J.
Eeckhoudt
a,
T.
Bettens
a,
P.
Geerlings
a,
R.
Cammi
b,
B.
Chen
cd,
M.
Alonso
a and
F.
De Proft
*a
aGeneral Chemistry Department (ALGC), Vrije Universiteit Brussel (VUB), Brussels, Belgium. E-mail: fdeprof@vub.be
bDepartment of Chemical Science, Life Science and Environmental Sustainability, University of Parma, Parma, Italy
cDonostia International Physics Center, Donostia-San Sebastian, Spain
dIKERBASQUE, Basque Foundation for Science, Plaza Euskadi 5, 48009 Bilbao, Spain
First published on 15th July 2022
High pressure chemistry offers the chemical community a range of possibilities to control chemical reactivity, develop new materials and fine-tune chemical properties. Despite the large changes that extreme pressure brings to the table, the field has mainly been restricted to the effects of volume changes and thermodynamics with less attention devoted to electronic effects at the molecular scale. This paper combines the conceptual DFT framework for analyzing chemical reactivity with the XP-PCM method for simulating pressures in the GPa range. Starting from the new derivatives of the energy with respect to external pressure, an electronic atomic volume and an atomic compressibility are found, comparable to their enthalpy analogues, respectively. The corresponding radii correlate well with major known sets of this quantity. The ionization potential and electron affinity are both found to decrease with pressure using two different methods. For the electronegativity and chemical hardness, a decreasing and increasing trend is obtained, respectively, and an electronic volume-based argument is proposed to rationalize the observed periodic trends. The cube of the softness is found to correlate well with the polarizability, both decreasing under pressure, while the interpretation of the electrophilicity becomes ambiguous at extreme pressures. Regarding the electron density, the radial distribution function shows a clear concentration of the electron density towards the inner region of the atom and periodic trends can be found in the density using the Carbó quantum similarity index and the Kullback–Leibler information deficiency. Overall, the extension of the CDFT framework with pressure yields clear periodic patterns.
In the 19th century, the research into high pressure chemistry commenced with studies of the compressibility and dilatability of gases.1–3 At ambient conditions, the effects of pressure on chemical reactivity are rather limited to the influence on reaction equilibria and phase transition temperatures. An example of the importance of pressure in controlling reaction equilibria is the famous Haber–Bosch process for ammonia synthesis discovered in 1909.4 As pressure increases further, non-covalent interactions, which are very important for biological systems and in biotechnology, are impacted first.5–9 Apart from the reaction equilibrium, the reaction rate can be controlled depending on the so-called volume of activation.10–13 In the context of organic chemistry, new reaction modes become available, offering increased selectivity and a measure of stereocontrol.10,14–17 Still mostly below 10 GPa, a severe reduction of the volume occurs as the van der Waals space is squeezed out.18–20 At extreme pressures, new crystalline phases of known materials have been discovered, providing access to new materials with extraordinary electrical, magnetic and optical properties.20–22 Generally, bonds strengthen and coordination numbers rise as the pressure increases and each electronic energy level is influenced to a different extent, possibly resulting in a redistribution of electrons over the shell structure.18–20,23 Finally, at the highest currently achievable pressures in a laboratory experiment, metallization is expected to occur for all compounds due to the forced overlap of orbitals (e.g. at approximately 450 GPa for hydrogen) and even the spherical symmetry of atoms can be broken to obtain a more efficient stacking.19,20,24–26
To investigate the extreme pressure regime in the gigapascal range, several techniques have been developed both on the experimental and theoretical level. Already in 1905, the Nobel Laureate in Physics P. W. Bridgeman built the first Bridgeman press, an innovative machine capable of reaching pressures up to 100 GPa.27 A next generation of high pressure devices comprises Diamond Anvil Cells (DACs), which utilize flattened diamond tips to attain even higher pressures.28–30 Finally, shockwave compression technology is mentioned as a technique originating from the aeronautics sector using detonations, kinetic impacts or lasers to generate fast releases of energy and is currently being applied for investigations of reaction kinetics and equations of state.31,32
Apart from these experimental achievements, several theoretical techniques have been developed to model chemistry at extreme pressures at the molecular level, focusing on the influence of pressure on structural and spectroscopic properties. Because pressure cannot be explicitly defined on a single molecule, pressure does not enter the Hamiltonian operator directly and different approaches have been proposed to tackle various aspects of the high pressure effects. While still ongoing, basic confinement models that place atoms and molecules in hard and soft confining potentials were historically the first steps in simulating high pressure conditions.33–35 Next, developments in Molecular Dynamics (MD) simulations allowed the modelling of extended systems under pressure. These simulations employ some type of barostat to maintain the desired pressure throughout the simulation e.g. by changing the system volume.36–39 While this type of simulations is widely applied to investigate systems at high pressure, they are computationally demanding, especially when combined with ab initio calculations. Another series of models to simulate pressure focusses on the geometric effects of external pressure through the application of a force on all nuclei towards the geometric centroid. Examples of these models include the Generalized Force Mediated Potential Energy Surface (G-FMPES) and the Hydrostatic Compression Force Field (HCFF).40,41 Other models applicable to single molecules also exist which do take the compression of the electronic cloud into account. One model places the system of interest inside a helium supercell that is constraint to pressure specific dimensions of a pure helium lattice.42 The Gaussians On Surface Tesserae Simulate Hydrostatic Pressure (GOSTSHYP) model simulates pressure by placing repulsive Gaussian potentials on a molecular surface to generate an inward, compressing force.43 Finally, the eXtreme Pressure Polarizable Continuum Model (XP-PCM), introduced by one of the present authors, confines the system inside a molecular cavity and transfers pressure to the system through a repulsive Pauli potential outside of the cavity.44 This model has been applied to a wide range of chemical problems for molecules under pressure, including the calculation and interpretation of the activation volume in chemical reactions,13,45 the change in vibrational frequencies46,47 and electronic excitations,48 and other electronic properties49 induced by pressure.
This variety of experimental and theoretical techniques has allowed access to new materials exhibiting extreme and tunable properties. A number of NaxCly phases have been found, for example, through the combination of theoretical and DAC experiments50 and a LiHn metal has been predicted at a fraction of the metallization pressure of pure hydrogen.51 Additionally, super hard materials have been identified as available through high pressure synthesis, naming for example certain borides52 and monoclinic carbon.53,54
The field of superconductivity has greatly benefited from the advancements in high pressure chemistry with the identification of a range of metallic hydrides55–58 and hydrogen sulfide59 as superconductors at extreme pressure. Finally, noble gases are mentioned as potential components of stable compounds at high pressure, krypton and xenon taking the lead in this regard, since Bartlett et al. synthesized the first noble gas compounds, including a compound of xenon and hexafluoro platinum, Xe[PtF6]x (1 ≤ x ≤ 2), in 1962.60–62
In the present work, the aforementioned XP-PCM technique is used for extending the conceptual density functional theory (conceptual DFT) framework to include the effect of pressure on atomic systems. Conceptual DFT is a branch of DFT,63 which emerged under the impetus of R. G. Parr at the end of the 1970s,64 with the aim of giving precision to widely used but often vaguely defined quantities used to characterize the electronic properties of atoms and molecules and their role in describing chemical reactivity.65–68 Well known examples are Mulliken's electronegativity69 and Pearson's hardness.70 The basic idea is to formulate these quantities as response functions of the energy E with respect to perturbations in the number of electrons N and/or the external potential v(), the typical perturbations at stake in a chemical reaction.65–68 Written as partial derivatives of the type , their global (-independent), local (-dependent) and non-local (1, 2, … dependent) character can be discerned. In recent years, extensions of the functional E = E[N,v], the basic functional considered in the early conceptual DFT years, were at stake with spin,71 temperature,72 external electric,73 magnetic fields,74 and even mechanical forces75,76 and confinement.35,77,78 This endeavor was incited to cope with the ever-increasing diversity in reaction conditions that nowadays can be realized in the laboratory. Pressure, however, has not been explicitly included yet, though confinement can be considered as a forerunner. The present work aims at extending conceptual DFT and exploring the pressure dependence of conceptual DFT quantities such as the Mulliken electronegativity, hardness, electrophilicity and the density itself. The selected test systems are the main group atoms from hydrogen to krypton. In this sense, the present study can be perceived as an extension of the recent work by Rahm et al.79 on the influence of pressure on the Allen scale of electronegativity throughout the periodic table, which is to the best of our knowledge, together with the work of Cammi on the influence of pressure on electron densities44,80 and a very recent paper on electronegativity and hardness under pressure by Dong et al.81 which came out during the review process of the current work, the only study in the field hitherto.
The structure of the paper is as follows; first the traditional conceptual DFT is extended to include pressure with the introduction of two new global response functions involving only derivations with respect to pressure . Next, the response of traditional conceptual DFT global reactivity indices with respect to pressure are examined starting from the ionization potential and the electron affinity, being the basic ingredients in the mathematical definition of the reactivity indices (vide infra). The electronegativity, chemical hardness and electrophilicity are considered, leading to conceptual DFT reactivity descriptors of the mixed type . Finally, the pressure dependence of the first-order local descriptor, the electron density, is investigated by means of the radial distribution function, the Carbó similarity index and the Kullback–Leibler information deficiency.
(1) |
One of the oldest reactivity descriptors is the electronegativity, for which Pauling's definition proposed in 1932 was dominant for decades.82 This quantity can be retrieved in conceptual DFT as the negative of the first-order derivative of the energy with respect to the number of electrons N, resulting in an expression analogous to Mulliken's definition of the electronegativity69χ, widely used today (eqn (2)). The exact nature of the relationship between the energy E and the number of electrons N is a series of straight lines which are interconnected at integer values of N.83 This results in the existence of two one-sided derivatives at N = N0, being equal to the negative of the ionization potential and the electron affinity for the left- and right-handed derivatives and , respectively. However, when a quadratic function is used to model E(N), the derivative can be found according to the formula in eqn (2), bearing a striking resemblance to the Mulliken scale for electronegativity.64
(2) |
(3) |
A different scheme for a Taylor expansion considers the grand canonical potential Ω[μ,v] rather than the energy functional. Instead of the hardness, one finds the softness S as the second-order global derivative in casu with respect to the chemical potential.85 This quantity is equal to the inverse of the hardness at a temperature of zero Kelvin and carries similar information as the hardness. Additionally, its cube has been empirically correlated to the polarizability α of the system.86–91 A final global descriptor of chemical reactivity derived from conceptual DFT response functions is the electrophilicity index ω.92,93 This quantity denotes the ability of a system to accept charge when immersed into an infinite, idealized, zero temperature free electron sea. The resulting energy stabilization is the electrophilicity index, given in eqn (4).
(4) |
As mentioned above, in recent years, additional variables have been introduced in the E[N,v] functional. These new variables (e.g. electric field, magnetic field) lead to additional terms in the Taylor expansion (eqn (1)) of the form , involving new response functions. In the case of pressure its influence on the energy and the conventional DFT descriptors χ, η, … gives rise to phenomenological coefficients, new response functions providing valuable information on the change in reactivity when the pressure is altered.
Contrary to the derivatives with respect to the number of electrons only, derivatives with respect to the external potential v() and related mixed derivatives are dependent on and are thus local descriptors. Using a perturbational approach, the first derivative of the energy with respect to v() can be shown to be equal to the electron density ρ() itself.65–67 This density is not only the core variable in DFT, but is a key ingredient in analyzing chemical reactivity and its dependence on the external pressure will be discussed herein. Since this descriptor retains three variables due to its spatial dependence, a number of schemes can be applied to further condense this information. The Radial Distribution Function (RDF), for example, provides the evolution of the density as a function of the distance from a reference point (e.g. the nucleus in the case of atoms) and can be obtained using eqn (5).
(5) |
To further condense this information and transition to a quantitative analysis, specific indices to compare electron densities can be applied. In the 1980s, Carbó et al. suggested a general approach for quantifying the so-called quantum similarity between two distributions.94 From this approach, a simple expression for comparing the distributions of two systems, here electron densities, can be obtained, resulting in an overlap-like Quantum Similarity Measure (QSM) (eqn (6)). To normalize this result, eqn (7) can be used, resulting in the quantum similarity index (QSI), quantifying the similarity between two distributions A and B, comprised between 0 and 1.
(6) |
(7) |
Since this index is known to be rather unsensitive to small changes between distributions,95 a different measure from information theory that characterizes the dissimilarity between two distributions, known as the Kullback–Leibler Information Deficiency ΔSKL, was also used in our analysis.96 This approach fits the ever-increasing importance of Information Theory in Conceptual DFT.68 Generally, this measure is considered the most unbiased way to compare the information contained in two distributions96 and is given by eqn (8), where σ() is the shape function,97 equal to ρ()/N, and the natural logarithm is the ‘surprisal’ yielding the discrimination power between the system k and the reference system 0.98
(8) |
[Ĥelec + e(Ψi) + r]Ψi = EΨi | (9) |
One of these interactions, the Pauli repulsion r, arises from the forced overlap of the electron density of the solute and the polarizable medium and gives rise to a constant potential barrier Z0 outside of the molecular cavity. The repulsion energy is subsequently calculated according to eqn (10), where () is the electron density operator and Θ() is a Heaviside function that is equal to one outside and zero inside of the cavity.
(10) |
Starting from the reference conditions of PCM calculations, an increased pressure can be achieved by gradually compressing the molecular cavity VC through a decrease of the radii of the spheres comprising the cavity. This is achieved by reducing the scaling factor f that is multiplied with a set of van der Waals radii to obtain the cavity radii, starting from the reference value f0 at standard conditions for that specific set. In addition to the contraction of the cavity, the surrounding dielectric medium is modified through the relative dielectric constant, number density and Pauli barrier according to eqn (11)–(13), where ε0, n0S and Z0 are standard values in PCM for the relative dielectric constant, number density and barrier potential, respectively, and ζ is a solvent parameter determining the rigidity of the potential barrier determined through empirical fitting.
(11) |
(12) |
(13) |
These modifications result in an increased energy E due to the Pauli repulsion and one can calculate the pressure on the system at different scaling factors by fitting the energies and cavity volumes to a Murnaghan equation of state, which analytically expresses this relationship in eqn (14) assuming a linear relationship between the bulk modulus and the pressure.101 The pressure is finally obtained as the derivative of this curve with respect to the cavity volume Vc, according to the thermodynamic relationship in eqn (15).
(14) |
(15) |
Apart from the electronic modifications considered thus far, an additional contribution to the energy is required to account for the creation of a molecular cavity in a pressurized medium.102–104 When calculating this contribution to H through the scaled particle theory of hard sphere fluids, this correction takes the form given in eqn (16) at a temperature of 0 K.
H = E + pVc | (16) |
To calculate the ionization potential and electron affinity, the parameters determined by the XP-PCM model for the neutral system are kept constant upon ionization in accordance with the expansion proposed in eqn (17). Because the cavity volume remains constant in this method as illustrated in Fig. 1a, it is denoted as ‘isochoric’. From a different point of view, the induced pressure on the system can be kept constant, resulting in an implicit constraint in eqn (17), where the XP-PCM parameters are imposed in such a way to keep the pressure constant. This method, denoted ‘isobaric’ and illustrated in Fig. 1b, involves separate XP-PCM calculations on the neutral and ionized systems starting from their respective radii and compares enthalpies at equal pressure. Results using this alternative method are supplied in the ESI (SI.3).† In the evaluation of the electronegativity, hardness and electron density, the explicit constraint is elected. It is important to remark that in both procedures the free electron in ionization processes is considered evacuated out of the pressurized system.
For the calculation of the derivative of the energy with respect to pressure, a 4th order polynomial was fitted against the E(p) data and the derivative was calculated at the reference state. For this reference state, the starting situation at a scaling factor of 1.3 was chosen because it closely resembles standard solvation conditions (start of the XP-PCM model) and avoids errors due to the lack of tessellated surface in e.g. a gas phase calculation. This procedure showed excellent results with a Root Mean Square Error (RMSE) below 0.06 kcal mol−1 and this value improved little for higher order polynomials. The resulting derivatives matched well against numerical ones (between f = 1.3 and f = 1.25) and those obtained from logarithmic and exponential type fits against E(p) data, the latter two displaying a slightly higher RMSE (<0.3 and <0.7 kcal mol−1 for all elements, respectively). The derivatives of the enthalpy were obtained by fitting a 4th order polynomial to H(p) data (RMSE < 0.5 kcal mol−1) and taking the analytical derivative at the reference state. For the second derivative of the energy with respect to pressure, a Kumar equation of state was found to fit well to the date with an RMSE around 0.13 Å3, followed by analytical differentiation at the reference state. The second derivatives of enthalpy with respect to pressure at the reference state were obtained by fitting a third order polynomial to the V(p), V being the total volume , data below 10 GPa, resulting in an average RMSE of 1.3 Å3. Mixed derivatives involving the electronegativity and chemical hardness were calculated using the finite difference approximation at the reference state (f = 1.3) and the subsequent point (f = 1.25). A similar finite difference approximation was followed for the pressure derivative of the isotropic polarizability, while the derivatives of the softness and cube of the softness were calculated starting from the numerical derivative of the hardness. Before evaluating the atomic electron densities, a sphericalization step was performed on the nonspherical atomic electron densities resulting from KS-DFT calculations on most atoms. This step comprised of a numerical averaging over polar angles θ and ϕ on a 20 by 10 grid by a python code interfaced with the Multiwfn program (version 3.8).116 RDFs were calculated, and the accuracy of the in-house code was validated by ensuring that ρ() integrated to N. Quantum Similarity Indices were finally computed numerically starting from the sphericalized densities as well as the Kullback–Leibler Information Deficiencies that were evaluated numerically after normalization of the electron density to 1 (shape function).
(17) |
Clearly, from a quantum mechanical point of view, the volume for atoms and molecules, while characteristic for the system, is not immediately defined and identifiable in real space. Despite this ambiguity in the interpretation of V, chemical intuition combined with some pragmatism suggests that chemical systems may be associated to a finite space around their position . An array of different numerical values have been proposed to quantify this feature, validated only by merit.108 While numerous arguments already exist, such as wavefunction criteria,108,117,118 trends in bond distances119 and non-contact radii in crystals120 and Pauli repulsion isosurfaces,121 we now introduce one rooted in the conceptual DFT framework, as implemented via the XP-PCM method. From the thermodynamic relationship at 0 K, one expects the derivative of the enthalpy with respect to the pressure obtained from the XP-PCM model to yield the volume of the system. This can be separated into an electronic component , Velec, and a cavity component , according to eqn (16). Here, the first order derivative of the energy with respect to pressure is a leading new response function, which from a dimensional argument has the status of a volume analogous to e.g. the cavity volume Vc, a model parameter used as an adequate definition of the boundary in the XP-PCM model. Due to the Pauli repulsion, this response will evidently be positive for all systems and as a fundamental factor in the determination of the energy when perturbed by an external, isotropic pressure, this quantity is an intrinsic property of any electronic system, thus conveying relevant information about its structure and properties. It is rewarding to underline the analogy between the interpretation of as a volume and the identification of the corresponding derivative in a mechanochemical context, being the external mechanical force, as the (change in) equilibrium bond distance for diatomics.75
In Fig. 2, the volume , V, and the electronic volume , Velec, at the reference state (f = 1.3) are provided for the atoms of all main group elements from hydrogen to krypton.
Fig. 2 First derivative of the energy and enthalpy with respect to pressure for all main group elements from hydrogen to krypton. Grey zones group elements within one period of the periodic table. |
When compared against each other, the electronic volume is five to seven times smaller than its enthalpic counterpart, but generally follows the same trends. For both and , a decreasing trend can be found throughout a period, in agreement with the known contraction of atomic radii from the increasing effective nuclear charge. Additionally, both volumes identify helium as the smallest atom and calcium as the largest atom in this series. When moving to heavier periods, a systematic increase in atomic volume is found for both quantities, as expected for elements of the same group with more core electrons, but this effect is most outspoken for the atomic volume obtained through the enthalpy. When compared against experimental volumes of materials,122 no correlation could be retrieved, a first demonstration of the difference between atoms and materials. Combined, all these findings motivate the interpretation of the derivative of the electronic energy with pressure as a measure of the electronic atomic volume, quantifying the excluded space by the electrons from a pressurized medium and thus the extension of the atom.
To further establish the electronic atomic volume as a measure of the system size, a comparison to literature data can be made by defining a ‘pressure-sensitive radius’ as in eqn (18), where the pressure sensitivity refers to the origin of relec from a response to pressure. Here, an atom is modelled as a spherical entity of which the volume is set to the electronic volume obtained as the first-order derivative of the energy with respect to pressure. Note that this approach assumes sphericality which, while not retrieved for most atoms in the single reference wave function methods including Kohn–Sham DFT, is retrieved for the ground state by multireference methods.
(18) |
The radii relec are provided in Fig. 3a and the same periodic trend as for the volume is retrieved. The relec radii show fair correlations with most proposed sets of atomic radii, as seen in Fig. 3b–e and Table 1, but the best correlation is found with the Rahm set (Fig. 3b) for which a Pearson R2 coefficient of 0.907 was obtained.108 Another frequently used set of van der Waals radii, devised by Bondi, correlates worse with the relec values, but slightly better than with the Rahm set. This inferior correlation with the Bondi set is expected since, contrary to the Rahm set, Bondi radii are not derived from isolated atoms.120 Next the Ghosh set also retrieves a good, though nonlinear, correlation with our values, again anticipated because Ghosh radii are also associated with isolated atoms.118 Finally, the empirically motivated covalent set by Cordero retrieves, somewhat surprisingly, decent correlations with our pressure sensitive radii, comparable to those in between different sets.119 Overall, all these results establish the pressure sensitive radius as an adequate measure for the spatial extension of an atom.
Pearson R2 | Rahm | Bondi | Ghosh | Covalent | r elec |
---|---|---|---|---|---|
Rahm | 1.000 | ||||
Bondi | 0.542 | 1.000 | |||
Ghosh | 0.548 | 0.723 | 1.000 | ||
Covalent | 0.771 | 0.810 | 0.844 | 1.000 | |
r elec | 0.907 | 0.586 | 0.753 | 0.828 | 1.000 |
Next to the first order response, second order derivatives with respect to pressure can be computed for both the energy and the enthalpy. While the second derivatives of the enthalpy could be computed using a polynomial fitting, values for the second derivative of the energy with respect to pressure showed a significant dependence on the order in this way. For this reason, an equation of state fitting approach inspired by the XP-PCM method of Cammi et al.99 was followed. This method starts from the first derivatives of the energy to pressure as obtained using the fitted 4th order polynomials and uses these as volumes in a high-pressure equation of state of the form developed by Kumar et al.:123
(19) |
Using a least square procedure to determine the parameters A, B0 and V0, the second derivative of the energy with respect to pressure could be obtained after differentiation of eqn (19) with respect to pressure, leading to eqn (20):
(20) |
In Fig. 4, the second order response of the energy and enthalpy to pressure are provided for the main group elements hydrogen to krypton. Both display negative values, indicating that their respective atomic volumes and associated radii, both dependent on the pressure, decrease with increasing external pressure, as expected from chemical intuition. Periodicity again comes forth naturally with an increasing (decreasing absolute value) trend throughout a period, although exceptions can occur at the beginning of a period, some of them similar to exceptions in the generally decreasing first derivative. When compared against the pressure response of atomic volumes derived from the non-bonded radii under pressure by Rahm et al.,124 an expected, excellent agreement is found. Finally, making the same comparison to the volumes of elemental materials by Young et al.122 again no clear discernible trend could be obtained. Finally, the second derivative of the enthalpy is on average 5 times larger than that of the energy, similar to the relative magnitudes of the corresponding first order derivatives.
This similar ratio has a direct consequence when considering the compressibility of these systems. In classical thermodynamics, the ratio of the opposite of the derivative of the volume with respect to pressure and the volume itself is defined as the compressibility κ, the inverse of the bulk modulus.125 The volume in the denominator is here introduced to modulate the second-order derivative to account for the differences in starting volume and the minus sign ensures an overall positive quantity. Transferring this concept to atomic systems, a separate enthalpic (κat–H) and electronic (κat–E) atomic compressibility can be defined by inserting the total atomic volume and electronic atomic volume, respectively.
(21) |
Atomic compressibilities for all main group elements from hydrogen to krypton are provided in the ESI (SI.2)† together with a comparison to reference data. Due to the aforementioned ratios between the enthalpy and energy derivatives for the elements considered, both compressibilities have similar magnitudes and display a decreasing trend throughout each period. A comparison to reference data shows a much higher variability (2–3 orders of magnitude) for experimental data than for the atomic compressibilities computed here (1 order of magnitude), suggesting that the compression of the atomic electron cloud cannot explain the total variability of material compressibilities. This aforementioned fundamental difference between atoms and materials can be ascribed to several factors. When considering isothermal compressibilities of solids,126 the presence of interstitial space, the different state of an atom in a solid compared to an isotropic fluid phase and the differences in crystal structure, among others, result in a poor correlation with our data. On the other hand, the effect of the crystal structure can be eliminated by a comparison with liquid metals at their respective melting point,127,128 but this introduces temperature differences as a new source of error. Accordingly, these data do not result in a good correlation with our atomic compressibilities.
While at ambient conditions all atoms are stable compared to their monocations and isolated electrons, it is not unthinkable that at some pressure the monocation will be the most stable state. This autoionization, leading to electrides, is known to exist under the influence of pressure; upon detachment, the electron occupies nonnuclear attractive regions or interstitial spaces in a crystal.42,131 The pressure at which this phenomenon could potentially occur was estimated through confinement studies for a series of second-row atoms and was found to vary between 17 GPa (Li) and 4131 GPa (Ne).129 In another study by Connerade et al., this autoionization process was investigated for 3rd and 4th period elements and was described as a consequence of the electron in the neutral state being bonded to the system cavity rather than the atom.132 In this work, the ionization pressure for electride formation is estimated via the XP-PCM method as the point where the energies of the neutral species and monocation become equal, resulting in a negative ionization potential for pressures higher than this critical value. Importantly, in this spontaneous ionization process, the electron is completely evacuated out of the pressurized system. This hypothetical situation is explored for a series of elements with low ionization potentials at ambient conditions and the autoionization pressures estimated using the isochoric method are provided in Table 2.
Element | XP-PCM autoionization pressure | Confinement autoionization pressure129 | Experimental electride pressure |
---|---|---|---|
Lithium | 85 | 17 | 80 (ref. 133) |
Beryllium | 327 | 119 | — |
Boron | 481 | 200 | — |
Carbon | 1016 | 527 | — |
Sodium | 61 | — | 160 (ref. 134–137) |
Magnesium | 189 | — | 800 (ref. 138) |
Aluminium | 145 | — | — |
Potassium | 45 | — | — |
Gallium | 154 | — | — |
While the XP-PCM based model applied here is not intended to quantitatively determine electride pressures, often underestimating established values, it succeeds in retrieving two guiding principles of high pressure electrides. First, the lowest ionization pressures can be found for the alkali-metals and more generally, elements with low ionization potentials (see first rule in ref. 42). Secondly, atoms with valence electrons orbiting inner shells are more likely to form electrides, as illustrated by comparing magnesium and beryllium and aluminium and boron (see second rule in ref. 42). Interestingly, a very accurate prediction is obtained for the lithium atom, most likely due to error cancelation of the cavity reduction upon ionization (release of energy) by the generation of an interstitial electron (requires energy). Finally, when comparing the current method to confinement results,129 a similar trend throughout the first period is found, but with distinctly higher pressures.
From the analysis of the ionization potential and electron affinity, these properties clearly depend on the pressure. This indicates that the chemistry of atoms at high pressure can differ substantially from the one observed at ambient conditions. To further put these findings in a conceptual DFT framework, the electronegativity χ, hardness η and electrophilicity ω were calculated. In the remainder of this work, the explicit constraint on the response functions in eqn (17) which directly keeps the set of XP-PCM parameters constant is preferred and thus the isochoric quantities are used.
The periodic behavior and increasing range can be quantified by retaking the conceptual DFT expansion in eqn (17) from Section 3.1. Now mixed derivatives can be implemented to describe the evolution of reactivity descriptors and in Fig. 7, a first example of such a new response function is provided as . The decreasing absolute value of the derivative in this figure along each period numerically demonstrates the accompanied decrease of the sensitivity of the electronegativity to pressure, resulting in a clear periodic behavior. This second-order response function is comparable to the electric field derivative of the electronegativity , generated in ref. 73 or the external force derivative in ref. 75.
After implementing the working equation in eqn (2) into this derivative, one arrives at an expression for the derivative of the electronegativity as in eqn (22):
(22) |
After expanding the component energies of the ionization potential and electron affinity according to eqn (17) up to first order in the pressure, a few first-order energy derivatives come forth. As was shown in Section 3.1, these energy derivatives can be understood as electronic volumes (Velec), resulting in an expression:
(23) |
Because ΔVEA is larger than ΔVIP, a net positive reaction volume (ΔVion = ΔVIP(B) − ΔVEA(A)) can be associated to the hypothetical ionization reaction A + B → A− + B+. This result does not agree with the usual negative reaction volumes associated with ionization processes in solution ranging from −5 to −40 cm3 mol−1.12,13 This perceived discrepancy agrees with the general explanation for the cause of this negative volume, being the effects of electrostriction by the solvent.12 This effect known to influence reaction volumes in chemical processes, particularly when involving localized charges, small ions and apolar solvents, causes the entire solute–solvent ensemble to reduce its volume upon ionization due to enhanced interaction and thus induced approach between entities. This is not accounted for in the current implementation of the XP-PCM model based on isolated atoms and ions.
Analogous to the volume approach in Section 3.4, the derivative of the hardness can be separated into two components: . Because the influence of ΔVEA was shown to be dominant over ΔVIP and ΔVEA being negative owing to the larger volume of an anion compared to a neutral system, the response of η with respect to p is positive for all elements. Fig. 9 indeed displays particularly high values for the noble gases and elements of group IIa, complementary to ΔVEA, while a generally decreasing trend is found within a period. Finally, no distinguishable trends in between different periods could be retrieved, the overall pattern displaying periodicity in the same way as .
Considering these data on the conceptual DFT descriptors on atoms of the elements under pressure, the question of how to transfer these concepts to molecules and the solid state naturally comes forth. Obviously, any scale of electronegativity and chemical hardness will have its limitations in predictive power, analogous to the situation at ambient conditions. At high pressure, the external potential, chemical environment and volume-work term are all involved in determining reactivity, complicating conclusions based on only electron transfer. Despite these effects, our data are expected to be applicable in studying general trends, bond polarities and as components in multivariate analyses. In the following section, we propose two examples of where our data succeed in explaining chemical behavior at high pressure.
Because of the increased range in which the electronegativities occur at high pressure, an increased transfer of electrons and subsequent energy stabilization is intuitively expected in certain interatomic bonds. Within the conceptual DFT formalism, this transfer can be modelled by expanding the energy as a function of the number of electrons up to second order and finding the value for N−N0 (ΔN) at which the derivative of the total energy is zero. For a bond between atoms A and B, this results in a value for the electron transfer given by eqn (24), corresponding to Huheey's electronegativity equalization-based equation.142
(24) |
Since the electronegativity of the noble gases experiences a dramatic change with pressure, their bonds to electron-accepting bonding partners are expected to become more polarized in the direction of the electron acceptor. Such a pair has been identified in literature: the krypton–oxygen bond which is expected to yield stable compounds at high pressure.143 In Fig. 8a, the evolution of the electron transfer from krypton to oxygen is plotted as a function of pressure. Indeed, as pressure increases, an increased transfer of electrons and associated energy stabilization is expected to occur. A similar conclusion was obtained for this bond by Rahm et al. using the Allen electronegativity scale.79 A different example is illustrated by water and the predicted increase of its dipole moment under pressure by a range of computational models.43,144,145 This increase is also retrieved by our model as can be seen in Fig. 8b where the electron transfer in the hydrogen–oxygen bond is given as a function of pressure. For completeness, it is mentioned that our model for the dipole moment of water does not include the influence of pressure on the hydrogen–oxygen bond length and H–O–H bond angle.
Fig. 8 (a) Conceptual DFT electron transfer from krypton to oxygen. (b) Conceptual DFT electron transfer from hydrogen to oxygen. |
(25) |
Fig. 10 (a) Derivative of the softness as computed through the isochoric method with respect to the pressure at reference conditions (f = 1.3) calculated using eqn (25) for all main group elements from hydrogen to krypton. (b) Derivative of the isotropic polarizability with respect to the pressure at reference conditions (f = 1.3) calculated using the finite difference approximation for all main group elements from hydrogen to krypton. Grey zones group elements within one period of the periodic table. |
Evidently, all softness derivatives are negative, indicating a decreasing trend with pressure and the halogens still come forth as having the least sensitive softness with respect to pressure. Additionally, the hard character of the noble gases at standard conditions results in a softness derivative that is comparable to the heavier elements (group Va to VIIa) within a period. Finally, the most sensitive softness is obtained for the group Ia metals, except for calcium whose relatively soft nature leads to a very negative derivative.
The well-known relationship at ambient conditions between the cube of the softness S3 and the isotropic polarizability α incited us to investigate, for a given element, the same relationship as a function of pressure. First, the derivative of the polarizability with respect to pressure is calculated in Fig. 10b which shows negative values as expected from the well-known decrease of the polarizability upon confinement.35,146 A periodic trend is observed with the most sensitive polarizabilities for the alkali metals with large negative values. Note the exceptionally small jump when passing from magnesium to aluminum, while other transitions from the s block to the p block only result in slight discontinuities. Coming back to the relationship between softness and polarizability, a previous study on atomic confinement found good correlations between S3 and α for a given atom when varying the confinement radius.146 To quantify the correlation between S3 and α, we used the Pearson correlation R2 and P-value of the slope or the Spearman rank correlation coefficient for the cases where linearity and homoscedasticity are not fulfilled. For all elements, a Spearman rank correlation coefficient of 1 is found, except for calcium due to the artefact in the hardness. Additionally, excellent Pearson R2 values can be retrieved ranging from 0.9626 to 0.9999. The best correlation is found for carbon (Fig. 11a), sodium, aluminum, arsenic and selenium, while the noble gases generally display worse correlations with deviations from a linear trend (SI.5).† The overall conclusion is that the relationship between S3 and α for a given atom of an element, persists when changing the external pressure. To consider this relationship between different elements at different pressures, both sides can be differentiated with respect to pressure, leading to an expected correlation between and . This plot is shown in Fig. 11b and a good correlation is found with a Pearson R2 coefficient of 0.94, raising evidence for the general S3 ∼ α at different pressures. The reduced correlation compared to single elements can at least in part be ascribed to the varying number of valence electrons of different elements.89
In Fig. 12, the electrophilicity index is given for the elements for which the −IP < EA condition is fulfilled in the considered pressure range. These constitute the majority of the p block elements and all their electrophilicities decrease steeply with convex curvature, confirming that all these atoms become less electrophilic with respect to the vacuum at increased pressure.
Fig. 12 Electrophilicity index as computed through the isochoric method as a function of pressure for group IVa, Va, VIa and VIIa for the 2nd, 3rd and 4th period. |
For the sake of completeness and to finish this part on global descriptors, the relative deviations of the Kohn–Sham orbital energies due to pressure are provided in the ESI (SI.6).†
Additionally, the redistribution of electron density from the outer to the inner regions when going from 1 to 50 GPa is most evident for the elements early on in a period. To quantify the shift in radial distribution from the peripheral to the internal regions, the total increase of electron density in the inner region (ΔNRDF) is quantified using eqn (26). Here, the inner region ranges from 0 to r, where r is taken as the radius which maximizes the integrand, being the RDF at 50 GPa compared to the reference state (f = 1.3).
(26) |
The results for the main group elements from hydrogen to krypton are provided in Fig. 14 and retrieve clear periodicity with a stronger shift in electron density from the outer to the inner regions for the earlier elements within a period. In between different periods, a generally larger shift is found for lower periods, which can be partially attributed to their larger number of electrons.
Fig. 14 Maximal shift in electron density from outer to inner region of atoms at 50 GPa compared to reference conditions (f = 1.3) for all main group elements from hydrogen to krypton. |
The third measure to compare the electron densities is the Kullback–Leibler information deficiency (ΔSKL, eqn (8)) which quantifies the dissimilarity or missing information between shape functions. In Fig. 16a, the information deficiency is given for the hydrogen atom as a function of pressure, resulting in a monotonic increase in the dissimilarity with pressure, in agreement with the Carbó QSI. In Fig. 16b, the information deficiency is provided for the main group elements between hydrogen and krypton. Here, the decrease of ΔSKL within a period indicates a lower sensitivity of the electron density to pressure for early-period elements, in agreement with the results of the RDF and the Carbó QSI. Compared to the Carbó QSI, a clearer picture emerges due to the higher sensitivity of this index to small changes. In between periods, trends are less evident, but generally a decreased effect of pressure is observed. Again, calcium does not follow the general trend, analogous to the Carbó QSI. Finally, it is worth mentioning that contrary to previous studies that identified periodicity in the electron density of the atomic elements through the information deficiency, herein no prior bias is introduced due to discrete changes in the shape function used for comparison σ0().95 Overall, the different methodologies to study the effects of pressure on the electron density of atoms unanimously indicate a shift of electron density from the outer to the inner regions of an atom, with an increased sensitivity to pressure for early elements in a given period.
To compare electron densities, three different methods were used. The radial distribution function showed that the electron density of atoms is more concentrated near the maximum of the RDF as pressure increases, while the maximum depletion is generally located around the cavity boundary. The total shift in electron density from the outer to inner regions decreases throughout a period, displaying clear periodic behavior. The overlap-like Carbó quantum similarity index showed a monotonic decrease in similarity of the electron density for the hydrogen atom with pressure and retrieved some periodicity, although being dominated by the decreasing relative change due to the increasing number of electrons. The Kullback–Leibler information deficiency showed a monotonically increasing dissimilarity for the electron density of the hydrogen atom under pressure and a decreasing sensitivity to pressure for the electron density throughout a period. An overall unbiased periodic pattern shows up.
The overall findings in this extension of the conceptual DFT framework to include pressure in the case of atoms may offer guiding principles for the investigation of pressure effects on the reactivity of molecules and is actively being studied in our research group.
Footnote |
† Electronic supplementary information (ESI) available. See https://doi.org/10.1039/d2sc00641c |
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