Jinhui
Hu
a,
Luis A.
Pérez
*a,
Juan Luis
Garcia-Pomar
b,
Agustín
Mihi
a,
Miquel
Garriga
a,
M. Isabel
Alonso
a and
Alejandro R.
Goñi
*ac
aInstitut de Ciència de Materials de Barcelona, ICMAB-CSIC, Campus UAB, 08193 Bellaterra, Spain. E-mail: lperez@icmab.es; goni@icmab.es
bINL-International Iberian Nanotechnology Laboratory, Av. Mestre José Veiga s/n, 4715-330 Braga, Portugal
cICREA, Passeig Lluís Companys 23, 08010 Barcelona, Spain
First published on 25th January 2022
The transparency of silicon in the infrared region enables the design of nano/microstructures for implementation in devices to harvest the infrared (IR) part of the solar spectrum. Herein we report a strategy that uses arrays of inverted silicon pyramids covered with a thin gold film, which exhibit substantial light absorption in the infrared spectral range (below the gap of Si). The absorption stems from the resonant excitation at infrared wavelengths of surface-plasmon polaritons at the metal/dielectric interface mainly by tuning size and separation of the inverted pyramids. The array-parameter optimization proceeded by iteration of the calculation and measurement of the infrared response using finite difference time-domain simulations and Fourier-transform IR spectroscopy, respectively. We analyse the calculated near-field distributions specifically looking for the presence of hot spots, i.e. nano-sized regions of very high concentration of the electronic charge and strong electromagnetic field enhancement, and discuss their potential for hot-electron generation. We show two fabrication routes for this kind of metal/silicon metamaterial either by photolithography or scalable nanoimprint techniques for a seamless integration in optoelectronic fabrication processes.
The excellent concentration and light manipulation properties of surface plasmons can be further enhanced by nanostructuring of the metal/semiconductor system.6,13,14 In this respect, silicon offers a fairly simple opportunity for its texturing in the form of both inverted and upright square pyramids, due to the strong anisotropy in the etching speed along different crystallographic planes, when KOH is used as etcher. This kind of nanostructuration of the metal–silicon interfaces has already been used to enhance the performance of Si solar cells.15–18 Furthermore, inverted Si pyramid arrays have been successfully implemented as surface enhanced Raman scattering (SERS) substrates, either directly19 or by serving as template for the preparation of upright bulk metallic pyramids20 or pyramidal arrays made of perfectly piled gold nanoparticles.21 For the purpose of this work, however, the ansatz of implementing both types of pyramids, covered with different metals (Au, Al and Cu), in internal-photoemission detectors is of great interest. In fact, promising responsivity figures of merit have been already reported for the NIR wavelength range (ca. 1–2.7 μm).22–25
In this work, we propose a strategy for harvesting NIR sunlight based on the fabrication of silicon inverted-pyramid arrays covered with thin Au films. The textured structures are obtained either by scalable soft nanoimprint lithography (sub-micron size pyramids) or conventional photolithography (few micron-size pyramids), subsequent wet KOH etching and thermal Au deposition. A germanium layer deposited onto the Si wafer by molecular-beam epitaxy (MBE) serves as hard mask in the fabrication process of nano/micro-scale inverted pyramids due to its easy dissolution in hydrogen peroxide (H2O2) but high resilience against KOH. Here we show the complete results for two representative pyramid sizes of each size class. By illumination from the semiconductor side with NIR light (wavelengths between 1 and 2.5 microns), surface-plasmon polaritons can be excited at the Au/Si nanostructured interface, leading to well-defined absorption bands in the NIR transmission spectra and the converse features in reflectance. The calculated near-field distributions for the observed surface-plasmon resonances indicate the existence of hot spots along the contour of the pyramids, where the electromagnetic field intensity becomes strongly enhanced (up to two orders of magnitude, depending on pyramid size) with field vector components perpendicular to the pyramid facets. Similar to the lightning-rod effect, all of these factors are predicted to be crucial for photocurrent generation in plasmonic nanostructures.13,14 This allows us to foresee great potential for Au/Si pyramidal arrays for the generation of hot-carrier photocurrents by internal photoemission for energy harvesting applications or photodetectors with improved sensitivity in the infrared.
A single inverted pyramid was set as the unit cell for the simulations (see Fig. S2 of the ESI†) using periodic boundary conditions (PBC) along the x and y axes and perfectly matched layer conditions along the z-axis. The pyramid and the surrounding medium were divided into a mesh for computing the finite differences. A variable mesh-size method with a minimum element size of 4 nm was adopted to save computational time and resources. For microscale pyramids, hence, the smallest mesh size was 20 nm.
Before discussing the optical properties of the inverted-pyramids, we show the results of a pre-screening of some array parameters, performed for sub-micron size pyramids in view of the computational cost of the FDTD calculations. For a given pyramid size the lattice parameter LP or pitch is crucial for the tuning of the optical response of the array. Fig. 4 shows contour plots of the normalized absorption, calculated as a function of the incident wavelength and the lattice parameter LP, for an array of inverted pyramids with L = 500 nm covered with a 50 nm thick Au layer. It is instructive to analyse first the results of Fig. 4 in more detail. For a given lattice parameter the normalized absorption exhibits a series of maxima which correspond to the different plasmon polaritons excited by the incident (white) light. From the evolution of the different maxima with increasing LP we can clearly distinguish between two types of plasmon polaritons.31 The ones exhibiting a clear dispersion are called Bragg modes and correspond to propagating extended modes with strong photonic character. In contrast, the dispersionless modes (vertical lines in the LP versus wavelength plot) are called Mie modes and correspond to strongly localized modes. From the plot on Fig. 4 it is clear that for any lattice parameter there is always certain degree of mixing between Mie and Bragg modes. As shown below, this has an impact on the plasmonic/photonic character of the near field associated with the different polariton modes.
Fig. 4 Contour plots of the normalized absorption as a function of the incident wavelength and the lattice parameter LP for an array of inverted pyramids with L = 500 nm covered with 50 nm of gold. |
Regarding the dependence of the absorption on the array lattice parameter LP, we infer from the plot of Fig. 4 that the resonances quickly loose intensity with increasing LP values. This is a consequence of the obvious fact that with increasing array pitch but constant pyramid size the ratio between patterned/flat areas also decreases. We have thereafter fabricated arrays with lattice parameters only 10% to 20% larger than the pyramid base size. In Fig. S3 of the ESI,† we also show the pre-screening of the gold layer thickness. The result is again straightforward: with increasing Au thickness light absorption increases rapidly from zero to a saturation value, reached above a thickness of ca. 30 nm. Consequently, we deposited routinely 50 nm of gold, so as to obtain smooth, strongly-absorbing Au layers.
Fig. 5 shows reflectance spectra measured in the NIR range (1000 to 2500 nm) of a small-pyramid array (L = 470 nm, LP = 590 nm) before and after its coating with Au. The light, incident from the substrate side (indicated by its wave vector k), was either unpolarised or linearly polarized perpendicular to two pyramid facets (denoted as 0°) or along two pyramid diagonals (denoted as 45°), as depicted in Fig. 2. For bare inverted pyramids without Au film, the overall reflectance for unpolarised light (black curve) is roughly featureless, ranging from 37–48%. In contrast, the thin gold layer has large impact on the optical response of the array (red, blue, green curves). From 1000 to 2000 nm the reflectance baseline decreases to less than 30%, but exhibiting a prominent broad peak at about 1600 nm. Above 2000 nm, the reflectance suddenly jumps to a constant value of ca. 56%. This edge-like profile arises from an optical phenomenon known as Rayleigh anomaly (RA), which is associated with light diffracted parallel to the surface of the regular array, acting as a grating.32 The lowest order RA occurs at a wavelength given by:
λRA = nSi·LP, | (1) |
Interestingly, the results of Fig. 5 also indicate that the far-field optical response of the inverted pyramid array is fairly insensitive to the degree of polarization of the incident light. All three curves (red, blue, green) of the Au-coated array fall essentially on top of each other, having only qualitatively insignificant differences. This is simply due to the perfect square symmetry of the pyramidal array, which makes all three cases (unpolarized, 0° and 45° linear polarization) equivalent from the point of view of the (vectorial, time averaged) electromagnetic field distributions. In fact, linearly polarized light at 0° can always be decomposed into two equal 45° components and, viceversa, light linearly polarized along the pyramid diagonals can be decomposed into two equal 0° components. The unpolarized case is just the combination of both linear polarizations.
The results for the optical response of the fabricated structures are summarized in Fig. 6, where we show the measured and calculated normalized absorbance in the NIR spectral range from 1000 to 2500 nm for two representative examples: An array with small (L = 470 nm, LP = 590 nm) and one with large (L = 4.1 μm, LP = 6.0 μm) inverted-pyramids covered or not with gold. The absorbance is directly obtained from the normalized reflectance (R) and transmittance (T), computed as A = 1 − R − T. We first point out that the agreement between experiment and theory is very satisfactory, qualitatively as well as quantitatively. In both cases, the introduction of the Au film leads to a strong increase in absorbance in the whole infrared region. For the small gold-covered inverted pyramids the overall measured absorbance is close to 80% for wavelengths below that of the Rayleigh anomaly. The two wavelengths, 1290 and 1950 nm, where the normalized absorbance reaches unity in the calculated response (see Fig. 6a), correspond to the excitation of strong plasmon-polariton resonances. The corresponding near-field distributions are discussed below. For the large pyramids, the addition of the Au layer also causes an increase of the absorbance, though the effect is moderate in comparison with the small pyramids. The average absorbance thus increases from ca. 25% to 40%. Since the transmittance is nearly zero, this means that much of the light in the NIR range is reflected by the large, microns-size pyramids (about 60% of the light in average). We point out that after eqn (1) the Rayleigh anomaly is expected for the large pyramid array to occur at around 20 μm. This wavelength obviously falls outside the spectral range of our experiments. Hence, resonances associated with the various maxima observed in the spectra of Fig. 6b correspond to propagating Bragg photon-like polaritons. In general, for these large sizes and due to the very high refractive index of Si, the texturing of the Au/Si interface is not effective for IR light absorption, working the array as a reflection grating.
Regarding the comparison between experiment and the numerical FDTD simulations, a clarification should be made. Whereas in the case of small pyramids the good agreement is almost for free, for large pyramids a special treatment of the theoretical data is required. We recall that the reflection experiments were carried out at normal incidence from the Si substrate side. Most of the light is then back-reflected from the textured Au/Si bottom interface. For large pyramids the onset of diffraction occurs at λRA ∼ 20 μm, thus, in the NIR range from 1 to 2.5 μm a substantial portion of the light will be diffracted into higher orders. The propagation direction of these high-index modes forms large angles with respect to the substrate normal. Due to the large refractive index of Si, most of these higher-order modes undergo total reflection at the top Si/air interface and, hence, they cannot be detected. In addition, the small numerical aperture of the microscope objective used in the experiments ends up further restricting the collection of light to the zeroth order. As a consequence, we have written a script to pick up only the zeroth order contribution to the reflectance out of the FDTD simulations (see ESI† for a link to the script). In this way, we are able to attain reasonably good agreement between theory and experiment for micron-size pyramids, for example, as shown in Fig. 6b. For submicron-size pyramids the zeroth order dominates the reflectance of the Au/Si inverted pyramid array, hence, no special treatment of the simulations is required.
Before discussing the near-field properties of the pyramidal arrays, it is instructive to revise the state of the art regarding the best possible conditions for hot-electron generation. In particular, we would like to bring to the fore the tight relation that exists between plasmon-resonance hot spots and hot-electron emission. For clarity, the discussion is based on a concrete example of a hot-electron device like the one depicted in Fig. S4 of the ESI.† The physical picture where the energy of the incident photon is entirely transferred to a single electron, which is ejected from the metal, holds only for the photoelectric effect with UV photons but certainly not for plasmon-resonance driven processes with photons in the NIR spectral range. In the latter case, when the photon excites a plasmon-polariton mode, its energy is distributed among a significant fraction of hot electrons, all having energies close to the Fermi energy.6,8 This is one of the main drawbacks of this kind of devices because most of the photoexcited hot carriers would not have enough energy to pass across the Schottky barrier (see Fig. S4, ESI†). There is, however, a way to circumvent this problem through quantum confinement. At the nanoscale, energy quantization effects cause the spreading of the electronic density of states, such that the energies of hot carriers after photoexcitation of the plasmon can be larger than the barrier height. This has been shown, for example, by computing the non-equilibrium plasmonic electron distributions of gold slabs, spheres and cubes embedded in Si6 or water13 with different sizes. For slab thicknesses below 30 nm a strong increase in the average efficiency of electron injection is observed6 and, for a similar (linear) size of 5 nm, the total number of excited electrons increases by two or three orders of magnitude each time the shape changes from slab to sphere and from sphere to cube.13
Another key issue for the generation and injection of hot electrons is the lightning-rod effect related to the enormous electrical field enhancements that occur when free charge is spatially concentrated in nano-sized regions. In fact, a comprehensive theoretical analysis of the hot-electron injection from metallic (Ag) nanostructures of different shapes into a semiconductor (TiO2) with a similar band schema, as the one sketched in Fig. S4b of the ESI,† shows that large field enhancement factors up to ca. 100 can be achieved in the NIR-visible spectral range for silver nanorods of large aspect ratio (length = 20 nm, diameter = 6 nm).33 Moreover, the generation rate of hot electrons is shown to be proportional to the square of the field enhancement factor.33 However, the best example of the importance of hot spots for hot-electron generation is probably the work of Sousa-Castillo et al.,14 where it is shown how to boost the photocatalytic activity of TiO2 nanoparticles by decoration of gold nanostars (best case scenario) with the titania nanoparticles themselves. The effect is ascribed to the ability of nanostars to locally create large electromagnetic field enhancements around their spikes, when illuminated with solar light, leading to strongly incremented hot-electron populations at the metal–semiconductor interfaces. The authors even suggest describing this photocatalytic regime as driven by plasmonic hot spots.14
Hence, in order to elucidate the potential of a given plasmon–polariton resonance for generating hot electrons by internal photoemission, we have analysed the spatial distribution of the near electromagnetic field, searching for hot spots. Such a distribution is obtained as the integrated response over the entire duration of the FDTD simulation. Calculations were carried out for certain special wavelengths using different planar monitors, corresponding to cross sections along pyramid facets (0°) or pyramid diagonals (45°) with light either S- or P-polarized (perpendicular or parallel, respectively) with respect to the corresponding monitor plane. Whereas the polarization turned out to be irrelevant for the far field, it is crucial for the local variations of the near field, the latter depending strongly on the plasmonic character of the polariton being excited.
Fig. 7 shows the results of FDTD simulations as far as the near field is concerned, carried out for the same small pyramid array, whose far-field response was calculated previously, and for two special wavelengths, 1290 and 1950 nm, where the calculated reflectance reaches unity (see Fig. 6a). As illustrated by the contour plots of Fig. 7, for small pyramids the enhancement of the intensity of the electric-field component (|E|2/|E0|2) for P-polarized light at the two selected wavelengths peaks mainly at different points in the very vicinity of the Au/Si interface. This is clear indication of the strong plasmonic character of these resonant modes, at least of its P-polarized component. Whereas for the 0° monitor the E-field intensity enhancement is typically greater than a factor ten, for the 45° monitor the enhancements can reach up to two orders of magnitude. In contrast, for S-polarized light (perpendicular to the plane of the monitors) the electromagnetic field is concentrated in regions close to the pyramid facets and tip but clearly separated from the Au/Si interfaces, as depicted in Fig. S5 of the ESI.† This is evidence of an outspoken photonic character of the S-polarized component; the maximum intensity enhancement remaining always below one order of magnitude.
From the point of view of the possible application for the generation and injection of hot electrons into the semiconductor, it is clear that the S-polarized components are useless. In contrast, the near fields associated with the P-polarized components present two key features. On the one hand, they produce large concentrations of charges at points or localized regions right on the surface of the inverted pyramids, the so-called hot spots, which produce extremely high electric fields. On the other hand, the electric-field vectors are perpendicular to the metal surface at the hot spots. This can be visualized in Fig. S6 of the ESI,† where we overlay the electric-field vectors to the intensity contour plots of Fig. 7 for the 0° monitor. As discussed before, both hot-spot features are instrumental for obtaining high hot-electron photocurrents in metallic nanostructures.13,14 An inspection of the field lines obtained from the FDTD calculations reveals that the hot spots on each facet correspond to the end-point charges of a sort of electrical dipole, oscillating with the same frequency of the incident light. Furthermore, the two dipoles in confronted facets are by symmetry in exact opposition. The sketch in Fig. 7a illustrates the disposition of both induced dipoles. The effective net charge at each end of the dipoles or the charge separation might vary for different modes (wavelengths) and different monitors but for pyramid of this size we always find that NIR light induces two dipoles in opposition on the pyramid facets. This has an important consequence for the spatial distribution of hot spots. In particular, this explains why, contrary to intuition, the pyramid tip is never a hot spot. The reason is that the electric fields generated by each but opposite dipole exactly cancel each other at the pyramid tip.
For large, microns-size pyramids their potential for hot-electron generation is less encouraging. Fig. S7 of the ESI† displays the contour plots of the electric-field intensity of an array of large pyramids (L = 4.1 μm, LP = 6.0 μm) at two resonant wavelengths of 1450 and 1760 nm for both P and S-polarized NIR light with respect to a 0° monitor. The field-intensity distribution reveals that these modes possess mainly photonic character, i.e. they are Bragg-like modes. Except for a few moderately intense hot spots for P-polarization at 1450 nm, all other field enhancements occur away from the metal surface in the space between the pyramids inside the silicon. The hot spots, however, now correspond to the end points of a series of dipoles aligned in head-to-tail manner along the pyramid facets.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/d1ma01237a |
This journal is © The Royal Society of Chemistry 2022 |