Isabel M.
Jensen‡
a,
Vincent
Clark‡
b,
Harper L.
Kirby
a,
Netzahualcóyotl
Arroyo-Currás
*bc and
David M.
Jenkins
*a
aDepartment of Chemistry University of Tennessee Knoxville Knoxville, TN 37996, USA. E-mail: jenkins@ion.chem.utk.edu
bChemistry-Biology Interface Program Johns Hopkins University Baltimore, MD 21218, USA
cDepartment of Pharmacology and Molecular Sciences Johns Hopkins University School of Medicine Baltimore, MD 21205, USA. E-mail: netzarroyo@jhmi.edu
First published on 15th August 2024
Self-assembled monolayers (SAMs) are employed in electrochemical biosensors to passivate and functionalize electrode surfaces. These monolayers prevent the occurrence of undesired electrochemical reactions and act as scaffolds for coupling bioaffinity reagents. Thiols are the most common adlayer used for this application; however, the thiol-gold bond is susceptible to competitive displacement by naturally occurring solvated thiols in biological fluids, as well as to desorption under continuous voltage interrogation. To overcome these issues, N-heterocyclic carbene (NHC) monolayers have been proposed as an alternative for electrochemical biosensor applications due to the strong carbon–gold bond. To maximize the effectiveness of NHCs for SAMs, a thorough understanding of both the steric effects of wingtip substituents and NHC precursor type to the passivation of electrode surfaces is required. In this study, five different NHC wingtips as well as two kinds of NHC precursors were evaluated. The best performing NHC adlayers can be cycled continuously for four days (over 30000 voltammetric cycles) without appreciably desorbing from the electrode surface. Benchmark thiol monolayers, in contrast, rapidly desorb after only twelve hours. Investigations also show NHC adlayer formation on other biosensor-relevant electrodes such as platinum and palladium.
Despite their promise, one of the greatest challenges that SAM-based sensors face is their short operational stability.16 For example, nucleic acid aptamer-based sensors have a limited duration of hours before they begin to deteriorate, as opposed to the more biomedically relevant timescale of days or weeks.17,18 The weakest link for these biosensors is the chemical bond between the electrode surface and the SAM.19 Specifically, previous studies by us and others have shown that voltage-induced desorption17,20 and competitive displacement are the driving causes of alkylthiol-based SAM decay in biofluids.20–22 Thus, to extend the longevity of SAM-based electrochemical biosensors to physiologically relevant timescales, and improve the commercialization of these technologies, we must first address the weakness of the metal–SAM bond.
N-heterocyclic carbenes (NHCs) are an emerging alternative to thiols that form incredibly stable SAMs on gold.23,24 NHC monolayers show stability under a wide variety of temperatures, pH, and even in biofluids.23,25–30 We and others have noted NHCs’ stability under continuous electrochemical interrogation,25,31–34 which is the critical weak-point of thiols used for electrochemical biosensor applications. Their value for electrochemical sensing is already becoming apparent as Crudden reported a preliminary application of NHC SAMs for electrochemical sensing of the measles virus.31 However, many questions remain regarding the impact of NHCs wingtip position and precursor species—both of which are known to impact monolayer organization and monolayer quality—on electrochemical stability.24,35–37 To date, there have been neither comparative studies of wingtip effects or deposition methods for electrochemical stability of NHCs, nor what effects they may have on SAM longevity under continuous interrogation.
In this manuscript, we have undertaken a systematic approach to investigate the effects that wingtip and NHC precursor species have on electrode passivation and monolayer longevity (Fig. 1). Five different wingtip sizes were evaluated across NHCs ranging from methyl to tert-butyl along with two distinct approaches to NHC deposition, from a triflate salt or NHC–CO2 adduct. We evaluated the performance of the monolayers for electrode passivation via the monitoring of capacitive currents in cyclic voltammetry compared to benchmark thiol mercaptohexanol (MCH) SAMs. The best performing NHCs were then subjected to continuous electrochemical interrogation over 96 hours to evaluate longevity of monolayers and showed no significant long-term degradation. In contrast, MCH-based SAMs decayed over just 12 hours. Finally, we compared the best-performing NHCs and evaluated them across different noble metal electrodes, with the goal of expanding their use to electrode surfaces other than gold.
Fig. 1 Utilizing the modularity of NHCs by varying wingtip composition and precursor type to form self-assembled monolayers on a variety of electrode surfaces. |
Although the benzimidazoliums for each of the five wingtips have been previously prepared, most of them had not been synthesized with the key triflate counteranion. The methyl- and isopropyl-winged benzimidazolium triflate salts—(1-H)(OTf) and (4-H)(OTf), respectively—were synthesized as previously published in literature (Fig. 2B).43,44 For (1-H)(OTf), we first synthesized the alkyl triflate MeOTf and then added the alkyl benzimidazole (1-1), with the triflate remaining as the counteranion to the benzimidazolium. The ethyl-winged benzimidazolium triflate, (2-H)(OTf), was synthesized in this same manner (Fig. 2B). The first ethyl substituent was added via addition of 1-ethyl iodide to benzimidazole in the presence of cesium carbonate as a base to yield 2-1. To synthesize the final triflate salt, 2-1 was first dissolved in dichloromethane and cooled to −78 °C. Ethyl triflate (2-2, prepared by the method of Yoshida45) was diluted with dichloromethane and slowly added to the stirring solution of 2-1, which we stirred for one hour before the bath was removed, and the reaction mixture was allowed to warm to room temperature overnight while stirring. All volatiles were removed, and the solids redissolved in dichloromethane before triturating with cold diethyl ether (at 0 °C), which gave the product (2-H)(OTf) in 93% yield as a pale purple solid. The remaining two triflate salts with n-hexyl and tert-butyl wingtips required different synthetic approaches. The previous route that was successful for (2-H)(OTf) surprisingly did not work for preparation of the n-hexyl-winged benzimidazolium triflate (3-H)(OTf). Instead, to prepare (3-H)(OTf), we first synthesized the di-n-hexyl-benzimidazolium iodide salt (3-H)(I)via the stepwise addition of two n-hexyl wings using 1-iodohexane (Fig. 2B).46 We then carried out an anion metathesis reaction with silver triflate in methanol to precipitate silver bromide and quantitatively yield the dark orange hexyl-winged benzimidazolium triflate (3-H)(OTf). A key distinction between (3-H)(I) and (3-H)(OTf) is the difference in chemical shift values between their 1H NMR spectra, with the benzimidazolium proton resonances ranging from 10.96 to 9.81 ppm (Fig. S45 and S23, respectively, ESI†). For (4-H)(OTf) we followed the previously published method of anion exchange with silver triflate, first synthesizing (4-H)(I) directly from benzimidazole,42 then proceeding with the anion exchange in methanol.43
For the tert-butyl wingtip NHC, the first step was the formation of N,N′-di-tert-butyl-1,2-diaminebenzene (5-1) from o-dibromobenzene and tert-butyl amine via a Buchwald-Hartwig amination reaction (Fig. 2B).47 A ring-closing reaction with ethyl orthoformate and 5-1 under acidic conditions (with HCl) yielded N,N-di-tert-butyl-benzimidazolium chloride (5-H)(Cl).48 The counteranion for (5-H)(Cl) was then converted to the triflate using silver triflate to give the faintly pink (5-H)(OTf) in 88% yield.
In addition to the benzimidazolium triflate salts, we prepared two NHC–CO2 adducts for comparison. The synthesis of the isopropyl wingtipped NHC–CO2 adduct 4-CO2 proceeded via an adapted procedure published by our group (Fig. 2C).42 The novel tert-butyl wingtip NHC–CO2 adduct, 5-CO2, was synthesized utilizing a similar procedure. Deprotonation of N,N-di-tert-butyl-benzimidazolium chloride (5-H)(Cl) was accomplished with potassium hexamethyldisilazane in THF at −78 °C to afford the free carbene. The solution was then filtered over Celite to remove potassium chloride. The solution with free carbene (5) was then cooled to −70 °C in a Strauss tube with a stir bar and attached to a Schlenk line. The line and headspace of the tube was evacuated, after which carbon dioxide gas was added. The addition of CO2 gas led to the gradual precipitation of a white solid, 5-CO2. The solution was then cooled to −30 °C in a glovebox and triturated with cold diethyl ether. A fine white powder of 5-CO2 was then collected by filtration on a fine frit in 5% yield. Compound 5-CO2 has very poor solubility in all non-protic solvents; however, we were able to obtain its 1H NMR spectrum in dry CDCl3 that showed the absence of the key benzimidazolium proton (Fig. S35, ESI†).
The method of deposition onto the electrodes is critical and was modified from our previous reports to enhance reproducibility and reduce contamination between NHCs. We previously demonstrated that (4-H)(OTf) could passivate the surface of gold electrodes to a similar extent as the benchmark MCH.33 To complete that study, we formed adlayers via deposition of the NHCs from methanolic solutions of their triflate salts over 4 h at room temperature, similar to benchmark MCH deposition methods.49 Here, we employed a vacuum oven (Thermo Scientific) to deposit the carbenes from 1 mM methanolic solutions at high temperature (120 °C) and reduced pressure (10 inHg) over a shorter period of 25 min to ensure sufficient coverage of the electrode surface. To prevent NHC cross contamination, we coated the vacuum oven with aluminum foil that was disposed of when switching between NHC ligands. Additionally, we observed that NHCs absorb so strongly to the gold electrode that they cannot be removed using standard protocols typically employed to remove thiol-based monolayers. To address this second challenge, we implemented a more aggressive chemical and electrochemical cleaning strategy (documented in detail in the Electrochemical methods section of the ESI†), that achieves complete electrode regeneration prior to new NHC depositions.
To understand the passivation effect of the various NHC ligands on gold electrodes, we note that the electrode–electrolyte interface can be represented as a parallel-plate capacitor, in which the electrode and the electrolyte represent the capacitor plates, and any adlayers in between represent the dielectric.50 Following this model, densely packed and tall monolayers will decrease electrode capacitance because they decrease the permittivity of the dielectric and increase the distance between the plates. Conversely, poorly packed and shorter monolayers can increase electrode capacitance. Finally, the absence of an adlayer will result in the largest capacitance of the system. These effects are illustrated in Fig. 3A for a gold electrode and a benchmark monolayer of 6-mercaptohexanol. In the absence of the monolayer (yellow trace), the capacitive current of the gold electrode (5.9 ± 1.9 μA cm−2) is approximately four times greater than when the thiol monolayer is formed (1.2 ± 0.3 μA cm−2). These measurements offer a quantitative reference for comparisons to NHCs on their passivation of gold electrodes.
Fig. 3 Effect of alkanethiol and NHC deposition on the voltammetry of gold electrodes. (A) Mercaptohexanol (MCH) deposition (orange trace) results in dampening of capacitive currents relative to bare gold electrodes (yellow trace). (B) NHC 1 from (1-H)(OTf) and (C) NHC 2 from (2-H)(OTf) passivate the electrode to a similar extent relative to MCH. NHCs with bulkier, more hydrophobic wingtips: (D) NHC 3 from (3-H)(OTf), (E) NHC 4 from (4-H)(OTf), and (F) NHC 5 from (5-H)(OTf), all form adlayers that show transitionary capacitive peaks at t = 0 h (black traces) which progressively decrease in magnitude upon repeated voltammetric cycling (red traces). Cyclic voltammograms are shown as current density (μA cm−2), normalized to the microscopic surface area of the electrodes. The voltage scanning rate was 0.1 V s−1. Red traces are the last measurement of 8000 total scans, interrogated every 10 s for 24 h. Traces were chosen to illustrate the capacitive effects. Data averaging four replicates plus their standard deviation are included in Fig. S2–S6 (ESI†). |
We performed serial investigation of NHC-coated gold electrodes via cyclic voltammetry measurements every 11 s for 24 h. By doing so, we could measure capacitive currents at t = 0 immediately after NHC deposition, and also monitor their stability during continuous voltage modulation. Five different NHC wingtips were investigated including methyl, ethyl, n-hexyl, isopropyl, and tert-butyl (Fig. 3B–F). We selected triflate salts for these NHCs based on multiple prior reports that proposed them for direct adlayer formation on gold.31,33 Following NHC deposition, electrodes were cycled from −0.1 V to 0.3 V (vs. Ag|AgCl) in phosphate-buffered saline. We previously determined that scanning within this voltage window prevents voltage-induced desorption of chemisorbed thiol or NHC adlayers.33
All NHCs adsorbed strongly onto gold electrodes (Fig. 3B–F). Notably, we observed significant differences in capacitive currents caused by the structural differences of the NHC wingtips. NHCs with small wingtips such as methyl (Fig. 3B, 3.1 ± 0.8 μA cm−2) and ethyl (Fig. 3C, 3.9 ± 0.7 μA cm−2) achieved electrode surface passivation within a factor of 3 of that of 6-mercaptohexanol (Fig. 3A, 1.2 ± 0.3 μA cm−2). Crucially, their passivation did not change after 8000 voltammetric cycles. In contrast, n-hexyl (Fig. 3D), isopropyl (Fig. 3E), and tert-butyl (Fig. 3F) wingtipped NHCs generated adlayers that presented transitionary peaks at voltages above 0.1 V, which showed reversibility at voltages below −0.05 V. These voltammetric features decreased in current magnitude upon continuous interrogation, with complete disappearance in the case of the n-hexyl wingtipped NHC after 24 h of continuous scanning. However, even after 24 h, baseline capacitive currents (hexyl: 8.5 ± 3.1 μA cm−2, isopropyl: 19.6 ± 9.8 μA cm−2, tert-butyl: 8.6 ± 4.6 μA cm−2) did not show electrode passivation to the same extent as adlayers made with NHCs having methyl and ethyl wingtips.
Given that NHCs are not redox active at the voltages shown in Fig. 3, we propose that the redox peaks seen for the hexyl, isopropyl, and tert-butyl wingtips are due to silver ions remaining from the anion exchange conducted to replace iodide for triflate (Fig. 2B).51–53 Unfortunately, synthetic difficulty to create the triflate salts significantly increases if silver halides are not used.
To further demonstrate that the voltammetric peaks we observed are due to silver contamination, we prepared fresh adlayers of the NHC with isopropyl wingtips (from Fig. 3E) and carried out cyclic voltammetry measurements in phosphate-buffered saline containing different anionic species. As expected,54,55 the silver stripping and deposition peaks are a function of anion identity (Fig. 4A–F), with the largest features being observed for moderately adsorbing anions of large ionic radius such as phosphate (Fig. 4A), chloride (Fig. 4C), and bromide (Fig. 4D) onto the silver contaminants. Iodide contributed to a large capacitive current but its silver complex did not undergo redox processes within the voltage window used (Fig. 4E). Fluoride anions, which have a significantly smaller ionic radius relative to the other halides, generated redox peaks that were one order of magnitude smaller (Fig. 4B + inset). It is likely that the lower currents observed in the presence of fluoride reflect slower redox kinetics at the electrode surface. A final experiment conducted with nitrate, a weakly adsorbing anion, showed negligible peaks (Fig. 4F + inset). However, adding chloride to the nitrate-containing solution slowly caused the reappearance of the silver redox peaks (Fig. S12, ESI†). Overall, these results provide strong evidence that silver cross-contamination from anion exchange reactions during NHC synthesis can drastically affect monolayer organization, packing and electrochemical behavior.
Fig. 4 Anion effects on the capacitive transitions of NHCs with isopropyl wingtips. These cyclic voltammograms correspond to the first (black traces) and last (red traces) cycles out of 8000 measurements in either (A) phosphate buffer alone (11.8 mM PO43−), or phosphate-buffered saline containing 137 mM of (B) fluoride, (C) chloride, (D) bromide, (E) iodide or (F) nitrate anions. Traces were chosen to illustrate the capacitive effects. Data averaging four replicates plus their standard deviation are included in Fig. S7–S11 (ESI†). |
To avoid silver carry over from NHC syntheses to monolayer formation, we synthesized NHC–CO2 adducts which do not require anion exchange. NHC–CO2 adducts have been established to well-characterized monolayer formation and also displayed this behavior under electrochemical cycling.25,32,41 We compared 4-CO2 and 5-CO2 to the previously evaluated (4-H)(OTf) and (5-H)(OTf). We deposited 4-CO2 and 5-CO2 on gold electrodes via the same method in a vacuum oven. In stark contrast to the deposition of the triflate salts, we observed no redox peaks via cyclic voltammetry for 4-CO2 and 5-CO2 (Fig. 5), with a concomitant reduction in voltammetric capacitance indicating the presence of well-formed monolayers passivating the electrode. Additionally, voltammetry performed on 4-CO2 but in the presence of silver ions showed redox peaks similar to those seen in Fig. 3E and 4C (data shown in Fig. S13, ESI†), further confirming the redox peaks were due to silver contamination. These results demonstrate that NHCs synthesized as CO2 adducts have higher purity relative to their triflate analogs and can quickly decarboxylate upon reacting with the gold surface to form a clean chemisorbed self-assembled monolayer.
While the silver contamination partially hinders a comprehensive evaluation, capacitive currents are related to binding mode and packing of the NHCs on the gold electrode. These, in turn, are dictated by the size of the NHCs’ wingtips. We observe that for the two non-silver contaminated triflate species, the smaller methyl-winged NHC deposited from (1-H)(OTf) performs slightly better than the ethyl-winged NHC deposited from (2-H)(OTf) when evaluating the reduction in capacitive current (Fig. 3B and C, respectively). This result is consistent with ours and other previous studies that show the methyl winged NHCs lie flat on gold surfaces and pack very efficiently.35–37 Similarly, for the CO2-adducts, we note that the isopropyl-winged 4-CO2 performs better than bulkier counterpart tert-butyl winged 5-CO2 (Fig. 5A and B, respectively). As the wingtip size increases, NHCs are more likely to stand up on gold surfaces, which changes their packing mode.23,24 Isopropyl wingtips, in particular, have been found to be highly effective at creating self-assembled monolayers on gold surfaces.25,27,38,56
A requirement for electrochemical sensors in medicine is long term stability. Since the adlayers achieving greatest gold electrode passivation were (1-H)(OTf) (Fig. 2B) and 4-CO2 (Fig. 5A), we tested these two NHCs against mercaptohexanol in a 96 hour experiment. Each adlayer was subjected to continuous voltammetric interrogation from 0.3 V to −0.4 V every 11 s for 96 h (Fig. 6). This voltage window covers the useful range of gold in physiological media, limited by surface oxidation at ≥0.3 V,57,58 and oxygen reduction at ≤−0.4 V.59
The MCH monolayer (Fig. 6A) showed flat capacitive currents over the first six hours of continuous interrogation, but started to quickly desorb after that period which was observed as a linear increase in capacitive currents (orange trace in Fig. 6D). In contrast, both (1-H)(OTf) and 4-CO2 showed decreases in capacitive currents over 96 hours (Fig. 6B and C). The capacitive current for (1-H)(OTf) dropped during the first hour before it plateaued for 60 hours, then very slowly increased towards the end of the experiment (green trace in Fig. 6D). We speculate the jump seen at ∼68 h may be due to a power surge that affected the measurement. Nevertheless, the capacitive currents measured with (1-H)(OTf) are stable over periods longer than 60 h. The capacitive currents for 4-CO2 plateaued within the first hour of continuous interrogation, and then remained completely stable until the end of our measurements (purple trace in Fig. 6D). These results unequivocally highlight the enhanced stability of NHC adlayers, especially 4-CO2, on gold relative to a benchmark thiol monolayer of mercaptohexanol and underscore their promise as passivating agents for electrochemical biosensor development.
Given that the strong σ-donation of NHCs is broadly applicable across transition metals and not exclusive to gold, we tested the ability of NHCs to form adlayers and passivate other important metal electrodes. Platinum and palladium electrodes are used in implantable continuous glucose monitors and other biosensing devices.60–66 Likewise, the formation of chemisorbed NHC monolayers on platinum and palladium has also been confirmed by previous reports.23,67–70 We employed platinum and palladium rod electrodes with similar dimensions as our gold electrodes (see Electrochemical methods in ESI† for details) and deposited both (1-H)(OTf) (Fig. 7E–H) and 4-CO2 (Fig. 7I–L) with the same vacuum oven-based method described previously.
When interrogated via cyclic voltammetry, 4-CO2 caused a significant dampening of capacitive currents, from 7.5 ± 1.4 μA (Au), 11.4 ± 2.6 μA (Pt), and 5.5 ± 1.1 μA (Pd) down to 4.2 ± 1.2 μA, 3.4 ± 1.1 μA, and 1.2 ± 0.9 μA, respectively (Fig. 7I–K). (1-H)(OTf) resulted in a dampening of capacitive currents from 5.8 ± 3.0 μA (Au), 7.1 ± 1.8 μA (Pt), and 9.2 ± 4.1 μA (Pd) down to 2.9 ± 0.8 μA, 2.7 ± 0.7 μA, and 0.5 ± 0.09 μA (Fig. 7E–G). Indeed, the capacitive currents of the modified platinum and palladium electrodes were, in fact, lower than those achieved with gold electrodes, suggesting higher affinity for NHCs. We repeated these experiments using glassy carbon electrodes as control reasoning that the NHC carbon should not bind to the surface via a dative interaction. As expected, we observed no statistically significant effect on the capacitive currents of the glassy carbon electrodes (Fig. 7H and L). These combined results corroborate previous reports that demonstrated that NHCs form chemisorbed layers on gold, platinum, and palladium, but not on surfaces such as carbon. Additionally, they highlight the effectiveness of our deposition protocol at passivating metal electrodes other than gold.
Our wide-ranging study revealed the effects of variables of NHC wingtips and NHC precursors on the formation of adlayers on gold electrodes. Our results reaffirm that NHC–CO2 adducts form superior monolayers on gold surfaces versus desorption from a benzimidazolium triflate salt. Additionally, our results highlight the importance of testing NHCs for purity and to avoid cross contamination from anion exchange processes. Finally, we tested the most effective NHCs across common electrode materials for electrochemical sensors. Both platinum and palladium electrodes exhibited excellent passivation with a significant reduction in capacitive currents. However, as expected, no passivation was observed with glassy carbon electrodes.
Footnotes |
† Electronic supplementary information (ESI) available: Detailed electrochemical and synthetic methods as well as additional characterization, spectra and electrochemical data. See DOI: https://doi.org/10.1039/d4ma00648h |
‡ Equally contributing authors. |
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