Shreya Banerjeea,
Shama Tumminakattia,
Sudip Ghosha,
Vamsee K. Voorab and
Erode N. Prabhakaran*a
aDepartment of Chemistry, Indian Institute of Science, Bangalore, Karnataka – 560012, India. E-mail: eprabhak@iisc.ac.in
bDepartment of Chemical Sciences, Tata Institute of Fundamental Research, Mumbai, 400005, India
First published on 23rd October 2024
NMR spectral and theoretical analyses of homologous prolyl carbamates reveal subtle charge transfer tetrel bonding interactions (TBIs), selectively stabilizing their cisPro rotamers. These TBIs involve C-terminal-amide to N-terminal carbamate carbonyl–carbonyl (n → π* type) followed by intra-carbamate (n → σ* type) charge transfer interactions exclusively in the cisPro motif. The number of TBIs and hence the cisPro stability increase with increasing number of Cβ groups at the carbamate alcohol. Increasing solvent polarities also increase the relative cisPro carbamate stabilities.
Fig. 1 Effect of increasing size of R (R = –Cα(CβH3)nHβ3−n; Me → tBu) on Kc/t (equilibrium constant) for cis–trans isomerism of prolyl amides (a) and carbamates (b). |
A similar investigation of stereoelectronic interactions governing cisPro stability in prolyl carbamates has long been lacking. We know that in carbamates, the N–C sigma bonds are largely locked in a plane due to the resonance effect at the N–CO group14,15 (Fig. 1b). The CO2R group has also been shown to be locked in a plane with a predominantly cisoid geometry (Fig. 2a) due to stabilization by n → π* (ref. 16) or q → σ* (ref. 17) interactions from the carbamate carbonyl O′C lone pair donor (D) to the π* or σ* acceptors (A) in the phenyl and alkyl substituents respectively on Cα of the R group. Hence, primarily the O–Cα and Cα–Cβ σ-bonds in the R group (Fig. 1) are free to rotate. Charge transfer interactions such as n → π* and n → σ* that occur from an electron-donating Lewis base to a covalently bonded C atom acting as a Lewis acid have been referred to as tetrel bonding interactions18,19 (TBIs).
Fig. 2 (a) Earlier reports of n → π*,16 q → HCR* (ref. 17) and q → σ* (ref. 17) interactions stabilizing the cisoid conformation of carbamates, (b) current findings of carbonyl–carbonyl (n → π* type) and intra-carbamate (n → σ* type) tetrel bonding interactions stabilizing cisPro. |
Further investigations into stereoelectronic interactions in carbamates are essential, given the prevalence of carbamates in several bioactive peptides,20 drugs,21 materials22 and fertilizers.23 The pharmacokinetic properties of amide-based drugs, most notably their in vivo stability and bioavailability, have been improved by using their structural analogues – carbamates which have higher metabolic stability and cell permeability.24 Additionally, it is possible to modulate the biological activity of carbamates by varying the substituents at the amino and carboxyl termini,25,26 making them an integral structural and/or functional part of many drugs,27 enzyme inhibitors,28 and enzyme mimetics.29
Current systematic studies involve the synthesis and NMR spectral and theoretical analyses of homologous prolyl carbamates with increasing steric bulk on the R group (Fig. 1b) and their comparison with the corresponding homologous reference pyrrolidine models. These studies reveal an anomaly where cisPro carbamate relative stabilities improve with increasing number of methyl substituents on the Cα of the R group. This is an inverse steric effect unlike that observed in amides (Fig. 1). DFT and NBO calculations were performed at varying C′C–OC–Cα–Cβ (τ) torsions (Fig. 8a) which reveal the optimum geometries at which a relay of TBIs are observed predominantly in the cisPro carbamate rotamers. These TBIs also stabilize the cisPro conformer relative to the transPro conformer. Solvent-polarity dependent studies show the improvement of this stabilization with increasing solvent polarities.
Fig. 3 cis/trans isomerism in homologous (a) prolyl carbamates (1–4), (b) corresponding pyrrolidine carbamates (5–8) and (c) prolyl amides (9–14). With increasing bulk at R, the equilibrium constant for transPro → cisPro isomerism (Kc/t) increases from 1 to 4, unlike from 9 to 10 and 11 to 14, where they decrease.1 |
This is because, whereas Kc/t values decrease to zero for both 10 and 14 (containing the sterically bulky tBu substituent), it increases for 4 (compared to 1). In fact, along the homologous carbamates 1–4, their Kc/t values increased from 0.48 to 0.87 with increasing steric bulk at Cα of the alcohol of carbamate (Fig. 3a). In contrast, the Kc/t values of prolyl amides 9–10 and 11–14 show an opposite trend upon homologation1 (Fig. 3c).
In pyrrolidine carbamates 5–8 (Fig. 3b), the presence of n → σ* type TBIs, from the carbamate carbonyl oxygen donor (D) to its alcohol Cβ acceptor (A) (O′C → Cβ), has been noted.17,30,31 This increases the electrophilicity of the carbamate carbonyl carbon (C′C) and decreases the nucleophilicity of its carbonyl oxygen, compared to the corresponding amide carbonyl. We hypothesized that the prolyl carbamate carbonyl in 1–4 could act as an electron acceptor from amide oxygen (C′C ← OA) in cisPro rotamers (Fig. 3a). This would be in the reverse direction compared to 9–14 (Fig. 3c) where the oxygens of prolyl amides (Oa) are the electron donors (Oa → C′A), in the transPro rotamers.7
Natural Bond Orbital (NBO) analyses indicate the presence of orbital overlap interactions (1.45 kcal mol−1, 1.75 kcal mol−1) from two of the C–H σ orbitals in the Z N–CH3 group to the σ* of the amide N–C′A pseudo double bond in the cisPro isomer of 2 (Fig. 4a). A weaker n → σ* interaction (0.78 kcal mol−1) is observed in the opposite direction – from the np lone pair32 (Fig. 4b) of the amide OA to the σ* of the third C–H in the Z N–CH3 group. Similar interactions are absent in the transPro isomer of 2. These interactions (observed in 3 and 4 as well) indicate an overall accumulation of negative charge on the amide carbonyl carbon (C′A) exclusively in the cisPro carbamate conformers.
Investigation of the 13C NMR spectrum of 1 (10 mM, CDCl3) showed identical chemical shifts for the amide carbonyl carbon (C′A) in both the cisPro and transPro rotamers (Fig. 4c and d). However, the signals in cisPro started to become increasingly more downfield shifted from the transPro signals in 2–4 (Fig. 4d), which contain the methyl substituents on Cα with their numbers increasing from one to three respectively. Such shifts occur despite the energy minimized structures of 1–4 (minimized using the B3LYP 6-311G(**)33 basis set in Gaussian 09W34), showing that the amide carbonyl oxygens are not directly interacting with the carbamate Cα (OA⋯Cα ≥ 4.25 ± 0.15 Å), where the homologation occurs remotely (see the ESI, S9.3†).
Steric effects from homologation cannot cause such distal electronic changes. The 1H and 13C nuclei of Z N–CH3 in the cisPro rotamers of 1–4, concomitantly, selectively get upfield shifted compared to those of transPro, unlike the E N–CH3 protons where there are no such shifts (Fig. 4e and f). Clearly there is an incremental build-up of greater negative charge at the amide oxygen (OA) selectively in the cisPro rotamer, as the number of Cβ-substituents on Cα increases at the remote alcohol group of carbamate from 1–4.
This negative charge on OA is transferred to the carbamate C′CO′C through n → π* type TBIs (Fig. 5). The charge accumulation on the carbamate CO (C′C, O′C) in 1–4 was calculated from the DFT-optimized structures using the B3LYP 6-311G(**)33 basis set in Gaussian 09W.34 With the increase in the number of Cα-substituents in 1–4, there is an increase in negative charge on O′C (Fig. 5b) and a corresponding increase in the positive charge on C′C exclusively in the cisPro isomer. Note that there is no direct orbital overlap between the amide and carbamate groups (Fig. 5a), which indicates that this charge transfer is a through-space effect. There is no such charge transfer observed in the transPro isomer (Fig. 5b and c) where the carbamate C′CO′C dipole remains similar in 1–4. Although the C′AOA⋯C′CO′C distance is longer (3.29 ± 0.03 Å) than the Bürgi–Dunitz distances necessary for n → π* orbital overlap,35 in both cisPro and transPro, the angle of incidence ∠OA⋯C′CO′C is within that prescribed trajectory (105.3°–133.7°)36 exclusively in cisPro (130.5° ± 0.52°) unlike in transPro (91.80° ± 0.36°).
Consistent with the results of the NBO analyses, there is upfield shifting of the charge acceptor carbamate C′C 13C NMR chemical shifts in 1–4 selectively in cisPro, compared to their transPro (Fig. 6a and b) and their corresponding reference pyrrolidine models 5–8 (Δδ = 0.8 ± 0.2 ppm) where there is no C-terminal amide group to act as a charge donor. The 13C NMR signals of transPro carbamate C′C in 1–4 were nearly identical to those of pyrrolidine models 5–8 (Δδ = 0.2 ± 0.1 ppm). Hence the selective subtle shielding and increase in electron density of cisPro carbamate C′C is due to carbonyl amide (C′AOA) → carbonyl carbamate (C′CO′C) (C′AOA⋯C′CO′C) charge transfer TBIs – which are largely absent in transPro.
These relatively small Δδ ppm values observed for C′ and N–CH3 are reliable and indicate perturbations from the charge relay interactions and are not resulting from mere conformational anisotropies. This is because the Δδ ppm values of the prolyl ring protons (Hβ, Hγ) and carbons (Cβ, Cγ) between the cisPro and transPro rotamers of 1–4 are ∼0.00 ppm (see the ESI, S6.6 and S6.7†). However, for the Cα, Hα and Cβ, Hβ of the Pro ring, which directly interact with the different charge environments in cisPro and transPro rotamers, the Δδ ppm values are non-zero (Fig. 6c–f). Additionally, concentration dependent FT-IR and NMR studies (see the ESI, S7†) showed no variance at all in any of the vibrational bands and chemical shifts of any of the nuclei, indicating that the observed spectral shifts are not due to intermolecular associations either.
NBO analyses7,32 of the energy minimized (using the B3LYP 6-311G(**)33 basis set in Gaussian 09W34) structures of 1–4 showed no orbital overlaps (zero energies) between the lone pair of amide oxygen and π* of carbamate C′C in the cisPro or transPro rotamers (see the ESI, S9.4†). The shortest possible OA⋯C′C distances, derived from energy minimized structures, are also longer (3.29 ± 0.03 Å) than the Bürgi–Dunitz distances necessary for n → π* orbital overlap interactions.7,35 The weak C′AOA⋯C′CO′C interactions in cisPro evidenced by the NMR spectral markers thus involve charge transfer TBIs and not orbital overlaps (n → π*). In transPro, the two carbonyls are not oriented suitably to favour such charge transfer, but their oxygens are close (3.49 ± 0.03 Å) to experience Pauli repulsions (Fig. 6a). Hence similar TBIs are unavailable in transPro, due to which its spectral shifts are similar to those of the pyrrolidine models 5–8 that lack the charge donor amide group.
The FT-IR spectra (10 mM, CHCl3) showed a net decrease in carbamate CO stretching frequency and a net increase in amide CO stretching frequency from 1–4 (see the ESI, S6.8†). The relatively low correlation between the stretching frequencies (χ2 = 0.74) is expected since cisPro, where most of the subtle spectral variations occur, is the minor rotamer. However, the slope of the observed correlation suggests about a two-fold increase in the carbamate CO stretch concomitant to a unit decrease in the amide CO stretch, as the number of σ* acceptors increases (Fig. 7b), which is another spectral observable for the charge transfer C′AOA⋯C′CO′C interactions.
The consequence of the greater negative charge build-up at the carbamate oxygen (O′C) selectively in the cisPro rotamers of 1–4 is seen in the upfield shifts of their carbamate ester Hα and Cα NMR signals (compared to both transPro and pyrrolidine 5–8). Notably, the Hβ and Cβ of cisPro also shift upfield (Fig. 6c–f). The formation of intramolecular 5- and 6-membered H-bonds of the type O⋯H–C is unlikely, as it would have caused upfield shifts in Hα, Hβ and downfield shifts in Cα, Cβ due to polarization of the C–H bond.37 On the other hand, perturbation of the intra-carbamate TBIs along O → Cβ–Hβ by the charge transfer from the carbamate oxygen (Fig. 7a) is more consistent with the observed shifts. Indeed, DFT optimized structures of the cisPro isomer of 1–4 showed only O → Cβ–Hβ and no O → Cα–Hα/Cα–Cβ interactions (Fig. 8).
To determine the torsion angle τmin (τ = C′C–OC–Cα–Cβ) at which there is maximum stabilization from carbonyl–carbonyl (n → π*) TBIs and intra-carbamate (n → σ*) TBIs in cisPro and transPro of 1–4, an energy screening at different torsion angles was performed as follows. τ was varied from −180° to +180° in steps of 1°–30° (as necessary) and the structure was allowed to optimize at each value of τ (Fig. 8a) using the B3LYP 6-311G(**)33 basis set in Gaussian 09W.34 Second order perturbation energies E(2) for the optimized structures were calculated for the cisPro and transPro isomers of 1–4 from these DFT-optimized structures.
These E(2) energies were normalized for comparison between homologues as follows. The n → σ* TBI energies in 1–4 contain two components: (a) one that is due to any n → σ* TBIs that are inherent in the carbamate (inherent n → σ*) in the absence of any n → π* TBIs and (b) another that is due to any changes induced in these n → σ* TBIs (induced n → σ*) by the presence of the n → π* TBIs. Hence, 1–4 contain the total energies due to three TBIs: (a) n → π*; (b) inherent n → σ*; and (c) induced n → σ*. Reference models 5–8 contain exclusively the inherent n → σ* TBIs. Note that these inherent TBI energies would vary with the homologation of the alcohol group in the carbamates. The energies of these inherent n → σ* TBIs in 5–8 (as a function of τ) were hence subtracted from the total (n → π* + inherent n → σ* + induced n → σ*) TBI energies of cisPro and transPro in 1–4 to give their normalized E(2) values (Fig. 8b).
In the plot of E(2) vs. τ, two sharp non-zero energy minima are observed, one each at positive and negative values of τ (termed τmin), for both the cisPro and transPro sets. This is expected because there are two gauche ranges of τ around the carbamate CO (τ = 0° to −60°, 0° to 60°) (Fig. 8a) where the σ* of the Cβ–Hβ is in a suitable orientation for n → σ* type TBIs (except in 1). In 1 there are no Cβ substituents and hence no such charge transfer can occur. The τmin values of 2 where E(2) is minimum are shown (Fig. 8b and c) and are representative of 3 and 4. The τmin values for cisPro are asymmetrically distributed about zero and have much lower E(2) values compared to transPro, whose E(2) values are symmetrical about zero and are shallower (Fig. 8b).
Closer examination showed that cisPro of 2 has three TBIs in the −ve and +ve τ values each, where NBO analyses show that D → A (donor → acceptor) orbital overlap (one np → σ* and two ns → σ*; σ* of Cβ–Hβ) interactions happen (Fig. 8d). Their corresponding O′C⋯Cβ distances are 2.86 ± 0.05 Å (Fig. 9) which are also well within the threshold range (3.22 Å)38,39 for O⋯C non-covalent interactions. These are consistently observed in cisPro of 3 and 4 as well (Fig. 9).
On the other hand, in transPro of 1–4 although the O′C⋯Cβ (Å) and τ magnitudes (Fig. 9) are conducive for D → A interactions and there are two τmin values where O′C → Cβ interactions do occur (Fig. 8d), in both of them, there is only one np → σ* type TBI each. Notably the net NBO overlap energy in transPro is significantly lower than that in cisPro (Fig. 8d). Hence, the n → σ* type TBIs predominate in the cisPro conformers, and their energies improve relative to transPro with increasing number of σ* acceptors (of Cβ–Hβ). As a result, there is anomalous cisPro stabilization from Moc to Boc (1 to 4) despite the concomitant increase in steric bulk at R of the CO2R group in these carbamates.
In order to investigate the reason for the asymmetry of τmin (about 0) exclusively in cisPro of 2–4, the geometries of their carbamate groups in cisPro and transPro were compared. At τmin in cisPro of 2–4, the O′C⋯Cβ TBIs (depicted as green dotted lines in Fig. 9) result in the formation of a pseudo five-membered ring which adopts a half-chair conformation (Fig. 10)40 with O′C oriented exo and Cβ-endo, with respect to the proline substituent (Fig. 10) on the C′C–OC–Cα plane.41 The two Hαs on Cα in 2 are pseudo-equatorially (e′) and pseudo-axially (a′) oriented (Fig. 10). In 3, the CβH3 group that replaces one of the Hα occupies e′.42 In 4, both e′ and a′ are occupied by CβH3 groups. There is significant out of plane puckering of the torsion ρ (O′cC′C–OC–Cα, Fig. 10) by −40.0 ± 5.0° to accommodate the O′C → Cβ interactions in both the positive and negative τmin selectively in the cisPro isomers in 2–4.
Contrarily, in transPro of 2–4 as well as in the reference pyrrolidine models 6–8 – that lack the C′AOA charge donor source – there are no n → σ* type TBIs (O′C → Cβ) at τmin, as indicated by the absence of the ρ-puckering (Fig. 10). In both 2–4 and 6–8, the O′CC′C–OC–Cα group is largely in plane, indicating much less perturbation by any charge transfer unlike in cisPro. These selective puckering effects at the cisPro carbamate CO2R group are hence the steric consequences of the O′C⋯Cβ (n → σ*) TBIs which occur predominantly in the cisPro rotamers and cause the observed asymmetry of τmin.
Thus, a combination of two TBIs, one originating from the prolyl C-terminal amide oxygen (OA) to its N-terminal carbamate carbon (C′C) through carbonyl–carbonyl (OA → C′C) n → π* type interactions and the other from the carbamate oxygen (O′C) to the σ* of the Cβ–Hβ bond through intra-carbamate n → σ* type interactions, predominantly occurs in the cisPro conformers of prolyl carbamates and selectively stabilizes them compared to their transPro rotamers. Their interaction energies improve with increasing number of CβH3 substituents in the carbamate R group.
To observe the effect of solvent on these cisPro stabilizing TBIs, the Kc/t (Fig. 11a) and corresponding ΔG (kcal mol−1) (Fig. 11b) values (10 mM, 298 K, calculated using the Gibbs free energy equation ΔG = −RTlnKc/t) of 1–4 were recorded in more polar solvents (DMSO-d6, D2O). The Kc/t and ΔG values of 1–4 improved as the solvent polarity increased (CDCl3 < DMSO-d6 < D2O). Notably, Kc/t of 4 shows a remarkable value of 2.60 (Fig. 10a) (ΔG = −0.56 kcal mol−1; >72% cisPro carbamate!) in aqueous medium (10% DMSO-d6 was added to D2O to improve solubility). To understand the source of such cisPro stabilization, studies were conducted to calculate the theoretical free energy difference ΔEc–t (corresponding to experimental ΔG) values of 1–4 with the PBE functional43 and def2-TZVPP basis sets using the TURBOMOLE V7.5 software.44
They showed similar trends for ΔEc–t (kcal mol−1) of 1–4 in the gas phase (ΔEc–t = EcisPro − EtransPro; more negative value for ΔEc–t implies greater stabilization of cisPro) (Fig. 10c). Importantly, when solvation effects were included via the COSMO solvation model,45 the theoretical ΔEc–t values also adopt more negative values with increasing solvent polarities (gas < CHCl3 < DMSO) (Fig. 10c). These data reveal better relative stabilization of cisPro containing the charge transfer TBIs in solvents of higher polarity. Hence, solvation effects also contribute significantly to cis/trans free energy differences in prolyl carbamates.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4ob01539h |
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