Li
Zhou
a,
Datai
Liu
a,
Haiyi
Lan
a,
Xiujian
Wang
a,
Cunyuan
Zhao
*b,
Zhuofeng
Ke
*b and
Cheng
Hou
*a
aSchool of Chemistry and Pharmaceutical Science, State Key Laboratory for Chemistry and Molecular Engineering of Medicinal Resources, Guangxi Normal University, Guilin, 541004, P. R. China. E-mail: houcheng@gxnu.edu.cn
bSchool of Materials Science and Engineering, PCFM Lab, School of Chemistry, Sun Yat-sen University, Guangzhou, 510275, P. R. China. E-mail: ceszhcy@mail.sysu.edu.cn; kezhf3@mail.sysu.edu.cn
First published on 21st November 2019
Metal–ligand cooperation catalysis is currently the prevailing strategy in the field of homogeneous catalyst research, and is widely used in direct catalytic hydrogenation and transfer hydrogenation reactions. Herein, a density functional theory (DFT) study is conducted to clarify the origin of the different activities of Mn(I) bifunctional catalysts bearing similar Lewis base functional ligands, and amine and hydroxyl groups. The results indicate that a Mn(I) catalyst with an OH group as a bifunctional group requires a higher activation free energy barrier relative to the catalyst with amine as an active ligand, which is in line with the experimental observations. By comparing the electronic structures of the key intermediates in the two catalytic systems, it is found that the Mn–O complex catalyst is thermodynamically unstable and may lead to irreversible decomposition, which accounts for its lower catalytic activity. Moreover, the inductive effect between the OH group and the metal hydride increases unfavorable orbital interactions in the Mn–O system. Consequently, the generation of a metal hydride intermediate becomes a thermodynamically uphill process, further leading to a lack in driving force for the dehydrogenation of iPrOH. Further investigation suggests that the driving force of the catalyst can be tuned by changing the different oxidation states of the metal centers, revealing a crucial role for the metal center in M–L bond cooperation mode in MLC catalysis. This study highlights that although the hydroxyl and amine groups are both Lewis base functional ligands, subtle differences in the electronic effects of ligand have a significant impact on the activities of the metal–ligand cooperation (MLC) catalysts.
The history of bifunctional catalysts can be traced back to the BINAP (bis(diphenylphosphino))/diamine-Ru catalytic system synthesized by Noyori et al., which represents a milestone in the development of homogenous transition metal catalysts.3 For a long period of time after this catalyst, the active metal centre of bifunctional catalysts was limited to noble metals such as Ru,4 Rh,5 Ir (ref. 6) and Os.7 Although these have good catalytic activity and thermodynamic stability, their high toxicity and cost restrict the large-scale industrial application of such catalysts. In the past five years, replacing non-precious metals with the earth-abundant elements such as Mn, Fe, Co and Ni as the metal centre has become an important trend.8 A representative catalyst is the Fe(II) TH catalyst developed by Morris et al.9 This catalyst has undergone three generations of research and development,10 the structure of the catalyst has been rationally optimized and to date it is the most efficient Fe catalyst for asymmetric hydrogenation reactions.11 Hanson et al. developed a Co(II)-pincer catalyst for the TH of ketones, aldehydes, and imines under mild conditions.12,13 Interestingly, MLC is not involved during the catalytic cycle, which underscores the mechanistic diversity of first row transition metal catalysts. Along with these mentioned experimental achievements, theoretical studies based on density functional theory (DFT) calculations also offer important insights on the mechanistic details of the MLC process.14–31
Later, manganese attracted great research interest as it ranks third among all of the earth-abundant transition metals. In 2016, Beller et al. reported the first manganese TH catalyst using easily synthesized aminopyridine as the chelating ligand.32 Leitner et al. prepared a Mn(I) complex using aminotriazole as the ligand.33 Through a comparative study on a series of catalysts, an outer-sphere MLC mechanism was proposed. Using a benzimidazole aniline ligand, a new type of bifunctional catalyst was developed by Kundu et al. The catalyst can effectively catalyse the hydrogenation of ketones and imines with excellent chemo-selectivity.34 With the aid of DFT calculations, they also proposed a concerted outer-sphere MLC mechanism. Based on a simple bipyridine ligand substituted with a hydroxyl group as an active site, Khusnutdinova et al. developed a Mn(I) catalytic system that is effective for ketones, aldehydes, imines and N-heterocycles.35 The DFT calculated results suggest a monohydride mechanism via outer-sphere MLC, which was further confirmed via a deuterium labelling experiment.
Recently, Sortais et al. developed a simple transfer hydrogenation catalytic system based on manganese and an inexpensive phosphorus-free bidentate ligand (2-(aminomethyl)pyridine).36 Efficient TH can be achieved at room temperature with low catalyst loading. Interestingly, two catalysts bearing similar LB functional groups (OH and NH2) as the functional ligands show completely different activity (Fig. 2). The conversion of the catalyst (Cat. A) with the NH2 functional group is 97%, which exhibits excellent activity. On the other hand, the conversion of the catalyst (Cat. B) with the OH group is only 6%, showing very low activity. This unexpected experimental observation raises several questions: why do two structurally similar LB-bifunctional catalysts exhibit such large differences in catalytic activity? What does this abnormal experimental phenomenon imply? Is there any possibility that other reaction mechanisms exist beyond the traditional MLC process? Herein, using DFT calculations, all of the possible reaction pathways in the two catalytic systems are explored to shed light on these questions, which should provide useful theoretical insights for future MLC catalyst design.
Fig. 2 Different activities of N–H and O–H functional groups in the Mn(I) catalyst developed by Sortais et al. |
Fig. 4 Free energy profile of transfer hydrogenation with the mono-deprotonated active species in the Mn–N catalytic system. ACP = acetophenone. PEA = phenethyl alcohol. |
Fig. 5 Optimized important intermediates and transition states in Mn–N catalytic system. Bond lengths are in Å. |
Fig. 7 Free energy profile of transfer hydrogenation with the mono-deprotonated active species in the Mn–O catalytic system. ACP = acetophenone. PEA = phenethyl alcohol. |
Since the further deprotonation on CH2 group with the aid of tBuOK (O-1-1dimer → O-TS2pre) requires 25.7 kcal mol−1 in free activation energy, which is much lower than the free activation energy barrier (O-1-2 → O-1-1 → O-1-TS2: ΔG≠ = 32.8 kcal mol−1) in the mono-deprotonated species catalysed pathway, the TH reaction should be catalysed by the double deprotonated complex O-2-1C. The TH process can either occur at the coordinated oxide (O-site) or the CC bond (C-site) after the deprotonation. The calculated results suggest a concerted bifunctional hydrogen transfer mechanism with a free activation energy of 39.8 kcal mol−1 for the O-site (please see Fig. S2 in the ESI†), which can be ruled out. The free activation energy of the stepwise outer-sphere bifunctional hydrogen transfer mechanism via the C-site is 24.3 kcal mol−1 (Fig. 8, O-2-1C → O-2-TS1C-PS) and the inner-sphere proton transfer mechanism is slightly higher in free energy (ΔG≠ = 29.1 kcal mol−1, please see Fig. S3 in the ESI†). The DFT calculated free energy profile along with the reaction pathway is depicted in Fig. 8. The results suggest that the overall free energy barrier is 24.3 kcal mol−1. Important optimized structures are depicted in Fig. 9.
Fig. 8 Free energy profile of transfer hydrogenation with the double-deprotonated active species in the Mn–O catalytic system. ACP = acetophenone. PEA = phenethyl alcohol. |
Fig. 9 Important optimized intermediates and transition states in Mn–O catalytic system. Bond lengths are in Ångstroms. |
In summary, our calculation results suggest that the Mn–N system is catalysed via the mono-deprotonated species N-1-1. The activation energy barrier of the Mn–N system is 23.9 kcal mol−1. The Mn–O system is catalysed via the double-deprotonated species O-2-1C and the activation energy barrier of the aromatization/dearomatization mechanism is 24.3 kcal mol−1. Therefore, the calculated result is consistent with the experimentally observed conversion that the Mn–N system exhibits better activity. Although the result is consistent with the experimental observation, the difference in the activation free energy is not significant, which implies that the observed activity difference is influenced by other factors. Another noticeable difference reflected in the DFT calculated results is the free energy change of the iPrOH dehydrogenation process. The generation of metal hydride catalysed by the mono-deprotonated species in Mn–O system is an endothermic reaction (O-1-1 → O-1-2: ΔG = 11.1 kcal mol−1), which is obviously different compared to the Mn–N system (N-1-1 → N-1-3: ΔG = −3.1 kcal mol−1) and further suggests the Mn–O catalytic system lacks driving force after pre-activation. The next discussion section will illuminate the origin of the different activities of the two catalytic systems.
On the other hand, the DFT calculated potential free energy surface suggests that the iPrOH dehydrogenation reaction in Mn–O is an endothermic reaction, which is opposite to the Mn–N system's exothermic character. Therefore, the hydride complex should be crucial to illuminate such difference. By analysing the geometry of the metal hydride complex N-1-3 and O-1-2, it was found that the metal hydride bond and the O–H bond are almost parallel and the ∠Mn–O–H bond angle is 97.5° in the Mn–O system, which is much smaller than the ∠Mn–N–H bond angle (107.1°) in the Mn–N system (Fig. 12). The reason for the difference in bond angle is due to the difference in electronegativity between the oxygen and nitrogen atoms. As the oxygen atom possesses higher electronegativity, the hydrogen atom in the OH group possesses more positive charge than the hydrogen atom of the NH group. The Mulliken charges of the hydrogen atoms of the N–H and O–H functional groups are +0.172 and +0.228, respectively. The NPA (natural population analysis) charges of the hydrogen atoms of the N–H and O–H functional groups are +0.411 and +0.507, respectively. The inductive effect from the metal hydride causes the hydrogen atom of the OH group to be closer to the metal hydride and even transform the O–H group parallel to the metal hydride bond. When the OH group is parallel to the metal hydride bond, the bonding orbital of the O–H σ-bond and the metal centre non-bonding dyz orbital repel each other, causing the dxy orbital to become anti-bonding in character. Therefore, the formation of a metal hydride complex in Mn–O is thermodynamically unfavourable.
Fig. 12 Qualitative molecular orbitals of the metal hydride complexes in the Mn–N and Mn–O systems. The relative free energies are given in kcal mol−1. OCT = octahedral. TBP = trigonal bipyramidal. |
The unstable orbital interaction results in a lack of driving force in the dehydrogenation of iPrOH in the catalytic cycle of the Mn–O catalytic system and results in low experimental conversion. Therefore, the OH ligand can be regarded as a π basic ligand instead of a σ-type ligand, while the NH2 group in the Mn–N system maintains the characteristics of a σ-type ligand, in that it is relatively robust and stable. During the dehydrogenation process, the complex changes from trigonal-bipyramidal to octahedral geometry. The molecular orbital reforms and the complex can achieve the maximum ligand field stabilization energy. Therefore, the generation of the hydride complex N-1-3 is an exothermic process. The hydride complex is capable of promoting the hydrogenation reaction via an approachable free energy barrier.
Based on the above analysis and understanding, if the inductive effect caused by the metal hydride can be reduced and the OH group can be restored to the σ-ligand type, the unfavourable d–σ orbital interaction of the metal and the ligand will be weakened. The hydroxyl group is still a possible candidate for bifunctional catalysis. The simplest way to decrease the negativity of the metal hydride is to increase the oxidation state of the metal centre. Therefore, we replaced the Mn(I) centre in the previous two systems with an FeII centre using the same ligand and evaluated their catalytic activities computationally (Fig. 13). The DFT calculation results suggest that both catalysts promote TH via concerted bifunctional hydrogen transfer. The dehydrogenation process of the Fe–O system is exothermic in free energy (Fe–O-1 → Fe–O-2: −5.4 kcal mol−1) and the free activation energy barrier of the whole catalytic process is only 15.4 kcal mol−1 (Fe–O-2 → Fe–O-TS2). In terms of the analysis of the key Fe(II)-hydride complex, it was found that the ∠Fe–O–H bond angle is restored to about 110.0° and the OH group is coordinated to the Fe centre as a σ-bond, which indicates that the unfavourable interaction is avoided. However, the driving force in the Fe–N system is so strong that it even causes a thermodynamic sink to be generated in the catalytic cycle, which makes the subsequent catalysis difficult to carry out, affecting the catalytic activity.
Fig. 13 Free energy profile of transfer hydrogenation mediated by Fe(II) catalysts bearing the same ligands. The relative free energies are given in kcal mol−1. |
In order to provide general guidelines for future MLC catalyst design, the free energy changes of am iPrOH dehydrogenation reaction catalysed by a series of catalysts based on d6 metal centres were measured (Fig. 14). The calculation results show that the dehydrogenation process is endothermic for the Group 6 transition metals. The ∠Mn–X–H bond angle increases with an increase in the oxidation state. However, the length of the M–H bond decreases along with an increase in the oxidation state (please see the ESI,† page S11). The origin of such phenomenon is due to the low oxidation state of metal centres, which increases the electronegativity of the hydride, thereby enhancing the unfavourable interaction between the hydride and functional ligand. For the group 7 metals, there is a significant difference in the thermodynamic tendency of the amine and hydroxyl ligands. The free energy change of the catalyst bearing the hydroxyl group as a functional ligand remains endothermic and the free energy change of the catalyst bearing the amine functional ligand becomes slightly thermodynamically favourable. As the oxidation state of the metal centre gradually increase and the unfavourable orbital interaction is further reduced, the driving force of the dehydrogenation is improved. The DFT results suggest that a group 7 metal centre is suitable for a catalyst with an amine as the active ligand and that a group 8 metal is appropriate for a catalyst with a hydroxyl group as the active ligand with reasonable driving force compared to that of a group 9 metal, which exhibits strong exothermic character that hinders the further catalytic process. Previous studies have indicates that the driving force of the catalyst following (de)aromatization in MLC mode is mostly governed by the functional ligand. In contrast, these results show that the driving force of the catalyst which operates via an M–L bond mode more often relies on the character of the transition metal centre.21 As many catalytic reactions consist of multiple stages, this strong driving force could be beneficial and problematic at the same time. These predicted results need to be verified by experiments.
Fig. 14 Free energy changes of the dehydrogenation reactions of iPrOH catalysed by different metal centre catalysts. The relative free energies are given in kcal mol−1. |
(1) The Mn–O complex catalyst is thermodynamically unstable compared with the Mn–N complex and this may lead to irreversible decomposition, which is the origin of its lower catalytic activity.
(2) The inductive effect between the metal hydride and hydroxyl group leads to an unfavourable orbital interaction and a lack of driving force to generate the metal hydride complex for the Mn–O system.
Further evaluation of the catalysts based on different transition metal centres indicates that the driving force of the catalysts that follow the M–L bond MLC mode is mainly governed by the metal centre, which is an intriguing contrast to the ligand-driven (de)aromatization MLC mode. This study reveals the subtle relationship between the stability and activity of the transition metal complex catalyst in MLC catalysis, which should be informative for future catalyst design.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c9cy02112d |
This journal is © The Royal Society of Chemistry 2020 |