Maialen
Uribarrena
a,
Eric
Rovira-Cal
bc,
Leire
Urbina
d,
Maria Jose
Suárez
d,
Enrique
Aymerich
bc,
Pedro
Guerrero
ae,
Koro
de la Caba
*ae and
Alaitz
Etxabide
*a
aBIOMAT Research Group, University of the Basque Country (UPV/EHU), Engineering College of Gipuzkoa, Plaza de Europa 1, 20018, Donostia-San Sebastián, Spain. E-mail: koro.delacaba@ehu.es; alaitz.etxabide@ehu.eus
bCEIT Basque Research and Technology Alliance (BRTA), Manuel Lardizabal 15, 20018 Donostia-San Sebastián, Spain
cUniversidad de Navarra, Tecnun, Manuel Lardizabal 13, 20018 Donostia-San Sebastián, Spain
dGaiker Basque Research and Technology Alliance (BRTA), Parque Tecnológico, Ed. 202, 48170 Zamudio, Spain
eBCMaterials, Basque Center for Materials, Applications and Nanostructures, UPV/EHU Science Park, 48940, Leioa, Spain
First published on 22nd February 2024
Whey protein extracted from cheese-making by-products was analysed as a potential alternative for both food waste valorisation and food packaging waste reduction. Whey protein was ultrafiltered from local cheese whey and used for film manufacture via compression moulding. The physicochemical characterization of the extracted protein showed that the purity of the extracted protein was 91.6% wt. FTIR and XRD analyses, as well as SEM images, revealed the presence of lactose in the extracted protein. The solubility of the films made in water indicated that whey protein films would be suitable for packaging fatty foods, e.g. cheese, thus following the circular economy strategy. Furthermore, since the biodegradability of the films was higher than 70% after 48 h under composting conditions, it can be concluded that whey protein films are rapidly compostable in any industrial composting facility, highlighting the more sustainable character of these films. Finally, the environmental assessment confirmed that the film manufacturing process was the stage contributing the most to the environmental impact and, thus, this step should be optimised to reduce the environmental footprint of the films developed.
The cheese industry produces about 145 Mt of whey annually, of which 54% is re-used in the food system, 60 Mt are used as feed, fertilizer or waste, and 6 Mt are destined for non-food uses.8 Whey contains a lot of nutrients and whey powder can be used as an additive or supplement in many food products and diets.9 However, this option is not enough to considerably reduce the waste volume. Therefore, more innovative studies were required. Among them, some have shown the potential of whey digestion to obtain biogas for power and the capacity of its protein to be used as bioplastics.9 This last application has gained much attention in recent years, as it can also arise as an alternative to tackle the problem of packaging. In this context, whey protein-based edible films have been prepared for food and drug packaging.10,11 Zhang et al.12 developed a composite film using seed gum along with whey protein to modify physical and mechanical properties. For the preservation of chestnuts, the development of chitosan/whey protein composite films was carried out.13 Nevertheless, these studies are just focused on one part of the whole process, with no further examination of the method employed for the extraction of the protein or the impact that these new procedures could have on the environment. These aspects are essential to prove the sustainability of the new material. With this aim, a complete study of whey protein-based films, from the extraction of the protein to the biodegradation of the film, considering the film manufacture, was carried out in this work. The environmental analysis of the whole process was also assessed. For that, the films were prepared using the whey protein extracted from whey obtained from a local farm. To the best of our knowledge, no similar study has been conducted to study the environmental impact of the whole process, including protein extraction, protein-based film processing, and the end of life of the film after disposal with the aim of identifying those steps that could be improved from an environmental point of view. Therefore, this work could provide further knowledge for decision-making to reduce the environmental impacts associated with both food waste and packaging waste, being crucial towards more sustainable alternatives in the food chain in line with the circular bioeconomy.
For film preparation, glycerol and NaOH 1 M were purchased from Panreac (Spain) and applied as a plasticizer and a pH modifier, respectively. Type II water (Wasserlab, Spain) was used as a solvent.
For aerobic biodegradation determination, ripe compost (no more than 3 months old) from composted horse manure (BioLurra brand) was sieved at 5 mm to be used as inoculum, as well as microcrystalline cellulose (MCC) powder, with a particle size >20 μm (Sigma Aldrich, Spain), as a reference material.
The amino acid analysis of the whey used in this study, the extracted whey protein and the commercial whey protein was performed with a Biochrom 30+ amino acid analyser physio-logical system (Biochrom, UK), which has a reproducibility with a coefficient of variation lower than 0.5%.
An ALPHA II FTIR spectrometer (Bruker, Spain) equipped with attenuated total reflectance (ATR) crystal (ZnSe) was used to obtain FTIR spectra in the infrared absorption frequency range from 4000 to 800 cm−1. A total of 32 spectral scans were conducted and the resolution was set to 4 cm−1.
The colour parameters (L*, a* and b* of the CIELAB colour space) of the films were measured using a CR-400 Minolta Chroma Meter (Konica Minolta, Spain) colourimeter: L* = 0 (black) to L* = 100 (white), −a* (greenness) to +a* (redness), and –b* (blueness) to +b* (yellowness).
A PANalytic Xpert Pro (PANalytical, The Netherlands) instrument was employed to collect XRD patterns at 40 kV, 40 mA, and an X-ray wavelength of 1.5418 Å in the 2θ range from 2.5° to 50.0°.
A Hitachi S-4800 scanning electron microscope (SEM, Hitachi High-Technologies Corporation, Japan) was used to visualize the surface and cross-sectional morphologies of the films. First, the samples were placed in a metallic stub and coated with gold under vacuum under an argon atmosphere. Then, an acceleration voltage of 15 kV was used for SEM analysis.
Mechanical properties of the films (4.75 mm × 22.25 mm, bone shape) were measured with a TA.XT plusC (Stable microsystems) texturometer, according to ASTM D882-02. Tensile tests were conducted with a load cell of 50 N and a crosshead rate of 1 mm min−1.
The water contact angle (WCA) of the films was measured using a Dataphysics contact angle OCA (DataPhysics, Spain) instrument. 3 μL distilled water was added dropwise onto the film surface and the drop image was captured using SCA20 software.
Water vapour permeability (WVP) measurements were carried out in a controlled humidity environment chamber PERME™ W3/0120 (Labthink Instruments Co. Ltd, China). Each film was cut into samples of 7.4 cm diameter (test area of 33 cm2). The films were maintained at a temperature of 38 °C and relative humidity of 90%, according to ASTM E96-00, and the WVP was determined gravimetrically until constant weight.
Thermogravimetric analysis, TGA (Mettler Toledo TGA/SDTA 851, Madrid, Spain), was performed from 25 to 800 °C and differential scanning calorimetry, DSC (Mettler Toledo DSC 822) was conducted from 5 to 180 °C. Both assays were carried out at 10 °C min−1 under an inert atmosphere to avoid oxidation reactions.
Film solubility was analysed in a simulant for hydrophilic foods (Type II water) and in a simulant for lipophilic foods (95% v/v ethanol).16 The films were weighed (W0) and immersed into 30 mL of the simulant at 22 °C for 24 h. After that, the specimens were taken off simulants and left to dry before reweighing (Wt). The solubility of the films was calculated from the weight loss (W0 − Wt) with reference to the initial mass (W0).
Duplicate bioreactors of 2 L capacity were prepared with the mixture of the compost and the film sample (previously cut at 2 mm2). A total of 53.8 g of the film was put into each bioreactor to achieve the minimum of 20 g TOC, as recommended by the ISO 14855 standard. Additionally, deionized water was added to the bioreactor to ensure the correct humidity level during the test (100% relative humidity). The total volume of the mixture of the compost and the film sample was around two-thirds of the bioreactor vessels to allow manual stirring of the mixture during the incubation period (Fig. 1).
Duplicates of blank bioreactors containing only compost and containing a mixture of compost and MCC (6:1) were also prepared. The 6 bioreactor vessels were closed and incubated with additional samples of bioplastic films at 58 ± 2 °C under a continuous flow of humidified air in the corresponding cabinet of the ECHO analyzer system (ECHO instruments, Slovenia) (Fig. 2). The humidity of the bioreactor vessel was checked during that period and water was added when required. Additional stirring was also carried out within the first weeks.
Biodegradability was determined by measuring the carbon dioxide (CO2) produced by the sample under controlled composting conditions according to modified ISO 14855-1:2012. The percentage of CO2 generated inside the reactors was measured in duplicate using an ER12 respirometer (ECHO instruments, Slovenia). The theoretical amount of CO2 that could be generated from the sample (CO2Th) was estimated from its carbon content as follows:
The percentage of biodegradation was calculated assuming that all the carbon in the sample was converted into CO2:
Two fractions were obtained from the ultrafiltration process. A filtered cheese whey with a content reduced in protein and a purified fraction mainly composed of protein. The results can be seen in Table 1. The initial macromolecular composition of cheese whey was 10.3% (w/w) proteins and 89.7% (w/w) sugars. The protein recovery in the purified fraction was 83.3%, while the lactose was reduced by 92.4%. Protein purity increased from 10.3% (w/w) to 55.5% (w/w) during the ultrafiltration step. Even though cheese whey contained a great amount of sugar, the concentration of lactose after the first filtration step was 5.72 g L−1, which was still high and could interfere with the posterior process of film formation. For this reason, a second step of ultrafiltration was applied to further increase the protein purity. The second filtration showed similar yields of protein recovery (82.5%) and sugar removal (90.6%) to the first step, being able to increase the protein content up to 91.6% (w/w), which is a very high purity, similar to commercial whey protein isolates.19
Cheese whey (W) | First permeate | Second permeate (L-WP) | |
---|---|---|---|
Proteins (g L−1) | 8.57 | 7.15 | 5.90 |
Sugars (g L−1) | 75.00 | 5.72 | 0.54 |
Protein recovery (%) | — | 83.3 | 82.5 |
Protein content (%) | 10.3 | 55.5 | 91.6 |
Sugars elimination (%) | — | 92.4 | 90.6 |
The amino acid composition of whey and whey protein depends mainly on the original composition of the starting milk and the processing techniques used in cheese production.20–22 Taking the above into consideration, the amino acid composition of the whey (W) used in this study, as well as that of the local whey protein (L-WP) extracted from cheese whey, were analyzed and compared to that of a commercial whey protein (C-WP). As can be seen in Table 2, the amino acids with the highest presence were glutamic acid, aspartic acid, alanine and leucine, while arginine, histidine and cysteine were present in the lowest amounts in all the analysed samples.
Amino acid | % in W | % in L-WP | % in C-WP |
---|---|---|---|
Aspartic acid | 11.55 | 11.35 | 11.58 |
Threonine | 5.79 | 6.47 | 6.71 |
Serine | 6.79 | 7.03 | 7.16 |
Glutamic acid | 17.67 | 16.78 | 16.59 |
Proline | 7.42 | 7.66 | 7.50 |
Glycine | 5.53 | 3.71 | 3.41 |
Alanine | 9.39 | 8.90 | 9.51 |
Cysteine | 1.34 | 1.43 | 1.43 |
Valine | 5.06 | 5.65 | 5.62 |
Methionine | 1.08 | 1.86 | 1.70 |
Isoleucine | 4.17 | 4.63 | 4.75 |
Leucine | 8.62 | 9.21 | 9.07 |
Tyrosine | 1.82 | 2.25 | 2.46 |
Phenylalanine | 2.86 | 2.83 | 2.64 |
Histidine | 1.53 | 1.47 | 1.39 |
Lysine | 8.48 | 7.56 | 7.54 |
Arginine | 0.90 | 1.20 | 0.92 |
Regarding FTIR analysis (Fig. 3), C-WP showed the characteristic bands of proteins associated with the peptide bonds: amide I at 1640 cm−1, corresponding to the carbonyl (CO) stretching; amide II at 1540 cm−1, associated with the N–H bond bending; and amide III at 1240 cm−1, associated with the C–N bond stretching; additionally, the band centred around 1000 cm−1 was related to the presence of sugars in commercial whey proteins. In the case of whey (W), the characteristic protein bands were also observed, with a lower intensity, and an additional band at around 1740 cm−1, associated with the ester groups of the whey fats was observed,23,24 indicating the need for a separation process to obtain the whey protein. L-WP extracted from cheese whey (W) showed the characteristic bands of the protein: amide I (1630 cm−1) and amide II (1545 cm−1), as well as the presence of lactose (1090 cm−1), as also observed for C-WP.
As for the XRD pattern of whey protein films (Fig. 5), a broad weak peak at around 2θ = 10° and a more-intense less-broad peak at around 2θ = 20° confirmed the amorphous structure of L-WP films. In addition, XRD results showed the presence of carbohydrates since the characteristic peaks for different crystal types of lactose could be observed through the sharp and intense band around 2θ = 20°.25
Regarding SEM analysis, the films exhibited a homogeneous surface without cracks and pores (Fig. 6A). Some material agglomerates were spotted, reflecting uneven regions, which were related to the presence of lactose in whey protein (Fig. 6B), as also shown by FTIR and XRD results. As for the internal structure (Fig. 6C), the cross-section exhibited heterogeneous bulk. These results can be related to the protein composition26 since different compounds, such as lipids and carbohydrates, were present in whey protein, as seen in FTIR spectra.
Fig. 6 SEM images of (A) the surface with a 1.00 mm scale bar, (B) the surface with a 10 μm scale bar, and (C) the cross-section of L-WP films. |
Film | Mechanical properties | Barrier properties | ||
---|---|---|---|---|
L-WP | TS (MPa) | EB (%) | WCA (°) | WVP ×107 (kg (m s Pa)−1) |
1.0 ± 0.1 | 16.3 ± 3.4 | 95.0 ± 2.8 | 4.8 ± 1.3 |
Regarding barrier properties, also shown in Table 3, the water contact angle of the films determines the hydrophobic or hydrophilic characteristics of the films. Contact angle values greater than 90° are characteristic of hydrophobic surfaces, whereas WCA values lower than 90° are characteristic of hydrophilic surfaces.30 L-WP films exhibited water contact angles of 95°, indicating the hydrophobic character of the film surface. Despite the hydrophobic surface of the films, the water vapour permeability value was similar to those observed for other biopolymeric films.31 Taking into account that the diffusion process must be considered in the permeability behaviour, this result would confirm the presence of polar groups in the inner structure of the film.
The derivative curve of the thermogravimetric analysis (DTGA) shows different thermal degradation zones (Fig. 8). The first thermal degradation zone, near 100 °C, corresponds to the moisture in the samples; the second degradation zone, at 180 °C, is associated with carbohydrates present in the protein; and the highest degradation temperature at 325 °C, corresponds to the protein, indicating the high thermal stability of L-WP.
Finally, in relation to a potential application of the films for food packaging, the films were tested in two food simulants. The films were soluble in water, while partially soluble (48.2 ± 1.6%) in ethanol at 22 °C, as shown in Table 4. These solubility outcomes were related to the high content of polar amino acids (e.g., glutamic and aspartic acids) in whey protein,32,33 as shown in Table 1. A possible way to decrease the solubility of these films could be via a sugar (lactose) and protein (whey) crosslinking reaction, known as the Maillard reaction,34 which could be promoted by heating. The current results indicate that films would be suitable for packaging lipophilic foods such as cheese. In that case, a circular economy strategy could be followed since the whey protein used in this work was extracted from the whey obtained as biowaste from cheese production.
Food simulant | Type of food | Solubility (%) |
---|---|---|
Water | Hydrophilic | 100 |
95% EtOH | Lipophilic | 48.2 ± 1.6 |
Material | MC (%) | TOC (%) |
---|---|---|
Compost | 47.24 ± 5.50 | 28.94 ± 1.10 |
MCC | 0.05 ± 0.01 | 45.50 ± 1.33 |
L-WP film | 9.03 ± 0.35 | 45.80 ± 0.08 |
The biodegradation kinetics of the films in comparison to MCC used as a reference is shown in Fig. 9. As can be seen, the biodegradation rate of the whey protein films at industrial composting conditions increased rapidly after 8 h of incubation, achieving percentages higher than 50% in less than 40 h after the test was initiated. A shorter initial delay period was observed in comparison with the majority of bioplastics, which show an induction period that can be extended up to 10–20 days, depending on the composition and thickness.35 The degree of biodegradation observed in this study under thermophilic conditions (58 ± 2 °C) for this type of protein film is expected to be reduced if tested under mesophilic composting conditions.11 Since ISO 14855 establishes that the degree of biodegradation must be 70% after 45 days, it can be concluded that the whey protein films tested can be considered compostable.
Fig. 9 Biodegradability of local whey protein (L-WP) films in comparison with microcrystalline cellulose (MCC). |
The results obtained showed a superior biodegradability rate of protein films at composting in comparison with other bioplastics.36 Among the compostable bioplastics used nowadays in commercial packaging applications, PLA, PBAT and starch-based plastics can be found. Ruggero et al.37 studied the degradation of these materials by the simulation of industrial composting conditions following modified guidelines in ISO 14855-2:2018 during tests of 20 days at the thermophilic phase followed by 40 days of maturation phase. They found a degradation rate, in terms of weight loss, of 45 ± 5%, 8 ± 2% and 3 ± 1% after 60 days for starch, PBAT and PLA, respectively. Brdlík et al.38 also studied the biodegradation during the thermophilic composting (ISO 14855-1) of PLA films. The neat PLA films achieved about 4% biodegradation after 28 days of composting. The results obtained for L-WP films in this work are indicative of a more rapid biodegradability in comparison with other materials. These results are of great interest considering the Circular Economy Package adopted by the EU and the associated legislative measures with a common target on recycling, especially on the packaging, and reduction of municipal solid wastes going to landfilling. In this context, easily compostable packaging materials, collected together with organic waste, may help to achieve the challenging recycling targets recently established.39
Fig. 10 Relative contributions in each impact category for the most relevant processes involved in the entire life cycle of L-WP films. |
This journal is © The Royal Society of Chemistry 2024 |