Ivo B.
Rietveld
*,
Cheng-long
Stephan
and
Gabin
Gbabode
SMS Laboratory (UR 3233), University of Rouen Normandy, Normandy University, F-76000 Rouen, France. E-mail: ivo.rietveld@univ-rouen.fr
First published on 11th June 2025
Many active pharmaceutical ingredients (APIs) exhibit crystalline polymorphism and only one of those polymorphs is the most stable one. Moreover, the solubility of recently developed APIs is often limited, leading to formulations containing metastable polymorphs, amorphous material or stabilised supersaturated solutions. Before marketing such formulations, it must be ensured that they persist up to their expiration date, on average about three years. Despite considerable progress in crystal structure prediction (CSP), it remains difficult to foresee which of the predicted crystalline forms will be found experimentally. In part, this is due to difficulties in predicting the crystallisation kinetics of the different polymorphs and therefore the ability to assess crystallisation kinetics needs to be improved. Each molecule remains to be tested experimentally and if necessary unary and binary phase diagrams need to be constructed for a complete picture of their phase behaviour, which will provide a basis for formulation design and risk assessment in case a metastable state is chosen for the formulation. The COST action BEST-CSP is contributing to calibrate stability calculations in CSP by preparing a benchmark of experimental physical data on the organic solid state. Hopefully, this will improve the calculation of the Gibbs free energy of the different polymorphs and therefore predictions on the phase behaviour of an API. Still, for now, each molecule remains a separate case with its particularities, which requires experimental study of its thermodynamic and kinetic behaviour before the stability assessment of its solid state can be completed.
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Fig. 1 Typical crystal habits of 7αMNa. (a) The stable polymorph I in acetone and (b) the metastable polymorph II in hexane. Reproduced from ref. 5 with permission from Elsevier, copyright 2006. |
Some crystalline APIs include solvent molecules in their crystal lattice, so-called hydrates or solvates depending on the nature of the solvent molecule. Because of regulatory requirements, the use of solvent is restricted as well as residual solvent in the final product.6 Thus, if solvates are used, it will mainly be a hydrate. Prednisolone is an example of an API exhibiting two polymorphs (forms I and II) and a sesquihydrate. In a study of hydration–dehydration of prednisolone,7 a new crystalline phase was observed, which was the isomorphic anhydrous form of the hydrate. If instead of a solvent another molecule, called coformer, is part of the crystal structure with the API, the system is called a cocrystal. Although the naming is quite arbitrary, as a cocrystal implies that the pure coformer is a crystalline solid (instead of a liquid for a solvate), cocrystals tend to be more stable than solvates and hydrates. Cocrystals too, like any other crystalline combinations, exhibit the potential to form polymorphs.
The pharmaceutical industry has recently taken an interest in amorphous solids since they improve the solubilization of poorly soluble drugs.8,9 However, because of high Gibbs free energies, amorphous drugs are thermodynamically unstable, potentially leading to reorganisation into a more stable crystalline form. Spray-drying or hot-melt extrusion in the combination of polymer excipients facilitates the manufacturing of so-called amorphous solid dispersions (ASD).8 These are metastable but highly persistent amorphous materials and thus become suitable for pharmaceutical use.
Polymorphism impacts the melting temperature of the API, as the molecular arrangement in the unit cell differs between polymorphs, affecting intermolecular interactions and the parts of the molecule exposed at the crystal faces. The melting point can be determined using differential scanning calorimetry (DSC) as melting of a crystalline state unmistakably results in a large endothermic peak. Pyrazinamide, an antibiotic primarily used in the treatment of tuberculosis, is known for its polymorphism.11 Melting points of two out of four known polymorphs have been obtained at 457 K for form I (α form) and 462 K for form IV (γ form).12
As polymorphism may impact drug stability, investigations are required by health authorities in case of market authorization demand. Stability directly impacts safety, efficacy, and shelf life. Drug instability produces degradation impurities and a decrease of drug content, involving patients' lives. Unstable drugs may require strict storage conditions or shorter shelf lives, complicating supply and use. Focusing on drug product stability, Corrêa et al. investigated the polymorphic stability of darunavir and its formulation.13 As this antiretroviral is administered all over the world, it encounters many different environmental conditions. The authors found that the crystal lattice alters under stress (55 °C, up to 90 days) without specifying the polymorphic changes of the API. Hygroscopicity is also a common stability issue for polymorphic pro-drugs such as theophylline,14 causing dissolution or hydrates when it is not intended.
APIs must dissolve in human fluids (mainly water-based), cross the intestinal barrier, and follow the blood circulation to reach their target (enzyme, protein, etc.). So, to be effective, interactions between the API and water need to be identified and understood. Solubility is a key parameter for API candidates as it determines their bioavailability (fraction of the dose that reaches the systemic blood circulation). The biopharmaceutical classification system (BCS)15 offers a classification into four classes for APIs based on solubility and permeability. It is a predictive tool to determine the resorption behaviour of a drug and adapt the formulation strategy for enhancing solubility if needed. Drugs in class I offer high solubility and high permeability, while class II exhibits low solubility and high permeability, class III high solubility and low permeability, and class IV possesses low solubility and low permeability (most complex class). Considering that crystalline structure competes with dissolved state, and thus controls solvation and dissolution of a drug,2 the thermodynamically stable polymorph presents the lowest solubility.2 Chloramphenicol palmitate (bacteriostatic pro-drug) exhibits three polymorphic forms: stable form A, metastable form B and unstable form C. Form A has been described as having lower solubility than form B, thus the latter dissolves faster and possesses better intestinal absorption and bioavailability than form A.16
A modification of the physical state of the API due to processing is called process-induced phase transformation.17 Each processing stage (i.e. mixing, granulation, drying, tabletting) could be a source of mechanical and/or thermal stress for the powder and thus the crystalline drug. The following paragraphs are ordered according to a typical tablet manufacturing process summarised in Fig. 2.
It starts with particle morphology (size, shape, density). Homogenization of particles limits segregation, leading to optimal filling of all equipment (i.e. hopper and compression chamber). Rossman et al. obtained flat crystals, while manipulating the size, the morphology and the polymorphism of acetaminophen (paracetamol) using supercritical antisolvent precipitation.18 However, angular or needle-like shapes were obtained when crystalized from ethanol, planar cuboidal shapes from acetone and cuboidal/orthorhombic shapes from a mixture of ethanol and acetone. It demonstrates how crystallisation processes can change the particle shape. At the industrial scale, needle-like crystals are difficult to homogenize with excipients. Nevertheless, due to a larger surface to bulk ratio, blended powder could be more stable as elongated particles act as a particle-immobilising matrix. Particle size reduction processes involve the use of a grinder or a ball mill and may induce mechanical and thermal stresses. While increasing temperature may induce phase conversion,2 heat production coupled with vibrational and mechanical energy offers perfect conditions to amorphization.17 This highlights the need to work under conditions that do not affect the phase of the API.
Granulation ensures the correct flowability of the powder and the homogeneous distribution of the API thanks to particle rounding and densification. High shear granulators or spray-dryers are commonly used with solvents such as water and sometimes ethanol for the manufacturing of granulated powder. Here again, the API is subjected to high energy (heat, shear) and solvent. As polymorphs have different aqueous solubilities depending on their crystalline organisation, wetting and therefore granulation efficiency are directly impacted by the solubility of the polymorph. APIs, such as indomethacin, nimodipine, and carbamazepine, convert into a more stable polymorph with lower solubility during wetting in granulation.19 Anhydrous forms can also convert into hydrates, and hydrates into di-, tri- or higher hydrate forms.2
Tabletting is another processing step affected by and affecting the phase behaviour of the API. Granulated powder is compressed into tablets using high mechanical stress and recrystallization on decompression is one of the mechanisms of tablet consolidation.17 Compaction can disrupt the crystal structure, creating dislocations and nucleation sites for a more stable phase within the initial solid phase.2 Depending on the crystal lattice, response to compaction differs. This is well-illustrated with paracetamol (acetaminophen) in which the monoclinic form I exhibits W-pleated sheets whereas form II possesses a planar sheet-like organization. The latter is suitable for tableting as it easily undergoes plastic deformation, essential in direct compression20 while the W-sheet arrangement leads to elastic deformation: unsuitable for direct compression. However, form I is the thermodynamically stable polymorph, and the reason why despite its rather unfavourable compressibility properties, it is the commercially used form and its tabletting properties were investigated.21 Likewise, for carbamazepine, Mohapatra et al. explored the mechanical properties of the monoclinic form III using Brillouin scattering.22 They determined that these properties are controlled by “nondirected dispersive type interactions similar to aromatic systems with delocalized π bonds”. Gabriele et al. determined the anisotropic properties using nanoindentation measurements.23 The butterflylike shape of the carbamazepine molecule and its crystal packing offer a higher degree of molecular flexibility. Simulating the deformation of the crystal structure under compression, they found that elastic deformation was dominant over the plastic one. In the case of indomethacin, Khomane et al. investigated the compaction behaviour of two polymorphs using a tableting press.24 The α-form was described as having compaction capability whereas the γ-form shows better compressible performance and lower porosity. Higher tensile strength was measured for the α-form. Young et al. reported similar results using Brillouin light scattering.25 They described a higher elastic anisotropy (meaning stronger intermolecular interactions) for the α form. Using a rotary tablet press, they highlighted the plastic behaviour of both forms. However, they found that the γ form is more compressible and the α form has better compactibility properties, confirming the results by Khomane et al.24
As we demonstrate above, drug manufacturing involves different solid-state properties and risks related to API polymorphism and other solid forms. Pharmaceutical processes often involve mechanical and thermal stress, potentially leading to phase conversion. As each polymorph possesses its own physical properties, it is necessary to understand the phase behaviour of a drug molecule, so that intended properties can be guaranteed and unintended phase transitions can be avoided.
It may be important to define “stability”, as both thermodynamic and kinetic stability play a role and are often used interchangeably in the literature. If a solid form is said to be the most stable, then often thermodynamic stability is meant or in other words, its Gibbs free energy is the lowest among the known solid forms under the given conditions. Because new forms may be discovered with even lower energy, the stable form may end up being a metastable form, as what happened with ritonavir and rotigotine.4,26–28 In a similar way, a hydrate may be the most stable form in an aqueous solution, because the Gibbs free energy happens to be minimal for the hydrate in the presence of water. The meaning of thermodynamic stability is clearcut in terms of Gibbs free energy, although it may be difficult to determine the Gibbs energies for the solid forms involved. For patenting and formulation, it is important to ensure that the solid-state landscape is sufficiently mapped, so that valid choices can be made, although from a scientific point of view any new form being discovered even a hundred years from now is welcome new information.
Harder to put a finger on is “kinetic stability”, which depends on a high activation energy. It implies that if the system finds a way around the activation energy, it may relax unimpededly into a lower energetic state. An example is when the presence of humidity, which increases the overall mobility of the molecules, may cause an amorphous sample to crystallise. Thus, although kinetic stability implies high energy barriers, it does not imply inherent thermodynamic stability and therefore the authors prefer the word persistence instead of stability when speaking of kinetic stability, while the word stability will be reserved for thermodynamic stability (i.e. with the lowest Gibbs free energy among the different solid forms in the system to the best of our knowledge…).
In the rest of this section, we will discuss recent papers in which the conditions have been studied leading to different solid forms of a given chemical compound or API, which potentially can be used to obtain specific material properties. The sections below have been divided into “controlling polymorphism of unary systems” and “solid phases of binary and higher systems”. Thus, the section on unary systems focuses on API polymorphism even if it is obtained from solution (a binary system). As far as solvates are concerned, we will mainly consider the hydrate subgroup as they are most important in pharmaceutical applications as mentioned in section 1.1. Solvates will behave like hydrates and follow the phase diagrams of hydrates or cocrystals (Fig. 3) depending on the strength of interaction between the solvate molecules and the other constituent in the crystal.
The crystallisation kinetics of L-glutamic acid clearly demonstrates that different habits of the stable β form can be obtained depending on the crystallisation conditions. While stable β glutamic acid tends to crystallise as needles, if the supersaturation is modified, platelike crystals of the same polymorph can be obtained too, which may therefore improve processability.38,39 While in the case of glutamic acid the stable form crystallises with different habits, it may also be possible that polymorphs crystallise concomitantly,40 or that first a metastable form appears, which then will convert into a more stable form through a liquid mediated transformation. Depending on the form of interest, population balance modelling using empirical data can help in finding the optimal conditions to obtain the most desirable polymorph or habit.41 It has been shown for continuous crystallisation that the crystallising polymorph may be controlled in the steady state.42 In the case that nucleation rates and crystal growth rates are known as in the case of the polymorphs of L-glutamic acid and of p-aminobenzoic acid the steady state crystallisation conditions for a given polymorph can be reliably predicted. Despite a relatively straightforward mathematical description of steady state crystallisation of almost any polymorph, reality can be harder due to physical properties of crystals, even as simple as its crystalline form. In experimental continuous crystallisation with L-glutamic acid, while modelling provided favourable steady state conditions, the platelike crystals of the α form caused aggregation leading to a loss of the steady state.43
Antisolvents can be used to obtain metastable forms such as in the case of L-histidine for which the metastable from B is obtained by using the antisolvent ethanol or acetonitrile in combination with an L-histidine solution in water, in particular at high supersaturation concentrations.44,45
Additives in the form of small molecules may help to affect crystallisation rates46 or to obtain metastable forms.47,48 Crystallisation of the metastable form α of DL-methionine is controlled by adding DL-leucine. From aqueous solution, generally the β form crystallises directly or in a mixture with the α form. DL-Leucine appears to bind more strongly to the β form faces, preventing this form to develop any further. At high enough concentrations of DL-leucine, only α form DL-methionine crystallises out, while its habit changes too due to the interaction with leucine.49 Polymers can also be used as substrates, control nucleation and lead to different polymorphs such as in the case of flufenamic acid,50ortho-aminobenzoic acid,51 or 2,4-dichlorophenoxyacetic acid.52
D-Mannitol was shown to crystallise either in the α form or in the δ form in the presence of NaCl depending on the total sample size. Small concentrations of NaCl promoted the crystallisation of the metastable δ form, whereas large concentrations of NaCl resulted in form α. Phase diagrams involving the eutectic temperatures of D-mannitol with NaCl and also with other salts such as KCl were determined.53 The eutectic temperature between the δ form and NaCl is about 10 degrees lower than the eutectic between the α form and NaCl demonstrating a relatively increased stability for the δ form in the presence of NaCl.
Artemisinin was investigated by Horosanskaia et al. demonstrating two enantiotropically related polymorphs with an equilibrium temperature at 130 °C. In the case of artemisinin, form II cannot be kept at room temperature as it slowly transforms into form I below 130 °C.54
The transition temperature between two polymorphs can change because of a solid solution. This has been shown for benzocaine, in which form I becomes less stable due to the incorporation of water in the crystal structure. It lowers the transition temperature between form I and form II with almost 10 degrees.55 A very similar effect has been observed for dimethylurea in which only a little amount of water in the system, in terms of ppm, changes the phase equilibrium temperature between the two polymorphs with more than 25 °C.56
Epitaxial nucleation of the stable form of the steroid 7αMNa on its metastable form (see Fig. 4) clearly precludes the metastable form from being stored for long periods of time. Although nucleation of the stable form is accelerated in the presence of a solution, the presence of humidity or even the vapour phase itself could already initiate this type of crystallisation.5 Also for the beforementioned D-mannitol, epitaxial growth of the stable form α on the more rapidly crystallizing, metastable form δ has been observed.53
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Fig. 4 Concomitant growth for intermediate Ostwald ratios of the stable form of 7αMna and its metastable form (two patches on the top crystal); whether the metastable form grows depends on the supersaturation. Reproduced from ref. 5 with permission from Elsevier, copyright 2006. |
Aripiprazole is a second-generation antipsychotic drug. Five polymorphs have been shown to exist that can be prepared under different conditions.57 Form I, the high temperature one, can be obtained by heating the other forms, although using a suspension in butanol above 80 °C leads to the purest crystals. Form II can be obtained from a suspension with 1-butanol or acetonitrile between 65 and 75 °C. Form III can be obtained through the supercooled melt, desolvation of several solvates, and direct crystallisation from several solvents such as ethyl acetate or n-hexane. Form IV can be obtained from solutions in toluene or dioxane. Form X° can be obtained from stirred suspensions of any other polymorph in solvents like acetone, 1-propanol, 2-propanol, acetonitrile or 1-butanol, all kept below 65 °C. It is the stable form at room temperature. Except for form I, the polymorphs possess high persistency (kinetic stability) and no conversion in more stable polymorphs occurs for over a year.57
Similar studies have been carried out with pyrazinamide, which possesses four polymorphs.11,58,59 This has eventually led to a pressure–temperature phase diagram demonstrating that each of the polymorphs possesses a stable temperature domain (cf.Fig. 5). It does not necessarily mean that at the appropriate temperature, the stable polymorph will immediately appear, but it does imply that if the stable polymorph is obtained under its stable conditions, it will not change if the pressure and temperature conditions are not changed. It has been shown for example that form β can be obtained at crystallisation temperatures below −20 °C.59 Form γ on the other hand crystallizes out in most cases and in particular if the crystallisation process is rapid.60 However, this form is stable at high temperature above 119 °C. Below 119 °C, the γ form can be maintained if crystallised with dimethylurea.12 The reason for this is not entirely understood yet, but it must have to do with the quality of the crystals of form γ obtained in the presence of dimethylurea.60
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Fig. 5 The pressure–temperature phase diagram of pyrazinamide. Reproduced from ref. 59 with permission from the Royal Society of Chemistry, copyright 2022. |
It has also been shown that the metastable polymorph of ritonavir is stable at high pressure, and this pressure is actually quite accessible at 17.5 MPa (Fig. 6).61 Once again, it does not mean that form I, which is metastable with respect to form II at atmospheric pressure, will form if the system's pressure is increased up to 17.5 MPa, but if the polymorph is obtained under these conditions, it can be maintained, although for a drug formulation this may be of less interest if samples have to remain pressurised. In fact, Sacchi et al.62 recently showed that the necessary pressure to obtain form I is easily achieved by grinding the sample, in line with the low pressure of 17.5 MPa.61
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Fig. 6 Schematic pressure–temperature phase diagram of the dimorphism of ritonavir. The triple point II-I-L is located at 17.5 MPa, which can be easily reached by grinding and tabletting as demonstrated in ref. 62. Reproduced from ref. 61 with permission from EM Consulte Elsevier, copyright 2015. |
The chiral muscle relaxant metaxalone possesses at least five crystalline forms of which some are racemic compounds and others pure single enantiomer crystals obtained through enantiospecific synthesis.63 Crystallisation of the related conglomerate is possible through eutectic systems with highly volatile solvents. Due to rapid evaporation of the solvent, small needle-like conglomerate solvate crystals are formed that, after desolvation, become unary conglomerate crystals.64 The racemic B form is thermodynamically the more stable one, while the racemic A form tends to crystallize out first in line with the Ostwald rule of stages.63
It should be kept in mind that for a given set of polymorphs, I and II, of an API and for a given temperature, at which form I is more stable than form II, the solubility of II (SII) is higher than that of I (SI). For a given concentration C of the API, the supersaturation ratio C/SI for the stable form I will be higher than the supersaturation ratio for the metastable II at the same concentration C/SII, because SI < SII and therefore C/SI > C/SII.
Cardew and Davey proposed an Ostwald ratio, which compares nucleation rates and growth rates between stable and metastable forms and allows an analysis based on the supersaturation ratios between different polymorphs. Low ratios favour the crystallisation of the stable form, whereas high ratios favour the crystallisation of a metastable form. Concomitant crystallisation is found for intermediate Ostwald ratios (see also Fig. 4).65 It follows that the Ostwald rule of stages is not particularly valid and simply depends on crystallisation conditions. It allows a certain amount of control over the phase that crystallises by selecting a temperature range in which the desired polymorph is stable as for example in the phase diagram of pyrazinamide mentioned above. To ensure the stable form to crystallise the Ostwald ratio needs to be kept low. It is therefore clearly important to understand the thermodynamic stability behaviour of a system as well as its nucleation and growth kinetics if one needs a good level of control over the crystallization process and the resulting polymorph.
Racemic fluoxetine nitrate is a monotropic system66,67 in which the metastable form can be obtained by slow evaporation from a methanol solution at room temperature, whereas the stable form is obtained at −5 °C from a solution in 95% ethanol.67 It implies that in particular the nucleation and growth rates play an important role in these crystallizations.
Kinetic trapping of metastable forms can be a useful approach to find conglomerates.68 The pre-exponential term of the nucleation rate equation (eqn (1)) is important in kinetically trapping metastable polymorphs. In particular if the interfacial energies of the two polymorphs are relatively low, high values of the pre-exponential term A give ready access to metastable forms,69 although concomitant crystallisation cannot be excluded as this depends on the Gibbs free energy term too:
J = Ae(−ΔG*c/RT) | (1) |
A different example of kinetic trapping of metastable polymorphs can be observed for the crystallisation of the δ form of D-mannitol at the solution–substrate contact line of an evaporating droplet, while in the core of the droplet the stable form crystallises. The crystallisation of the metastable form may be due to higher supersaturations owing to higher evaporation rates at the rim of the droplet; however, an alternative explanation is that the Marangoni effect causes an increase in the concentration at the droplet rim with an increase in the supersaturation as a result.70 Similar behaviour has been observed for the β form of glycine, however, this form could not be prevented from transforming into the stable polymorph.70 Another interesting way to kinetically trap crystallisation kinetics is by using polymer melts as was shown for paracetamol in PEG melts in which the polymorphic transformation of form II into form I could be drastically slowed down.71
Sacchi et al. studied the nucleation and growth kinetics of three polymorphs of tolfenamic acid. They came to the conclusion that three nucleation and growth scenarios exist governing the possible observation of metastable polymorphs.72 First, if the metastable form nucleates more rapidly than the stable form, it should be observed in solution, as it appears first. Second, if the metastable and stable forms nucleate concomitantly, but the growth rate of the metastable form is higher, it may still be possible to observe the metastable form under conditions of supersaturation, while growth is taking place. Last, for metastable forms that are not nucleating faster than the stable form, observation will be very difficult, and these forms will be elusive polymorphs, which may have been computationally predicted as viable crystal structures but are not observed experimentally. Currently, it is still difficult to predict nucleation and growth rates of different forms, which makes it difficult to foresee the appearance of all predicted polymorphs. However, if pressure and temperature conditions can be found in which the slowly nucleating metastable polymorph is stable, which necessitates knowledge of its unary and possibly binary phase diagrams, access to this polymorph may nonetheless be possible. In the case of piracetam, it was shown that the metastable polymorph form II exhibits faster crystal growth than the stable form III.73 This is valid both in ethanol and in isopropanol, even if the overall kinetics in the two solvents differed, that in ethanol being faster. Moreover, it has been shown that for two metastable forms of piracetam, forms VI and II, a lower temperature and the use of isopropanol favour the formation of form VI, but in each nucleation event any of the forms may nucleate, independent of solvent or temperature, only the relative occurrences change.74
Seeding is the method to closely control the crystallisation outcome as the API GENE-A demonstrates. It exhibits monotropic dimorphism; however, the Gibbs free energy difference between the two forms is very small, leading to either form appearing depending on the crystallisation conditions. Seeding remains the easiest way to obtain the desired form as concomitant crystallisation occurs frequently.75
A different way of seeding is templating, by using surfaces that are different from the material to crystallise. Templating can be very powerful as a family of acids demonstrates. Mefenamic acid, tolfenamic acid, and flufenamic acid have been studied and used as template crystals to induce the formation of a different polymorph among the other two molecules. In particular tolfenamic acid exhibits sensitivity to adapt itself to the different phases and solid solutions that these acids can form and three new phases for tolfenamic acid were found through templating of tolfenamic acid on mefenamic acid and flufenamic acid.76 Nonetheless, it does not always work as mefenamic acid and flufenamic acid demonstrate, as they did not crystallise in new, previously unobserved phases in the presence of the other two molecules.
In the case of continuous crystallisation, it can be difficult to maintain the crystallisation of a metastable form, as was shown for paracetamol as a model system.77 In this case, adding 1% of metacetamol as an impurity prevented the crystallisation of the stable form and a steady state of metastable form II could be maintained. This was interpreted as a modification of the crystallisation kinetics by preventing form I from crystallising, because metacetamol preferentially limits crystal growth on form I crystal faces. A disadvantage of adding an impurity is the incorporation of metacetamol in the form II crystals too.77 In this particular case, metacetamol has a similar pharmaceutical activity to paracetamol and quantities remain small; however, for pharmaceutical applications nontoxicity would need to be demonstrated.
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Fig. 7 The binary phase diagram of triethylenetetramine-dihydrochloride and water demonstrating the differences in solubility between the hydrate (solid curve at about 0.1 mol fraction), the stable anhydrous form (dashed curve at 0.2 mol fraction), and the metastable anhydrous form (dashed curve at 0.25 mol fraction). Reproduced from ref. 78 with permission from Elsevier, copyright 2016. |
A cocrystal is part of a binary phase diagram (Fig. 3), implying that its phase behaviour can be shifted to a eutectic equilibrium, which will liquefy at a lower temperature (compare the congruent melting temperature of the cocrystal and the eutectic liquid temperature in the cocrystal pane of Fig. 3). However, this liquid will contain more coformer than API as the lower eutectic will be located in the coformer-rich part of the phase diagram. This type of behaviour is demonstrated in a paper by Évora et al.87 Diflunisal is cocrystallised with nicotinamide and the binary phase diagram demonstrates a diminished stabilisation of the cocrystal (Tfus = 193 °C) in comparison with pure diflunisal (Tfus = 212 °C). If even more nicotinamide is added a eutectic occurs with a temperature of 117 °C and a eutectic concentration with about 10% of diflunisal. Using this eutectic temperature decreases the effective melting temperature of the API with almost 100 degrees and it will promote solubilisation of the drug as the solubility of the mixture will depend on the eutectic point as illustrated in Fig. 8 for a simple eutectic system. However, if the eutectic within a cocrystal system is used to increase solubility, one may want to consider using a simple eutectic binary system as depicted in the first panel on the left in Fig. 3. In principle, this would lead to an even lower eutectic temperature promoting solubilisation of the API in the aqueous phase, as observed for binary systems with levetiracetam.88 The use of a coformer to generate a eutectic equilibrium would not be recommended as in that case the overall eutectic equilibrium between the API and the coformer would be metastable; thus, such mixtures could at any time form for example the 2:
1 diflunisal – nicotinamide cocrystal mentioned above. Therefore, GRAS compounds should be selected with a low melting point, that easily dissolve in water, and also have a good interaction with the API in the liquid state.89 The ternary combination of the API, excipient and water may lead to a higher concentration of the API in solution, than its binary solubility in water as shown in Fig. 8. Thorough mixing between the API and the excipient is important to ensure that both components dissolve simultaneously. This may be the most difficult part in the design of eutectic systems, as it remains complicated to prepare reproducible eutectic microstructures that melt and dissolve evenly.89
The relative stability of cocrystals in relation to a particular solvent is nicely demonstrated in the paper by Ainouz et al. through the use of ternary phase diagrams.90 While grinding may lead to cocrystals that are part of the binary phase diagram, in the presence of a third phase such as a solvent, these cocrystals may become metastable. This will depend on the individual solubilities of the API and the coformer. It may be advantageous to select highly water-soluble coformers leading to cocrystals that have low stability in water and dissolve therefore rapidly, while they may be harvested by grinding or from another solvent in which the cocrystals are stable.90 This approach has been worked out further by Codan et al. among others (Fig. 9).91 It should be said, however, that much depends on the strength of interaction between the coformer and API and good solubility of the cocrystal is not guaranteed if only the coformer is very soluble; the balance in interactions between all three constituents is key.
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Fig. 9 Different combinations of solubility of a cocrystal (SCC). In the left-hand case, the solution needs to be enriched in API, while in the right-hand figure, the solution needs to be enriched in coformer. The case in the centre is the ternary system equivalent to the cocrystal in Fig. 3 with congruent melting/dissolution. Reproduced from ref. 91 with permission from the American Chemical Society, copyright 2023. |
Praziquantel is a drug used against schistosomiasis and consists of an enantiomer system in which the R form is the active agent, whereas the S form gives the drug a bitter taste.95 The stable solid of praziquantel is a racemic compound; however, the API forms two different cocrystals with vanillin. One of these cocrystals, 1:
2 praziquantel/vanillin, is a conglomerate, which allows the separation of praziquantel enantiomers by preferential crystallisation. Thus, control over the required crystal form involves extending the variables with a suitable co-former, here vanillin, to obtain a conglomerate system. Even within this system, the concentration of vanillin needs to be chosen high enough to stabilize the 1
:
2 cocrystals instead of the 1
:
1 cocrystal, which is racemic.95
The amorphous state can also be used as the medium to prepare metastable polymorphs. In the case of ranolazine, the amorphous state exhibits a glass transition temperature below room temperature, which implies that it is not immediately possible to prevent the amorphous state from crystallising. However, crystallisation leads to metastable forms that unfortunately rapidly convert towards the low energy stable form.99 Nonetheless, because crystallisation kinetics in solid amorphous systems is relatively slow in comparison to crystallisation from solution, some control exists over the kinetics of crystallisation.
Going one step further and stabilizing the amorphous phases using polymer resulting in amorphous molecular solid dispersions, in which the API is molecularly dispersed in a polymer matrix, processing parameters can be determined based on thermodynamic and kinetic analysis.100 Thermodynamics involve the eutectic temperature between the API and the polymer, which is considered the critical minimum temperature for the processing to take place. Kinetics are necessary to determine residence time in extruders to ensure that all drug material has melted and is dispersed in the polymer matrix to avoid crystalline residues. Once the amorphous molecular solid dispersion has been obtained and is brought below the glass transition temperature, these metastable, or even unstable states can persist for sufficiently long times to be used in drug formulations. In the case that solvents are used for mixing, miscibility between the polymer and the solvent is an important factor to ensure full dissolution of the polymers to allow, in a next step, mixing with the API. Multiple systems involving among others PVP K90 and solvents such as acetone and ethanol demonstrated that predictions with PC-SAFT (perturbed-chain statistical associating fluid theory) are reliable to predict stability behaviour.101 Once mixed with the API and the solvent evaporated, amorphous molecular solid dispersions remain that are persistent enough to be used for formulations. Taking into consideration the hygroscopicity of PVPK90, HPMCAS (hydroxypropylmethylcellulose acetate succinate), a polymer that is less sensitive to humidity, is most likely a better candidate to stabilise amorphous dispersions.102
Crystal structure prediction has clearly provided a means to determine which crystal structures may be important103–106 and they are also to a certain extent capable of providing pathways towards the crystallisation of forms that have not been obtained experimentally76,107 in which the use of impurities or templates absolutely has its place,49,60,76 epitaxial growth on surfaces can be very useful,108,109 and seeding with closely related molecules too.75,110 Although with epitaxial growth, the extent of the new phase may only be a few molecular layers thick, separation of the crystal from the surface may be relatively easy, whereas in the case of seeding, the seeds are bound to remain as impurities in the newly obtained crystals, if those seeds are not the same molecules.75
It remains difficult to crystallize all predicted low energy forms. Most of the experiments to obtain different polymorphs or other solid forms are based on trial and error and have been robotised using many different solvents and crystallisation conditions, but there is no clear way yet to reliably predict nucleation and growth kinetics beyond the energy attachment (Perdok–Hartman) method111 and the Bravais–Friedel–Donnay–Harker (BFDH) rule.112 Obviously, kinetics play an important role. Faster crystallising polymorphs will be observed, whether they are metastable or stable, while the more slowly crystalising polymorphs only have a chance to be observed if they are more stable than the already crystallised form. This explains why experiments do not result in all predicted low energy polymorphs, but it would be useful if the kinetics in combination with the thermodynamics can be predicted so that a complete risk assessment exists for a given API and its most desirable polymorphs.
For metastable forms with useful properties, it also remains difficult to predict whether they can be stabilized kinetically. Some molecules and their structures do not convert easily from one polymorph to another, whereas other molecules do not sustain metastable polymorphs for any lengths of time.99 Even for a single molecule and a single metastable polymorph considerable differences in lifetimes of metastable forms are observed simply depending on the crystallisation conditions.113 The causes are often complex as crystallisation conditions are a multidimensional space in which various factors play a role such as temperature, pressure, solvent, co-formers, and the crystallising molecule, and these all have their impact on the thermodynamic stability and the crystallisation kinetics of a solid form. Crystallisation kinetics are for example influenced by the viscosity, diffusion, or a tendency to exhibit disorder in the crystal. Thus, for each molecule a case-by-case analysis is necessary in which simulation provides a theoretical outline for crystallisation strategies; however, no complete answers are provided as to which polymorph can be crystallized, with which kinetics, and how stable or persistent the obtained polymorph finally is. Even thermodynamic stability is still not equivocally solved in the computational domain, and it remains a case-by-case experimental study to obtain data to confirm or determine the final stability behaviour of the observed polymorphs of a molecule.
As molecules will always have their individual physical behaviour and crystal structure prediction provides sufficient crystal structures, efforts should be aimed at nucleation and growth kinetics of polymorphs. First, in terms of preparation of the polymorphs, but also in terms of polymorph conversion kinetics. With this information, prediction of the polymorphs that really matter may be easier and it will become possible to predict which of the metastable polymorphs can be reliably developed in industry. This should go hand in hand with the prediction of the physical properties of molecular materials for which the COST Action BEST-CSP114–116 is establishing a new benchmark with experimental physical properties of organic solid materials, so that polymorphs with useful physical properties can eventually be predicted, obtained, and maintained. Other efforts on the computational site using crystal structure prediction-informed evolutionary optimisation are also currently underway.117
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