Yoshihiro
Shimoyama
a,
Yasutaka
Kitagawa
b,
Yuji
Ohgomori
a,
Yoshihiro
Kon
ac and
Dachao
Hong
*ac
aInterdisciplinary Research Center for Catalytic Chemistry, National Institute of Advanced Industrial Science and Technology (AIST), 1-1-1 Higashi, Tsukuba, Ibaraki 305-8565, Japan. E-mail: hong-d@aist.go.jp
bDepartment of Materials Engineering Science, Graduate School of Engineering Science, Osaka University, 1-3 Machikaneyama-cho, Toyonaka, Osaka 560-8531, Japan
cGlobal Zero Emission Research Center, National Institute of Advanced Industrial Science and Technology (AIST), 1-1-1 Higashi, Tsukuba, Ibaraki 305-8565, Japan
First published on 16th March 2021
A hetero-dinuclear IrIII–CuII complex with two adjacent sites was employed as a catalyst for the aerobic oxidation of aromatic olefins driven by formate in water. An IrIII–H intermediate, generated through formate dehydrogenation, was revealed to activate terminal aromatic olefins to afford an Ir-alkyl species, and the process was promoted by a hydrophobic [IrIII–H]-[substrate aromatic ring] interaction in water. The Ir-alkyl species subsequently reacted with dioxygen to yield corresponding methyl ketones and was promoted by the presence of the CuII moiety under acidic conditions. The IrIII–CuII complex exhibited cooperative catalysis in the selective aerobic oxidation of olefins to corresponding methyl ketones, as evidenced by no reactivities observed from the corresponding mononuclear IrIII and CuII complexes, as the individual components of the IrIII–CuII complex. The reaction mechanism afforded by the IrIII–CuII complex in the aerobic oxidation was disclosed by a combination of spectroscopic detection of reaction intermediates, kinetic analysis, and theoretical calculations.
Inspired by these enzymes, artificial catalysts such as metal complexes have been utilized for selective and partial oxidations of organic substrates.19–23 Biomimetic metal complexes were, in fact, reported to possess a hydrophobic environment around their reaction sites capable of suppressing over-oxidations. In addition, water used as a reaction solvent can promote hydrophobic interactions between organic substrates and reactive intermediates of metal complexes in the reaction centres, playing a critical role in enhancing reactivity.24–26
For the aerobic oxidations performed in aqueous solutions, Wacker-type catalysts have been widely studied in basic and applied synthesis over the past decades.27,28 The Wacker-type systems are often composed of a palladium catalyst and an electron mediator such as copper(II) ions,27 polyoxometalates,29 or quinone derivatives.30 Metal–hydride (M–H) species have been receiving increasing attention in the Wacker-type oxidations because, by using these species, in contrast to the palladium case, the catalysis exhibits unique behaviour and proceeds without the need of an additional electron mediator.31,32 This approach, however, is limited by the difficulty of generating M–H species by reactive hydride sources, which are reductants not usually adopted in an aqueous solutions for oxidation reactions. Thus, a method that allows us to generate M–H species in aqueous solution and that allows us to build a hydrophobic environment suitable for selective oxidations of organic substrates would be highly desirable.
The formation of a M–H species in aqueous solutions has been previously reported by using a mild hydride source such as formic acid.33–36 To the best of our knowledge, there have been no reports on selective aerobic oxidation of olefins to methyl ketones in water catalysed by M–H species that can exhibit a hydrophobic interaction with substrates. Mechanistic insights into selective aerobic oxidations performed by M–H species in water have yet to be gained. Herein, we report that an IrIII–CuII hetero-dinuclear complex37 successfully catalyses Wacker-type oxidation of aromatic olefins driven by formate to produce corresponding methyl ketones in water. We found that a hydrophobic interaction between an Ir–H intermediate and the substrate aromatic ring in water promoted the selective aerobic oxidation of aromatic olefins. We have revealed that the iridium centre worked as the organometallic activation site of formate and olefins, while the copper centre serves as the electronic modulating site by improving the overall reactivity toward dioxygen under acidic conditions. We discuss the mechanistic insights into the catalytic Wacker-type oxidation of water-soluble styrene derivatives performed by the IrIII–CuII complex based on spectroscopic detection of reaction intermediates, kinetic analysis, and theoretical calculations.
Fig. 1 (a) Catalysts 1–4 used in this work. (b) Selective aerobic oxidation of p-styrenesulfonate (StyreneS) to acetophenonesulfonate (AcetophS) in water. |
Entry | Cat. | AcetophS | |
---|---|---|---|
Yield, % | TON | ||
a Conditions: [cat.] = 0.10 mM, [HCOOH] = 0.20 M, [StyreneS] = 0.10 M, solvent: D2O (1.0 mL), reaction temp.: 70 °C. Reaction time: 24 h. Under air. Yield (%) = 100 × ([product]/[StyreneS]), TON = [product]/[cat.]. b Under Ar. c Without HCOOH. d With excess of 3 (5.0 mM). e With excess of 3 (10 mM). f With excess of 3 (5.0 mM) in formate buffer (0.60 M, [HCOOH]:[HOCONa] = 3:1). g With excess of 3 (5.0 mM) in DMA/D2O (5:1, v/v) (0.60 M formate buffer, [HCOOH]:[HOCONa] = 3:1). | |||
1 | Ir–Cu (1) | 11 | 112 |
2 | Ir-Hbpp (2) | n.d. | n/a |
3 | Cu-dipic (3) + Ir-Mebpp (4) (1:1) | n.d. | n/a |
4 | Ir-Mebpp (4) | n.d. | n/a |
5 | Cu-dipic (3) | n.d. | n/a |
6 | — | n.d. | n/a |
7 | Ir–Cu (1)b | n.d. | n/a |
8 | Ir–Cu (1)c | n.d. | n/a |
9 | Ir–Cu (1)d | 26 | 263 |
10 | Ir–Cu (1)e | 23 | 232 |
11 | Ir–Cu (1)f | 58 | 580 |
12 | Cu-dipic (3) + Ir-Mebpp (4)f | n.d. | n/a |
13 | Ir–Cu (1)g | n.d. | n/a |
In addition, no reactivity was observed in the absence of a catalyst and formic acid or under an Ar atmosphere (entries 6–8), showing that both oxygen and formic acid are needed for the aerobic oxidation of StyreneS to generate AcetophS. As previously reported,37 hetero-dinuclear metal complexes, IrIII–CoII and IrIII–NiII, were also employed in the oxidation reactions but did not catalyse the Wacker-type oxidation of StyreneS to AcetophS (Table S1†). This result is ascribed to be the higher H2 evolution rates obtained by using Ir–Ni and Ir–Co complex as compared to that of the Ir–Cu complex shown in our previous report.37 Additionally, another possible explanation can be that the CoII and NiII centres of IrIII–CoII and IrIII–NiII complexes are allowed from their sixth coordination to form an octahedral geometry that may interfere with the access of StyreneS as compared to a pseudo-square-pyramidal geometry of the CuII center in the IrIII–CuII complex. These results demonstrate that the copper centre in 1 plays a significant role in providing a specific reaction environment suitable for the selective aerobic oxidation of StyreneS to AcetophS.
As evidenced by ESI-TOF-MS measurements (Fig. S2†), complex 1 was found to dissociate to complexes 2 and 3 during the oxidation reactions, resulting in its deactivation. The dissociation may go through hydrolysis of 1 with an equilibrium between 1 and the corresponding mononuclear Ir and Cu complexes under high proton concentrations at 70 °C. The addition of an extra amount of complex 3 (5.0–10 mM) into the reaction solutions containing 1 significantly enhanced both the reaction yields and TONs (Table 1, entries 9 and 10). The presence of an excess of 3 in the reaction mixtures may, thus, shift the equilibrium towards 1 maintaining the structure of the active catalyst to afford the high catalytic activity observed here for the aerobic oxidation of StyreneS. The reaction conditions were, then, optimized by altering the formic acid/sodium formate concentration ratios as well as their absolute concentrations. The highest TONs for 1 were obtained at the 3:1 (mol mol−1) [HCOOH]:[HCOONa] ratio (Fig. S3a†) and at a formate concentration of 0.60 mM (Fig. S3b†). Using the optimized conditions, the yield of AcetophS and the reaction TON for 1 reached 58% and 580, respectively, in the selective aerobic oxidation of StyreneS (Table 1, entry 11). Additionally, no products were obtained from the reaction solution of 4 with excess of 3 under the same optimized conditions (Table 1, entry 12), suggesting the crucial role played by the presence of Cu(II) adjacent to Ir(III) to afford the aerobic oxidation. Furthermore, the use of a less polar solvent, N,N-dimethylacetamide (DMA)/D2O (5:1, v/v), resulted in no production of AcetophS in the Wacker-type oxidation, even under the optimized conditions (Table 1, entry 13). This result suggests that the use of water may promote a hydrophobic interaction between 1 and StyreneS to enable the selective aerobic oxidation shown here.
To reveal the reaction mechanism for the selective aerobic oxidation of StyreneS afforded by 1, we measured UV-vis absorption spectral changes of 1 in the presence/absence of StyreneS, as shown in Fig. 2 and S4.† The absorption band with a shoulder at 380 nm, which can be assigned to the IrIII–H species in 1 (Ir(H)-Cu),37 was observed in formate buffer under Ar in the absence of StyreneS (Fig. S4a†). The absorption band showed almost no changes by introducing O2 into the solution without StyreneS (Fig. S4b†). The result suggests that no reactions were taking place between Ir(H)-Cu and O2. On the other hand, the further absorption growth at 405 nm was observed after formation of Ir(H)-Cu in the presence of StyreneS under Ar (Fig. 2a). When Ar was replaced with O2, the absorption band immediately decreased and saturated within 1500 seconds (Fig. 2b). These results indicate that Ir(H)-Cu in formate buffer selectively reacted with StyreneS followed by reaction with molecular oxygen. The excess of 3 added did not interfere with the aerobic oxidation reaction although its absorption appeared around 780 nm due to the d–d transitions of 3 (Fig. S5†). Additionally, the continuous absorption growth at 405 nm was not observed in the absence of excess of 3 (Fig. S6†), probably due to the dissociation of the Cu-dipic moiety from 1 as evidenced by Fig. S2.† The UV-vis absorption spectral changes observed here are consistent with the catalytic results that the addition of an excess of 3 improves the yield of AcetophS due to preservation of the Ir(H)-Cu active structure.
Based on the UV-vis spectral changes of 1 observed in formate buffer under Ar, the Ir(H)-Cu can be assumed to react with StyreneS to form an Ir-alkyl complex, [(Cp*)Ir(C8H8SO3)(bpp)Cu(dipic)]− (Ir(EtBnS)-Cu) (Scheme 1). Olefin insertion into the M–H bond of mononuclear metal complexes has been previously reported to form iridium-alkyl species.38–41 The formation of Ir(EtBnS)-Cu was supported by our electron-spray ionization mass spectrometry (ESI-MS) measurements in which a peak cluster at m/z = 1006.96, assigned to be [[(Cp*)Ir(C8H8SO3)(bpp)Cu(dipic)]− + HCOOH]− (calcd. for [M]−: m/z = 1007.12), was observed (Fig. S7a†). The peak cluster was not obtained in the absence of StyreneS under Ar (Fig. S7b†). We have attempted to detect Ir(EtBnS)-Cu by 1H NMR spectroscopy; however, the paramagnetic nature of the CuII center did not allow for a satisfactory peak assignment. When using DMA/H2O (5:1, v/v) as a solvent, the absorption growth at 405 nm derived from the formation of Ir(EtBnS)-Cu was not observed (Fig. S8†). Considering that the Wacker-type oxidation did not proceed in DMA/H2O solvent (Table 1, entry 13), the results clearly indicate that Ir(EtBnS)-Cu is formed only in net water, which is a key finding of this work.
Scheme 1 Schematic representation of Ir(EtBnS)-Cu formation from the reaction between Ir(H)-Cu and StyreneS in water. |
Since metal-hydroperoxide (M–OOH) species have so far been proposed as intermediates in olefin oxidations to produce corresponding ketones using late-transition metal catalysts, we have employed H2O2 as an oxidant instead of O2 and HCOOH to examine the selective oxidation of StyreneS by 1.42–45 Remarkably, AcetophS was not produced in the oxidation of StyreneS when using H2O2 in the place of O2 and HCOOH (Table S2†). Therefore, we conclude that the oxidation of StyreneS performed by 1 involved the formation of Ir(EtBnS)-Cu generated by the reaction between Ir(H)-Cu and StyreneS through olefin insertion into an IrIII–H bond instead of an Ir–OOH species.
In order to further support the formation of Ir(EtBnS)-Cu, we conducted theoretical calculations on the optimized structures of Ir(EtBnS)-Cu (Fig. 3). The calculations showed a clear π–π interaction occurring between the benzene ring of StyreneS and the bpp ligand (ca. 3.1 Å) in Ir(EtBnS)-Cu (Fig. 3a).46 This hydrophobic π–π interaction corroborates the hypothesis of an important water solvent contribution to the driving force for the formation of Ir-alkyl species. The energy of the hydrophobic π–π interaction of Ir(EtBnS)-Cu was roughly estimated to be 32.3 kcal mol−1 by the energy difference between single-point calculations at the UB3LYP and UB3LYP-D3BJ levels of theory (see ESI† for details on the computation of this energy). It should be noted that the energy values relative to the π–π interactions can be overestimated by the calculations and, thus, they should be taken into account for a qualitative rather than a quantitative analysis. The results from our TD-DFT calculations also indicate that the oscillator strength of Ir(EnBnS)-Cu exhibits good consistency in the region of the observed absorption band at 405 nm, which can be assigned to the metal-to-ligand charge transfer (MLCT) band from dπ orbitals of IrIII (208A, 209A, 207B and 208B) to a π* orbitals of bpp and dipic ligands (211A and 211B) (Fig. 3b and c).
A π–π stacking of aromatic substrates with catalysts as a pre-equilibrium process has been proposed before.47 The occurrence of the π–π interaction between substrates and the bpp ligand of 1 was demonstrated experimentally by oxidation of other terminal olefins with/without an aromatic ring including 4-vinylbenzoic acid, 4-vinylpyridine, allylphenylethersulfonate and allylsulfonate (Table 2); only the substrates having a vinyl group next to the aromatic ring were oxidized by 1 to produce the corresponding methyl ketones. Although the allylphenylether derivative can in principle engage in a π–π interaction with Ir(H)-Cu as StyreneS, the vinyl group lies too far from the Ir–H bond as a reactive site in this situation. The substrate limitation observed clearly reflects the requirement for a hydrophobic π–π interaction between the substrate aromatic rings and 1 in water, shedding light on the mechanism of this reaction.
Substrates | Products | Yield, % | TON |
---|---|---|---|
a Conditions: [1] = 0.10 mM, [3] = 5.0 mM, solvent: 0.60 M formate buffer ([HCOOH]:[HCOONa] = 3:1) in D2O (1.0 mL), [substrate] = 0.10 M, reaction temp.: 70 °C. Reaction time: 24 h. Under air. Yield (%) = 100 × ([product]/[StyreneS]), TON = [product]/[cat.]. | |||
58 | 580 | ||
3 | 33 | ||
17 | 169 | ||
n.d. | n/a | ||
n.d. | n/a |
In order to gain more insights into the formation of Ir(EtBnS)-Cu, we performed kinetic studies under Ar, as shown in Fig. 4. The absorption spectral changes observed at 405 nm, derived from Ir(EtBnS)-Cu, were analysed based on pseudo-first-order kinetics, which exhibited an apparent rate constant (kobs) of 3.7 × 10−4 s−1 (Fig. 4a). The kobs (s−1) obtained was plotted against the StyreneS concentrations and the kinetics exhibited a saturation behaviour (Fig. 4b). Both the first-order rate constant (kH1) and the equilibrium constant (KH) were determined to be 4.7 × 10−4 s−1 and 3.6 × 10 M−1, respectively, based on a pre-equilibrium between the benzene ring of StyreneS and the bpp ligand (Fig. 4c). The π–π stacked structure of the adduct (Ir(H)-Cu|||StyreneS) was obtained from DFT calculations (Fig. S9†) and the stabilization energy derived from the π–π interaction was roughly estimated to be 23.1 kcal mol−1. The use of D2O as a solvent gave kD1 and KD values of 3.5 × 10−4 s−1 and 3.7 × 10 M−1, respectively, and the kinetic isotope effect (KIE, kH1/kD1) was determined to be 1.4. On the other hand, KH/KD was determined to be 1.0, indicating no isotope effect on the pre-equilibrium between the Ir–H species and StyreneS. Considering that the iridium-hydride species undergoes H/D exchange with the solvent as evidenced previously,37 the KIE of kH1/kD1 indicates that the olefin insertion into the Ir–H bond is involved in the rate-determining step (R. D. S.).
In comparison to the StyreneS oxidation performed by 1, complex 4 showed no reactivity with the same substrates despite the formation of the iridium-alkyl complex (Ir(EtBnS)-Mebpp), which was observed by ESI-TOF-MS measurements (Fig. S10†). The difference in reactivity between Ir(EtBnS)-Cu and Ir(EtBnS)-Mebpp was evaluated by conducting electrochemical measurements on 1 and 4 in formate buffer in the presence of StyreneS. The oxidation waves of Ir(EtBnS)-Cu and Ir(EtBnS)-Mebpp were observed at +0.34 V and +0.82 V (vs. Ag/AgCl), respectively (Fig. S11†), indicating that Ir(EtBnS)-Cu is readily oxidized compared to Ir(EtBnS)-Mebpp. Metal-alkyl species with a lower ionization potential (i.e. negative redox potential) have been reported to exhibit fast O2 insertion into a metal–carbon bond without changing metal valency.48 Thus, the negative redox potential of Ir(EtBnS)-Cu explains its higher reactivity toward O2 insertion, as compared to that of Ir(EtBnS)-Mebpp, without involving a redox event of the Ir(III/IV) center.
As the bpp ligand bears a formal negative charge in complex 1 while it is neutral in complex 4, the charge difference could offer a possible explanation for the negative shift in redox potentials observed between the π–π interacting complexes Ir(EtBnS)-Cu and Ir(EtBnS)-Mebpp. To understand the role of the Cu(II) center and the difference in electronic properties, we have postulated the Ir(EtBnS)-bpp species by removing the Cu(II)-dipic moiety from Ir(EtBnS)-Cu and conducted DFT calculations on Ir(EtBnS)-Cu and Ir(EtBnS)-bpp (both have the same charge) as shown in Fig. S12 and Table S3.† Virtually no difference in the Mülliken charges have been found on both the ligands and the iridium center (Table S3†). It is notable that the O2 insertion into iridium-alkyl complexes occurs only when copper(II) is present in the moiety. Although the Ir-bpp complex, which is the deprotonated form of 2, cannot form under the acidic catalytic conditions, it is stabilized by the presence of the Cu(II) moiety in 1. The Cu(II) center would help to modulate the electronic properties of the Ir(EtBnS)-Cu intermediate, allowing a more favorable O2 insertion in contrast to Ir(EtBnS)-Mebpp by lowering the redox potential. It should be noted that our DFT calculations were carried out only for the olefin insertion step to form Ir(EtBnS)-Cu.; thus, a possible influence of electronic effects derived from Cu(II) in other steps of the catalytic cycle cannot be ruled out.
On the basis of the combined experimental and theoretical evidence, the catalytic cycle of the dioxygen-coupled oxidation of terminal olefins performed by 1 is proposed as shown in Scheme 2. First of all, the Ir–hydride complex (Ir(H)-Cu), generated by the reaction of 1 and formate, forms an adduct (Ir(H)-Cu|||StyreneS) due to a π–π interaction between the substrate aromatic rings and the bpp ligand, in a pre-equilibrium process. An iridium-alkyl complex (Ir(EtBnS)-Cu) is then formed by the insertion of the terminal olefin in the Ir–H bond as the R. D. S. of the catalytic cycle. Molecular oxygen inserts into the IrIII-alkyl bond to produce a putative iridium-alkylperoxo complex (Ir(OOEtBnS)-Cu). Finally, the heterolysis of the O–O bond gives the corresponding methyl ketone and the initial Ir(H)-Cu complex is regenerated from formic acid. The metal-alkylperoxido species formed by the O2 insertion into the metal-alkyl bond has been previously reported49,50 and was also proposed as a reaction intermediate in Wacker-type oxidations of olefins.31,32 The DFT-optimized structure and the electronic properties of Ir(OOEtBnS)-Cu are shown in Fig. S13 and Table S4.† According to the TD-DFT calculations performed on Ir(OOEtBnS)-Cu, a characteristic oscillator strength was observed at 434.47 nm. On the other hand, no absorption growth around 434 nm was experimentally observed in the reaction of Ir(EtBnS)-Cu and O2 due to the fast cleavage of an O–O bond in Ir(OOEtBnS)-Cu to produce AcetophS.51 In addition, Ir(EtBnS)-Cu was not observed in the UV-vis spectral changes of the reaction solution under air, but Ir(H)-Cu (Fig. S14†). The results are consistent with the observation that the R. D. S. of the catalytic cycle under air is the olefin insertion into Ir(H)-Cu.
Abs = Abs0 + ΔAbs (1 − exp(−kobs/t)) | (1) |
kobs = k1K[StyreneS]/(1 + K[StyreneS]). | (2) |
Footnote |
† Electronic supplementary information (ESI) available: NMR and UV-vis absorption spectra, electrochemical measurements, table and Cartesian coordinates of Ir–Cu species. See DOI: 10.1039/d0sc06634f |
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