Amison Rick Lopes da Silvaa,
Alexsandro Jhones dos Santosa and
Carlos Alberto Martínez-Huitle*ab
aLaboratório de Eletroquímica Ambiental e Aplicada (LEAA), Institute of Chemistry, Federal University of Rio Grande do Norte, Lagoa Nova, CEP 59078-970, Natal, RN, Brazil. E-mail: carlosmh@quimica.ufrn.br
bUNESP, National Institute for Alternative Technologies of Detection, Toxicological Evaluation and Removal of Micropollutants and Radioactives (INCT-DATREM), Institute of Chemistry, P.O. Box 355, 14800-900 Araraquara, SP, Brazil
First published on 16th January 2018
Using electrochemical techniques (cyclic voltammetry (CV) and differential pulse voltammetry (DPV)) with a boron-doped diamond (BDD) electrode it was possible to study the behavior of hydroquinone (HQ), catechol (CT) and resorcinol (RS), in aqueous solutions as well as to associate the electrochemical profiles with computational simulations. It led to understanding the factors that influence the direct electrooxidation of HQ, CT and RS on the BDD surface. Theoretical calculations demonstrated that the compounds with lower HOMO energy and high ionization potential (IP) are more stable, showing a higher Epa, denoting that HOMO energies and IP are related to the difficulty of oxidizing (losing an electron) a specific compound. Analyzing the electro-oxidation reactions of HQ, CT and RS by using computational calculations, it was possible to verify the reversibility behavior, direct oxidation pathway and the possible intermediates formed during electron-transfer. The results clearly demonstrated that the reversibility was attained for HQ and CT, while this behavior is not feasible, thermodynamically speaking, for RS and this was confirmed by DFT calculations. For direct oxidation mechanisms, HQ and CT are quickly oxidized, but RS produces stable intermediates. These experimental and theoretical results also explain the behavior when the compounds were analyzed by electroanalytical techniques, suggesting that the interactions by direct electron-transfer determine the stability of response (sensitivity) as well as the limit of detection. The results are described and discussed in light of the existing literature.
On the other hand, the interest in developing treatment methods, for use in environmental monitoring and restoring, has grown during the last years. Several industries produce during their processes, different solid and liquid wastes containing toxic phenolic compounds (Phs), and their detection, quantification and treatment are necessary before discharge of these pollutants into aquatic eco-systems.11
In this frame, electrochemical technologies12 have been the subject of several investigations to be used in analytical and environmental applications.13 In the former case, electrochemical techniques (cyclic voltammetry, chronoamperometry, chronocoulometry, differential pulse voltammetry, linear sweep voltammetry, etc.) can be fast in detection, less expensive, and with the merits of low detection limit and high accuracy as well as less complicated than the other techniques (high performance liquid chromatography, atomic absorption, gas chromatography and so on). Meanwhile, in the latter case, the application of electrochemistry to environmental pollution abatement has currently received great attention for the elimination of toxic and biorefractory organic pollutants14–18 from water, emerging the electrochemical advanced oxidation processes (EAOPs).
Among the analytical and environmental applications of electrochemical technologies, the effectiveness of both approaches depends on the nature of the material used. In this frame, boron doped diamond (BDD) is considered the most important and applicable of the electrodes4–9,15–17 in the last years. For electrochemical water treatment, BDD promotes the electrogeneration of oxidant mediators by the water discharge (H2O → ˙OH + e− + H+), the hydroxyl radicals (˙OH).14–17,19 These electrogenerated species are primordially physisorbed on its surface (non-active anode surface interacts so weakly with ˙OH), playing an important role in the electrochemical conversion/combustion of organic pollutants. For electrochemical detection, the wide potential window and low background current characteristics of BDD electrode enables highly sensitive detection of various chemical species, leading to significant improvements in terms of linear dynamic range, limit of detection (LOD), response precision and response stability.13,20
Although several mechanisms regarding the oxidation of Phs were described,1,6,7,11,13 more work needs to be done to fully characterize the electrochemical oxidation reactions of these compounds. In this frame, computational theoretical studies, by using Density Functional Theory (DFT), emerge as a power tool to verify the possible factors that guide the electrochemical reactions,21–26 at chemical molecular level during their detection/quantification or partial/complete oxidation at BDD electrode, for possible optimizations.
For this reason, in this work, it was studied the electrochemical behavior of three Phs (catechol, resorcinol and hydroquinone) by using electroanalytical methodologies (cyclic and differential pulse voltammetries) with BDD electrode. Moreover, a comparative study between Phs structures was performed by computational simulations, involving the natural bond orbital (NBO),21,24,27–30 ionization potential (IP) and electronic affinity (EA)21,22 (well-known chemical properties) with the voltammetric profiles in order to understand their main differences, the effects by the positions of the hydroxyl group (–OH) attached to the ring as well as the chemical properties related to the redox behavior of the reactions. It is important to remark that, as far as the authors know, no attempts about this research with BDD electrode have been published yet for understanding the relationship of the redox properties of Phs by theoretical–computational studies. Then, these outcomes will provide a contribution to comprehend the quantitative structure–activity relations in the diamond films electrochemistry.
It is also interesting to observe that some changes in the current were achieved in the potential range of +0.5 V and +1.0 V as well as in the region before of water decomposition (>+1.85 V), indicating that, direct and indirect (by water decomposition intermediates (hydroxyl radicals, ˙OH))32,33,35,36 oxidation processes occur, which are only available in conditions of oxygen evolution (eqn (1)). Since phenol is a byproduct or starting reagent in the formation and mineralization reactions of HQ, CT and RS, it is common the mechanism already proposed in ref. 32 because the mineralization is strongly influenced by the hydroxyl radicals.
H2O → ˙OH + e− + H+ | (1) |
However, during continuous potential cycling at different scan rates (Fig. 1c), the anodic current peak at +1.16 V decreases, as a function of ν. This fact can be explained by the formation of an organic film that covered the electrode surface.36 Similar deactivation of BDD electrodes during the voltammetry with aromatic compounds such as phenol, naphthol and 4-chlorophenol has already been reported in the literature.37–39 Meanwhile, a new peak signal appears at +0.69 V and the broad peak at +1.56 V increases significantly when the ν rises. It is reasonable to assume that RS oxidation involves the formation of electroactive products, which can be destroyed by polarization at high anodic potential in the region of water decomposition. In fact, it was demonstrated in ref. 40 that high potential BDD anodes produce high amount of hydroxyl radicals (eqn (1)) that oxidize the polymeric film regaining the initial activity (eqn (2)):
Organic film + ˙OH → CO2 + H2O | (2) |
Nevertheless, other intermediates can be produced from RS oxidation at BDD surface, indicating that the RS in solution is a system completely irreversible. In fact, it is confirmed by the absence of the cathodic peak in the voltammetric curves (see Fig. 1c) and by electrooxidation mechanisms that are already well-known in the literature41,42 where the formation of polymer layer is achieved, which deactivates the catalytic sites of the anode.43 These effects of isomers have been described in the literature14,15,17,33,35,37 and these have been claimed to explain the electrochemical behaviors obtained in numerous of oxidation processes; for this reason, mechanistic studies must be performed to increase the understanding on the oxidation pathways and on the viability of detection of these isomers.
A linear relationship between peak current and concentration was obtained using BDD electrode (see, Fig. 5) for HQ, CT and RS. Calibration plots were recorded in a large concentration range to explore the dynamic and linear ranges46,47 in order to understand the influence of the oxidation products formed during the electroanalytical analysis. Each curve was obtained by evaluating the peak intensity as a function of the analyte concentration, and considering at least six analyte concentrations (inset in Fig. 5). The calibration plot was linear between 1.8 × 10−5 and 3 × 10−4 M for HQ and CT, with regression coefficients always larger than 0.999; while the calibration plot for RS was linear between 5.00 × 10−5 to 1.00 × 10−4 M, with a regression coefficient about 0.9750. The functional relationships were (slope and intercept were the average of six independent calibrations):
HQ: i/μA = 0.183 ± 0.006 [HQ] μM + 0.596 ± 0.941, (r = 0.9945); |
CT: i/μA = 0.188 ± 0.002 [CT] μM + 0.123 ± 0.322, (r = 0.9960); |
RS: i/μA = 0.309 ± 0.021 [RS] μM + 3.147 ± 1.140, (r = 0.9750). |
Fig. 6 also shows that the residuals of the regression are randomly distributed around the zero, for HQ, allowing a visual verification of the absence of a significant non linearity.46–49 It is worth noting that no significant differences in calibration curves recorded in different days at several different electrodes were evidenced. A preliminary estimation of the Limit of Detection (LOD), for HQ, CT and RS, was also possible by using the approach based on the standard deviation of regression:44–47 LOD = 3.3 × Sy/x/b, where Sy/x is the residual standard deviation and b is the slope of the calibration plot. On the basis of the preliminary results obtained, LOD of about 15.47, 16.34 and 19.23 μM could be estimated, for HQ, CT and RS, respectively. This approach allowed to control both false positive and false negative errors (a = b = 0.05).46–52 These results evidence the sensibility on the analytical responses to quantified each one of the Phs.52–54
Nevertheless, the results obtained by DPV technique clearly indicates that, the electroanalytic approach by using BDD electrode to quantify HQ and CT is weakly influenced by the interaction of organic compound with the diamond surface. In fact, a significant linear range of the analyte concentration was obtained, achieving a LOD below the last concentration added in solution. Conversely, BDD sensor was strongly affected by the oxidation mechanism developed by RS during its detection at higher positive potentials. Definitely, this behavior influences on the calibration linear range because no significant LOD was achieved (in fact, it is within the linear range) and no higher RS concentration can be electrochemically determined because the linearity is lost (>100 μM). These assertions are obvious when the weighted residuals for HQ and RS were evaluated. Fig. 6a showed that the residuals of the regression are randomly distributed around the zero for HQ, allowing a visual verification of the absence of a significant non linearity,53,54 indicating that there are repeatability, reproducibility, high confidence and sensibility in the analytical measurements. Conversely, when BDD is use to detect RS, no good performances were achieved (Fig. 6b shows that the residuals of the regression are not randomly distributed around the zero, and high statistical error is present in the measurements), and these are related to the mechanistic study as well as the voltammetric behavior previously observed, where the oxidation of RS to other compounds is feasible and the formation of polymeric film on electrode surface can promote an inactivation.
In this context, the energy analyzes of molecular orbitals (EHOMO), according to molecular orbital theory55,56 the tendency of a compound losing or receiving an electron is mainly dependent on the energy of highest occupied molecular orbital (HOMO). Generally, a higher HOMO energy means that the compound is easily oxidized.40,56
Other important features that are directly linked to the ability to loss and receive electrons are the ionization potential (IP) and electronic affinity (EA), respectively. According to the Koopmans' theorem,57,58 the first ionization energy of a molecular system is equal to the negative of the orbital energy of the highest occupied molecular orbital (HOMO). A similar theorem exists in DFT for relating the exact IP and EA to the HOMO and LUMO energies; although both, the derivation and the precise statement, differ from that of Koopmans' theorem. Then, by using DFT calculations, IP can be considered as the absolute value of HOMO requiring some corrections57–59 and EA can be also estimated from the energy.57
Taking into account the above information, Table 1 shows the estimations of IP and EA values in vacuum or in water as implicit solvent. IP is considered as the necessary energy to withdraw an electron from the specie, while the EA is related to the energy released by the studied specie when it receives an electron, becoming more stable. In this context, IP values for HQ, CT and RS are very similar (in vacuum and implicit solvent); indicating that, the oxidation of all isomers is reasonably easy. Nevertheless, RS presents a smaller HOMO and higher IP values (higher energy to withdraw electrons from the organic species), indicating that no easy oxidation is performed; therefore, a higher energy is necessary to occur. In fact, this behavior is in accordance with the voltammetric results because in all cases, the oxidation of the isomers to their quinones is attained.1,32,42
On the other hand, significant differences are observed between the EA values for HQ, CT and RS (see Table 1). The energy released by HQ and CT is higher and these values are very similar in both cases, indicating that, the product formed is very stable (in vacuum or implicit solvent). Conversely, when an electron is received by the quinone formed from RS, lower EA energy is released (in vacuum or in implicit solvent), disfavoring the formation of a stable product and consequently, the reduction of RS–quinone is not suitable. In fact, no voltammetric signals are observed during reduction scan at RS experiments. This result also demonstrates that the solvation of species plays an important role in the oxidation or reduction processes as well as the charge formed at the Nernst layer (film of hydroxyl radicals formed at higher potentials on BDD surface11) because these effects decrease the approximation close the surface, and consequently, the interaction to efficient electron-transfer. Then, the HOMO energy for above isomers was calculated by DFT, and the results are also shown in Table 1. Last assumption is in agreement with the oxidation potentials experimentally determined for the compounds as well as the IP values. As shown in Fig. 1 and Table 1, these isomers can be oxidized at different potentials. For HQ, oxidation begins at 0.701 V vs. Ag/AgCl, while an optimal oxidation condition (peak potential) is under a potential of 0.845 V. These results suggest that, for the effective HQ oxidation; the potential of electrode must exceed 0.845 V. The other isomers compounds can also be similarly interpreted and the predictions can be done according to their CV profiles. However, in the case of RS, there are two peaks which can be ascribed as the oxidation of RS to two hydroxyl groups,14,15,17,33,35,37 increasing the difficulty to be oxidized, as already stated by the IP values. Additionally, when two carbons change from sp2 to sp3 hybridization, this fact also influences the stability of the compound analyzed.14,15,17,33
For HQ and CT, the quasi-reversibility of the reaction was experimentally observed when the characteristic peaks related to oxidation and reduction, were attained at CV profiles.33 Meanwhile, for RS, the reaction considers the generation of a quinone, which is not stable thermodynamically and it was confirmed because no cathodic peak was recorded1,7,30,31 as well as it was long-established by the EA values obtained in vacuum and implicit solvent.
From the data discussed above, the mechanisms proposed14,15,17,33,35,37 (see, Fig. 7) for electro-oxidation of isomers were analyzed by DFT calculations in order to verify the aspect of reversibility and energies (in terms of eV) by using the effect of water implicit solvent and also in the vacuum system. Fig. 8 shows the potential-energy surface plots for mechanism proposals in Fig. 7. From these results, it is possible to infer important thermodynamic aspects about these reactions. The anion and the radical are the main intermediates with higher energies, HQ (Fig. 8a), CT (Fig. 8b) and RS (Fig. 8c). However, the intermediate with two radical oxygen groups in the molecule is the most energetic structure. Another important feature is that, the energy barriers of the intermediates are closer, including the radical with the corresponding quinone, at the reaction pathways for HQ and CT. This fact indicates that is possible the reversibility because no significant energy barrier must be overcome after that the quinone was formed. It is supported by the IP and EA values, which indicate that, lower energies are necessary to lost electrons from HQ and CT, while, the opposite process is achieved releasing higher energies, showing at the reduction is possible, thermodynamically speaking.
Fig. 7 Electrochemical oxidation pathway for (a) HQ, (b) CT and (c) RS, considering the possible formation of quinones as by-products.14,15,17,33,35,37 |
Fig. 8 Reaction pathways obtained, in terms of eV, from structures optimized by B3LYP/6-311++G (d, p): (a) HQ; (b) CT and (c) RS are oxidized at BDD surface. |
Conversely, the radical intermediate, at RS oxidation (Fig. 8c), is a reactive species that could form the correspondent quinone or a polymeric product, avoiding that it returns to its original state. In fact, IP values indicate that RS oxidation is feasible even when more energetic requirements, thermodynamically speaking, are necessary respect to HQ and CT. But, the reduction process is not suitable.
The third intermediate of each reaction has an energetic decrease due to the solvent effect by water solvation, stabilizing charge of dianion. Meanwhile, when HQ and CT are in the form of HQ5 and CT5 (see Fig. 7), these can became HQ6 and CT6 via electronic arrangement without difficulty. Conversely, the formation of polymer films is feasible from the RS4 and RS5 intermediates (see Fig. 7).
In this frame, theoretical calculation methods by the use of natural bond orbital (NBO) method21,24,27–30 as tool for analyzing the orbital interactions, stabilization energies caused by electron transfer, and hyperconjugation stabilization energies, is possible. The NBOs are one of the consequences of natural localized orbitals set that include natural atomic (NAO), hybrid (NHO) and semi-localized molecular orbital (NLMO) sets, intermediate between basis atomic orbitals (AOs) and canonical molecular orbitals (MOs).27 The NBO method involves population analysis, which distributes computed electron density to orbitals in the way a chemist thinks in terms of physical organic chemistry. Then DFT calculations were employed to find NBO, since the direct electro-oxidation reactions occur via withdrawal of electrons from of the three isomers examined (Fig. 7). The proposal is that the electrons are withdrawal from the anion of each one of the isomers in the reaction. This orbital energy information reveals facts on molecular properties that are directly related to the experimental results of electroanalytical measurements exhibited above.
The calculations showed the following relationship about the energy (E) of the highest occupied molecular orbital (HOMO) calculated:
E(HOMO-HQ) > E(HOMO-CT) > E(HOMO-RS) |
Based on these results, the smaller the HOMO energy the greater the potential of oxidation peak. This theoretical assertion is in accordance with the experimental results (Table 1 and Fig. 1) because the lower the energy of the HOMO orbital, more stable and higher energy required to withdrawal the electrons that are in the orbital.
DFT studies clearly showed that the values of IP and EA with implicit solvent and vacuum system have a relation with the behavior of the oxidative potentials registered by using voltammetries, where higher IP values are related to the isomer with higher Epa. On the other hand, experimental measurements and theoretical calculations demonstrated that, the voltammetric profiles are related to NBO because the isomers with lower HOMO energy are more stable, showing a higher Epa. It also denotes that, HOMO energies is related to the difficulty to be oxidized (losing an electron) of each one of the isomers examined. These results open a new front of studies in the understanding and relation to models of the electrochemical profiles with molecular properties obtained computationally.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c7ra12257h |
This journal is © The Royal Society of Chemistry 2018 |