Jan
Mistrik
*ab,
Milos
Krbal
a,
Vit
Prokop
a and
Jan
Prikryl
a
aCenter of Materials and Nanotechnologies, Faculty of Chemical-technology, University of Pardubice, Studentska 95, 53210 Pardubice, Czech Republic. E-mail: jan.mistrik@upce.cz; Tel: +420 466 037 409
bInstitute of Applied Physics and Mathematics, Faculty of Chemical-technology, University of Pardubice, Studentska 95, 53210 Pardubice, Czech Republic
First published on 18th April 2023
This work deals with an ellipsometric study of magnetron sputtered thin MoS2 films. The evolution of the UV-VIS-NIR optical properties of as-deposited and subsequently annealed films is thoughtfully investigated, covering amorphous, amorphous relaxed, partially crystallized, and polycrystallized MoS2 films. The transition from the mixed 1T′@2H local order in the amorphous phase toward the long-range 2H order in the polycrystalline phase is systematically correlated with film optical properties. The early stage of a few-layer 2H ordering toward the 2H bulk-like polycrystalline structure during annealing is evidenced through the energy shift of MoS2 prominent excitonic peaks. A considerable change in optical response between metallic (amorphous) and semiconducting (polycrystalline) MoS2 phases is reported and presented in terms of dielectric permittivity and normal reflectance NIR-VIS-UV spectra. Results of light–heat conversion in the NIR therapeutic window show so far uncovered potential of amorphous MoS2 as an agent for photothermal therapy. Spectroscopic ellipsometry provided sensitive characterization disclosing essential results complementary to other characterization tools. The benefit of these results is expected to be employed in fundamental and application-motivated research, for example, in the field of phase change materials, photothermal cancer therapy, and magneto-optical study of magnetic ordering in metal transition dichalcogenides, among others.
On the other hand, owing to the attractiveness of MoS2 properties, up-scalable methods for the fabrication of MoS2 in its various phases and dimensions are constantly searched. One relatively simple method of 2H MoS2 preparation is magnetron sputtering of its amorphous phase with subsequent annealing. It is of fundamental and application interest the exact knowledge of phase change in this particular case. Monitoring the evolution of the optical properties of annealed films not only provides a characterization tool for this transformation but also offers information on their large variation during the phase change.
This work focuses on the ellipsometric study of magnetron sputtered thin MoS2 films. The concern is devoted to the evolution of the optical properties of as-deposited and subsequently annealed films. This corresponds with amorphous, amorphous relaxed, partially crystallized, and polycrystallized MoS2 films. In other words, the transition from the amorphous mixed phase of tetragonal distorted (1T′) and the trigonal prismatic (2H) local order (denoted here as 1T′@2H) toward the long-range 2H order in the polycrystalline phase is systematically studied through film optical property modification. Evidence of a few-layer 2H ordering toward a bulk-like polycrystalline structure during annealing is discussed through the energy shift of MoS2 prominent excitonic peaks. A huge change in optical response between metallic (amorphous) and semiconducting (polycrystalline) MoS2 phases is reported and presented in terms of determined dielectric permittivity and normal reflectance NIR-VIS-UV spectra. The optical properties of the amorphous MoS2 phase make an original contribution to the field. Additionally, results of light–heat conversion in the NIR therapeutic window show so far uncovered potential of amorphous MoS2 as an agent for photothermal therapy. Ellipsometry is presented as a rather sensitive characterization tool providing both supporting and complementary results to other material characterization techniques. The value of these results is expected to be found in fundamental and application-motivated research, for example, in phase change materials,17 photothermal therapy, and magneto-optical characterization of MoS2 magnetism, among others.
Ellipsometric spectra were recorded by using a rotating analyzer VASE ellipsometer (Woollam, Co. Ltd) in the spectral range from 0.7 to 6.5 eV at incidence angles 50°, 60°, and 70°. Nearly normal (angle of incidence 18°, p-incident polarization) reflectance measurements were carried out by using the same instrument in a one-beam configuration. Normal incidence transmittance measurements performed on MoS2 films deposited under the same conditions on transparent fused silica substrates were scanned by using a JASCO V-570 spectrophotometer. Besides ellipsometric parameters Ψ and Δ (ratio of rp and rs coefficients and their mutual shift), the degree of depolarization was monitored as well. Ellipsometry is a phase sensitive technique and, when employed in variable angle spectroscopic configuration and further coupled with spectrophotometry (reflectance and transmittance), provides precise and accurate results. Ellipsometry, an indirect characterization tool, requires the construction of a sample model for data interpretation. In our case, a semi-infinitive c-Si substrate, SiO2 overlayer (native oxide), and MoS2 film were employed in reflection configuration, whereas a fused silica substrate and MoS2 film were employed for transmittance measurements. Surface roughness that was considered by Bruggeman effective medium approximation (with 50% of voids) can simultaneously model slight surface oxidization as well. Sputtering yields uniform films that are corroborated by low depolarization values. Modeling does not show any index gradient. Therefore MoS2 is modeled as uniform homogeneous single layers. The optical constants of c-Si and SiO2 native oxide were taken from the software database WVASE32.
Light–heat conversion in the NIR therapeutic window was examined by exposure of selected films (as deposited and 900 °C annealed) to supercontinuum radiation (WhiteLase Micro, NKT Photonics). A longpass optical filter was used to cut wavelengths lower than 1000 nm, and therefore a collimated 4 mm diameter polychromatic (1000–2200 nm) beam was directed to the film surface under the angle of incidence of 45 deg. The total spectral power of the incident beam was 340 mW. The film temperature increase was monitored by using an FLIR i7 infrared camera (FLIR System, Inc.). The emissivity of film surfaces was set to 0.6. NIR transparent fused silica substrates were used to avoid light absorption and subsequent heat generation.
(1) |
(2) |
Fig. 1 Determined real part (a) and imaginary part (b) of MoS2 electric permittivity spectra as a function of annealing temperature. |
The optical properties of 2H MoS2 were extensively studied in its bulk and (ultra)thin film forms (refer, for example, to ref. 4, 19 and 23–25). The strong light–matter coupling of 2H MoS2 in the VIS range includes prominent features of exciton contributions generally labeled A, B, C, and D. It has been reported that the spectral positions of these excitons are, in the ultrathin limit (dimensions less than about 4 nm), more or less thickness dependent due to the quantum confinement. Additionally, the quantum confinement induces 2H MoS2 band structure modifications that transform its band gap from the indirect (bulk) to the direct (monolayer) form. This effect was initially reported in photoluminescence studies.8 In our case, ellipsometry measurements revealed a film thickness of about 20 nm, and therefore, no significant quantum confinement or band gap modification is expected in our polycrystalline 2H MoS2 films.
The electric permittivity of the film was parameterized by 9 Lorentz oscillators accounting for the excitons and critical points of the Brillouin zone. The individual contributions are presented in Fig. 2a in the form of its imaginary part. In the VIS range, the excitonic features A, B, C, and D dominate over other contributions and are clearly identified. The origins and assignments of these transitions are discussed in the literature (see, for example, ref. 20, 21 and references therein). The A and B peaks are assigned to the transition from the spin–orbit split valence band to the lowest conduction band at the K and K′ points, whereas the C and D excitons are predominantly associated with the transition in the part of the Brillouin zone (BZ) between K and Gamma points with parallel valence and conduction bands.8,26 The positions of excitonic peaks that we have determined are mentioned in Table 1. Their respective values are EA = 1.83 eV, EB = 1.98 eV, EC = 2.67 eV, and ED = 3.04 eV, which are representative values for bulk like MoS2.21,23,27,28
Fig. 2 Deconvolution of the MoS2 optical constants of the 900 °C annealed film (a) and as-deposited film (b). |
Temp. | Num. | Y 0 | A | B | AB′ | C | D | E 1 | E 2 | E 3 | E 4 | SR | t | MSE |
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
900 | 9 | 1.83 | 1.98 | 2.15 | 2.67 | 3.04 | 3.97 | 4.59 | 5.62 | 6.31 | 1.3 | 22.7 | 6 | |
800 | 8 | 1.83 | 1.98 | 2.22 | 2.67 | 3.04 | 4.03 | 4.59 | 5.92 | 0.0 | 21.4 | 3 | ||
700 | 8 | 2.68 | 1.83 | 1.97 | 2.83 | 3.15 | 4.34 | 5.39 | 6.47 | 0.0 | 32.5 | 2 | ||
600 | 8 | 2.39 | 1.87 | 2.00 | 2.87 | 3.19 | 4.50 | 5.63 | 6.74 | 0.0 | 57.1 | 2 | ||
500 | 8 | 2.09 | 1.88 | 2.02 | 2.87 | 3.18 | 4.51 | 5.70 | 7.11 | 0.0 | 62.1 | 1 | ||
400 | 8 | 1.61/2.41 | 2.01 | 2.84 | 3.16 | 4.48 | 5.90 | 6.91 | 1.3 | 65.8 | 2 |
X 0 | X 1 | X 2 | X 3 | SR | t | MSE | ||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
300 | 4 | 1.99 | 3.95 | 4.78 | 6.09 | 0.3 | 56.2 | 2 | ||||||
200 | 4 | 2.16 | 3.86 | 5.30 | 6.70 | 0.0 | 54.6 | 2 | ||||||
100 | 4 | 2.17 | 3.79 | 5.06 | 6.90 | 0.0 | 57.2 | 2 | ||||||
As-deposited | 3 | 2.12 | 3.92 | 5.89 | 0.8 | 57.2 | 2 |
The oscillator strength of A, B, and C excitons reported in the literature spans over a broad range (see, for example, ref. 29 and references therein). It should be noted here that for correct exciton amplitude determination, the transmittance spectra should be added and treated in parallel with ellipsometry and reflectance spectra. This approach minimizes the correlation between film thickness and MoS2 extinction in the film semitransparent spectral region – the issue often encountered for ellipsometry treatment of thin absorbing films. In our case, transmittance measurements carried out on MoS2 films deposited and annealed under the same conditions on transparent fused silica substrates were included in data (ellipsometry and reflectance) treatment, and hence, controlling the final fit and reliability of the values of adjusted parameters. More information about transmittance measurements is reported in the ESI (see Fig. S1).†
It is worth noting that excited states of A and B excitons were also detected and labeled (AB)′ oscillator in Fig. 2a. Hence, well-developed exciton features A, B, C, and D together with the presence of excited states (AB)′ prove the high quality of the 2H MoS2 film.
Other oscillators identified in UV (3.5–6 eV), labeled here E1–E4 (cf.Table 1), are generally interpreted as electronic transitions between the valence band and conduction and exited bands of BZ in its high symmetry points.20,21 A different number of oscillators (for example, two20,22 or four21,30) were used in the literature to parameterize the 2H MoS2 electric permittivity in this spectral range. The assignment of these transition energies depends on spectra deconvolution and is, in general, difficult due to the complex nature of the excited bands of MoS2 BZ.
It is known that monocrystalline MoS2 presents strong optical anisotropy,4 and therefore texturing or preferential crystal orientation can be an issue for ellipsometry data treatment. Preferential (002) orientation of the 900 °C annealed film was reported in our previous XRD study.18 In this case, the uniaxial optical axis is perpendicular to the sample surface. Therefore, only effective optical constants are determined from oblique light incidence ellipsometry measurements (in-plane and out-of-plane contributions cannot be separated). Nevertheless, due to the high MoS2 refractive index value, light refracted to the film propagates nearly perpendicularly to the surface and, therefore, senses mainly in-plane permittivity contribution. Out-of-plane permittivity represented by weak vdW bonds does not show any spectral structures in VIS and can be parameterized by the simple Cauchy dispersion relation as reported in ref. 4.
Defect-free bulk 2H MoS2 monocrystals are transparent in NIR for photon energies lower than the onset of A-exciton absorption.24 Nevertheless, our polycrystalline film shows a moderate absorption tail due to structural imperfections or defects. This was similarly detected and discussed, for example, by Singh et al., who have recently disclosed the importance of the near-infrared optical properties of transition metal disulfides, including MoS2, searching new alternative phase change materials.17
To our knowledge, the optical properties of amorphous MoS2 films have not been systematically investigated. We can report only absorbance measurements on amorphous MoS2 films31 or nanoparticle suspensions.32 In contrast to the (poly)crystalline 2H phase, no excitonic features are observed in the amorphous phase, as is evident from Fig. 2b, where we present the imaginary part of as-deposited film electric permittivity. The significantly lower absorption (lower light–matter coupling) in the amorphous phase in the VIS is also worth noting. In contrast to the NIR, the amorphous phase shows enhanced extinction over the crystalline phase (cf. also Fig. 1b). This could be an unexpected result considering that sulfur-based amorphous chalcogenides such as As2S3 and related materials with the so-called valence alternation pairs are highly transparent in the NIR.33 Nevertheless, amorphous MoS2 does not show this optical behavior. This is probably due to the absence of valence alternation pairs (VAPs) in the amorphous phase and the existence of homopolar metallic Mo–Mo bonds.18 Accordingly, the effect of band gap shrinking and development of an absorption tail in the NIR was recently reported for an amorphous thin film along the As40S60–MoS3 tie-line.34
Owing to less featured spectral dependence of amorphous MoS2 electric permittivity (compared to the crystalline one), its deconvolution consists of only 3 Lorentz oscillators as indicated in Fig. 2b and Table 1. One contribution labeled X0 is located at 2.1 eV, and the other two labeled X1 and X3 at 3.9 and 5.9 eV, respectively. Considering the metallic nature of the amorphous phase with the contribution of the homopolar Mo–Mo atomic network, we compare the identified electronic transitions with those reported for metallic molybdenum localized at 1.7, 2.3, and 2.4 eV.35 Accordingly, we suggest that the X0 transition at 2.1 eV relates mainly (but not solely) to the homopolar Mo–Mo metallic bonds. As will be shown later, this transition remains present for films annealed up to 600 °C but disappears for highly annealed (700–900 °C) films with a dominantly 2H semiconductor nature.
The other electronic transitions X1 and X3 occur in the spectral range where 2H polycrystalline MoS2 features several, E1–E4, valence to conduction, and higher band transitions (cf.Table 1). However, their precise assignment is difficult due to the mixed contribution of 1T′ and 2H locally coordinated S–S and Mo–S bonds. Nevertheless, it is interesting to point out the close position of X1 and E1, and X3 and E4 transitions disclosed in the mixed 1T′@2H amorphous and 2H polycrystalline phases.
Considering the huge difference between the optical properties of 2H polycrystalline and amorphous MoS2, photonic devices based on order–disorder switching are, in principle, realizable. On the other hand, switching energy (annealing up to 900 °C) is unacceptably high. To overcome this problem designing thermodynamically stable alloys based on transition metal disulfides, including MoS2, is an alternative being explored.3,17 Other routes toward amorphous-to-crystalline phase transformation in MoS2 as ion or electron beam irradiation are investigated as well,36,37 and knowledge of the optical properties of the amorphous phase is beneficial for its characterization or metasurface based photonic applications.
Another benefit from detected enhanced absorption of amorphous MoS2 in the NIR that covers the therapeutic window would be its application in photo-thermal therapy. High photo-thermal conversion has been already reported for metastable 1T MoS2 nanosheets and nanoflakes.13–15,38,39 The high activity of amorphous MoS2 in the Hydrogen Evolution Reaction32 interpreted by similar local bonding to that in 1T MoS2 (ref. 16) and considering high biocompatibility and stability etc. makes amorphous MoS2 a promising candidate for a new generation agent in photothermal therapy. The light–heat conversion of the amorphous film in the NIR therapeutic spectral window will be discussed in more detail in Section 4.5.
The electric permittivity of the 400 °C annealed film contains already contributions of the B, C, and D excitons that are characteristic of the 2H MoS2 phase and were discussed in the previous text. From 500 °C, all four main excitons A, B, C, and D become present and gain oscillator strength with increasing annealing temperature. This is consistent with the previously presented picture of preferential 2H bond re-ordering and nucleation of 2H phase crystalline grains. The blue shift of the C exciton resonant energy with respect to the polycrystalline 900 °C film (from 2.67 eV to 2.87 eV, cf.Table 1) can be interpreted by the gradual layering of the crystallized 2H phase in nanosized crystalline grains. It is well known that due to the quantum confinement, the excitonic energy is blue-shifted for few layered 2H MoS2 and this is most pronounced for C, D, and A excitons (cf.Table 1). Referring to literature values,23 resonant energy 2.84–2.87 eV, determined in our case for the C exciton (films annealed between 400 and 700 °C), corresponds to 2–5 layered MoS2. Further annealing (800 °C and 900 °C annealed films) shifts this energy towards bulk-like values that correspond in our case to augmented crystalline grains with more than 15 S–Mo–S layers, where the C exciton energy is located at 2.67 eV. A similar shift is detected in the case of A and D excitons as well. The spectral position of the B exciton is nearly independent consistently with literature reports.20,21,28
Y 0 electronic transition located around 2.1–2.7 eV seems to be of a similar origin (i.e., the contribution of the homopolar Mo–Mo bonds) to the X0 transition in the as-deposited and relaxed amorphous phases locally 1T, 1T′, and 2H coordinated. On the other hand, the X1–X3 transitions of the amorphous phase seem to be replaced (for the films annealed between 400 and 700 °C) with the E2–E4 transitions that already capture the spectral position of the pure 2H polycrystalline phase (900 °C annealed film). A slight variation in their values with annealing temperature is due to the presence of other phases with different filling factors.
Although the nature of the bonding and structural changes is rather complex during the film annealing, we have also considered a rough approximation considering the MoS2 film as a mixture of an amorphous phase hosting small 2H crystalline inclusions (nucleated grains, increasing in volume with annealing temperature). The optical constants of the polycrystalline film annealed to 800 °C approximated the pure 2H crystalline phase. This choice was due to the expected slight optical anisotropy of the 900 °C annealed film induced by its partial texturing (discussed in more detail later in the text). In other words, the percentage of the crystalline phase at 800 °C was set to 100%. The as-deposited film approximated the amorphous phase. Applying Maxwell-Garnet and Bruggeman's effective medium theories, we were able to estimate an increase of the filling factor of the 2H crystalline phase: 7% (400 °C), 12% (500 °C), 18% (600 °C) and 48% (700 °C). It is worth noting that relatively good fit quality was obtained with a mean squared error (MSE) value of about 6–12 (cf.Table 2). The above-mentioned effective medium approximations contain an additional parameter, depolarization factor Q, that is related to the shape of inclusions. Adjusting it in a fitting procedure yielded its value to be zero for 400–600 °C annealed films and Q = 0.31 for the 700 °C annealed film. This could be related to the needle-like structure of nucleation centers that increase in volume toward the spherical geometry for 700 °C annealing. The increasing volume fraction of the semiconductive 2H phase makes the films less conductive, which is consistent with increased sheet resistance reported in ref. 6.
Temp. | MG/BG | Q | Amorph. % | Crystal % | Thickness | SR | MSE |
---|---|---|---|---|---|---|---|
700 | BG | 0.31 | 52 | 48 | 33 | 2 | 6 |
600 | MG | 0 | 82 | 18 | 55 | 0 | 11 |
500 | MG | 0 | 88 | 12 | 60 | 2 | 12 |
400 | MG | 0 | 93 | 7 | 62 | 5 | 12 |
Fig. 4 As deposited and annealed MoS2 film reflectance calculated for normal incidence and film with a nominal thickness of 50 nm. |
The naked substrate was considered as well as a control sample. Irradiation did not cause any temperature change in this case as expected due to fused silica transparency in the NIR. On the other hand, irradiation of the amorphous and 2H polycrystalline MoS2 films resulted in a steep increase of recorded temperature shortly after the beam was switched on (during the first minute), and then the temperature was gradually saturated (cf.Fig. 5c). The saturation temperature is significantly higher for amorphous (≈52 °C) than the crystalline (≈36 °C) film, which is consistent with the higher values of the amorphous MoS2 extinction coefficient with respect to its 2H crystalline phase (see Fig. 5a). Zhou and coworkers reported a temperature increase of polyvinylpyrrolidone-modified MoS2 nanodots to a value of about 32 °C (2H phase) and to about 53 °C (1T phase) when irradiated in a solution (50 ppm) with a NIR laser (1064 nm, 1.0 W cm−2).14 Additionally, Yougbaré et al. reported an increase of temperature in 1T phase MoS2 nanosheet solution (100 μg mL−1) to about 54 °C when irradiated with an 808 nm laser diode with a power density of 1.0 W cm−2.43 Although the mentioned results are not directly comparable with our findings, due to different experimental arrangements (light source spectral range and its power, a form (nanoparticle solution and thin film) of MoS2), our data show that light–heat conversion in the amorphous MoS2 film displays a similar enhanced tendency to that reported for MoS2 in its 1T crystalline phase. Moreover, as the amorphous phase is thermodynamically more stable than 1T, we suggest that amorphous MoS2 is an even better candidate for the photothermal agent for photothermal therapy.
Footnote |
† Electronic supplementary information (ESI) available: (i) absorbance spectra, (ii) photos of MoS2 films, (iii) spectral deconvolution of MoS2 electric permittivity in a graphical form and (iv) wavelength dependence of the refractive index and extinction coefficient. See DOI: https://doi.org/10.1039/d3na00111c |
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