Berna Akgenc
Hanedar‡
*ab and
Mehmet Cengiz
Onbaşlı‡
*bc
aDepartment of Physics, Kirklareli University, Kirklareli, 39100, Turkey. E-mail: berna.akgenc@klu.edu.tr; Fax: +90 288 246 17 33; Tel: +90 288 246 17 34
bDepartment of Physics, Koc University, Rumelifeneri Yolu, Sariyer 34450, Istanbul, Turkey. E-mail: bhanedar@ku.edu.tr
cDepartment of Electrical & Electronics Engineering, Koc University, Rumelifeneri Yolu, Sariyer 34450, Istanbul, Turkey. E-mail: monbasli@ku.edu.tr; Tel: +90 212 338 1711
First published on 6th December 2024
Transition metal dichalcogenides (TMDs) exhibit a wide range of electronic properties due to their structural diversity. Understanding their defect-dependent properties might enable the design of efficient, bright, and long-lifetime quantum emitters. Here, we use density functional theory (DFT) calculations to investigate the 2H, 1T, and 1T′ phases of MoS2, WS2, MoSe2, WSe2 and the effect of defect densities on the electronic band structures, focusing on the influence of chalcogen vacancies. The 2H phase, which is thermodynamically stable, is a direct band gap semiconductor, while the 1T phase, despite its higher formation energy, exhibits metallic behavior. 1T phases with spin–orbit coupling show significant band inversions of 0.61, 0.77, 0.24 and 0.78 eV for MoS2, MoSe2, WS2 and WSe2, respectively. We discovered that for all four MX2 systems, the energy difference between 2H, 1T and 1T phases decreases with increasing concentration of vacancies (from 3.13% to 21.88%). Our findings show that the 2H phase also has minimum energy values depending on vacancies. TMDs containing W were found to have a wider bandgap compared to those containing Mo. The band gap of 2H WS2 decreased from 1.81 eV (1.54 eV with SOC included) under GGA calculations to a range of 1.37 eV to 0.79 eV, while the band gap of 2H MoSe2 reduced from 1.43 eV (1.31 eV with SOC) under GGA to a range of 0.98 eV to 0.06 eV, depending on the concentration. Our findings provide guidelines for experimental screening of 2D TMD defects, paving the way for the development of next-generation spintronic, electronic, and optoelectronic devices.
These defects may cause phonon–magnon, phonon–exciton and magnon–magnon scattering due to the broken translational symmetry and the defect-driven semi-metallic or magnetic band structures. Understanding these interactions may help discover a range of ultrafast transport and photon emission mechanisms that may assist in engineering two-level systems with extended decoherence time and bright emission.18 Their applications include quantum sensing, enhanced super-resolution microscopy,19 and quantum communication.20
Point defects form naturally during growth but their effects on electronic band structures, and optical and magnetic properties are not well understood especially for the 2H, 1T and 1T′ phases.21,22 These different phases of 2D TMD layers and their defect characteristics strongly affect their electronic and optical properties.23–26 Bottom-up growth techniques such as molecular beam epitaxy (MBE) processes need to be optimized to obtain pure and desired phases of TMD layers with controlled defect density.27,28 Electronic band structural and optical characteristic signatures of the phases and defect types of 2D TMD layers must be understood for obtaining the optimal MBE recipes. Thus, a computational technique must be used to elucidate these phase and defect type-dependent signatures of TMD layers.
TMDs, whose formula unit is MX2, where M represents a transition metal and X is a chalcogen atom, consist of a transition metal layer sandwiched between two chalcogen layers as a unit layer. The intralayer interactions are based on covalent bonds, while the interlayer interaction between two slabs takes place via van der Waals interactions that stabilize the bulk material. By considering the arrangement of atoms along the c-axis in the monolayer of the sandwich structure, the stacking sequence AbA is for the 2H phase and AbC is for the 1T phase, where A and C denote chalcogen atoms and b denotes the metal atom. In the 1T structure, the distorted transition metal atoms formed a period doubling 2 × 1 structure consisting of 1D zigzag chains. TMDs exhibit different phases characterized by varying coordination structures (trigonal, octahedral and distorted octahedral) and stacking orders, resulting in 2H, 1T and 1T′-phases;29–31 these possess unique electronic properties. For instance, MoS2, MoSe2, WS2 and WSe2 systems have been shown to crystallize in the 2H phase under ambient conditions. 2H phase TMDs have been extensively studied for applications including catalysts,32,33 super-capacitors,34 and batteries,35 and for other energy-related applications36 due to the outstanding catalytic, optical and electronic performance. Although 1T phase of TMDs has higher formation energy compared with 1T′ and 2H phases, forming a metastable (semi)metallic 1T phase enhances charge transfer efficiency in many energy-related and electrochemical processes.37–40 The metastable nature of the 1T phase allows it to spontaneously convert into the 2H phase under the stimulation of external conditions.41,42 Despite these interesting properties, a comprehensive understanding of the 2H, 1T and 1T′ phases of pristine TMDs is lacking. In addition, since these phases commonly form with defects in experiments, understanding the effect of chalcogen vacancies on the structural and electronic band structure properties of TMDs is needed for applications.
Here, we use DFT to calculate the structural, electronic and phonon mode properties of pristine 2H, 1T and 1T′ phases of MoS2, WS2, MoSe2, and WSe2 TMD single layers. Next, we also investigate and present the effect of increasing chalcogen vacancy concentrations in each TMD phase on their structural and electronic properties. In Section 1, we describe and justify the details of our computational methodology. In Section 2.1, we first present the equilibrium structural electronic band properties of the defect-free and pristine 2H, 1T and 1T′ phases of XY2 (transition metal X = Mo, W; chalcogen atom Y = S, Se). In Section 2.2, we present the defect density and phase type dependence of the structural, electronic, and magnetic properties of the TMD monolayers. In the Conclusion section, we highlight the emergence of a strong dependence of the electronic band structure on the defect density and orientations. Finally, we suggest guidelines for experimental screening of 2D defects and their structural properties based on the outcomes of our DFT results.
We first start with a discussion on the structural and electronic properties of pristine single layer 2H, 1T and 1T phases of XY2 (X = Mo, W; Y = S, Se) and then investigate their structural and electronic band structure differences from the defect cases. To prove the stability of pristine single layers of 2H, 1T and 1T phases of XY2 (X = Mo, W; Y = S, Se), we calculated their cohesive energies per pair of atoms, defined as follows:
Ecoh = pEMo,W + qES,Se − EXY2(X=Mo,W;Y=S,Se)/(p + q) | (1) |
Efor = EXY2(X=Mo,W;Y=S,Se) − pμMo,W − qμS,Se/(p + q) | (2) |
After full optimization, the cohesive and formation energies, lattice constants and bond lengths of single layer 2H, 1T and 1T′ phase XY2 (X = Mo, W; Y = S, Se) are given in Table 1. The cohesive energies of pristine 2H, 1T and 1T′ phases of MoS2 were calculated as 5.63, 5.36 and 5.43 eV, respectively. Although the cohesive energies of the 2H, 1T and 1T′ polytypes are close to each other, the 2H phase is the most thermodynamically stable structure. After 2H, 1T′ has been found to be the second most stable phase. The 1T phase has the lowest cohesive energy and might be metastable.
Systems | E coh | E for | a, b |
d
M–Cup, dM–C![]() |
W P |
---|---|---|---|---|---|
2H-MoS2 | 5.63 | −0.79 | 3.19, — | 2.41, — | 5.84 |
1T-MoS2 | 5.36 | −0.52 | 3.20, — | 2.42, — | 5.08 |
1T′-MoS2 | 5.43 | −0.59 | 3.18, 5.67 | 2.47, 2.49 | 5.76 |
2H-MoSe2 | 5.15 | −0.60 | 3.32, — | 2.54, — | 5.28 |
1T-MoSe2 | 4.92 | −0.37 | 3.29, — | 2.55, — | 4.52 |
1T′-MoSe2 | 5.02 | −0.46 | 3.29, 5.93 | 2.61, 2.63 | 5.10 |
2H-WS2 | 6.07 | −0.52 | 3.18, — | 2.41, — | 5.64 |
1T-WS2 | 5.78 | −0.23 | 3.22, — | 2.43, — | 4.86 |
1T′-WS2 | 5.90 | −0.35 | 3.18, 5.65 | 2.39, 2.49 | 5.65 |
2H-WSe2 | 5.55 | −0.29 | 3.33, — | 2.54, — | 5.03 |
1T-WSe2 | 5.30 | −0.03 | 3.31, — | 2.55, — | 4.31 |
1T′-WSe2 | 5.44 | −0.18 | 3.30, 5.85 | 2.60, 2.62 | 4.97 |
The structural difference between the 2H and 1T′ phases lies in their different symmetry configurations. The calculated energy differences (per formula XY2 unit) between pristine 2H and 1T/1T′ phases of TMDs. The energy needed for the phase transformation of 2H to 1T is more than 2H phase to 1T′ phase in all structures. For the 2H to 1T′ phase transformation, the energy differences are found to be 0.31 eV for WSe2, 0.41 eV for MoSe2, 0.49 eV for WS2 and 0.59 eV for MoS2. For the 2H to 1T phase transformation, the energy differences are found to be 0.69 eV for MoSe2, 0.76 eV for WSe2, 0.83 eV for MoS2 and 0.87 eV for WS2. Similar studies of the transition from the 2H phase to 1T′ phase of MoS2 were reported experimentally previously50 and under strain.51 To the best of our knowledge, the energy differences of 2H-to-1T transitions are presented here for the first time in the literature. Our results indicate that transforming the 2H phase of MoS2 into the 1T′ phase is energetically less favorable (requires 0.59 eV), while the 2H-to-1T′ transition in WSe2 requires less energy (0.31 eV) (Fig. S1, ESI†).
Tunable electronic properties of materials are highly desirable from the perspective of potential device applications. We further investigated the electronic properties of the pristine single layer 2H, 1T and 1T′ phase XY2 (X = Mo, W; Y = S, Se) structures. The calculated band structures of 2H, 1T and 1T′ XY2 (X = Mo, W; Y = S, Se) shown in Fig. 2 are in good agreement with the previous reports. For group-VIB layered dichalcogenides, semiconducting properties are shown in their thermodynamically stable 2H phase.
The band structures of pristine single layers of the 2H phase for WSe2, MoSe2, WS2, and MoS2 have been calculated on the basis of PBE and PBE + SOC methods. The results indicate that the monolayer 2H phase of WSe2, MoSe2, WS2, and MoS2 behaves as direct band gap semiconductors at the K point. W sulfides and selenides have larger band gaps than their Mo counterparts. This is because a large part of the band gap arises from the crystal field splitting of the metal d states, and this is larger in W.52 The pristine single layer MoS2 has theoretical band gap values at the PBE and PBE + SOC levels that are found to be 1.61 eV and 1.56 eV, with the spin–orbit coupling effect reducing the band gap level by 0.05 eV. This phenomenon is also observed in other 2H-phase group-VIB layered dichalcogenides. 2H phases of TMDs are spin splitting of the electronic bands caused by spin–orbit coupling, which results from the absence of the inversion symmetry. Because SOC streams from electrostatic interactions and relativistic effects, the coupling effect for heavy elements is stronger, and thus the splitting of 0.27 eV for 2H-WS2 is larger than that of 0.05 eV in MoS2. The same splitting is observed, and that of 0.30 eV for 2H-WSe2 is larger than that of 0.12 eV in MoSe2. The intrinsic property of 2H-TMDs has been proven to provide a platform for exploring spin–valley polarization53,54 and designing spintronic devices. Valley degree of freedom is the k-space momentum observable that refers to the local minima in the energy band diagrams of semiconducting 2D materials.55,56 K-point minima appearing near the same energy levels allow for independent control of this degree of freedom for quantum information processing and storage especially in graphene, 2D TMD and other related materials. The realization of valleytronic material applications related to achieving broken inversion symmetry in the honeycomb lattice. TMDs have a structure resembling a honeycomb lattice, with their monolayer naturally exhibiting broken inversion symmetry and a direct band gap, making them ideal materials for valleytronic applications.57,58 In the band structures of the 1T′ phases of the TMD layers investigated, the valley degree of freedom emerged as another energy minimum between X and Γ points. These points might serve as a separate handle for valleytronic control of both spin and valley polarization indices. When these layers are introduced with defects with different concentrations, valleytronic control becomes much harder or nearly impossible as shown in the ESI,† Fig. S4, which indicates that the defect states alter the feasibility of manipulation of valley degree of freedom.
Besides stable 2H phases of TMDs, the metastable 1T and 1T′ phases also cause significant attention in the research area due to the newly proposed intriguing physical properties and promising applications in energy conversion and storage. For instance, while bulk 1T MoS2 crystals are demonstrated to undergo a superconducting transition at 4 K,59 1T′ MoS2 and WTe2 monolayers have exhibited the quantum spin Hall effect.60 Moreover, 1T/1T′ MoS2 showed very high conductivity which makes them excellent electrocatalysts for hydrogen evolution and rechargeable batteries.37 According to the crystal field theory, the d orbitals of metals with trigonal coordination are classified into three groups, d(z2), d(x2−y2,xy) and d(xz,yz), while the d orbitals with octahedral coordination form the degenerate d(z2,x2−y2) and d(yz,xz,xy) orbitals. 2H-phases TMDs showed that the dz2 orbital is completely filled and dxy and dx2−y2 orbitals are empty. Configurations of W-6s26p4 and Mo-5s24d4 were treated as valence electrons, making the 2H phases of TMDs behave as a semiconductor. Due to 1T phases of TMDs are split into the configuration of eg orbitals d(x2−y2) d(z2) over t2g orbitals d(xy), two electrons are filled in the t2g state, the electronic structure of the T phases of TMDs leads to metallic phases and also various distortions that can lower the degeneracy and in some cases result in new semiconducting and semimetallic phases.
Reports have shown theoretically and experimentally that the metallic 1T phase is dynamically unstable in free-standing conditions and it can further relax to other 1T′ phase.61 Due to structural distortion, spontaneous symmetry breaks down and the degeneracy of electronic states can be shifted to lower energy. 2H to 1T′ phase transition was observed that electron doping from gold, facilitated by interfacial tensile strain. They observed a tunable inverted gap (∼0.50 eV) and a fundamental gap (∼0.10 eV) in quasimetallic MoS2 monolayer.62 Owing to this inverted gap is yet observed experimentally, the source of the inverted gap is not clear.
The fundamental gap (Eg) values of the pristine single layer 1T′ phase MoS2, MoSe2, WS2 and MoSe2 are observed to be ∼0.05 eV, 0.04 eV, 0.06 eV and 0.05 eV, respectively. Because the spin–orbit coupling effect could open a fundamental gap, our calculations are performed at the PBE and PBE + SOC levels. We have intriguingly observed a larger mid-infrared inverted gap (2δ) of the pristine single layer 1T′ phase MoS2 (∼0.61 eV), MoSe2 (∼0.77 eV), WS2 (∼0.24 eV) and MoSe2 (∼0.78 eV) at Γ-point in the 2D Brillioun zone of the distorted octahedral phase in Fig. 2. DFT calculations predicted that inverted gap and its electronic structure with low band gap might stream from the distorted octahedral phases. GW-based DFT calculations can predict a larger inverted gap due to take account the many-body effects of electron–electron interactions. It is also important to measure and understand the origin of the inverted band gap for future 2D-TMDs based device fabrication.
Raman spectroscopy has been extensively used as a tool to characterize the structure and thickness of 2D films and obtain information on their structures. Raman spectra of different phases of TMDs can therefore be used as a fingerprint of the interaction strength and other interface effects, providing a valuable insight into the interface physics of these systems. Raman shifts are directly influenced by the symmetry of the crystal lattice. Different symmetries lead to distinct vibrational modes, which are reflected as specific peaks in the Raman spectrum. Changes in crystal symmetry, such as through phase transitions, can lead to shifts or the appearance/disappearance of certain peaks. Therefore, we discuss 2H, 1T and 1T′ phases, separately. Firstly, according to the irreducible representation of 2H-phase (D3h symmetry), the optical Raman active modes of the monolayer correspond to E12, and A1g symmetries. MoS2, MoSe2, WS2 and MoSe2 shows E12, and A1g modes at ∼376 cm−1 and 401 cm−1; ∼236 cm−1 and 278 cm−1; ∼347 cm−1 and 412 cm−1; ∼238 cm−1 and 244 cm−1, respectively (Fig. S5, ESI†).
We have modeled a unit cell consisting of 16 transition metal atoms (Mo, W) and 32 chalcogenes (S, Se) atoms for the pristine stoichiometric TMD crystal. Under the assumption that chalcogen vacancies form only at the exposed surface, the percentage of chalcogen vacancies can be defined as the number of vacancies divided by the total chalcogen atoms. Multiple different configurations were considered and classified as “cluster”, “diagonal”, and “random”; based on the configuration of the chalcogen vacancies shown in Fig. 3(a). We have selected minimum energy cases from these three different configurations (Table 2). Chalcogen defects in TMDs have a direct impact on cohesive/formation energies, which in turn govern defect stability and concentration, and their influence on the material's overall properties. Understanding and controlling these cohesive/formation energies are crucial for optimizing TMDs for specific applications such as electronics, catalysis, or sensors. The cohesive energy of the 2H, 1T and 1T′ phase MoS2, MoSe2, WS2, and WSe2 monolayers as a function of the concentration of chalcogen vacancy are shown in Fig. 3(b) (Table S2, ESI†). While defects with low formation energies are more likely to form spontaneously during growth or under specific environmental conditions, defects with high formation energies are less likely to occur naturally and might require external energy input (e.g., via annealing or irradiation) to form. As the concentration of chalcogen vacancies increases, the cohesive energy of 2H phase MoS2, MoSe2, WS2, and WSe2 monolayers decreases (Fig. 4), unlike the 1T and 1T′ phases. We have observed two main concepts: the first one is that the 2H phase is the most stable in all different types of TMDs. Among all TMDs, the measure of stability decreases like WS2, MoS2, WSe2, and MoSe2 monolayers. The electronic band diagrams that vary depending on the vacancy concentrations of 2H, 1T and 1T′ phase MoS2, MoSe2, WS2, and WSe2 monolayers are provided in the ESI,† Fig. S2–S4. We also further examined the thermal stability of 2H phase MoS2 monolayers as a function of the concentration of chalcogen vacancy by ab initio molecular dynamics (AIMD) simulations. Our simulation results demonstrate that these materials remain thermally stable, apart from minor distortions, the crystallinity of both phases is preserved, even at high concentrations. These materials simulation processes have been recorded and presented in the ESI,† Videos S1–S7.
System | 2H-MoS2 | 1T-MoS2 | 1T′-MoS2 | ||||||
---|---|---|---|---|---|---|---|---|---|
Cluster | Diagonal | Random | Cluster | Diagonal | Random | Cluster | Diagonal | Random | |
1V | −351.27 | −351.27 | −351.27 | −341.07 | −341.07 | −341.07 | −342.58 | −342.58 | −342.58 |
2V | −344.37 | −344.37 | −344.37 | −335.52 | −335.52 | −336.33 | −335.63 | −335.63 | −336.95 |
3V | −337.50 | −337.59 | −337.35 | −329.34 | −329.66 | −330.83 | −329.43 | −329.36 | −330.87 |
4V | −330.07 | −331.22 | −330.45 | −323.02 | −322.91 | −324.18 | −342.48 | −323.25 | −324.78 |
5V | −323.26 | −323.38 | −323.38 | 316.35 | −318.41 | −318.88 | −318.09 | −317.64 | −318.18 |
6V | −315.85 | −316.19 | −316.19 | −312.77 | −311.44 | −311.54 | −309.90 | −311.05 | −311.43 |
7V | −308.92 | −309.37 | −309.38 | −303.50 | −308.94 | −308.93 | −303.49 | −308.92 | −306.07 |
System | 2H-MoSe2 | 1T-MoSe2 | 1T′-MoSe2 | ||||||
---|---|---|---|---|---|---|---|---|---|
Cluster | Diagonal | Random | Cluster | Diagonal | Random | Cluster | Diagonal | Random | |
1V | −324.77 | −324.77 | −324.77 | −317.21 | −317.21 | −317.21 | −318.03 | −318.03 | −318.03 |
2V | −318.54 | −318.54 | −318.54 | −312.72 | −312.73 | −312.25 | −311.88 | −311.34 | −312.80 |
3V | −312.36 | −312.47 | −312.12 | −305.52 | −308.24 | −306.61 | −306.16 | −305.58 | −308.61 |
4V | −305.49 | −306.99 | −305.90 | −300.13 | −303.95 | −301.99 | −301.16 | −299.69 | −302.41 |
5V | −299.44 | −299.42 | −299.31 | −293.76 | −295.24 | −295.96 | −294.80 | −294.96 | −297.49 |
6V | −292.54 | −292.77 | −292.72 | −289.45 | −293.22 | −291.98 | −289.51 | −289.01 | −291.24 |
7V | −286.33 | −286.65 | −286.65 | −283.17 | −288.03 | −284.52 | −284.91 | −288.01 | −284.71 |
System | 2H-WS2 | 1T-WS2 | 1T′-WS2 | ||||||
---|---|---|---|---|---|---|---|---|---|
Cluster | Diagonal | Random | Cluster | Diagonal | Random | Cluster | Diagonal | Random | |
1V | −386.01 | −386.01 | −386.01 | −377.85 | −377.85 | −377.85 | −378.92 | −378.92 | −378.92 |
2V | −378.89 | −378.89 | −378.89 | −370.61 | −371.62 | −371.46 | −372.00 | −372.02 | −371.99 |
3V | −371.83 | −371.91 | −371.71 | −363.45 | −364.53 | −365.63 | −365.21 | −365.16 | −365.04 |
4V | −364.14 | −365.29 | −364.63 | −357.93 | −358.11 | −359.02 | −357.39 | −361.06 | −358.62 |
5V | −357.18 | −357.32 | −357.33 | −350.16 | −351.99 | −351.63 | −351.81 | −352.50 | −351.85 |
6V | −349.52 | −349.96 | −349.96 | −343.76 | −344.65 | −344.62 | −343.87 | −344.75 | −344.91 |
7V | −342.35 | −342.92 | −342.93 | −337.37 | −341.34 | −341.19 | −338.20 | −341.60 | −338.18 |
System | 2H-WSe2 | 1T-WSe2 | 1T′-WSe2 | ||||||
---|---|---|---|---|---|---|---|---|---|
Cluster | Diagonal | Random | Cluster | Diagonal | Random | Cluster | Diagonal | Random | |
1V | −357.62 | −357.62 | −357.62 | −351.03 | −351.03 | −351.03 | −338.54 | −338.54 | −338.54 |
2V | −351.20 | −351.20 | −351.20 | −345.61 | −347.62 | −346.12 | −346.01 | −346.01 | −346.74 |
3V | −344.88 | −347.98 | −344.65 | −338.55 | −341.78 | −341.01 | −340.06 | −339.61 | −340.28 |
4V | −337.74 | −339.31 | −338.30 | −334.08 | −333.41 | −334.59 | −333.49 | −333.47 | −334.01 |
5V | −331.57 | −331.65 | −331.65 | −326.62 | −328.37 | −328.85 | −326.79 | −326.79 | −328.46 |
6V | −324.49 | −324.87 | −325.18 | −322.98 | −321.69 | −321.69 | −320.30 | −320.11 | −321.96 |
7V | −318.23 | −318.56 | −318.56 | −314.12 | −316.25 | −316.24 | −313.70 | −314.12 | −315.76 |
Creating vacancies in TMDs leads to the formation of defect bands that lead to a significant reduction in band gap energy. While pristine monolayer 2H TMDs exhibit a band gap of approximately 1.43 to 1.81 eV, creating vacancies at varying concentrations reduces the band gap to values ranging from 0.14 to 1.37 eV, as shown in Fig. 4. The emergence of mid-gap states caused by vacancies is a key factor in this reduction, making it especially important for quantum emitter applications. The energy range of the visible region typically changed from 1.65 eV to 3.1 eV. Pristine 2H-phase TMDs are observed to shift from the visible region to the IR region, and this tunability highlights the potential of defect dependent TMDs for applications in quantum technologies and photonic devices.
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4cp04017a |
‡ These authors contributed equally to this work. |
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