Chongchong Wua,
Alex De Visscherab and
Ian Donald Gates*a
aDepartment of Chemical and Petroleum Engineering, University of Calgary, Canada. E-mail: ian.gates@ucalgary.ca; Tel: +1-403-220-5752
bDepartment of Chemical and Materials Engineering, Concordia University, Montreal, QC, Canada
First published on 19th July 2017
Density functional theory was used to study the mechanism and kinetics of benzoic acid with hydroxyl radicals in both gas and aqueous phases as well as benzoate with hydroxyl radicals in the aqueous phase at the M06-2X/6-311+G(d,p) level of theory. The results show that all reaction pathways involved the formation of pre-reactive complexes which in turn alter reaction energy barriers. The reaction rate constants, calculated based on classical transitional theory, followed the order of meta addition > para addition > ortho addition for the reaction of benzoic acid and hydroxyl radicals in both gas and aqueous media. The energy barrier analysis reveals that the ortho adducts were also less vulnerable to subsequent reaction. In addition, the rate constants for the addition reactions were highest for benzoate in the aqueous phase, followed by benzoic acid in the aqueous phase, then by benzoic acid in the gas phase, consistent with electrostatic potential analysis. However, the rate constants of hydrogen abstraction in the aqueous phase were much lower than that in the gas phase and thus, gas phase reactions are preferred. The incorporation of one explicit water molecule, for addition reactions between benzoic acid and hydroxyl radicals, lowered reaction rates in the aqueous phase by increasing the bond length between the oxygen and reacting carbon in the benzene ring.
Ultrasound is effective for breaking down organic compounds in water.6 When water is treated by ultrasonic waves, cavitation within the water leads to generation and collapse of micro bubbles that result in high temperatures in a small region where organic compounds are degraded through pyrolysis. In addition, organic compounds will also be oxidized by hydroxyl radicals (˙OH) generated by the cavitation bubbles during ultrasonic treatment.7–9 Furthermore, BA can be removed during electrochemical oxidation, photochemical oxidation, Fenton oxidation, and ozonation.10,11 These methods involve the reaction of BA with hydroxyl radicals in the liquid phase. Moreover, BA could also react with hydroxyl radicals inside the bubble under ultrasound irradiation.12 BA is a weak acid with a pKa of 4.2 and it can exist in the form of benzoate (BZ) in the aqueous phase.13 Therefore, the reaction between BZ and hydroxyl radicals can also take place in the oxidation process under neutral and alkaline pH.
Quantum chemical reaction computation using density functional theory is a powerful tool to understand mechanisms. These methods enable the calculation of optimized geometries for reactants and products, assessment of intermediate and transition states, and estimation of reaction kinetics for different reaction pathways with reasonable accuracy.14 Theoretical studies of the mechanism and kinetics of BA reacting with hydroxyl radicals are important to improve techniques to remove BA completely from wastewater. The distribution of the intermediates is crucial to the detoxification of BA.15 San et al. studied the transition states of photo degradation of BA in liquid phase.16 Minakata et al. analyzed the lowest unoccupied molecular orbital and singly occupied molecular orbital of hydroxyl radical addition to BZ at ortho, meta, and para positions in the aqueous phase.17 Li et al. investigated the effects of OH substitution on the rates and mechanisms of decarboxylation of BA.18 Chuchev et al. conducted a detailed theoretical study of the decarboxylation reaction for BA ortho-derivatives.19 Wang et al. calculated the catalytic decarboxylation mechanism of BA.20 These studies are useful but do not examine uncatalyzed reaction mechanism and kinetics of BA with hydroxyl radicals in both gas and aqueous phases. Existing studies do not consider the difference between ortho and meta carbons on the side of carboxyl group and opposite the carboxyl group. In addition, these studies did not consider pre-reactive complexes, which can alter the kinetics of OH reactions dramatically. Furthermore, there are few theoretical studies that compare rate constants differences between BA and BZ in the aqueous phase.
The objective of this paper is to employ density functional theory to study the transition states of six different pathways of BA with hydroxyl radicals both in gas and aqueous phases, BZ with hydroxyl radicals in the aqueous phase, and estimate the energy barrier and reaction rate constants to determine the possible distribution of intermediates including the potential effect of pre-reactive complexes. Moreover, the influence of an individual explicit water molecule on rate constants was investigated.
Scheme 1 Reaction pathways of BA and BZ with hydroxyl radicals. (a) Reaction pathways of BA with hydroxyl radicals. (b) Reaction pathways of BZ with hydroxyl radicals. |
The optimization of adducts in the gas and aqueous phases are depicted in Fig. S1–S3.† When hydroxyl radicals reacted with BA through addition reaction, the π bonds of the aromatic rings were broken, and the carbon–carbon lengths were altered. In the process of hydrogen abstraction reactions, the O–H bond broke and hydrogen was abstracted to hydroxyl radicals to form a new O–H bond, leading to the formation of a water molecule. On the other hand, it was deduced that the length of the newly formed carbon–oxygen bond was below 1.45 Å in the gas phase for all addition reaction pathways, which was the same reported by the addition of hydroxyl radicals to phenol.37 When comparing the bond lengths in the gas phase and aqueous phase, the bond length was prolonged for the reaction taking place in the aqueous phase. In addition, the bond length of BZ products was longer than that of BA products.
The transition states in the gas and liquid phases are shown in Fig. 2 to 4. They were confirmed by a single imaginary frequency as well as the IRC analysis. There were remarkable changes between the structures of pre-reactive complexes and transition states. The main structural changes were located around the reacting carbon and oxygen. For the o-add reaction pathway, it was observed that the C2–C1, C1–C6, C3–C4, and C5–C4 bonds elongated whereas the C2–C3 and C5–C6 bond lengths shortened. The same trends were also found in other hydroxyl radical addition reactions both in the gas and aqueous phases. In other words, when the hydroxyl radicals reacted with a particular carbon in the benzene ring, the bond length of the reacting carbon with adjacent carbons increased as well as the length of the bonds between the carbon opposite the reacting carbon on the aromatic ring with its neighboring carbons. The remaining two carbon–carbon bonds in the aromatic rings were shortened. This is explained by the electron density transfer of the aromatic ring.
Fig. 2 Transition state optimization (BA gas phase). (a) o-add. (b) o2-add. (c) m-add. (d) m2-add. (e) p-add. (f) H-abs. |
Fig. 3 Transition state optimization (BA aqueous phase). (a) o-add. (b) o2-add. (c) m-add. (d) m2-add. (e) p-add. (f) H-abs. |
Comparing the transition states of hydroxyl radical addition to BA in gas phase versus aqueous phase, it is obvious that the transition states of the distances of oxygen and reacting carbon in the aqueous phase was longer than that in the gas phase, which could possibly be due to the formation of hydrogen bonds between BA and water, therefore, hindering the approach of hydroxyl radicals to benzene rings. However, it is worth noting that the bond length of oxygen and the reacting carbon for BZ o-add was shorter than BA o-add, and the difference was caused by the larger steric effects of the carboxylic group than the carboxylic anion. As for the hydrogen abstraction reaction, the bond between O14 and H15 was broken, and H15 was attracted to hydroxyl radicals, generating water and a benzoic acid free radical as products.
The relative energy for the reaction between BA and hydroxyl radicals in the aqueous phase is displayed in Fig. 6 and Table S2.† Compared with the reaction path in the liquid and gas phases, it was deduced that the reactants needed to overcome smaller energy barriers for the reaction from pre-reactive complexes to transition states. The reaction energy barriers for the reaction from pre-reactive complexes to transition states in the aqueous medium was highest for H-abs. In addition, the energy barrier for H-abs in the aqueous phase was much higher than in the gas phase, which was possibly caused by hydrogen bonding formation between the carboxylic group and water molecules. Therefore, the reaction in the gas phase was preferable for H-abs reaction compared to the aqueous phase reaction. According to the energy, o2-add products were most stable among the six different reaction pathways, making them less vulnerable to subsequent reaction.
As for the reaction energy between BZ and hydroxyl radicals, displayed in Fig. 7 and Table S3,† the energy barrier from pre-reactive complexes to transitions states followed the order of o-add > m-add > p-add with p-add transition state having the longest bond length among the addition reactions. This is explained because the p-add transition state was the earliest transition state among the addition reaction pathways from pre-reactive complexes for the reaction between BZ and hydroxyl radicals.39 In addition, the product of o-add had the lowest energy among all the products, which was the same for the reaction between BA and hydroxyl radicals in the gas and aqueous phases, indicating that the ortho position was not susceptible for the following reactions.
Furthermore, the 〈s2〉 values of the open shell systems for all the reaction pathways in the gas and aqueous phases are summarized in Tables S4–S6† to analyze spin contamination. Spin contamination is measured by analyzing the deviation of the 〈s2〉 values to the exact values (0.75 for a doublet).41 It is deduced that the variation were within 10% for all the species, implying that spin contamination had insignificant influences on the reaction pathways.42
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The reaction rate constants in the gas and aqueous phases are listed in Table 1. As shown, the reaction rate constants of m-add, m2-add, p-add were higher than o-add and o2-add for the reaction between BA and hydroxyl radicals both in the gas and aqueous phases. There are three possible reasons to explain the phenomena, one is that the carboxyl group is an electron withdrawing group and it would decrease the electron density on the benzene ring through a resonance withdrawing effect at the ortho and para positions. Another reason is the steric influence at the ortho positions of the carboxyl group that impedes the approach of hydroxyl radicals. The formation of hydrogen bonds between hydroxyl radicals and hydrogen in the carboxyl group is another possible factor that would inhibit the ortho position reaction. For the gas phase reaction, the overall rate constant followed the order of H-abs > (m-add + m2-add) > para addition > ortho addition (o-add + o2-add). The reason why the rate constant for H-abs was highest is that benzene ring is capable of withdrawing electron density from carboxyl group by induction, making the hydrogen on the carboxyl group more active and reacting with hydroxyl group to form water.48 The H-abs rate constant in the gas phase (8.61 × 10−11 cm3 per molecule per s) was higher than in the aqueous phase (6.30 × 10−13 cm3 per molecule per s−1), implying that the optimum reaction medium should be in gas phase or inside the cavitation bubble when targeting the decarboxylation reaction. Furthermore, the tunneling factors of H-abs were much higher than all the addition reaction pathways both in the gas and aqueous phases.
Reaction path | BA gas phase | BA aqueous phase | BZ aqueous phase | |||
---|---|---|---|---|---|---|
k | Γ | k | Γ | k | Γ | |
a Note: units for gas phase rate constants and aqueous phase rate constants are cm3 per molecule per s−1, and M−1 s−1, respectively. | ||||||
o-add | 4.19 × 10−12 | 1.343 | 1.67 × 108 | 1.227 | 9.73 × 108 | 1.186 |
o2-add | 4.81 × 10−12 | 1.363 | 1.32 × 108 | 1.223 | 9.73 × 108 | 1.186 |
m-add | 1.14 × 10−11 | 1.278 | 2.94 × 108 | 1.165 | 8.98 × 108 | 1.122 |
m2-add | 9.71 × 10−12 | 1.281 | 2.16 × 108 | 1.166 | 8.98 × 108 | 1.122 |
p-add | 1.21 × 10−11 | 1.303 | 2.11 × 108 | 1.212 | 9.21 × 108 | 1.138 |
H-abs | 8.61 × 10−11 | 3.009 | 1.05 × 107 | 3.087 |
Except for H-abs, the rate constants of the other five reaction pathways in the aqueous phase were much higher than in the gas phase. Furthermore, the hydrogen abstraction rates of benzoic acid were much higher than for phenol (1.60 × 10−16 cm3 per molecule per s),49 since benzoic acid has an electronic withdrawing group, while phenol contains an electron donor group.50 San et al. calculated the reaction rate constants of benzoic acid with hydroxyl radical reaction in the aqueous phase, and the reaction rates were 8.38 × 10−11, 4.20 × 10−8, 1.65 × 10−20, 5.08 × 10−24 cm3 per molecule per s for meta addition reaction, ortho addition reaction, para addition reaction, and H-abs, respectively.16 The reaction rates calculated were different due to the discovery of pre-reactive complexes as well as the different calculation levels. The overall rate constant of the six reaction pathways computed at 298 K, 1 atm in the aqueous medium was 1.03 × 109 M−1 s−1. Assuming an uncertainty of 0.4 kcal mol−1 on the calculated energy levels, the expected uncertainty on the calculated rate constants was about a factor of 2, which was in the range of the previous reported experimental value (2.1 ± 0.3 × 109 and 1.8 × 109 M−1 s−1),51,52 indicating the reliability of the calculations reported here. Moreover, the rate constants for the BA aqueous phase reaction was (m-add + m2-add) > (o-add + o2-add) > p-add, which followed the same trend with other experimental results.53
The rate constant for the reaction between BZ and hydroxyl radicals was approximately 4.66 × 109 M−1 s−1, which corresponds well with the experimental value of 5.9 × 109 M−1 s−1.54 Furthermore, the rate constant for the reaction between BZ and hydroxyl radicals was higher than that between BA and hydroxyl radicals, implying that transferring BA to BZ could promote the addition reaction. Therefore, the alkaline pH is more favorable for the degradation of BA in waste water. In addition, the rate constant followed the order of BZ aqueous phase > BA aqueous phase > BA gas phase. To further explain the trends, electrostatic potential analysis were carried out to display charge distributions three dimensionally by M06-2X method using 6-311+G(d,p) basis set, shown in Fig. 8. It is worth noting that BZ in the aqueous phase had the biggest negative electrostatic potential, followed by BA in the aqueous phase, then by BA in the gas phase, consistent with the rate constants results. Hydroxyl radicals have strong electrophilic character and tend to react at negative regions, therefore, the electrostatic potential analysis results can help explain the lower energy barrier and higher rate constants for addition reactions in the aqueous phase than in the gas phase, further confirming the accuracy of the rate constants results.
Fig. 8 Electrostatic potential analysis. (a) BA gas phase. (b) BA aqueous phase. (c) BZ aqueous phase. |
After a single-point energy calculation at CCSD (T)/6-311++G(d,p) level of theory, the rate constants of all the reaction pathways were recalculated (Table S7†). Compared with rate constants obtained by M06-2X method, it was deduced that the rate constants predicted by CCSD (T) method has obvious deviation from the experimental data. On the other hand, the CCSD (T) method is computationally more expensive than the M06-2X method. Therefore, the rates constants in this study were calculated by using the M06-2X method.
The transition states with the addition of one explicit water molecule for BA and BZ are depicted in Fig. S7 and S8,† respectively. It was deduced that the carbon–carbon length in the benzene ring of the transition states was essentially the same compared to the cases without one water molecule for both BA and BZ. The main difference was found in the variation in bond length between oxygen and the reacting carbon in benzene ring. Compared to the case without the explicit water molecule, bond lengths of the reacting carbons and oxygens were elongated for all the addition reactions between BA and hydroxyl radicals. On the other hand, they were longer for o-add and o2-add, and shorter for m-add, m2-add, and p-add for the addition reactions between BZ and hydroxyl radicals. As for the rate constants, listed in Table 2, they were different from the case without a water molecule, which was possibly caused by electron redistribution on the benzene ring. The most substantial variation was the rate constant for H-abs, only accounting for 16% of that for implicit water molecule. Furthermore, the rate constants of H-abs was much smaller than for addition reaction. Therefore, the formation of hydrogen bonds between the carboxylic group and water molecules negatively influenced the rate constant for H-abs, and reaction medium should choose the gas phase or inside the bubble for the H-abs pathway. In addition, it should be noted that the joint use of implicit solvation model and one explicit water molecule may not accurately reproduce the boundary conditions between the solute and bulk, and it also requires the evaluation of entropic effects with the explicit water molecule.56
Reaction path | BA aqueous phase | BZ aqueous phase | ||
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K (M−1 s−1) | Γ | K (M−1 s−1) | Γ | |
o-add | 1.01 × 108 | 1.215 | 3.85 × 108 | 1.188 |
o2-add | 1.46 × 108 | 1.210 | 3.07 × 108 | 1.181 |
m-add | 3.29 × 108 | 1.158 | 3.72 × 108 | 1.124 |
m2-add | 3.19 × 108 | 1.160 | 4.87 × 108 | 1.125 |
p-add | 1.09 × 108 | 1.199 | 2.79 × 108 | 1.139 |
H-abs | 1.68 × 106 | 3.128 |
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c7ra05488b |
This journal is © The Royal Society of Chemistry 2017 |