G. Y. Panab,
Y. G. Li*ab,
Y. S. Zhangab,
C. G. Zhanga,
Z. Zhaoac and
Z. Zeng*ab
aKey Laboratory for Materials Physics, Institute of Solid State Physics, Chinese Academy of Sciences, Hefei, Anhui 230031, People's Republic of China. E-mail: ygli@theory.issp.ac.cn; zzeng@theory.issp.ac.cn
bUniversity of Science and Technology of China, Hefei, Anhui 230026, People's Republic of China
cSchool of Physics and Material Science, Anhui University, Hefei, Anhui 230601, People's Republic of China
First published on 15th May 2017
The dissolution and diffusion behaviors of helium (He) for four low-Miller-index tungsten (W) surfaces [(110), (100), (112), and (111)] are systematically studied using the density functional theory to understand the surface-orientation-dependent He bubble formation. The results show that He accumulation on the surfaces is mainly affected by self-trapping and the formation of He-induced vacancies. He-induced vacancies tend to form on the surfaces of W(111), W(100), and W(112) than in the bulk. Specifically, for the W(111) surface, He accumulation is facilitated by the high activation barrier arising from He-induced vacancy trapping, whereas the W(110) surface is resistant to the formation of He bubbles because of the higher vacancy and He formation energies. Our results are helpful for understanding the orientation dependence of surface damage on the W surface under low-energy high flux He ion irradiation and designing irradiation-resistant plasma-facing materials.
Many investigations have been conducted on the behavior of He on W surfaces. Significant morphology changes (such as He bubbles3,4 or nanofuzz formations5–7) are found on the W surface regions under low energy, high flux He ion irradiation. Moreover, studies have indicated that bubble formation and surface morphology are affected by the surface orientation under low energy He irradiation.8,9 Ohno et al. observed by scanning electron microscopy (SEM) and transmission electron microscopy (TEM) that the effects of surface orientation on the surface morphology change when W is exposed to low energy, high flux He plasmas and they also discussed the He-induced morphology determined by the angle between a slip face and surface.8 The results of Parish et al. also showed some morphology changes on a previously smooth surface due to low energy He ion plasma.9 For example, the (001) surface formed pyramids, the (114) and (112) surfaces formed wavy and stepped structures, and the (103) surface remained smooth, where such phenomenon was related to crystal texture, structure growth and loop punching.9 The exact formation mechanisms and process of He bubble formation on W surfaces are still not fully understood, thus further theoretical studies are required to clarify the surface orientation effects.
In general, He accumulation and bubble formation depend on He dissolution and diffusion. Previous studies based on density functional theory (DFT) calculations for He behaviors in W bulk have been reported, which showed a strong attraction between He–He and a low diffusion barrier in the bulk.2,10,11 The interactions between He projectiles and pre-existing He bubbles on W surfaces were reported using molecular dynamics (MD) simulation under low energy He ion irradiation, which indicated that He projectiles can be trapped by pre-existing bubbles.12 Moreover, many theoretical studies at different scales found surface orientation effects on He diffusion and depth distribution on W surfaces.13–17 Wirth et al. reported higher He retention in W(111) and W(211) than that in W(100) and W(011) under He plasma derived from MD simulation.13 Furthermore, surface morphology determined by surface orientation was also reported using MD simulation.14 In addition, studies found that smaller He clusters migrate toward W surfaces and cause stacking W atom formations using MD16,18 and self-evolving atomistic kinetic Monte Carlo (SEAKMC)19 methods, which cause He accumulation on W surfaces. Wang et al. employed DFT to study the He dissolution behavior on W surfaces and found that He atoms are easier to form He clusters by self-trapping on surfaces, where only the W(110) surface was considered.20
Herein, we systematically explore the dissolution and diffusion behaviors of He on W surfaces with different orientations using the first-principles method. The vacancy and He formation energy, He–He binding energy and He diffusion barrier are calculated for four low-Miller-index surfaces [(110), (112), (111), and (100)]. The surface-orientation-influenced He bubble formation is explained by considering the surface stability, He dissolution, and He diffusion on the different surfaces. Our results concerning the surface orientation effects on He bubble formation are certainly helpful for designing irradiation resistant plasma-facing materials (PFMs).
A slab was used to model W surfaces (Fig. 1), which consist of W atom layers [9 layers for W(110), W(112) and W(100), and 17 layers for W(111)] and a vacuum layer with the thickness of 12 Å. The structure models of the W(110), W(112) and W(111) and W(100) surfaces contain 108, 108 and 136, and 144 W atoms, respectively. We used k-meshes of 3 × 3 × 1, 4 × 4 × 1 and 3 × 5 × 1, and 3 × 4 × 1 for sampling the Brillouin zones of the W(100), W(110) and W(111) and W(112) slabs, respectively, in which the k-point spacing for the surface supercell was <0.026 (2π/Å). Only He and the outmost 5 layers of the W [9 layers for W(111)] slab were allowed to relax and the rest of the W atoms were fixed at their bulk positions. The convergence criteria for the electronic self-consistent iteration and the ionic relaxation were set as 10−5 eV and 0.01 eV Å−1, respectively. The climbing image nudged elastic band (CI-NEB) method25,26 was used to determine the He diffusion barrier.
The W(100) surface undergoes reconstruction at low temperatures;27,28 therefore, a reconstruction model was employed, in which the top layer atoms shift 0.27 Å and the second layer atoms shift 0.05 Å to form zigzag chains.29 The tetrahedral interstitial site (TIS) is considered in the current work since He prefers to occupy the TIS with a lower formation energy compared to the octahedral site (OIS), according to previous investigations.30–32 Zero-point energy (ZPE) corrections might be taken into account for light elements, such as H and He. Based on previous literature, with the consideration of ZPE corrections, He formation energy would undergo a slight change (0.03 eV for the OIS, and 0.07 eV for the TIS),2,31 then the tetrahedral-octahedral relative stability remains unchanged. Moreover, herein, we mainly focus on the differences in the He formation energies at different surfaces. Therefore, we do not take into account the ZPE effect since our conclusions will not be impacted by ZPE.
EfV = ES+V − ES + Eb, | (1) |
Vacancy location | 1st layer | 2nd layer | 3rd layer | 4th layer |
---|---|---|---|---|
W(110) | 1.88 | 2.82 | 3.18 | 3.28 |
W(112) | 1.04 | 2.28 | 3.28 | 3.38 |
W(100) | 0.33 | * | 3.09 | 3.44 |
W(111) | 0.67 | 1.76 | 2.70 | 3.27 |
In addition, the vacancy at the second layer of the W(100) surface is very unstable and would move to the first layer after structure relaxation (the corresponding process is demonstrated in Fig. S1 of the ESI†), which means that vacancies mainly form at the first layer of the W(100) surface. Consequently, the He accumulation on the W(110) and W(100) surfaces is less than that on the W(111) and W(112) surfaces due to the surface vacancies trapping the He atoms and the formation of He–vacancy complexes.
EfHe = ES+He − ES − E(He), | (2) |
The formation energy of He at different TISs (corresponding structures are demonstrated in Fig. S2 of the ESI†) is shown in Fig. 2, which converges to the bulk value of 6.18 eV (6.16 eV in a previous work39) with the depth of 4 Å. We found that He would escape and move 3 Å further away from the surface when He dissolves in the subsurface after relaxation (schematically represented in Fig. S3 of the ESI†), which means that He cannot stably remain at the subsurface. Moreover, the interaction between the He atoms and W surfaces is a weak physical binding because the adsorption energy is only 0.009 eV.
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Fig. 2 Formation energy of He as a function of the depth in the W surfaces with different orientations. |
As shown in Fig. 2, the He formation energy in different surfaces exhibits the order of W(110) > W(112) > W(100) > W(111). The dissolved He atom prefers to stay at the W(111), W(112) and W(100) surfaces because of the lower formation energy. As for the W(111) surface (Fig. 3), the He dissolution induces a reduction in the vacancy formation energy of the surrounding W atoms, which results in the formation of vacancies and interstitial W atoms on the surface. Similar phenomena are also found on the W(112) and W(100) surfaces (corresponding process is shown in Fig. S4 and S5 of the ESI†). With an increase in Hen clusters in W bulk, the vacancy formation energies significantly decrease the near clusters.41 It was claimed in previous studies that He clusters could cause the formation of a vacancy and interstitial W atom when n > 5.42 Whereas, this phenomenon is more obvious on the surface than that in the bulk according to our results. For example, on the W(111) surface, a single He atom dissolving on the surface regions can cause the formation of vacancies and interstitial W atoms. Based on MD simulation, Li et al. also found that interstitial W atoms are mostly formed along the (111) orientation during the formation and growth of He clusters.14,43 These occurrences imply that surface damage is very severe under He ion irradiation because He can induce vacancy formation on W surfaces. He atoms combine with the He-induced vacancies, which further reduces the He formation energies and leads to the formation of He–vacancy complexes on the surface. The formed complexes will trap more interstitial He atoms and cause He accumulation. This process explains the experimental phenomenon3,4,6 of bubble formation under low energy (no displacement damage) He ion irradiation.
Eb = 2 ES+He − ES+2He − ES, | (3) |
Configuration | W(110) | W(112) | W(111) | W(100) | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
di | dj | Eb | di | dj | Eb | di | dj | Eb | di | dj | Eb | |
Conf. 1 | 1.59 | 1.50 | 1.05 | 1.46 | 1.46 | 3.62 | 1.03 | 1.46 | 0.71 | 2.24 | 2.29 | 0.21 |
Conf. 2 | 2.24 | 2.55 | 0.30 | 2.76 | 1.51 | 0.96 | 1.51 | 1.47 | 0.71 | 3.08 | 3.08 | −0.01 |
Conf. 3 | 2.75 | 1.52 | 0.97 | 3.12 | 1.47 | 3.52 | 2.17 | 1.46 | 0.71 | 3.23 | 3.16 | −0.04 |
Conf. 4 | 3.17 | 2.96 | 0.14 | 4.10 | 4.43 | 0.02 | 2.83 | 4.49 | −0.23 | 4.48 | 4.48 | 0.03 |
Conf. 5 | 3.88 | 3.70 | 0.12 | 4.50 | 4.54 | 0.03 | 2.96 | 4.49 | −0.23 | 5.01 | 4.87 | 0.05 |
Conf. 6 | 4.48 | 4.48 | 0.10 | 5.28 | 5.22 | 0.03 | 3.46 | 4.48 | −0.61 | 6.34 | 6.34 | 0.10 |
Conf. 7 | 4.76 | 4.72 | −0.02 | 5.51 | 5.51 | −0.04 | 4.15 | 4.49 | 0.23 | 6.73 | 6.69 | 0.02 |
Conf. 8 | 5.49 | 5.53 | 0.02 | 5.70 | 5.62 | −0.04 | 6.47 | 7.79 | 0.03 | 7.12 | 7.09 | −0.02 |
In most cases, two He atoms combine through attraction to each other with initial He–He distances smaller than 3 Å below the W(110), W(112), and W(111) surfaces. On the W(110) and W(112) surfaces, the He–He binding energy is about 1.0 eV when two He atoms form He2. However, the He–He binding energy (∼0.7 eV) and self-trapping distance (capture radius) are smaller when two He atoms combine on the W(111) surface than on the other surfaces. For example, for Conf. 1 of the W(111) surface, two He atoms form an He2-vacancy complex after structure relaxation, as shown in Fig. 4(b). Also, the behaviors of Confs. 2 and 3 are similar to that of Conf. 1 after relaxation, which implies that the interaction between two He atoms is weaker than that on the W(110) and W(112) surfaces. In addition, when the He–He distance is larger than 2.83 Å on the W(111) surface, these two atoms will respectively form two He–vacancy complexes after relaxation, which further increases the He–He distances, such as Conf. 4 shown in Fig. 4(c). The formed He2-vacancy or He–vacancy complex moves to the surface after structure relaxation, which provides support to previous simulation results that there is an interaction between He clusters and W surfaces.18,45
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Fig. 4 Side view (upper part only) of two He atoms at the depth between the 4th and 5th layer (some cases in Table 2) before and after relaxation. (a) Conf. 1 of the W(112) surface; (b) Conf. 1 of the W(111) surface and (c) Conf. 4 of the W(111) surface. The number represents the corresponding layer. Light blue: W atoms, blue: interstitial W atoms and red: He atoms. |
Furthermore, there are some specialty cases in Table 2, such as Conf. 2 of the W(110) surface, Conf. 1 of the W(100) surface, and Confs. 1 and 3 of the W(112) surface. For Conf. 2 of the W(110) surface, it does not form He2 when the He–He distance is 2.24 Å. These two He atoms do not combine because the force direction is closely packed and another W atom exits when the structures relax, as explained by Wang et al.20 Similarly, the He atoms do not form He2 for Conf. 1 of the W(100) surface; meanwhile, the He–He binding energies are larger than 3.50 eV for Confs. 1 and 3 of the W(112) surface, which leads to the two He atoms forming an He2-vacancy complex and an interstitial W atom, such as Conf. 1, as shown in Fig. 4(a).
Moreover, as shown in Fig. 3 and 4, the dissolved He atoms would induce the formation of W vacancies, interstitial atoms, and complexes (He-vacancies or He2-vacancies) below the W surfaces. Hammond et al. found an analogous phenomenon based on MD simulation.13 The formed defects (such as vacancies and clusters) will trap surrounding interstitial He atoms and cause He accumulation near the defects. These small clusters may be considered the formation of initial He bubbles. He cluster growth will cause more displacement of W atoms and the formation of interstitial W atoms. The formed interstitial W atoms move out of the surface layer, which causes the formation of adatoms and the W surface morphology changes. With the amount of interstitial W atoms and He bubbles increasing, incipient nanofuzz will form at the surface regions. This process provides a good explanation for the nanofuzz formation under low energy He ion irradiation.6–8
We further explored self-trapping He at different depths on W surfaces with different orientations to understand the effects of surface dependence on He–He interactions (corresponding configuration structures are shown in Fig. S10–S13 of the ESI†). The He–He formation energy is defined as
Ef2He = ES+2He − ES − 2E(He). | (4) |
Here, all the symbols take the same definitions as above. The obtained value in the bulk is 11.34 eV, which is in agreement with previous value of 11.42 eV obtained by Zhang et al.10 As seen from Table 3, for the W(100), W(111), and W(112) surfaces, the formation energies of two He atoms are smaller than that in the bulk, which results in these surfaces being prone to He accumulation. For the W(100) surface, the larger binding energy means stronger He self-trapping near the surface, which may result in the formation of isolated large bubbles. For the W(111) surface, the He–He binding energy is smaller than that in the bulk (1.0 eV (ref. 39)), which means weaker self-trapping and the formation of small bubbles. Based on the discussion above, He may be prone to form He–vacancy complexes by combining with He-induced vacancies rather than He clusters by self-trapping on the W(111) surface. Considering the large formation energy, the W(110) surface does not easily generate the initial He bubble.
Layer | W(110) | W(112) | W(111) | W(100) | ||||
---|---|---|---|---|---|---|---|---|
Eb | Ef2He | Eb | Ef2He | Eb | Ef2He | Eb | Ef2He | |
2–3 | 1.49 | 11.07 | * | * | * | * | 1.52 | 9.88 |
3–4 | 1.05 | 11.53 | 0.93 | 9.43 | 0.68 | 8.21 | 1.27 | 11.21 |
4–5 | 1.05 | 11.53 | 0.96 | 11.48 | 0.71 | 9.17 | * | * |
5–6 | 1.12 | 11.04 | ||||||
6–7 | 1.15 | 11.01 | ||||||
7–8 | 1.39 | 11.01 |
In summary, the orientation influenced He dissolution on W surfaces was found by calculating the vacancy and He formation energies as well as the He–He binding energy on the different W surfaces. The formed vacancies can trap interstitial He atoms resulting in He accumulation near the surface. One or two He atoms can cause displacement of the surrounding W atoms and form vacancies, which lead to He inducing much more severe surface damage than H. The dissolved He atom is easier to induce vacancy formation on the W(111), W(100), and W(112) surfaces than in the bulk, which will cause He accumulation on the surfaces due to He-induced vacancy trapping. The He atoms remain unstable at the W(110) surface due to the larger He formation energy as well as difficulties forming vacancies. Our results clearly show the heterogeneity of the He dissolution behavior.
As seen in Fig. 5, the He diffusion energy barriers are 1.47 eV, 0.40 eV, 0.26 eV and 0.05 eV for the W(111), W(100), W(110), and W(112) surfaces, respectively. There are much larger He diffusion barriers in the surfaces [such as the W(111) surface] than that in the bulk (0.06 eV given by Becquart et al.39). Previous studies have found that trap mutation reactions easily occur on the W(111) surface.14,15 In our studies on the behaviors of He diffusion toward the surface, the He escaping behavior is affected by the trap mutation on the W(111) surface. As shown in Fig. 5(c), the change in the He diffusion initial state can be expressed as:
W + He → He–V + Ws, | (5) |
In summary, the above results imply that He accumulation and bubble formation are influenced by the surface orientation. The He dissolution behavior shows that the W(111) surface forms He accumulation easier because of its smaller formation energy for vacancies and He, as well as the formation of He-induced vacancies. The high He activation barrier aggravates He accumulation on the W(111) surface. The formation of He-induced vacancies cause He accumulation on the W(111), W(100), and W(112) surfaces. Therefore, the W(111) surface is more prone to He bubble formation than the other surfaces, whereas the W(110) surface is resistant to He bubble formation.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c7ra03281a |
This journal is © The Royal Society of Chemistry 2017 |