Wei
Cui
a,
Thomas
Moehl
a,
Sebastian
Siol
b and
S. David
Tilley
*a
aDepartment of Chemistry, University of Zurich, Winterthurerstrasse 190, CH-8057 Zurich, Switzerland. E-mail: david.tilley@chem.uzh.ch
bEmpa – Swiss Federal Laboratories for Materials Science and Technology, Überlandstrasse 129, CH-8600 Dübendorf, Switzerland
First published on 3rd September 2019
Semiconductor-based solar energy conversion devices are often multilayer structures with each layer serving a distinct purpose towards generating an efficient and stable device. In water splitting, the use of atomic layer deposited TiO2 (ALD-TiO2) layers enables the stable operation of materials that would normally photocorrode in the aqueous electrolyte. Interestingly, thick ALD-TiO2 (>50 nm) has been successfully used to protect high performance photoanodes, despite an apparent band mismatch that should preclude charge transfer. The understanding of the charge transfer through the relatively thick TiO2 layer remains controversial and warrants further study. Here, we introduce an operando methodology to study charge carrier processes in the ALD-TiO2 protected photoanode by utilizing photoelectrochemical impedance spectroscopy (PEIS) combined with the dual-working-electrode (DWE) technique to resolve if the charge transport through the TiO2 is a conduction band process or involves a hopping through defect states. Two silicon-based systems were evaluated, one featuring a buried homojunction (np+Si/TiO2/Ni) and the other a purely n-type Si directly interfaced with TiO2 (nSi/TiO2/Ni). The additional series resistance imparted by the TiO2 layer (RTiO2) was extracted from the PEIS measurements. Both the potential and thickness dependence of RTiO2 were analyzed, and the DWE technique enabled the sensing of the potential of the TiO2 layer under operation, indicating a strong band bending with the conduction band even more positive than the oxygen evolution potential. Together, these data suggest a conduction band-based transport mechanism, in spite of the presence of defect states in the bandgap of ALD-TiO2, and a detailed picture of the charge transfer through the multilayer structured photoanodes was obtained.
Interestingly, ALD-TiO2 has also been shown to protect nSi-based photoanodes, demonstrating hole transport through the TiO2, which is a seeming contradiction considering its n-type conductivity arising from oxygen vacancies. Nevertheless, the photo-excited holes are transported through the TiO2, arriving at the water oxidation catalyst on the surface where the oxidative reaction takes place. For an ultrathin TiO2 layer (<2 nm), a direct tunneling mechanism was proposed by McIntyre and co-workers, as depicted in Scheme S1a.†4,13 This tunneling mechanism is also operative with other ultrathin insulators such as Al2O3 and SiO2,14 however, it is not able to explain the hole transfer through a thicker TiO2 layer. Hu et al. proposed a mechanism where holes can be transported through a band of defect states deep in the bandgap of the TiO2 (Scheme S1b†).15,16 Mei et al., however, demonstrated that crystalline TiO2 can also be used as a protection layer for photoanodes (Scheme S1c†).17 It should be noted that in contrast to the Hu et al. study, Mei et al. fabricated the TiO2 by reactive sputtering, and a Ti metal layer at the interface of the Si and TiO2 ensured an ohmic contact. We sought to clarify whether such a conduction band mechanism is also operative in ALD-TiO2 protected photoanodes in the absence of the Ti metal layer. Due to the high complexity of these multilayered devices, in-depth investigation of charge carrier processes is still challenging, which limits further optimization of the system. Therefore, it is highly desirable to develop an operando methodology that can provide high spatial and temporal charge dynamics of the underlying charge transfer processes during PEC operation.18,19
Photoelectrochemical impedance spectroscopy (PEIS) is an established method for characterizing charge carrier phenomena under operational conditions. It has been commonly employed to detect the origin of limitations and improve the efficiency of these solar energy conversion devices.20,21 The impedance response of the system is usually displayed in a Nyquist plot, where charge carrier processes can be visualized and distinguished by the semicircle features in different frequency domains. For a complex multilayer photoelectrode system with so far unknown equivalent circuit (EC), still the resistances of the different charge carrier processes can be extracted and their potential dependence studied.22,23
The dual-working-electrode (DWE) technique is another powerful tool to study fundamental insights of water splitting photoelectrodes. While the first working electrode (WE1) controls the potential at the back contact of the photoelectrode, the second working electrode (WE2) contacts either the catalyst on the surface or the photoabsorber surface itself, thereby enabling the in situ monitoring of, or control of, the surface potential. Thus, junction behaviors can be directly revealed. For example, the Boettcher group applied the DWE technique to study semiconductor/catalyst junctions and the semiconductor degradation mechanism in O2-evolving photoanodes.24,25
Here, we report a systematic study to elucidate the detailed charge carrier processes in ALD-TiO2 protected photoanodes by using the PEIS and DWE techniques. Two Si-based systems were investigated, namely np+Si/TiO2/Ni and nSi/TiO2/Ni photoanodes. We carefully studied the “hole-leaky” property of the TiO2 by analyzing the corresponding resistance (RTiO2). Both the potential and thickness dependence of RTiO2 was analyzed and the RTiO2 features from an np+Si/TiO2/Ni photoanode as well as a pn+Si/TiO2/Pt photocathode were compared. A conduction band transport mechanism agrees well with the experimental results, despite the presence of defect states in the bandgap. Additionally, we adopted the DWE technique to study the interface energetics of the ALD-TiO2 protected photoanodes. The second working electrode, connected to the TiO2 or p+Si layer, was used both as an in situ probe of the surface potential as well as controlling the surface potential during PEIS measurements. By this means, a systematic investigation of the charge carrier processes in ALD-TiO2 protected photoanodes can be achieved. Finally, the different behaviors of charge transfer at the p+Si/TiO2 and nSi/TiO2 interface is discussed, elucidating the influence of the defect states in ALD-TiO2.
We hypothesized that it should be possible to distinguish between the conduction band model and the defect-state model by analyzing the potential-dependent resistances of the TiO2 layer and interfaces. Fig. 1b presents typical cyclic voltammograms (CVs) of np+Si/Ni photoanodes with and without 100 nm ALD-TiO2 layer in 1 M KOH (aq) under one sun illumination. A clear fill factor (FF) decrease can be observed for the TiO2 protected one, indicating that the TiO2 layer indeed introduces an extra series resistance (RTiO2). Approximate RTiO2 values were calculated through a simple method: in the photocurrent-rising potential region (1.0–1.2 VRHE), the potential difference of the two JV curves in Fig. 1b was divided by the photocurrent density. The inset of Fig. 1b plots RTiO2 values versus the photocurrent density, exhibiting a reduction of RTiO2 as the current increases (the reason for which is discussed below). The slightly higher saturation current density from np+Si/TiO2/Ni can be attributed to sample to sample variation (see also Fig. S7†).
As the presence of RTiO2 has been confirmed, we can now develop a picture of the charge carrier processes in an np+Si/TiO2/Ni photoanode under water oxidation conditions. As illustrated in Fig. 2a, we consider three main processes. When illuminated, minority carrier (holes) are excited and move to the p+Si/TiO2 interface by the built-in electric field across the np+Si homojunction, accompanied by a charge recombination process either in the bulk of Si or the space charge region (process 1 in Fig. 2a). Process 2 represents that charge carriers somehow transfer through the thick ALD-TiO2 layer and arrive at the Ni catalyst. This process contains clues to the understanding about the “hole-leaky” properties of TiO2. The third process is the charge transfer at the catalyst surface for water oxidation, which of course requires a potential in excess of the thermodynamic potential for oxygen evolution. These three steps can be expressed in terms of resistances obtained from the impedance measurements. The EC model used for fittings is provided in Fig. 2a, wherein all resistances are in series. We note that even though several EC models have been developed to describe PEC processes, it is the capacitive rather than resistive elements which distinguish them.23 This is why our following analysis is fully resistance-based. The fitting details are presented in Fig. S3.† Clear multi-semicircle features and voltage-dependency can be observed. Fig. 2b plots the typical J–V curve of a np+Si/TiO2/Ni photoanode, as well as the voltage-dependent values of the resistances obtained from the fit of the measured impedance spectra.
The high frequency resistance, Rrec, shows a low and constant value in the pre-onset potential region and exponentially increases after the onset potential. Generally, Rrec represents the overall recombination processes taking place in the space charge region and the bulk of the absorber, with larger values being better for device performance. The small Rrec values before the onset potential imply that the charge cannot be injected into the electrolyte solution and thus can only recombine. After passing the onset potential, charges can flow into the electrolyte solution, the recombination process is reduced due to the efficient charge separation, and under increased bias, Rrec consequently increases.
The low frequency resistance, Rct, has large values (104 ohm cm2) before the onset potential, representing the inhibited O2-evolving charge transfer process over the Ni catalyst into the electrolyte solution. Notably, Rct shows a valley in the Ni-redox potential region, indicating the increased current flow due to the catalyst oxidation (0.9–1.1 VRHE). Afterwards, the resistance increases again before it steeply drops as the overpotential of NiCat is overcome and oxygen evolution current sets in.23,27 As the O2-involving photocurrent increases, the value of Rct drastically reduces and finally disappears at very positive potential region (after 1.4 VRHE), suggesting fast charge transfer kinetics at the catalyst/electrolyte interface.
R TiO2, with an intermediate frequency range, is related to the charge carrier processes in the TiO2 protective layer. We note that several sub-process resistances can contribute to the overall RTiO2, including charge transfer through the Si/TiO2 and TiO2/Ni catalyst interfaces, as well as the charge transport inside the TiO2 layer. In the potential window from 0.4 to 1.3 VRHE, RTiO2 declines and shows a valley in the Ni-redox potential region. This valley is due to the hole storing properties of the NiCat. Both the downward trend and values of RTiO2 in the potential region of >1.0 VRHE are consistent with the results shown in the inset of Fig. 1b, providing further evidence for the correct assignment of this process to the TiO2 layer. Additionally, we performed V2-controlled impedance measurements under illumination, wherein the p+Si Fermi level was controlled by the second working electrode, as shown in Fig. S4–S6.† In this case, RTiO2 was also observed and shows similar potential dependence to that in V1-controlled measurements. Notably, RTiO2 shows a shift between the V1 and V2 controlled impedance spectra (Fig. 3a), which arises from the photovoltage provided by the underlying PV. The defect states mediated hole transport in amorphous TiO2 is assumed to be based on a hopping transport mechanism, occurring in filled defect states (Ti3+) related to O vacancies and other impurities such as N and C species.26 The hole hopping rate strongly depends on the distance between Ti3+ sites.28 Compared to electron transport in the conduction band, the hole hopping rate inside the defect band should be much slower and therefore show an increased resistivity.28,29 Thus, we hypothesized that RTiO2 ought to exhibit a thickness dependence if the defect states mechanism were operative. We therefore studied the charge transport in the TiO2 protective layer by varying the thickness of the TiO2 layer in the range of 50 to 170 nm. Fig. S7† shows that thicker TiO2 does not lead to a significantly decreased FF in the J–V curve. Fig. 3b exhibits a similar potential dependence of RTiO2 extracted from these samples, and RTiO2 values do not show a clear thickness dependence over the whole potential range, which is indicative of a transport through the conduction band.
For comparison, a pn+Si/TiO2/Pt photocathode system was investigated, where electron transport in the conduction band of TiO2 is not controversial (Fig. 4). Similarly, three charge carrier processes are presented in Fig. 4a, in accordance with the Nyquist and Bode plots shown in Fig. S8.† As can be seen in Fig. 4b, Rct shows large values until the hydrogen-evolving current rises, and then quickly disappears. Also, Rrec shows small values before the onset of H2 evolution, and increases as the photocurrent current increases under increasingly strong bias (inhibiting recombination). RTiO2 decreases upon scanning to more negative potentials, from thousands to a few ohm cm2, and eventually disappears. RTiO2 also appears in V2-controlled PEIS measurements and exhibits a photovoltage-shift (Fig. 4c), similarly to the photoanode case. As compared to the photoanodes, the thickness independence of RTiO2 is apparent in Fig. 4d. The observed features of RTiO2 show clear similarity with those in the np+Si/TiO2/Ni photoanode system, which is again an indication for the conduction band mechanism of the “hole-leaky” TiO2 in the photoanode, even though the defect states in TiO2 are present.
Fig. 5 (a) Ef(p+Si) and J values of np+Si/Ni; Ef(TiO2) and J values of np+Si/TiO2/Ni photoanode with stepwise controlled V1 Ef(nSi) under one sun illumination. Each V1 step lasts 30 s. Band diagrams and charge transfer processes at (b) p+Si/TiO2 and (c) TiO2/NiCat/electrolyte interfaces. Due to the high doping density in both p+Si and TiO2, the depletion regions in (b and c) are very narrow, in the range of a few nm.17 |
The change of V2 with respect to the V1 potential is typical of a buried junction photoelectrode, reported in our previous work.30 At less positive V1, such as 0.5 or 0.6 VRHE, V2 is not positive enough to drive water oxidation. ΔV values remain constant and equal to Voc. As soon as V2 is slightly more positive than the E(O2/H2O) (note that the overpotential of the NiCat must be accounted for), water oxidation is thermodynamically allowed, and electrons flow from the electrolyte/NiCat into the TiO2 layer, accompanied by the generation of O2 gas. The ΔV value begins to shrink as the O2-evolving photocurrent increases and the Ef to the electrolyte is pinned by the redox potential of the O2 evolution reaction. The moment V1 reaches the same value as V2, the buried np+ junction is at the short-circuit condition. Finally, as the photocurrent becomes saturated due to the photon flux and recombination limitation, V2 reaches a steady value independent of V1. The reverse bias across the np+ junction becomes stronger as the controlled V1 level increases to more positive potentials.
Fig. S9† depicts the architecture of the electrode as well as the band diagram at the contact of the second working electrode. This surface contact is remote from the actual voltage generating part of the photocathode and covered with thick epoxy (∼1 mm from the active area and effectively in the dark, even while illuminating the active area), and is simply sensing the potential V2 with no current flow, implying a standard equilibration of the Fermi levels across the Si/TiO2/Au interfaces. As no holes could be sustained in the defect band under this open-circuit condition, WE2 is sensing the Fermi level of the electrons (the majority carriers) in the TiO2, which is situated very close to the conduction band edge due to the high donor density. Equilibrium of the TiO2 with the underlying p+Si is then attained via band bending. Both p+Si and TiO2 layers are highly doped, and as a result, the space charge region in the junction is narrow enough for efficient electron tunneling (Fig. 5b). In such a situation, there is nearly no barrier for electrons entering p+Si valence band from the TiO2 conduction band.
As is evident from Fig. 5a, the conduction band of TiO2 becomes even more positive than the thermodynamic water oxidation potential. The onset potential for the O2 evolution of the np+Si/TiO2/Ni photoanode is around 1.1 VRHE, when Ef(TiO2) is 1.6 VRHE. Notably, 1.6 VRHE is also the onset potential of the J–V2 curve in Fig. 3a. The transition from an effective open circuit condition (at potentials where V2 is not positive enough to oxidize water) to potentials where water oxidation occurs shows a smooth trend of the TiO2 Fermi level, analogous to the photocathode case,30 and a transport through defect states need not be invoked. Our observations are in accordance with the description of the conduction band mechanism by Mei et al., where the electrons are generated from the water oxidation process.17 Electrons cannot enter the TiO2 conduction band until the barrier of TiO2/electrolyte and catalyst overpotential are overcome, as drawn in Fig. 5c. This is also true for photocathodes. The barrier of TiO2/electrolyte must be overcome first, then electrons can enter the electrolyte solution and reduce protons. However, RTiO2 exhibits very different values in the prior-to-onset potential region for the photoanode and photocathode. Generally, under operational conditions, the RTiO2 is lower for the photocathode case since we expect a lower barrier to the electrolyte (see Fig. S10†). On the other hand, in the photocathode case, RTiO2 varies from nearly 103 ohm cm2 in the prior-to-onset potential range, while in the photoanode case, RTiO2 only shows 100 ohm cm2 in the near-zero current region. This suggests that the electron transfer still occurs across the TiO2 layer even in the prior-to-onset potential. We attribute this phenomenon to the ion-permeable property of NiCat. Many researchers have demonstrated that NiCat plays a role of so-called “hole-collector” as the catalyst in photoanode.31,32 Holes are first collected and oxidize NiCat. When the NiCat energy level is sufficiently positive, holes enter the electrolyte solution and oxidize water to oxygen. Similarly, in the np+Si/TiO2/Ni photoanode, in the prior-to-onset potential region, electrons from NiCat enter TiO2 conduction band and NiCat is oxidized, resulting in nearly zero net photocurrent. When photocurrent rises, electrons generated by water oxidation process enter TiO2 conduction band (Fig. 5c). In comparison, Pt is not ion-permeable and no electrons can transfer into the TiO2 and be collected in Pt catalyst until cathodic photocurrent rises, which is why RTiO2 shows extremely high values in the prior-to-onset potential region in the pn+Si/TiO2/Pt photocathode. Moreover, it is important to note that the morphology of the NiCat plays a crucial role in the solid/liquid interface.24 The NiCat in our work deposited by sputtering was nominally 2 nm-thick, however, the layer is neither conformal nor continuous and has an island morphology, as confirmed by scanning electron microscopy (SEM) and atomic force microscopy (AFM) (Fig. S11 and S12†). Thus, the TiO2 directly contacts the electrolyte solution, which pins the band edge of the TiO2. In the presence of the Ni catalyst and at high applied bias (large band bending), electrons from the electrolyte solution are thus able to tunnel through the narrow depletion region and enter the TiO2 conduction band due to the high doping density of TiO2.12
PEIS measurements for the nSi/TiO2/Ni photoanode were carried out under 0.1 sun illumination to increase the signal to noise ratio. Fitting details can be found in Fig. S16.† Similarly, Rrec, RTiO2 and Rct were extracted. Fig. 6a presents the CV of the nSi/TiO2/Ni photoanode as well as the voltage-dependent values of Rrec, RTiO2 and Rct. Due to the limited Vph generated by nSi/TiO2, a much later onset potential (1.5 VRHE) was observed than for the np+Si/TiO2/Ni junction. Rrec values are low and constant and continue to increase as the photocurrent rises. Rct mirrors the CV, exhibiting large values that rapidly decrease after onset potential. Fig. 6b shows that the thickness of the TiO2 layer does not affect the fill factor of the J–V curve. RTiO2 does not show a thickness dependence, suggesting that the conduction band mechanism is also true in the nSi/TiO2/Ni photoanode system.
However, unlike the downward trend in np+Si/TiO2/Ni and pn+Si/TiO2/Pt, RTiO2 in nSi/TiO2/Ni shows a significant increase as photocurrent increases. This indicates a hidden process that hinders the charge transfer across the nSi/TiO2 interface. We attribute this limitation to the defect states in TiO2. Since Ef(TiO2) becomes constant, as shown in the above stepwise DWE measurements, the reverse bias between nSi and TiO2 is increasingly stronger. As illustrated in Fig. 7, when the Si Fermi level is more positive than the TiO2 defect states, electrons from the TiO2 conduction band can be trapped before entering the Si valence band. One possible trapping mechanism is that electrons at the TiO2 conduction band need to fill the empty trap states before entering Si valence band (i.e. before recombining with photo-excited holes in the nSi valence band). This trapping effect is growingly significant as the Ef(nSi) moves down, leading to slower charge kinetics and increased RTiO2 values.
Finally, we demonstrated that even though the structural and electrical properties of TiO2 are highly dependent on the preparation method, the analysis methodology we provided here is universal. Moreover, as the multilayer structured and tandem junction solar to fuel devices rapidly grow, the in-depth investigation of charge carrier processes in PEC devices is meeting formidable challenges. Various in situ approaches have been developed, mostly utilizing spectroscopic and scanning-probe techniques such as synchrotron-based X-ray techniques and atomic force microscopy.36,37 Unfortunately, they often require costly and sophisticated equipment as well as idealized or reduced device structures, and they rarely provide comprehensive mechanistic information of PEC water splitting under realistic operational condition.38 Considering this, our operando analysis provides a less costly methodology and possesses a huge potential for deep and comprehensive study of the charge dynamics in future PEC process research.
Footnote |
† Electronic supplementary information (ESI) available: Experimental details, Nyquist plots fitting and so on. See DOI: 10.1039/c9se00399a |
This journal is © The Royal Society of Chemistry 2019 |