Chengxu Zhuab,
Adarsh Koovakattil Surendran
c,
Carmine D'Agostino
bd,
Jana Roithová
*c and
Sam P. de Visser
*ab
aManchester Institute of Biotechnology, The University of Manchester, 131 Princess Street, Manchester M1 7DN, UK. E-mail: sam.devisser@manchester.ac.uk
bDepartment of Chemical Engineering, The University of Manchester, Oxford Road, Manchester M13 9PL, UK
cDepartment of Spectroscopy and Catalysis, Institute for Molecules and Materials, Radboud University, Heyendaalseweg 135, 6525 AJ Nijmegen, The Netherlands. E-mail: j.roithova@science.ru.nl
dDipartimento di Ingegneria Civile, Chimica, Ambientale e dei Materiali (DICAM), Alma Mater Studiorum – Università di Bologna, Via Terracini, 28, 40131 Bologna, Italy
First published on 19th February 2025
With increasing carbon dioxide concentrations in the atmosphere, the utilization and conversion of CO2 into valuable materials is an important goal. In recent years, evidence has emerged of low-valent iron-porphyrin complexes able to bind CO2 and reduce it to carbon monoxide and water. To find out how the porphyrin scaffold and second coordination sphere influence the CO2 reduction on iron-porphyrin complexes, we study the structure, electronic and redox properties of a novel crown-ether appended porphyrin complex with cation (K+) binding site. Cyclic voltammetry studies show that the K+ binding site does not change the Fe0/I and FeI/II redox potentials of the complexes. Subsequently, density functional theory calculations were performed on the catalytic cycle of CO2 reduction on the K+-bound crown-ether appended iron-porphyrin complex. The work shows that proton-donors such as acetic acid bind the K+ strongly and can assist with efficient and fast proton transfer that leads to the conversion of CO2 to CO and water. In agreement with experiment, the calculations show little perturbations of the redox potentials upon binding K+ to the crown-ether scaffold.
Our extensive studies on enzymes and biomimetic model complexes have shown that second-coordination sphere effects can play a major role in catalysis.6 In particular, a local dipole moment or electric field effect may weaken or strengthen bonds and direct catalysis into a specific reaction channel. We, therefore, decided to explore second-coordination sphere effects on CO2 to CO reduction on an iron-porphyrin complex. Previously, we calculated the catalytic cycle of CO2 to CO reduction on an [Fe(TPP)] system, with TPP as meso-tetraphenylporphyrin.7 In subsequent studies, a modified iron-porphyrin complex was investigated with an ortho-amide substituent attached to one of the TPP ligands. This complex was shown to fix CO2 tightly on the iron complex through hydrogen bonding interactions and enabled reactions with proton donors efficiently. A recent study demonstrated that the presence of K+ ions enhances CO2 reduction under highly acidic conditions,8 prompting an investigation into the influence of these ions on the reaction mechanism and catalysis. We have shown that binding K+ ions to a porphyrin cage with crown-like binding sites on the side above the porphyrin plane substantially accelerated the CO2 reduction reaction. Here, we designed and synthesised a novel iron-porphyrin complex with a crown-ether analogue linked horizontally above the porphyrin plane, see Scheme 1.
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Scheme 1 (a) Models studied in this work. (b) Catalytic cycle for CO2 reduction to CO studied in this work. |
The crown-ether functionality can be used to bind different alkali metals. With cyclic voltammetry, we compared the effects of binding Na+ and K+ and benchmarked it against tetrabutylammonium (TBA) that does not fit into the crown-type macrocycle.8 To find out, whether potassium ions bound to the crown-ether will influence the CO2 reduction reaction we performed a joint experimental and computational study on the reaction cycle shown in Scheme 1b. In our work the meso-tetramesitylporphryin (TPPMes) ligand was used appended with the aza-crown ether containing a K+ ion, designated TPPMesCrown (for simplicity DFT calcualtions used a truncated model of TPPCrown instead of TPPMesCrown). Thus, the catalytic cycle was hypothesized as shown in Scheme 1, starting from the [Fe0(TPPCrown)]− complex (designated CAT). The reaction is expected to start with the addition of CO2 and a proton donor, highlighted as H3O+ in Scheme 1, to form the proton-transfer reactant complex RC1, i.e. [Fe0(CO2)(TPPCrown)]−. Subsequently, the proton donor group relays its proton to the bound CO2 group to form the iron(I)-COOH complex IM1. A second proton donor molecule is picked up from the solvent and binds to the periphery of the complex (structure RC2) and relays its proton to the OH group of the iron(I)-COOH complex to form water, CO and iron(II) intermediate IM2. The cycle is expected to return to structure CAT by the expulsion of CO and the reduction of the complex with two electrons. In this work, the catalytic cycle of Scheme 1 is calculated with DFT methods and redox measurements to confirm the cycle. The combined experimental and computational studies show that the aza-crown-ether with K+ in the second coordination sphere does not influence the redox potentials in the reaction cycle but influences proton transfer steps and improves catalysis.
Cyclic voltammetry (CV) experiments were performed using a standard three-electrode assembly in a solution of 0.25 mM catalyst, 0.1 M of a supporting electrolyte (tetrabutylammonium tetrafluoroborate (TBABF4), sodium tetrafluoroborate (NaBF4) and potassium tetrafluoroborate (KBF4)) and 0.5 M H2O in dimethylformamide (10 mL). We used a glassy carbon working electrode, a double junction non-aqueous Ag/AgCl reference electrode filled with 2 M LiCl in ethanol as the inner electrolyte, and a platinum mesh of 2 cm2 area as the counter electrode. The reference electrode was calibrated against the ferrocene/ferrocenium (Fc/Fc+) redox couple. Prior to the measurements, the solution was bubbled through with N2 or CO2 gas for 30 minutes, and during the measurements, the corresponding gas flow was maintained through the head space.
Cyclic voltammetry experiments with 0.25 mM [FeIII(TPPMesCrown)OAc] in DMF under nitrogen gas showed the FeII → FeI reduction potentials at −1.53 V regardless of the presence of Na+, K+ or TBA+ cations in the solution (Fig. 1). However the FeI → Fe0 is influenced by the identity of the cations, especially the addition of Na+ ions to the solution shows the largest shift of ∼150 mV. The voltammogram in the presence of K+ electrolyte showed two minor peaks at −1.75 V and −2 V in addition to the peak at −2.18 V. The peak at −2.18 V matches with TBA+ electrolyte can correspond to the complex without bound to K+. The additional minor peaks observed in the K+ electrolyte are the result of the of the binding of K+ ions.
Subsequently, we investigated the CO2 reduction reaction and measured the redox potentials of the [FeIII(TPPMesCrown)OAc] complex in the presence of TBA+, K+ and Na+ ions. Under a CO2 atmosphere, we observe a catalytic current for the CO2 reduction reaction at the FeI → Fe0 potential (Fig. 1b). The catalysis is more efficient in the presence of KBF4 and NaBF4 electrolytes than with the TBABF4 electrolyte. In particular, the onset of CO2 reduction reaction is shifted to a lower potential (by ∼100 mV in KBF4 and ∼150 mV In NaBF4), and a larger catalytic current is observed. The onset shift to the lower potential suggests the assistance of K+ and Na+ ions in the CO2 reduction reaction mechanism.
To test whether the redox potential changes and the CO2 reduction reaction mechanism are determined and influenced by the aza-crown ether appendage or the bound cation, we did a series of control experiments with the bare [Fe(TPP)] complex, see Fig. 2. The redox potentials for the FeII → FeI and FeI → Fe0 couples (Fig. 2a) give an onset that is slightly shifted to more negative potentials for the aza-crown appended complex than the one for the bare [Fe(TPP)] complex for which values of −1.51 V and −2.14 V are obtained. As such, the second coordination sphere and binding of a K+ cation to the complex does not lead to a major shift in the two redox potentials of the complex.
To test whether the assistance could be ascribed to a specific interaction of K+ or Na+ bound to the crown ether functionality with CO2 reduction reaction intermediates or non-specific interactions of K+ ions from the solution, we performed control experiments with the bare [Fe(TPP)] complex, see Fig. 2b. The CO2 reduction reaction as catalyzed by the [Fe(TPP)] complex showed no shift in the onset potential in NaBF4 electrolyte and only a minor shift by ∼30 mV in KBF4. However, the catalytic current is largely influenced, especially in the Na+ electrolyte. Consequently, Na+ and K+ ions do affect the CO2 reduction reaction in general, but the magnitude of the effect, as observed by the shift in redox potential, is much larger if we offer a binding site in the vicinity of the iron active site. This indicates a specific interaction between the complexed Na+ and K+ ion and a CO2 reduction reaction intermediate. The increase in the catalytic current is also observed with the [Fe(TPP)] complex, indicating that this is connected with the general electrolyte effect of the interaction of cations, not necessarily specific to the interaction of Na+ and K+ from the aza-crown group.18
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Fig. 3 UB3LYP-GD3BJ/BS1 optimised geometries of 3,5CAT with bond lengths in Å. Also given is the electron affinity of 2CAT0 in kcal mol−1. |
Next, we added a CO2 molecule to 3CAT and optimized its geometry and extracted the CO2 binding energy of the complex. Thus, without K+ bound inside the aza-crown ether scaffold a CO2 binding free energy of ΔG = 17.5 kcal mol−1 is found, while the addition of K+ into the aza-crown raises the binding free energy to ΔG = 23.5 kcal mol−1. Upon binding of CO2 to the metal centre the O–C–O angle considerably distorts from linearity. Specifically, in the presence of K+, the O–C–O bond angle is 128°, whereas in the absence of K+, the angle increases to 133°. In addition, the Fe–C bond is 1.92 Å in the complex containing K+, while it is elongated to over 2.0 Å in the complex without K+. Therefore, the presence of a K+ cation to the second coordination sphere facilitates the binding of CO2 to the iron centre leading to a stronger metal-carbon bond that will lead to more efficient CO2 reduction reactions.
Subsequently, a proton donor molecule was added to the complex, namely a H3O+ ion was inserted into the binding cavity nearby the iron atom. A geometry optimisation of the proton transfer reactant complex RC1 was performed with DFT methods. During the geometry optimisation the proton spontaneously moves to the CO2 group and formed IM1 in the triplet and quintet spin states. Therefore, the pKa value of the bound-CO2 complex is well higher than that of a water molecule resulting in a spontaneous and exergonic proton transfer from H3O+ to Fe–CO2. To estimate the barrier for proton transfer, we ran a constraint geometry scan in the reverse direction from 3,5IM1 to RC1. The geometry scan led to a continuous rise in energy and never stabilized to another local minimum. Therefore, the RC1 structures will be unstable in the presence of a strong proton donor and react fast and spontaneously through proton transfer from H3O+ to form hydroxycarbonyl iron complex and water without encountering a transition state for this step. The obtained optimised geometries of 3,5IM1 are shown in Fig. 4. The Fe–C bond is relatively long at 2.120 Å in 3IM1 and 2.096 Å in 5IM1. These distances match typical bond lengths between iron and a first-row element and for instance is seen for a histidine bound ligand in nonheme iron enzymes.19 The two Fe–C–O angles are just over 120° in size and cause a considerable bent into the CO2 structure from the original linear orientation in the gas phase. The K+ ion is at a distance of 2.646 Å in 3IM1.
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Fig. 4 UB3LYP-GD3BJ/BS1 optimised geometries of the proton-transfer intermediates 3,5IM1 and 3,5IM2. Bond lengths are in Å and angles in degrees. |
Thereafter, another H3O+ molecule was added to the structures of 3,5IM1 to form the RC2 complexes. Also, during the geometry optimisations of the RC2 complexes a fast and facile proton transfer took place and the structures optimised to a complex containing water and an iron(II)-CO product. As such the RC2 structures in the presence of a strong proton donor are unstable and collapse to form the 3,5IM2 products with large exergonicity. Again, a reverse scan was calculated for the relay the proton back to the water molecule to form H3O+. These scans did not give evidence of a transition state for proton transfer. Consequently, H3O+ will be a very efficient proton source for CO2 reduction reactions on an iron(0)-porphyrin complex. The optimised geometries of the 3,5IM2 structures are shown in Fig. 4. The Fe–C bond has elongated somewhat as compared to the IM1 structures to values of 2.205 Å for 3IM2 and 2.131 Å for 5IM2. These distances compare well for CO bound heme complexes calculated previously.20 The distance of the nearest water molecule to K+ is at 2.601 Å in 3IM1.
To explore the mechanism in the presence of an alternative proton donor, we also studied reactions with neutral phenol and acetic acid as well as systems with several water molecules included. The use of phenol as a proton donor and several explicit water molecules added to the model, however, did not lead to a feasible proton transfer pathway. In particular, constraint geometry scans for O–H bond formation led to a continuous rise in the energy and never led to a barrier and the creation of the Fe(I)C(O)(OH) product. This is most likely because of the crossing of different-spin potential energy surfaces (PES), and the constrained scan does not capture the overall PES well. Nevertheless, the size of a phenol molecule makes its positioning nearby CO2 difficult with the appended crown-ether in place and therefore, phenol is not suitable as proton donor for this system.
To characterize transition states for the proton transfer steps during the CO2 reduction reaction, we finally tested acetic acid as the proton donor. With acetic acid as the proton source added to 3,5CAT we were able to locate several transition state structures and local minima for the overall CO2 reduction reaction as shown in Fig. 5. The calculated free energy landscape and transition state structures for CO2 reduction on the iron-porphyrin complex with acetic acid as a proton donor are shown in Fig. 5. On the triplet spin state, we did not manage to locate a viable proton transfer channel, and all attempts to locate an intermediate 3IM1 resulted in proton transfer back to the acetate group. Several starting structures were used with the acid in different positions and orientations with respect to the iron-CO2 complex, including a model with acetate pointing toward K+. However, none of those models led to viable proton transfer pathways on the triplet spin state. The same applies to the geometry search for 3IM2, which always collapsed back to 3RC2. We then performed constraint geometry scans for these steps on the triplet spin state, and the energetics of proton transfer continuously increases and never stabilises or forms a local minimum. Therefore, on the triplet spin state, the protonation of the CO2-bound complex cannot happen. Interestingly, we did locate transition state structures on the quintet spin state surface. In particular, the first proton transfer is endergonic by 5.8 kcal mol−1 with respect to 3RC1Ac, while free energy of activation via 5TS1Ac of ΔG‡ = 17.0 kcal mol−1 is obtained. These barriers are relatively low in free energy and, therefore, the reaction should proceed under room temperature conditions quickly.
The optimised transition state structure 5TS1Ac is shown on the left-hand-side of Fig. 5. The structure is product-like with an O–H distance to acetate of 1.354 Å, while the accepting oxygen atom has a distance to the proton of 1.02 Å. The imaginary frequency is small, namely i135 cm−1; however, its visualisation gives a clear O–H–O stretch vibration. Typical imaginary frequencies for hydrogen atom abstraction are well over i1000 cm−1,21 although hydride transfer is often accompanied by a transition state with much smaller imaginary frequencies.22
For the second proton transfer step, we added a new proton to the acetate group and increased the total charge of the system by one unit, making the reaction complexes neutral. We then searched for a proton transfer transition state and located 5TS2Ac. Its energy, however, is of similar energy as 5RC2Ac and therefore, the proton transfer will be fast and lead to CO and H2O efficiently. Indeed, the overall reaction energy is exergonic by ΔG = −14.0 kcal mol−1. The optimized geometry of 5TS2Ac is shown in Fig. 5. The imaginary frequency in 5TS2Ac is again small (i243 cm−1) and includes simultaneous C–O cleavage and proton transfer. As such, the C–O bond breaking and proton transfer are synchronous and not stepwise. The transferring proton is closest to the acetate group in 5TS2Ac with a distance of 1.095 Å, while the accepting H–O distance is 1.365 Å. The transition state shows little unpaired spin density on the carbon atom of the OC–OH group. Consequently, the step corresponds to a proton transfer coupled with C–O bond cleavage and formation of neutral iron(II)-carbonyl complex.
Finally, models were tested with additional explicit water molecules included. Thus, the landscape in green in Fig. 5 represents the [Fe(TPPCrown)] system with acetate and six explicit water molecules with all structures assigned with the subscript Ac,6 W to specify this model. In 3RC1Ac,6W the acetate is positioned with its carboxylate at a distance of 2.699 Å from K+, while the acetate proton forms a hydrogen bond to bound CO2 at a distance of 1.503 Å. The six water molecules are positioned around the acetate, CO2 and aza-crown ether groups and form hydrogen bonding interactions that keep them in position. The proton transfer via 3TS1Ac,6W encounters a small barrier of about 0.1 kcal mol−1. Despite the low barrier, the 3TS1Ac,6W structure was fully characterized and its geometry is displayed in Fig. 6. The transition state has a large imaginary frequency of i905 cm−1 for the O–H–O stretch vibration. This large imaginary frequency implies that the barrier is sharp and will incur a large kinetic isotope effect. The transferring proton is midway in between the donor and acceptor groups with distances of 1.203 and 1.211 Å, respectively. The two C–O bonds in the CO2-bound iron complex are very similar (1.239 and 1.287 Å). Hence, in the transition state, the two bonds have equal strength. After the transition state, the system relaxes to 3IM1Ac,6W, which is 1.7 kcal mol−1 in free energy more stable than the reactant complex. These two structures, therefore, will be in equilibrium until another proton source initiates the next reaction step. Clearly, hydrogen bonding interactions of water molecules facilitate low-energy, fast proton transfer from acetic acid to bound CO2. We finally calculated a second proton transfer step by adding another proton to acetate and studied the pathway to form CO and water. A proton transfer is barrierless and relays the system to the products rapidly.
To understand the differences in reactivity with different proton sources, we analysed our structures in more detail. Thus, in our previous work on CO2 reduction by iron-porphyrin complexes, we predicted that a dipole moment aligned with a proton transfer arrangement would lower the proton transfer barriers.11 The dipole moment would then create an electric field effect and influence the charge distributions in the system. In particular, these electric field effects have been shown to weaken and strengthen chemical bonds and direct regio- and chemoselectivity patterns in catalysis.6b,23 The dipole moment vectors in 3RC1H3O+, 3RC1Ac and 3RC1phenol are shown in Fig. 6. In 3RC1H3O+ and 3RC1Ac, the electric dipole moment is nicely aligned with the proton transfer from the donor to the CO2 group and consequently lowers the proton transfer barriers. Indeed, small proton transfer barriers are seen for these systems. With phenol as a proton donor, however, the phenol group cannot align itself with the electric dipole vector of the catalyst due to steric interactions of the aromatic ring of the phenol and the crown ether system. Consequently, for 3RC1phenol the phenol OH group points against the dipole vector of the catalyst rather than along the dipole vector, as is seen for 3RC1H3O+ and 3RC1Ac. The dipole moment vectors in Fig. 6, therefore, highlight important electrostatic interactions between donor and acceptor groups and emphasise on an ideal orientation of the two groups for fast and efficient proton transfer.
Footnote |
† Electronic supplementary information (ESI) available: Tables with computational data, including energies, group spin densities, charges and cartesian coordinates of optimized geometries. See DOI: https://doi.org/10.1039/d5dt00119f |
This journal is © The Royal Society of Chemistry 2025 |