethanol using sodium ethoxide as homogenous catalyst. The reaction was found to be reversible with a propylene carbonate equilibrium conversion of about 64% at an ethanol to propylene carbonate mole ratio of 8.0 and a reaction temperature of 303 K. The thermodynamic data of reactants and products was obtained from literature.129,175 Since equilibrium conversion changed very little with the temperature, equilibrium constant based on partial pressure (Kp) was approximately equal to equilibrium constant on molar basis (Kc). Change in enthalpy of reaction determined experimentally (ΔHoexp) was found with the slope of the plot between Kc and the result was very much similar to change in enthalpy derived from modeling (ΔHom). Model parameters were estimated by least square method. The Ea was calculated to be 31.29 kJ mol−1. The trans-esterification of propylene carbonate and ethanol was postulated to be relatively fast and weakly exothermic reversible process.

Meng et al.179 studied the kinetics of CO coupling reaction in presence of ethyl nitrite over supported palladium catalyst in a continuous flow integral-type fixed-bed reactor to give diethyl oxalate (DEO) and DEC. An integral-type fixed-bed reactor was employed, in which resistances of the intra particle diffusion and external mass transfer were ruled out. Power law kinetic rate equations were used to represent the experimental data. Parameters in the model were determined by means of the damped least-square method. At diameter of catalyst particles (dp) < 3 mm, rate of reactions were found to be within kinetic regime, and both intra particle and external mass-transfer resistance were negligible.

Nadolska et al.134 screened heterogeneous catalysts for the two-stage reaction of trans esterification of DMC to DEC. For the most active catalysts kinetic parameters were determined. The process was analyzed in reactive distillation column, with the best catalyst incorporated as an element of the structured packing. Modified potassium carbonate, Lewatit K1221 and Nafion SAC-13 were proved to be the most active heterogeneous catalysts.

Overall, very few kinetics and thermodynamics studies are reported for various synthesis routes of DEC and a research focus on these aspects is immediately required so that these routes may be commercially developed.

9. Summary and future research perspectives

DEC being and environment friendly, low bio-accumulative and easily biodegradable compound, can be used as such in various applications and as a reactant for the synthesis of important compounds like ethyl benzene. Since phosgene route of organic carbonates has been abandoned, therefore, non-phosgene environment friendly routes to synthesize DEC are becoming more popular. The synthesis of DEC was reviewed in this paper with focus on different catalysts used and mechanisms through synthesis from various routes.

Process involving urea and ethanol is not only economically favourable due to its cheap and non-toxic material present, but it also possesses extra edge because of no azeotrope formation.180–187 Although different types of catalysts have enhanced the yield and selectivity of DEC, but it still needs to be improved by some folds for its commercialisation. Yield can be improved further by removing the DEC formed in the reactor as soon as it is formed. This can be done by implying catalytic distillation, reactive distillation, fixed bed reactor type setup has been successful in similar type of reactions.180–182 Ionic liquids are widely used as the catalyst for different reactions but are not used for DEC synthesis.185 Ceria based catalysts should be used further for DEC synthesis that have shown excellent activity for trans esterification reaction.183,184 The homogenous catalysts performed better than heterogenous catalysts but the problem of separation of homogenous catalysts can be met by substituting some groups like sulfonic acid on it which ease to its separation.186 However, no kinetic study is reported yet and hence no insight view of the activity of catalyst which include calculation of Ea or frequency factor.187

The sequestration of CO2 into mineral carbonates is not only environment friendly and benign process, it also a green method which acts as a sink for CO2. But the process is limited by unfavorable thermodynamics. Low acidity of ethanol makes it passive for the reaction. Some catalysts, co-catalysts must be used to activate ethanol. Certain dehydrating agents may be introduced in order to shift the equilibrium to the product. This reaction proceeds at very high pressure and hence study of vapour liquid equilibrium is very important. This will help in prediction of the conversion and yield at higher temperature and pressure that will help to minimize the need of experiments at high pressure.188 Moreover, no kinetic study has been performed for this method so far, which is urgently required.

Oxidative carbonylation of ethanol occurs at low temperature and pressure; this makes the process more favorable as compared to DEC synthesis from CO2. Moreover high selectivity of DEC obtained favors the commercialization of process. However, the use of poisonous CO as the reactant and absence of highly active noble catalyst restricts the process on large scale. Oxy carbonylation of ethanol is best suited method for commercialization as it involves low temperature, pressure and gives selectivity of nearly 100%. However, the quick deactivation of catalysts and corrosive nature of gas phase reaction needs some attention.

Synthesis of DEC by trans-esterification of DMC with ethanol can be termed as a green one but it suffers from formation of azeotropes. Reactive distillation is the new method which bypasses conventionally used reaction followed by distillation to get final product with improved yield and selectivity.

DEC is a compound which can be used for the synthesis of many lucrative products and has different applications in various fields; therefore these research gaps need to be filled.

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