Katarina Novakovic*a,
Lev Brukb and
Oleg Temkinb
aSchool of Engineering, Newcastle University, Newcastle upon Tyne, NE1 7RU, UK. E-mail: katarina.novakovic@ncl.ac.uk
bMIREA-Russian Technological University (Lomonosov Institute of Fine Chemical Technologies), Moscow, 119571 Russia
First published on 12th July 2021
The paper looks back at three decades of oscillatory carbonylation reactions, summarises core findings and shares perspectives, with particular emphasis on applications. Oscillatory carbonylation reactions of alkynes display remarkable versatility in terms of substrates, catalysts and solvents. Furthermore, in addition to oscillations in pH and redox potential, these organic chemical oscillators can yield oscillations in turbidity and release heat from the reaction in a pulsatile manner. Recent research developments shift attention from small molecule substrates (e.g. phenylacetylene) and small molecule catalysts (e.g. palladium(II) iodide), to oscillatory carbonylation reactions using polymeric substrates (e.g. PEGylated alkynes) and polymeric catalysts (e.g. imine-functionalized chitosan-palladium) and use of these polymeric building blocks to develop oscillatory (pulsatile) materials fit for pulsatile drug release and other applications.
This article is dedicated to the memory of Dr Sergey Gorodsky, who passed away in March 2019. Sergey was one of only a few scientists who studied oscillatory carbonylation reactions of alkynes. Unsurprisingly, this mesmerizing chemical oscillator became his passion.
Fig. 1 Oscillations of the platinum electrode potential (EPt), pH, and volume of the gas mixture CO–O2 (Vg, ml) consumed in the course of reaction at 40 °C. Initial concentrations: [PdI2] = 0.01 mol L−1, [KI] = 0.4 mol L−1, [PA] = 0.1 mol L−1, [NaOAc] = 0.0024 mol L−1; solvent used was methanol, and water (2 mmol) was added together with methanol to maintain the constant concentration of water at the initial level (approx. 0.2 mol L−1). This figure has been adapted from ref. 1 with permission from ACS Publications, copyright 1997 American Chemical Society. |
Previously, such an unusual phenomenon in organometallic catalysis was observed in the work of G. M. Shulyakovsky, A. N. Nyrkova and O. Temkin in 1983–1985 when studying the reaction of carbalkoxylation of acetylene in solutions of palladium(II) bromide complexes in the n-butanol–dimethylsulfoxide (DMSO) system with the addition of PPh3 ligand.4 Starting from acetylene, CO and butanol in the absence of oxygen, instead of obtaining butyl acrylate, diesters of maleic and fumaric acids and an oligomer containing carbonyl-, vinyl- and (CH2)n-groups are formed, and the process proceeded in an oscillatory mode. Oscillations were denoted in the rate of absorption of gas C2H2 + CO and the potential of a platinum electrode. CO, C2H2, CO2 and Me2S were found in the composition of the gas leaving the reactor in a stationary mode. In this system DMSO acts as the oxidant to form dimethylsulfide, CO2, and diesters. The self-oscillations also occurred in the absence of the PPh3 ligand.4 At the time, it was assumed that the oscillatory regime in this system is a rare exception, mainly due to the formation and destruction of new dimethylsulfide bromide complexes of palladium. However, following the findings reported by Malashkevich et al.,1 interest rose and studies of BT-GN reactions with the involvement of S. N. Gorodsky began.2,5–7 In 2012, Temkin summarises their findings thus far in his book,8 where he both elaborates on a mechanism and presents a kinetic simulation of this reaction proceeding in a self-oscillating mode.
Fig. 2 Changes in EPt, pH, and the volume of consumed gases in the oxidative carbonylation of phenylacetylene (daylight, 700 rpm, [KI]0 = 0.4 mol L−1; [PdI2]0 = 0.01 mol L−1; [PA]0 = 0.1 mol L−1; [CO]0:[O2]0 = 3:2). This figure has been reprinted from ref. 2 with permission from Springer Nature, copyright 2001 Original Russian Text Copyright. |
After the dissolution of palladium iodide and potassium iodide in MeOH at 40 °C, pH values in the solution were 7–8, and the potential difference of platinum and silver chloride electrode (EPt) in the range of 50–100 mV. After the air in the reactor was substituted with the CO/O2 mixture (without stirring of the solution), the pH fell to 5–6, and EPt to ∼0 mV. After stirring commenced and PA was added, three stages of the process were denoted (Fig. 2):
(1) The first stage (2–3 min) associated with the absorption of CO and O2, is characterised by a sharp decrease in the value of EPt (from between 0 and −20 mV, to between −70 and −100 mV), drop in pH (from 4.5–5 to 2.0–2.5) and the decrease in concentration of PA by 20–30% of the initial value.
(2) During the second stage, starting 2–3 min after the PA was added, and ending 8–12 min later, EPt remains constant or slowly increases, pH increases to 3–4, and the absorption of the gas mixture continues. At this stage changes in EPt and pH are not synchronised.
(3) At the end of the second stage, the catalytic system is developed and the reaction enters a self-oscillatory mode. Third stage, starting at 10–15 min from the beginning of stirring is denoted by a sharp increase in EPt (by 150–200 mV), the pH value reaching 4–5, and the system going into a mode of developed self-oscillations, accompanied by synchronous changes in EPt and pH, as well as stepwise gas absorption during periods within each oscillation corresponding to the decrease in values of EPt and pH.
Gorodskii et al.2,5–7 showed that oxidative carbonylation in self-oscillatory mode occurs for other alkynes in addition to PA (methylacetylene, 1-nonyne, dimethyl ethynyl carbinol (Fig. 3), propargyl alcohol). It was demonstrated that the nature of the alkyne, the composition of the catalytic solution, the ratio of the reaction gases and the intensity of mixing, affect the rate of the process and the characteristics of the oscillations (period and amplitude) in pH and EPt.
Fig. 3 Changes in EPt, pH, and the volume of consumed gases in the oxidative carbonylation of dimethyl ethynyl carbinol (DMEC) (700 rpm, [KI]0 = 0.4 mol L−1; [PdI2]0 = 0.01 mol L−1; [dimethylethynyl carbinol]0 = 0.1 mol L−1; [CO]0:[O2]0 = 3:2). This figure has been reprinted from ref. 2 with permission from Springer Nature, copyright 2001 Original Russian Text Copyright. |
For the interpretation of the periodic changes in the pH and the potential of the platinum electrode observed during the carbonylation of alkynes, it was important to relate these electrochemical characteristics to the state of the components of the catalytic system. While it was obvious that the pH values are associated with the changes in the acidity of the system, the potential difference between platinum and silver chloride (reference) electrodes (EPt) is more challenging to correlate due to the presence of several possible oxidation states of palladium. As recognised, the potential of a platinum electrode is determined by the ratio of the activities of metal compounds (in this case, palladium) in the highest and the lowest oxidation states present in solution. Since the presence of palladium(IV) complexes in a noticeable amount at room temperature in the absence of strong oxidants is unlikely, and palladium(0) also cannot accumulate in the reaction system, because it is not sufficiently stabilized by either carbon monoxide or iodine anions,9 it was assumed that the main forms of palladium present in the catalytic solution and affecting the potential of the platinum electrode are palladium(II) and palladium(I).2,5
Starting from the studies of conjugated processes of carbonylation of alkynes in the solution of palladium complexes, hypotheses about the activity of Pd(I) complexes in the carbonylation of alkynes and alcohols were formulated, substantiated, and translated to the nonlinear nature of the activity of Pd(I) complexes in the BT-GN reaction mechanism.9–12 The proposed mechanism of carbonylation included nonlinear stages of the formation of active complexes with elements of autocatalysis, stages of the transformation of alkynes into products of oxidative carbonylation, and nonlinear stages of the disappearance of active centres.2,5
Drop in the EPt and pH upon purging the reactor with a mixture of CO and O2 (the first stage), is associated with the oxidation of CO to CO2 with participation of trace water in methanol ([H2O]0 = 0.05 M) (1).
CO + H2O + PdI2 → CO2 + HPdI + HI | (1) |
The conversion of PdI2 (into hydride complex occurs even faster after the introduction of PA into the reactor). One of the processes during the second stage is the reaction (2):
PdI2 + CO + PhCCH + MeOH → products + HPdI + HI | (2) |
Similarly, a formation of palladium catalysts in homogeneous solution was observed in several processes of carbonylation of alkynes proceeding in a stationary mode.10,11 According to the well-established mechanism of oxidative carbonylation of alkynes,9–12 the products (mainly dimethylester of maleic and fumaric acids) are formed as a result of the redox decomposition of carboxyl and acyl σ-organometallic palladium complexes, leading to the formation of hydride complex (I, II): [Pd](COOH) → [Pd]H + CO2, and [Pd](COR) + MeOH → [Pd]H + MeOCOR.
Iodide palladium complexes do not form stable carbonyls9 and therefore stabilization of hydride iodide complexes of palladium is unlikely with carbon monoxide. Interaction with alkynes and oxidizing agents is likely to lead to the disappearance of the H–Pd bond. Therefore, the accumulation of significant amounts of HPdX particles in solution in the absence of stabilizing ligands, for example phosphines,13 is unlikely. The most probable pathway for the transformation of hydride complexes is their decomposition to palladium(0) complexes in solution (step 3) or oxidation by various oxidants present in the system.
HPdI ↔ HI + Pd(0) | (3) |
Sometimes, when the process at the second stage is faster due to the high concentration of PA, palladium, or water, the precipitation of metallic palladium is observed. Oxidizing agents in the original BT-GN reaction system are O2 and PdI2 ([PdI4]2−).1 At the sufficiently high concentrations of palladium(II), a nonlinear elementary step (4), leads to the formation of Pd(I) complex (probably Pd2I42−):
HPdI + PdI2 → Pd2I2 + HI | (4) |
Previous data suggests palladium(I) compounds are active in the carbonylation of alkynes.9–12,14 To test this hypothesis palladium(I) complexes, KPd4I5 and CsPd4I5·12H2O, were synthesized following the method given in ref. 14. When PdI2 in the initial solution was replaced by an equivalent amount of the Pd(I) complex, self-oscillations in EPt and pH began immediately after the introduction of PA (without first and second stages I and II),2 (Fig. 4 and 5). These results support the hypothesis of higher activity iodide complexes Pd(I) in the oxidative carbonylation of PA in comparison with Pd(II) compounds (5).
Pd2I2 + 2CO + PhCCH + 2MeOH → MeOOC(Ph)CHCOOMe + 2HPdI | (5) |
Fig. 4 Changes in EPt, pH, and the volume of consumed gases in the oxidative carbonylation of phenylacetylene with the potassium complex of Pd(I) (700 rpm, [KI]0 = 0.4 mol L−1; [Pd(I)]0 = 0.02 mol L−1; [PA]0 = 0.1 mol L−1; [CO]0:[O2]0 = 3:2). This figure has been reprinted from ref. 2 with permission from Springer Nature, copyright 2001 Original Russian Text Copyright. |
Fig. 5 Changes in EPt, pH, and the volume of consumed gases in the oxidative carbonylation of phenylacetylene with the caesium complex of Pd(I) (700 rpm, [KI]0 = 0.4 mol L−1; [Pd(I)]0 = 0.02 mol L−1; [PA]0 = 0.1 mol L−1; [CO]0:[O2]0 = 3:2). This figure has been reprinted from ref. 2 with permission from Springer Nature, copyright 2001 Original Russian Text Copyright. |
Reactions (4) and (5) taken together form the autocatalytic reduction of Pd(II) with HPdI as auto-catalyst. It is in the reduced state (judging by the values of EPt) that the catalyst exhibits maximum activity (see Fig. 1 and 2). The reaction (5) for dimethylesters as products contains a number of elementary steps including a set of intermediates: [Pd]OR, [Pd]COOR, [Pd](CHC(Ph)COOR) and [Pd](COCHC(Ph)COOR).8–12
The beginning of the second stage of the process is associated with a significant decrease in the PdI2 concentration and an increase in the concentrations of hydride complexes and Pd(I) compounds. This can lead to an acceleration of the oxidation of hydrides by oxygen or those oxidants that can be formed from it (steps (6)–(8)):
HPdI + O2 ↔ IPdOOH | (6) |
IPdOOH + HI → PdI2 + H2O2 | (7) |
IPdOOH + HPdI → Pd2I2 + H2O2 | (8) |
The occurrence of these reactions can explain the increase in the pH and EPt values during the third stage. Oxidation of hydride complexes with molecular oxygen by the mechanism (6) and (7) was previously reported,15 but the formation of hydrogen peroxide is not experimentally confirmed. Oxidation of hydrogen iodide with oxygen leads to the formation of one more oxidant – molecular iodine, which is able to oxidize hydride complexes, palladium(0)12 and Pd2I2.
2HI + O2 → I2 + H2O2 | (9) |
HPdI + I2 → PdI2 + HI | (10) |
Pd + I2 → PdI2 | (11) |
Pd2I2 + I2 → 2PdI2 | (12) |
A study devoted to the oxidation of palladium(I) with iodine showed that the accumulation of oxidants leads to the oxidation of palladium(I) compounds to palladium(II) and the increase in the pH and EPt values, and likely is responsible for the complex dynamics of the self-oscillatory process.10
The steps listed above were used as a basis for putting forward hypothetical mechanisms which can describe the dynamics of the self-oscillatory process. A difficulty was encountered in the estimation of the kinetic constants, since the usual algorithms based on the minimization of functions, including the sum of the squares of the differences between the calculated and the experimentally measured concentrations, were ineffective in this case. In this regard, the values of some constants of the Oregonator model were used as an initial approximation for key nonlinear steps.16 By enumerating the chemical steps and the values of the kinetic constants, the simplest mechanism was found that made it possible to obtain a qualitative agreement between the model and the experimental results.
A simplified version of the mechanism may be represented by reaction (1), (4), (5), (9), (11) and (13), which is the sum of steps (3), (6) and (7):
2HPdI + O2 → PdI2 + Pd(0) + H2O2 | (13) |
The system of differential equations, formulated in accordance with the above chemical equations, together with a selected set of kinetic constants, made it possible to qualitatively describe the experimentally observed trends in the rate of this carbonylation process as well as periodic changes in the redox potential and pH of the solution, Fig. 6.2
Fig. 6 Results of the mathematical modelling of the oscillatory oxidative carbonylation of phenylacetylene ([Pd(I)]0 = 0.01 mol L−1, [PA]0 = 0.1 mol L−1). This figure has been reprinted from ref. 2 with permission from Springer Nature, copyright 2001 Original Russian Text Copyright. |
Fig. 7 (a) Synchronised oscillations in pH and heat release. First methanol (400 mL) and PdI2 (2.03 g, 5.60 mmol) were stirred at 550 rpm and the temperature was set at 40 °C. Following KI (37.39 g, 225 mmol) and NaOAc (114 mg, 1.40 mmol) in 50 mL of methanol were added, and after a further 20 min, simultaneous purging of the system with CO and air (50 mL min−1 each) commenced. Thirty minutes after purging started, PA (6.2 mL, 56.5 mmol) was added; (b) reaction products. This figure has been adapted from ref. 3 with permission from Elsevier, copyright 2006 Elsevier B.V. |
Further studies of the product formation in the oscillatory carbonylation reaction of PA revealed that occurrence of pH oscillations influences product selectivity.17 As shown in Fig. 8, when operating in an oscillatory mode at 40 °C, a high selectivity towards the formation of Z-2-phenyl-but-2-enedioic acid dimethylester was recorded. Furthermore, product formation was suppressed until oscillations occurred when a steep increase in reaction rate was observed. Rate of product formation, as expected, correlated with energy release.17
Fig. 8 The product formation in (a) oscillatory and (b) non-oscillatory mode (related to PdI2 granularity) and the effect oscillations had on product selectivity and dynamics of product formation. Reproduced from ref. 17 by permission of the PCCP Owner Societies. |
Difference in product distribution between non-oscillatory and oscillatory carbonylation of alkynes has been previously postulated by Gordskii et al.6 who concluded that in carbolylation reaction of alkynes multiple mechanistic pathways can take place. By broadening studies of BT-GN reactions employing PA as substrate to a wider temperature range (0–40 °C) it was demonstrated that in oscillatory mode reaction temperature affects product selectivity. Under otherwise identical conditions, at 40 °C the major product was Z-2-phenyl-but-2-enedioic acid dimethylester (as previously reported in ref. 17) while at 0 °C the major product was 5,5-dimethoxy-3-phenyl-2(5H)-furanone.18 The study noted that the conversion of PA to products recorded at 0–20 °C follows kinetic laws (conversions increase as the temperature increases) which becomes less apparent at 30 °C and is not followed at 40 °C, suggesting thermodynamic reaction control. Parker and Novakovic observed that the ratio of 5,5-dimethoxy-3-phenyl-2(5H)-furanone and Z-2-phenyl-but-2-enedioic acid dimethylester remains constant during the reaction and decreases with increasing temperature. This suggests the activation energies of the two pathways leading to formation of these two products differ, resulting in reaction temperature dictating which process will dominate, kinetically or thermodynamically controlled. For all temperatures studied (0, 10, 20, 30 and 40 °C), the stepwise release of energy occurred during the reaction, in correlation with the pH fall within each oscillation, providing further evidence of stepwise conversion of reactant to products, in full agreement with previous reports.18,19 Importantly, all temperatures studied showcased the benefits of a slow product formation in this BT-GN reaction and its ability to proceed in self-oscillatory mode for days and weeks with no further addition of either substrate (PA) or catalyst (palladium(II) iodide). Experimentally Parker and Novakovic20 showed that synchronous with pH oscillations, oscillations in turbidity take place, strongly indicating oscillatory cycling between soluble and insoluble catalytic species (postulated to be Pd2+ and Pd0 respectively) in autocatalytic mode; supporting the suggestion of nonlinear and autocatalytic steps of generation and termination of active centres put forward by Temkin and Bruk.21 Further experimental studies of BT-GN reaction employing phenylacetylene demonstrated feasibility of self-oscillatory mode when the water concentration in the system is increased (0–30 vol%, mixed with methanol).22 Addition of water transformed oscillations in pH from regular oscillations to more stepwise behaviour. By establishing the relationship between the recorded pH and HI concentration it was found that increased water concentration suppresses HI formation and hence slows the autocatalysis in the reaction. These findings show a dilution with water (as well as potential for other solvents) as a significant mean in tailoring amplitude, period and duration of oscillations, but also as a way to reduce overall toxicity of this system.
Fig. 9 (a) Oscillations in pH and solution turbidity recorded in palladium-catalysed oxidative carbonylation of pegylated monoalkyne (5000 Da) in methanol. Initial conditions: [PdI2] = 4.05 × 10−5 M; [PEGA] = 2.03 × 10−3 M; [KI] = 2.28 × 10−3 M; CO flow = 15 mL min−1; air flow = 15 mL min−1. (b) Reaction network proposed to account for the experimentally recorded oscillations with PEGA. Concentrations of CH3OH, O2 and CO are in excess, therefore considered constant and were not included in the reaction rates. This assumption is experimentally confirmed and is valid for this particular system. (c) Example simulation study in BatchCAD using the reaction network given in Fig. 9b. Initial conditions: [PdI2] = 4.05 × 10−5 M; [PEGA] = 2.03 × 10−3 M. Rate constants (min−1): k1 = 6 × 1012, k2 = 2 × 103, k3 = 1 × 10−7, k4 = 2 × 107, k5 = 3 × 10−4, k6 = 1 × 102. Results are validated using both adaptive Euler and adaptive Runge–Kutta integrators. Adapted from ref. 26. |
Transitioning BT-GN reactions from solution chemistry to polymer science opened new opportunities and led to the recent reports of pulsatile hydrogels capable of drug release in a stepwise manner (Fig. 10a and b).31 In their experimental study, Isakova and Novakovic demonstrated a proof-of-concept self-oscillatory chitosan macrogel, employing the palladium-catalysed oxidative carbonylation reaction as the driving force of its oscillations. The reported hydrogel (Fig. 10a) was composed of highly biocompatible components and an imine-functionalised chitosan-palladium catalyst with zero leaching rates. During the synthesis macrogels were loaded with FDA-approved model drug fluorescein and following when used in place of catalyst in BT-GN reaction, shown to rhythmically release model drug fluorescein. The step-wise release pattern corresponded to the step-wise dynamics of pH decrease in methanol:water, while in pure methanol, the changes in pH had an oscillatory mode, accompanied by mirrored oscillations in fluorescein concentration (Fig. 10b).
Fig. 10 (a) Chitosan-imine-PdCl2 macrogel – top view; (b) pH-controlled release of fluorescein as a function of time in methanol:water and methanol systems. Inverse photoluminescence intensity is presented as closed symbols. The connecting lines are only as a guide for the eye and do not represent data. Reproduced from ref. 31 with permission from The Royal Society of Chemistry. |
This journal is © The Royal Society of Chemistry 2021 |