Allan Calmont de Andrade Almeidaa,
João Guilherme de Moraes Pontesa,
Gabriel Rodrigues Alvarengaa,
Henrique Finocchio*b and
Taicia Pacheco Fill*a
aUniversidade Estadual de Campinas (UNICAMP), Organic Chemistry, Laboratório de Biologia Química Microbiana (LABIOQUIMI), P. O. Box 6154, Campinas, SP 13083-970, Brazil. E-mail: taicia@unicamp.br
bAfinko Soluções em Polímeros, São Carlos, SP 13570-591, Brazil. E-mail: henrique@afinkopolimeros.com.br
First published on 8th September 2021
The exponential growth of plastic consumption in the last decade became a large economic and ecological issue; therefore, strategies have been used to mitigate the environmental impacts, including the manufacture of biodegradable bio-based plastics and biodegradation strategies. Herein, a new bio-based plastic was developed consisting of a polymeric recyclable matrix (polyethylene or polypropylene) with a vegetal polymeric material from cocoa husk. Mechanical and rheological properties were evaluated and the new material showed interesting tensile strength compared to completely non-biodegradable plastics. The new polymeric material was submitted to biodegradation processes using different fungi species. The biodegradation caused by Colletotrichum gloeosporioides, Xylaria sp. and Fusarium graminearum in the new polymeric material was analyzed through scanning electron microscopy with energy-dispersive X-ray spectroscopy (SEM-EDS) and tensile tests. Furthermore, ultra performance liquid chromatography coupled to tandem mass spectrometry (UPLC-MS/MS) and mass spectrometry imaging (MSI) were applied to identify metabolites produced in consequence to the biodegradation process. Interestingly, some compounds produced present high economic value.
Many strategies have been used to mitigate the environmental impact caused by plastics pollution, including recycling,7–9 incineration,7,10,11 landfilling;12,13 application in construction of roads and pavements,14–16 use in the composition of fuels17,18 and the development of biodegradable polymers with interesting and applicable mechanical properties.19–21 Among these strategies, the biodegradation of biodegradable polymers is the most eco-friendly.22,23 According to Alshehrei, biodegradation is any chemical or physical process caused by biological activity, which impacts in terms of weight loss, loss of mechanical properties or visual changes.24 The biodegradability is related to the ability of a material to decompose after the interaction with specific biological elements such as microorganisms. The molecular structure of the polymer is the main contributing factor for its biodegradability.25,26 Non-biodegradable plastics (based on fossil resources) may be degraded in more than 1000 years,27 while bioplastics and biodegradable plastics may be degraded within 6 to 13 months.28
According to the European Bioplastic, in 2018 bioplastics represented roughly one percent of the 335 million tons of plastic produced annually, implicating in just 935 thousand tons of biodegradable consumed plastics.29 The long-period-degradation of non-biodegradable plastics, as polyolefins, is due to the fact that most of the microorganisms failed to adhere to the polymer surface hindering the production of enzymes necessary to degrade the polymer carbon backbone with its high molecular weight long chains.30 The environmental conditions also play an important role in the degradation kinetics of polymers.30,31 On the other hand, bioplastics, mainly the biodegradable ones, have showed a great degradation potential,32 in terms of percentage of biodegradability: polylactide (PLA) range 60–100%,33–36 polyhydroxyalkanoates (PHA) range 64.3–100%,37–39 and polybutylene succinate (PBS) 90%.40 Furthermore, vegetal fillers can be incorporated to non-degradable plastics to improve the properties of the polymer matrix and potentially accelerates degradation compared to the pure non-biodegradable fossil based plastics. The polyethylene manufactured from ethanol was the fourth most produced bio-based plastic in the world. In 2019, it represented 11.8% of the global production capacity of bio-based plastics.31 Therefore, polymers composed by biopolyethylene with vegetable fillers are very promising.
Degradation of polymers through the use of microorganisms is extensively studied.41–43 Sangale et al., for instance, demonstrated that Aspergillus sydowii was able to partially degrade polyethylene and they described the highest reduction in tensile strength so far.23 In another study performed by Ojha et al., it was isolated from soil samples two species of fungi (Penicillium oxalicum and Penicillium chrysogenum) that exhibited good abilities to degrade plastics such as low density polyethylene (LDPE) and high density polyethylene (HDPE).44 However, there are no data available concerning the metabolites produced by these microorganisms in the biodegradation process or the biodegradation products.
Herein, we describe the biodegradation of a new manufactured cocoa bio-based plastic using microorganisms isolated as endophyte from cocoa fruit and fruit phytopathogens. The study evaluated the mechanical properties of the degraded bio-based plastics through tensile tests, scanning electron microscopy (SEM), and energy dispersive spectroscopy (EDS). In addition, we identified the secondary metabolites produced in consequence of the biodegradation process by the microorganisms using liquid chromatography-mass spectrometry (LC-MS/MS) and imaging mass spectrometry. Therefore, we evaluated the biodegradation potential and the ability of the microorganisms to produce interesting and biological active products that may have industrial applications.
The bio-based plastic was processed in a twin screw extruder with linear temperature from 160 °C in the feeding zone up to 200 °C in the die head and the extrusion rate fixed at 50 kg h−1. The composition prepared by extrusion was molded by injection using an injection-molding machine, Romi Pratica 130 model. The test pieces obtained were tested on an universal testing machine, Instron 2330, in accordance to ISO 527 standard (Fig. 1).
The nominal properties of the HDPE HC7260LSL that was used in this study correspond to a melt flow index equal to 0.72 g min−1, density of 0.96 g cm−3, tensile strength of 29 MPa, izod impact strength of 35 J m−1, roughness of 63 shore D, and thermal distortion temperature of 74 °C. Other characteristics related to granulometry of the cocoa bean are shown in Table S1 in ESI.†
Liquid chromatography analyses were performed on ultra-high performance liquid chromatography – UHPLC (UltiMate 3000) coupled to high-resolution Orbitrap Q-Exactive mass spectrometer (Thermo Fisher Scientific®) with heated ionization electrospray source (RESI-II) set at 3500 V. The m/z values range was scanned between 100 to 1000 in positive ion mode. The chromatographic separation was performed in a Thermo Scientific Accucore C18 (2.6 μm, 100 × 2.1 mm) column using water with 0.1% formic acid, v/v (phase A) and acetonitrile (phase B) as mobile phase and eluted in gradient mode at 45 °C with flow rate of 0.2 mL min−1.
Exact mass of metabolites were obtained using Thermo Xcalibur Roadmap™ software 3.0.63 version. The annotation of the metabolites was done using dictionary of natural products (DNP).48 Other databases used in metabolite annotation were the global natural product social molecular networking (GNPS),49 the human metabolome database (HMDB),50 and MassBank.
The sample preparation was done with polymeric control and the polymer submitted to the biodegradation process with the different fungi tested. The samples were glued with tape on the glass plate and analyzed in the same scanning for comparative effect. The sample size used was 1.0 cm × 5.0 cm (height × width) for each polymeric region. Images were processed in BioMAP 3.8.0.4 (Novartis, Basel, Switzerland) software and exact mass was obtained using Thermo Xcalibur Roadmap software 3.0.63.
Various microorganisms such as bacteria and fungi are responsible for the degradation of both natural and synthetic plastics.53 Endophytic microorganisms, in particular, that can be isolated from vegetable sources, are potentially interesting organisms to be used as biodegradation agents as described by Russell et al.54 The cocoa endophytic fungi are the organisms with the highest biodegradation potential, since they constantly require the cocoa nutrients for their own survival. There are few data related to the use of endophytic microorganisms isolated from plant sources for biodegradation purposes. In this sense, we evaluated the degradation ability of the fungi that are naturally associated to the cocoa.55,56 Fungi used in our biodegradation study are shown in Fig. S3 in ESI.†
Rubini et al. reported various species of endophytic fungi growing in cocoa beans tissues, among them are Colletotrichum gloeosporioides and Xylaria sp.57 that were also isolated and used in our biodegradation studies. In our isolation procedure, five fungi species were isolated as endophytes from cocoa fruit (Theobroma cacao) using potato dextrose agar (PDA) culture medium, however just two of the isolated fungi were selected for further studies – Xylaria sp. and Colletotrichum gloeosporioides, due to the accelerated growth in the bioplastic surface. Fusarium graminearum, a corn phytopathogen was included in this study, since Rubini et al. reported three different species of Fusarium spp. as endophytic fungi of cocoa57 and F. graminearum exhibited an accelerated growth in the bioplastic surface (Fig. S3 in ESI†).
We analyzed the microbial degradation potential of HDPE containing 20% cocoa fiber using parameters and methodologies previously described.23,60 We evaluated the potential degradation of the new polymeric material by SEM and EDS analyses, in addition to tensile strength modifications. Scanning electron microscopy have been previously applied to evaluate the degradation of oxo-biodegradable plastic by Pleurotus ostreatus.61
In our biodegradation experiments, hyphae of C. gloeosporioides covered the entire polymeric surface (Fig. 1). SEM cross section analyses (Fig. 1a) were performed and indicated the presence of the fungus inward the bioplastic as shown in the comparison between the polymeric control and the polymer submitted to the biodegradation studies for 75 days. We observed the presence of microcracks indicating material gap regions (Fig. 2), as was verified in other microbial biodegradation studies using SEM technique.62 These microcracks may imply a partial polymer degradation since the fungus hyphae could interfere with the mechanical parameters, and consequently create regions of stress concentration.63 SEM analyses were also used to monitor the biodegradation by Xylaria sp. and F. graminearum in this study (Fig. 1b and c).
Hyphae of the fungus Xylaria sp. was also identified inward the polymer after the biodegradation experiments for 75 days. We also observed the presence of microcracks as evidenced in Fig. 2b indicating a partial polymer degradation. The Young's modulus values however, did not significantly decrease in the tensile tests after 75 days experiment (Fig. 3a and b). Young's modulus is a mechanical property that measures the stiffness of a solid material. Defines the relationship between stress and strain in the elastic region of stress/strain curve.64
Finally, SEM analysis also indicated the presence of F. graminearum's hyphae inward the material and the detection of microcracks as showed in Fig. 2c in the right. In previous studies, Fusarium sp. AF4 was reported to be able to adhere to the surface of polyethylene.65 The data reported corroborate with our study.
Based on the SEM data, partial biodegradation could be observed after 75 days experiment with all fungi evaluated. Energy dispersive spectroscopy (EDS) analysis (Fig. 3) was applied to confirm the presence of C. gloeosporioides (Fig. 3a–d) and F. graminearum (Fig. 3e–h) in the interior of the bioplastics.
Through EDS analysis applied into the polymer submitted to C. gloeosporioides biodegradation, it was detected in the region 1 (in the upper left corner of Fig. 3a) a rich area of oxygen (19.17%, Fig. 3b); nitrogen (3.09%, Fig. 3c), and the remaining of carbon (77.74%, Fig. 3d). While in the region 2 (in the right of Fig. 3a) it was just detected a small amount of oxygen (0.95%) and carbon was the element detected almost in the totality of the composition (99.05%), as well as region 3 with 99.04% of carbon and the region 4 with 98.78% of this element. These results indicate the presence of C. gloeosporioides in region 1, since this region shows oxygen and nitrogen compositions similar to the ones found in the fungal cells proportion.62 In the EDS analysis of F. graminearum, the oxygen and nitrogen were detected in the concentration of 24.07% (Fig. 3f), and 5.24% (Fig. 3g) respectively, also indicating the presence of F. graminearum inward the material. Furthermore, the detection of the hyphae is also an indicative of the presence of the fungus in the material.66
Another criterion used to compare the fungi biodegradation of the new cacao bioplastic was the tensile strength (TS) that is defined as the stress at the local maximum observed during a tensile test.67 The assays were performed based on the ISO 527.67 TS reduction has been previously reported as a parameter to measure plastic biodegradation.68 The polymeric control reference was used for comparison with each biodegraded polymer to evaluate the TS reduction in our analyses. Biodegradation experiments with the 20% cocoa polymer were conducted with each microorganism for 75 days and the specimens were removed and disinfected with 70% ethanol. Other parameters evaluated were Young's modulus (GPa) and elongation (%) that is defined as the strain at break (%)67 (Fig. 4).
C. gloeosporioides was able to decrease 9% of TS when compared with the polymeric control. F. graminearum did not change the TS value significantly, while Xylaria sp. showed a decrease of 15.2%, when incubated during 75 days. It is important to consider that Fig. 3 shows a relative measure, i.e., an average of values and the deviations may be related to the complexity of the polymeric matrix and also to heterogeneity of the material.
El-Shafei et al. tested the biodegradation of disposable polyethylene with Streptomyces sp., however only superficial change was observed when compared to the control sample.69 On the other hand, Sangale et al. observed a greater reduction (around 94%) of tensile strength in pure synthetic polyethylene with Aspergillus sydowii.23 So far, there are no data concerning biodegradation of polyethylene or bio-based polyethylene using C. gloeosporioides. Konduri et al. used Aspergillus oryzae for polymer biodegradation and they were able to observe 63% reduction in the TS of the synthetic polyethylene.70
The results of Young's modulus for the C. gloeosporioides showed that this fungus is able to reduce the stiffness of the plastic in 14.0% during 75 days incubation, however Xylaria sp. and F. graminearum did not reduce significantly the Young's modulus. The reduction of Young's modulus when C. gloeosporioides was applied as biodegradation agent may indicate that there was a partial degradation such as occurred in other polymeric studies reported in the literature.71,72
In terms of elongation, all the three fungi did not reduce significantly this parameter. Lee et al. registered a loss of the percentage of elongation when inoculated three different species of bacteria (Streptomyces viridosporus T7A, S. badius 252, and S. setonii 75Vi2), while the fungus Phanerochaete chrysosporium recorded a gain.73
The biodegradation process was also monitored through relative quantification of theobromine and caffeine from cocoa, since methylxanthine derivatives are compounds produced in the degradation process of cocoa shell.74 The relative quantification was performed based on the integrated area of the respective chromatographic peaks. LC-MS/MS with putative annotation of theobromine and caffeine, and table with integrated area values are shown in ESI (Fig. S12–S15 and Table S5†).
We observe a significant increase in the concentration of theobromine and caffeine after a period of 75 days of the biodegradation process. This increase was more pronounced when the bioplastic was biodegraded by C. gloeosporioides (p-value 0.0006) and F. graminearum (p-value 0.0025). However, the results of theobromine and caffeine after the biodegradation of Xylaria sp also shown significant difference (p-value 0.0266). These results indicate a partial biodegradation of the bioplastic.
The secondary metabolites produced by Xylaria sp. in these study do not exhibit a significant increase in their concentration during the biodegradation process. Therefore, the data are not included in the discussion. Metabolites produced by C. gloeosporioides and F. graminearum are discussed in 3.3.1 and 3.3.2 Sections, respectively.
In our LC-MS/MS analysis we detected a compound at m/z 237.1852 (Δ = 0.14 ppm) in positive ionization mode, which was accumulated during the biodegradation process. André et al. reported the chemical structure of four acorane sesquiterpenes produced by C. gloeosporioides,77 among these compounds, 2-hydroxyacorenone showed m/z values very close to our experimental results. In addition, the MS/MS fragmentation pattern was compared to the predicted spectra from HMDB database, with similar fragmentation profile (Fig. S4 and S5†) that enable us to putatively identify this compound as produced in the biodegradaton studies. The metabolite 2-hydroxyacorenone was produced in higher levels during the biodegradation process. This increase in the production showed statistical significance (p-value < 0.05) in relation to the control group (Fig. 5a). This compound is a derivative of acorenone and exhibits antiglycation activity,77 which is interesting to pharmaceutical industries. The antiglycation activity reduces inflammatory reactions and is considered a strategy to slow down the development of diseases such as diabetes mellitus. The discovery and obtainment of compounds that exhibit antiglycation activity may be useful to the development of new drugs.78,79
In general, C. gloeosporioides biodegradation process presented the best results of Young's modulus and elongation in the mechanical tests. Furthermore, the presence of the fungus inside the material was detected through SEM-EDS analysis. This is an important indicative of a successful biodegradation. Among the three fungi that were analyzed herein, C. gloeosporioides showed the most interesting results to be considered with the higher potential to be used in the biodegradation of this new bioplastic. In addition, C. gloeosporioides produced metabolites that are known to exhibit anti-glycation properties.79 Therefore, C. gloeosporioides is a promising fungus to be used in the life cycle of this new bioplastic.
In our LC-MS/MS analysis, it was observed an increased level of zearalenone in the biodegradation experiments when compared to the fungus fermentation in artificial culture medium. Zearalenone was detected by LC-MS/MS in positive ionization mode at m/z 319.1541 (Δ = 0.06 ppm) and the confirmation of this compound was based on the same retention time and MS/MS fragmentation pattern comparison with the authentic standard (Fig. S6 and S7 in ESI†).
The levels of zearalenone produced by F. graminearum during the biodegradation process increased approximately two-fold in relation to the fungal control. The T-test calculation using relative peak areas of chromatograms showed the level alterations with a statistical significance of p-value 0.01 as shown in the Fig. 5b.
All the metabolites shown in Fig. 5 were detected before and after the biodegradation process. However, after a period of 75 days of biodegradation, the concentration of these metabolites was intensified (Fig. S4, S6, S8 and S10, in the ESI†). We believe that the presence of the bioplastic stimulates the production of those metabolites.
Zearalenone was also detected using desorption electrospray ionization mass spectrometry imaging (DESI-MSI) analysis. DESI-MSI is an analytical technique that allows to detect m/z values of compounds in different types of samples (polymers, plant tissues, culture medium, among others), without previous treatment, under ambient conditions.82,83 During the analysis, the mass spectra are acquired by scanning the surface of the evaluated sample. The images obtained indicate the spatial distribution of compounds in the sample surface.84,85
Through DESI-MSI was possible to confirm the increase in zearalenone levels during the F. graminearum biodegradation (Fig. 6) corroborating with the LC-MS/MS data. The zearalenone production may be related to a competition mechanism to colonize new substrates, since zearalenone and its derivatives can inhibit the growth of filamentous fungi on solid media at concentration lower than 10 μg mL−1.86
Zearalenone is a resorcylic acid lactone (RAL), and this class of compounds is generally used in different synthetic strategies. Therefore, zearalenone has a commercial importance as reagent in researches that aim to produce new analogues.87,88 Zearalenone can be converted to zeranol, an anabolic agent used in veterinary of many countries and it have been used as a growth additive in beef in the United States and Canada.89 The pathway to produce zearalenone using plastic biodegradation showed to be cheap and eco-friendly. It is important to highlight that this is the first report considering the production of active secondary metabolites as a result of bioplastic biodegradation for industrial applications. So far, biodegradation studies only focused in the physicochemical properties of the materials and in the classification of the biodegradation potential of the evaluated microorganisms.
Fusarium graminearum also produced high levels of a zearalenone derivative during the biodegradation of the bioplastic as shown in Fig. 5c. LC-MS/MS analyses detected zearalenone sulfate at m/z 399.1108 (Δ = 0.06 ppm) in positive ionization mode and its ammonium adduct [M + NH4]+ at m/z 416.1373 (Δ = −0.23 ppm). The protonated form was detected more intensively in the biodegradation experiments, according to Fig. 5, corroborating with the zearalenone data. Through LC-MS/MS spectra comparison and fragmentation pattern similarity between zearalenone and its analogue zearalenone sulfate (Fig. S8 and S9 in ESI†), the identity of the metabolite could be confirmed.
Another metabolite that showed a relative increase in the production during the biodegradation process was aurofusarin, a secondary natural product produced by Fusarium spp.90 This compound was detected in our LC-MS/MS analysis at m/z 571.0871 (Δ = −0.11 ppm) in positive ionization mode. The identity of aurofusarin was confirmed through putative assignment using MS/MS data available91 and comparison with MassBank database (Fig. S10 and S11 in ESI†).
Despite the high toxicity of aurofusarin when ingested,92,93 this compound is obtained from natural source and it is industrially used as a red pigment.92 Aurofusarin cannot be used as pigment for feed colorants, once toxicological effects of aurofusarin have been observed in the case of ingestion. However, aurofusarin can be used as pigment for non-food colorants such as inks and other commercial applications.92,93 Furthermore, antibacterial effects of aurofusarin have been studied against different bacteria species.94 The biodegradation of the bioplastic by F. graminearum caused an expressive increase (above 7-fold) of aurofusarin production in relation to the fungal control, which showed a statistical significance with p-value 0.004, as shown in Fig. 5d.
The fungal hyphae from F. graminearum detected inward the bioplastic through SEM-EDS analysis indicated the high potential of this fungus as biodegradation agent of the new material. Furthermore, it was detected through LC-MS/MS analysis a significative increase in the production of different natural products during the biodegradation process produced by this organism. One of these compounds was also detected on the surface of the degraded bioplastic through DESI-MSI analysis. The use of this technique opens new possibilities to monitor the production of compounds during the fungal colonization process of new substrates. Thus, the study of F. graminearum biodegradation contributes to accelerate the life cycle of the new material in a sustainable way and as a result, generate compounds with aggregate industrial values.
We believe that the use of polymers containing cocoa residues in its composition is advantageous from both ecological and industrial perspectives, since it adds new properties to the composite and allows endophytic fungi isolated from the fruit itself to biodegrade it. Furthermore, from the biodegradation experiments, secondary metabolites with high aggregate values may be produced.
Footnote |
† Electronic supplementary information (ESI) available: Experimental and supplementary data. See DOI: 10.1039/d1ra04432j |
This journal is © The Royal Society of Chemistry 2021 |