Anna E. Lewandowska*ab,
Nor H. Inaia,
Oana R. Ghitaa and
Stephen J. Eichhorn*b
aCollege of Engineering, Mathematics & Physical Sciences, University of Exeter, North Park Road, Exeter, EX4 4QF, UK. E-mail: al18542@bristol.ac.uk
bBristol Composites Institute (ACCIS), Department of Aerospace Engineering, University of Bristol, Queen's Building, University Walk, Bristol BS8 1TR, UK. E-mail: s.j.eichhorn@bristol.ac.uk; Tel: +44(0) 117 33 15650
First published on 19th October 2018
Cellulose nanofibers hold much promise for enhancing the mechanical properties of composites owing to their uniquely high stiffness and strength. One major issue limiting this performance however is the dispersion and mixing of cellulose nanofibers within thermoplastic resins. A combination of Raman imaging and chemical analysis has been used to quantify the distribution and mixing of cellulose nanocrystals (CNCs) in a polyethylene-matrix composite. Large area spectral imaging provides information about the effect of a compatibilizer – namely poly(ethylene oxide) (PEO) and maleated polyethylene (MAPE) – on the distribution of CNCs in the thermoplastic matrix. High-resolution images enable quantification of the degree of mixing between the CNCs and HDPE. Lower resolution images, but with greater spatial spread, allow quantification of the distribution of the CNCs. It is shown that the CNCs tend to agglomerate, with little increase in distribution even with the use of the compatibilizer. A shift in the position of characteristic Raman bands indicates the formation of hydrogen bonding between the PEO compatibilizer and the CNCs, which in turn is thought to affect the distribution of aggregates of the reinforcing phase.
The hydrophilic character of cellulose-based fillers is a major disadvantage for their combination with hydrophobic thermoplastic matrices. In the absence of water, cellulose's hydrophilic nature increases its tendency to aggregate; this affects the distribution of cellulosic fillers in thermoplastic matrices. Additionally, this aggregation ultimately diminishes the effective aspect ratio of the filler, which directly influences interfacial adhesion, resulting in a reduced stress transfer efficiency. Attempts to enhance the compatibility between cellulose and thermoplastics have focused on surface chemical modification of the filler's surface11–14 or on increasing the surface polarity of the matrix.3,8–10,14 Functionalization of cellulose surfaces requires a chemical reaction between the functional groups of the modifying species and the hydroxyl groups of cellulose, and usually occurs in the presence of solvents.12,14 This need for chemical modification could cause difficulties for, and cost implications on, the industrial scale-up of any process. The use of compatibilizers, such as maleic anhydride grafted thermoplastics (including maleic anhydride grafted polyethylene, MAPE)2,3,8–10,14 and poly(ethylene oxide) (PEO)5–7 to modify the surface polarity of matrix are thought to be potentially more appropriate for industrial based technologies (extrusion, injection molding etc.).
Given that the properties of reinforced composites depend on the dispersion/distribution (i.e. lack of aggregation) of the reinforcing phase within the matrix,1,15 it is important that this property is better understood to improve performance. Independent of the approach taken for the preparation of cellulose-based composites, a method to quantify the distribution and mixing of the reinforcing phase is lacking. The efficacy of the mixing and dispersion of cellulose-based fillers into thermoplastics has typically been evaluated based on the composites' mechanical and physicochemical properties (e.g. crystallinity).1–3,5–16 The mechanical properties of composites have been widely reported using standard testing2,3,5,7–9,12,13 and dynamic mechanical analysis.9,11–13 Generally, the quality of cellulose–thermoplastic interfaces has been indirectly deduced from a comparison of the performance between neat polymer matrices and cellulose filler-containing composites. The morphologies of cellulose–thermoplastic composites have also been evaluated using microscopy e.g. scanning electron microscopy (SEM).1,3,6–8,10,11 These approaches permit the analysis of a large area of the specimen. Limitations on the size of fillers that can be resolved (submicron scale), and the resolution between components in a composite make it often difficult to quantify useful parameters such as the degree of dispersion and mixing. Other techniques, such as atomic force microscopy (AFM) have been found to be useful for morphological studies of cellulose–thermoplastic composites at the nanometer scale.1,7,11,13 Although AFM images can give nanoscale resolution, the evaluated area of the material is small in comparison with the size of typical specimens required for mechanical tests. Therefore, the correlation between these types of results is not always reliable. Neither of these techniques enables a chemically sensitive quantitative estimation of the distribution of cellulose fillers nor the degree of mixing between cellulose, compatibilizer and thermoplastic matrices.
Substantial developments in technology has stimulated progress in Raman imaging since the late 1990s. One such development, chemical imaging, combines structural and chemical “fingerprints” with the digital visualization of optical microscopy. This permits the identification of inorganic and organic substances, so that their quantitative or semi-quantitative amounts can be determined, as well as their size and shape in two or three spatial dimensions.17,18 The use of confocal microscopy restricts out-of-focus Raman scattering, reduces the fluorescent background and improves the resolution of the images obtained. Raman imaging can be performed directly on dry/wet samples or in situ (under different temperature/pressure conditions) without any additional sample preparation.17,18 The spatial resolution of the images obtained are limited by the size of the laser spot, which depends on the laser wavelength, objective lens and associated optics.17,18 Raman imaging has been used to determine biomaterial degradation in vivo,19 in the pharmaceutical industry to estimate the distribution of drug components in hot-melt co-extrudates,20 in engineering to characterize multilayer films,21 and in biology to study the composition of plant cell walls.22,23 The use of Raman imaging for the characterization of thermoplastics has focused on studies of polymer blends, since they are often not thermodynamically miscible.24–26 In early work, Schaeberle et al. used the technique to study polypropylene/polyurethane blends to understand their morphology.24 Later, Raman imaging was used to evaluate the quality of immiscible polymer blends.25,26 The spatial distribution, or the degree of mixing in the polymer blends, was evaluated by making an estimation of the domain size of the immiscible component of the blends and by a visual assessment of the domains' distribution from chemical images. None of these studies provided a statistical evaluation of the blends. In recent studies, there has been an increase in the use of imaging methodologies to study composite materials containing cellulose as a filler.27–29 These studies have focused on the distribution of CNCs in a polypropylene matrix composite,27 the intermolecular interaction between acetylated nanocrystalline cellulose (AC-NNC) and polylactic acid (PLA)28 and the dispersion efficiency of additives.29
In the present study, Raman imaging combined with chemical images are used to quantify the distribution of CNCs in high-density polyethylene (HDPE) composites. Composites were prepared using maleic anhydride modified polyethylene (MAPE) and poly(ethylene oxide) (PEO) as a compatibilizer by a melt-compounding process. Image analysis of compounded samples provides a quantitative evaluation of the distribution of the filler (low resolution imaging) and the degree of mixing (high resolution imaging) between the components. In addition to this, a chemical analysis of the Raman spectra gives evidence for a hydrogen bonding interaction between the CNCs and the PEO matrix.
In preliminary work we showed that the degree of mixing between a thermoplastic and cellulose nanocrystals (CNCs) could be quantified using this approach.30 In the present paper we extend this approach and show that the technique is useful for monitoring both the effect of a compatibilizer and for quantifying the distribution of fillers in a thermoplastic matrix. Such an extensive quantification of thermoplastic–cellulose nanofiber composition using Raman spectroscopy has not been previously published and could form the basis of in process monitoring of nanomaterials distribution and degree of mixing.
Two sets of samples were compounded with CNCs loadings of 0.62, 1.25, 2.50 and 5.00 wt% for CNCs/MAPE/HDPE and 0.50, 1.50, 2.50 and 5.00 wt% for CNCs/PEO/HDPE. The composites were prepared by a compounding and extrusion process following the procedures described previously by Lewandowska and Eichhorn30 for composites containing MAPE as a compatibilizer, and by Inai et al.5 for composites containing PEO. Freeze-dried CNCs were used, as purchased, for the preparation of CNCs/MAPE/HDPE samples, while the CNCs-PEO material was prepared from aqueous solutions using a freeze-drying process prior to the compounding of CNCs/PEO/HDPE samples. The filler, compatibilizer and matrix were mixed in a mortar for 8 min. The mixture was then dried in a vacuum oven at a temperature of 60 °C for 24 h to remove humidity. The composites were melt-compounded in a counter rotating twin-screw extruder (HAAKE Rheomex CTW5, Thermo Fisher Scientific) at a temperature of 160 °C. The composites were then extruded as filaments (ø ∼ 2 mm) after mixing for 7 min at a speed of 70 rpm. Prior to imaging, the composite filaments were cryo-microtomed into slices with a ∼20 μm thickness.30
WITec Project Plus software was used to analyze Raman images and to convert them into chemical images. These chemical images were subsequently analyzed using Image-J software to estimate distances between a fixed reference point in an arbitrary coordinate system and the center of mass related to the regions containing CNCs, and their area. Extraction of the objects using Image-J was performed using an automated threshold with the algorithm ‘IsoData’.
Fig. 2 Typical chemical images for 1.25% CNCs/MAPE/HDPE (A) and 1.50% CNCs/PEO/HDPE (C) composites depicting the general chemical composition of a mapped cross-section on Fig. 1, where CNCs are depicted in blue and HDPE in red. Typical Raman spectra of composite components in the chemical images for 1.25% CNCs/MAPE/HDPE (B) and 1.50% CNCs/PEO/HDPE (D). |
Fig. 2 shows typical chemical images of CNCs/MAPE/HDPE and CNCs/PEO/HDPE composites derived from Fig. 1, accompanied by Raman spectra of the composite components distinguished in these images. The chemical images are the graphical representation of the chemical composition of Raman images, as described previously.30 The red area in the chemical images, is characteristic of the HDPE, because a corresponding Raman spectrum shows only the spectral features characteristic of polyethylene (also colored red). Areas rich in CNCs are indicated by the blue color in the chemical images with a corresponding Raman spectrum also colored in blue. Their size and distribution confirm the tendency of the CNCs to form aggregates. Nevertheless, the intensity of the most intense cellulose Raman band located at ∼1095 cm−1 is significantly low compared to a characteristic HDPE band (at ∼1296 cm−1) (Fig. 2B and D). This low intensity arises from a lower resolution of the large area Raman images, which are recorded with a step size of 2 μm. A lower resolution of imaging results in a lower detection sensitivity, and so there is a chance that some smaller cellulose aggregates will be omitted during the measurements.
Fig. 3 illustrates the dependence of the average distance of aggregates from a fixed point in the coordinate system to their centers of mass, and the average size of CNCs aggregates as a function of the CNCs loading for series of composites; namely CNCs/MAPE/HDPE (A) and CNCs/PEO/HDPE (B). These variables provide a quantitative description of the distribution of CNCs in the HDPE matrix. Both quantities are estimated from chemical images using ImageJ software. A schematic representation of the ImageJ analysis is illustrated in Fig. S-5 (ESI†). The exact values of those variables are given in Table S-1 (ESI†). There are large variations in the error values, especially for the average size data, indicating a considerable variability in the size of the aggregates. No correlation between the average distance and size of CNCs aggregates is observed for composites prepared using maleated polyethylene as a compatibilizer (CNCs/MAPE/HDPE) (Fig. 3A). Both of these variables are independent of the cellulose loading. In contrast to this, the samples made with the PEO compatibilizer (CNCs/PEO/HDPE) exhibits a dependence between the distribution and size of CNCs aggregates (Fig. 3B). The average distance of the aggregates from an arbitrary reference point increases from ∼135 μm for 0.50 wt% to ∼150 μm for 2.50 wt%, and subsequently stays within the same range of values for 5.00 wt% (Table S-1, ESI†). Simultaneously, the average size of aggregates decreases between cellulose loadings of 0.50 wt% and 2.50 wt%, and increases significantly from ∼54 μm2 for 2.50 wt% to ∼149 μm2 for 5.00 wt% (Table S-1, ESI†). The samples containing PEO exhibit an increase in the average distance of aggregates between CNCs loadings of 0.50 wt% and 2.50 wt%, while the average size of aggregates shows an inverse ‘volcano curve’ for the same loading (Fig. 3B). This shows that there is a correlation between the distance and the size of CNCs aggregates. Though, the spatial resolution of the Raman images is limited by the optics – the detection optics as well as the focusing optics – we cannot exclude the underlying dispersion of smaller aggregates below the detection limit of the technique. The values of the average distance of the aggregates increases with a simultaneous reduction in their average size; this is an indication of a change in the ‘evenness’ of the CNCs' distribution in this composite sample. It appears that the optimum loading of CNCs in the PEO compatibilized composites is close to 2.50 wt%; above this loading only a growth of the aggregates is observed.
At high levels of CNC loading (>5%) the error bars are significantly large, particularly for the CNCs/PEO/HDPE samples. This large error in the data suggests that there is a significant spread of aggregate sizes. A similar Raman imaging methodology has been employed for studying the dependence of the average size of graphene platelets in an epoxy matrix.37 A step change in the average agglomerate size was observed at a certain loading, indicating the presence of an optimum concentration for a homogeneous, smaller aggregate size distribution.37 The influence of the CNCs loading on the mechanical properties have been previously reported for unmodified and PEO-modified CNCs/HDPE composites.5 Initially, the tensile modulus and strength of composites increased with an increasing CNCs content up to 1.5 wt%. Above this value a continuous decrease in tensile modulus and strength was reported. Additionally, an improvement in the mechanical properties was demonstrated for PEO-modified CNCs/HDPE composites.5
Additionally, LARI images have been used to estimate the concentration of CNCs in the samples (see Fig. 4). The concentration of the CNCs was been estimated from the chemical images using ImageJ software, which allows a calculation of the total area of the aggregates in the image. This area of the aggregates was then divided by the CNCs' density (a value of 1.5 g cm−3 was used). The values of Raman based CNC concentrations correlate well (R2 = 0.95) with the 1:1 line (solid black line) which suggests that there is an aggregation of CNCs in all samples independent of the original loading. This correlation also provides confidence that the Raman images give an accurate representation of the CNC fraction in the composites. At 5 wt% there is a large error bar associated with a the PEO/CNCs. This increase in the scatter of the data is thought to be due to agglomeration and an increase in width of the distribution of aggregate sizes.
These images further reveal the tendency of CNCs to aggregate, independent of the compatibilizer used for their preparation. The cellulose aggregates form “islands” in the volume of HDPE matrix with highly random shapes. The intensity of the yellow color changes across the “islands” suggesting a variability in the concentrations of CNCs. A deep brown color surrounding the CNCs' “islands” indicates the absence of the Raman band located at ∼1100 cm−1, and a lack of cellulosic material in this area (Fig. 5A and C). These regions turn to a bright yellow color, when the intensity of a Raman band located at ∼1301 cm−1, corresponding to CH2 twisting mode in polyethylene, is observed (Fig. 5B and D). The intensity of the Raman band indicative of HDPE reduces to a ‘light brown’ color in the areas assigned to aggregates of CNCs. This color change indicates the existence of a region where mixing of the filler (CNCs) and matrix (HDPE) takes place.
The estimation of the boundary between the phases in the composites is critical for the quantification of the degree of mixing between the CNCs and the matrix. Fig. 6 illustrates the gradual changes in the concentration between filler, compatibilizer and matrix in the composites for the 1.25% CNCs/MAPE/HDPE and 1.50% CNCs/PEO/HDPE samples. These chemical images show spatially, the gradual changes in concentration of composite components (Fig. 6A and C), while the Raman spectra reflect the changes in the relative intensity of their respective Raman bands (Fig. 6B and D). It is important to note that the core of the aggregates contains only cellulose for the CNCs/MAPE/HDPE composites and within the CNCs-PEO phase for the CNCs/PEO/HDPE composites. Raman bands corresponding only to the presence of cellulose dominate the core of the aggregate structures in the CNCs/MAPE/HDPE composites; they overlap with the Raman bands characteristic for HDPE, apart from the most intense band for the CH2 twisting mode located at ∼1299 cm−1 (Fig. 6A and B; dark green). Additionally, in the aggregate core there are well-resolved regions of cellulose skeletal-bending modes, with intense Raman bands located at ∼383 cm−1 and bending modes with a band located at ∼1382 cm−1. The intensity of these Raman bands gradually decreases outwards from the core of the aggregates. The regions rich in cellulose are depicted with a scale of green colors; this scale changes from a ‘dark green’ to ‘lime’ color, corresponding to a reduction in the concentration of cellulose. A region of mixing between the CNCs and HPDE is noted, away from the aggregates' core, and is depicted as a blue scale of colors; this scale changes from a ‘cyan’ to a ‘navy’ color, moving out from the core of the aggregates, matching the gradual increase in the concentration of polyethylene. The existence of the most intense cellulose Raman band, located at ∼1101 cm−1, confirms the presence of CNCs in the mixed region (Fig. 6A and B, navy). The core of the aggregate structures for the CNCs/PEO/HDPE composite specimens consists mainly of the CNCs-PEO phase, which is confirmed by the presence of typical cellulose Raman bands located at ∼380 cm−1 and 1098 cm−1 as well as bands corresponding to CH2 rocking modes and to COC stretching modes located at ∼847 cm−1 and ∼864 cm−1 and the CH2 twisting and scissoring modes at ∼1285 cm−1 and ∼1483 cm−1 characteristic of PEO (Fig. 6C and D; dark green). The Raman band located at ∼1299 cm−1, which is typical of HDPE, appears as a shoulder for the Raman band of poly(ethylene oxide) (at ∼1285 cm−1). Changes in the concentration between the CNCs-PEO phase and the HDPE matrix were assessed using the ratio of the Raman bands typical for PEO and HDPE; namely I1299/1284 and I1464/1480. It is found that these intensity ratios gradually decrease moving out from the core to the outer edge of the aggregates. The green colors correspond to regions rich in the CNCs-PEO phase; a decrease in the concentration of this phase is reflected by a change from a deeper to a lighter color. The mixing is shown as a scale of blue colors, where the increase of the intensity of the blue color corresponds to an increase in the concentration of the HDPE matrix. The evaluation of chemical images reveals that the regions richest in CNCs or CNCs-PEO phases are relatively small compared to the aggregate size. The aggregates are dominated by regions where the transition between an area richer in CNCs (Fig. 6A and C, lime) to those abundant in HDPE (Fig. 6A and C, cyan).
Fig. 6 Typical chemical images of 1.25% CNCs/MAPE/HDPE (A) and 1.50% CNCs/PEO/HDPE (C) composites depicting detailed chemical compositions of a mapped cross-section taken from Fig. 5. Typical Raman spectra corresponding to mixing components within the chemical images, where (B) 1.25% CNCs/MAPE/HDPE and (D) 1.50% CNCs/PEO/HDPE. |
It is critical to establish the boundary between aggregated and mixed phases using the ratio of Raman band intensities. The determination of the boundaries between different phases within the composites has been enabled by calculating the intensity ratio of the Raman band corresponding to polyethylene (∼1301 cm−1) to that of the CNCs (∼1381 cm−1) for CNCs/MAPE/HDPE composites, and the Raman band characteristic of poly(ethylene oxide) (∼1285 cm−1) for CNCs/PEO/HDPE composites (Table S-2, ESI†). The intensities of these Raman bands have been assessed by deconvolution using a Lorentzian function. The boundary between the aggregated and mixed phases in the CNCs/MAPE/HDPE and CNCs/PEO/HDPE composites are estimated to be 1.2 and 1.1 respectively, using the I1301/1381 and I1301/1285 ratios. Therefore, all regions with an intensity ratio < 1 are considered to be in an aggregated state, while those with an intensity ratio > 1 are considered to be mixed.
Fig. 7 as well as Fig. S-6 and S-7† show the chemical images extracted from the Raman images for the CNCs/MAPE/HDPE and CNCs/PEO/HDPE composites. The red color dominating these images is related to the presence of polyethylene matrix. The areas corresponding to the cellulose aggregates are depicted in green and blue colors. The boundary between the aggregated (green) and mixed (blue) regions is distinguished by intensity ratios; the I1301/1381 ratio for CNCs/MAPE/HDPE and the I1301/1285 ratio for CNCs/PEO/HDPE. The Raman spectra assigned to all three regions of the chemical images are presented in Fig. 7B and D. Their detailed analysis provides additional information related to the interfacial adhesion between the filler and compatibilizer. It is possible to detect a shift in the position of the Raman bands, which is thought to derive from an interaction between the filler and the compatibilizer. In the case of maleated polyethylene, compatibilization is expected to take place through an esterification reaction and/or hydrogen bonding between the maleic anhydride groups (–COOH and –CO) and the hydroxyl groups (–OH) of the cellulose.10,38 It is assumed, that the ratio of ester linkages to hydrogen bonds depends on the ratio of the content of cyclic anhydride to dicarboxylic acid in the MAPE.38 The Raman spectrum of maleated polyethylene (MAPE) used in the preparation of these composite specimens only exhibits bands typical for polyethylene.30 Additionally, the position of Raman bands corresponding to CNCs in the CNCs/MAPE/HDPE composite is the same as for the reference spectrum for CNCs (Fig. S-1† and 7B). This suggests a minimal interfacial interaction between CNCs and MAPE. In the case of poly(ethylene oxide), an interaction is expected to occur with the CNCs via hydrogen bonds between the primary hydroxyls at the C6 position in cellulose, and the ether oxygen in the PEO chain.39 Raman bands corresponding to CNCs and PEO are found to shift towards a lower wavenumber position in the CNCs/PEO/HDPE composites (Fig. S-1† and 7D). The Raman band located at ∼864 cm−1, characteristic of PEO, shifts in position to ∼860 cm−1, while the band located at ∼847 cm−1 remained unchanged for the CNCs/PEO/HDPE composites. The Raman band located at ∼864 cm−1 corresponds to a combination of symmetric CH2 rocking modes and symmetric COC stretching modes.33,34 This vibration is therefore sensitive to hydrogen bonding interactions, since it involves the oxygen atom in the PEO backbone chain. A similar change was observed for the dissolution of poly(ethylene oxide) in water.33 Additionally, the formation of hydrogen bonds is also supported by a shift of the Raman band located at ∼1069 cm−1, which is also related to the symmetric COC stretching mode of the backbone chain.33 This Raman band however overlaps with the bands characteristic of HDPE and CNCs, which makes it difficult to assign its exact position. A shift in the position of the Raman bands corresponding to CNCs in the CNCs/PEO/HDPE composites is also observed (Fig. S-1† and 7D). Bands centered at ∼901 cm−1 and ∼1101 cm−1 shift towards a lower wavenumber position (by ∼3 cm−1). Although, these bands correspond to the vibrational modes not directly involved in the formation of hydrogen bonds, their position is sensitive to the deformation of the cellulose chains, which may arise from their formation. Additionally, there is a shift in the Raman band located at ∼382 cm−1, which arises from bonds that are in the same orientation as the moieties giving rise to the band located at ∼1101 cm−1.40 This shift suggests the presence of an interaction between the CNCs and PEO.
Fig. 7 Typical chemical images of 1.25% CNCs/MAPE/HDPE (A) and 1.50% CNCs/PEO/HDPE (C) composites depicting the general chemical composition of a mapped cross-section from Fig. 5. Typical Raman spectra of bands observed within the mixing zone of the chemical images of 1.25% CNCs/MAPE/HDPE (B) and 1.50% CNCs/PEO/HDPE (D). |
Tables S-3 and S-4 (ESI†) exhibit the areas corresponding to the matrix, the mixing of the matrix with the filler and the filler aggregation within the chemical images, as estimated using ImageJ software. The total area of the Raman images is 2500 μm2. The Raman images were used to quantify the degree of mixing between CNCs and HDPE using an average areal ratio of blue/(red + blue + green) and the degree of aggregation of CNCs as green/(red + blue + green). Both of those variables are independent of the cellulose loading for the CNCs/MAPE/HDPE and CNCs/PEO/HDPE samples. Additionally, the average values of both the degree of mixing and the degree of aggregation show a high standard deviation suggesting that the studied samples are highly random without statistically significant differences.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c8ra06674d |
This journal is © The Royal Society of Chemistry 2018 |