Wenchao Zhao*ab,
Xiaowei Lvab,
Qianqian Xuab,
Zhengji Wen
*c,
Yuchuan Shaoc,
Changlong Liud and
Ning Dai
d
aSchool of Electronic Information, Huzhou College, Huzhou 313000, China. E-mail: zhaowenchao2025@163.com
bHuzhou Key Laboratory of Urban Multidimensional Perception and Intelligent Computing, Huzhou 313000, China
cKey Laboratory of Materials for High-Power Laser, Shanghai Institute of Optics and Fine Mechanics, Chinese Academy of Sciences, Shanghai 201800, China. E-mail: wenzhengji@siom.ac.cn
dHangzhou Institute for Advanced Study, University of Chinese Academy of Sciences, Hangzhou 310024, China
First published on 12th May 2025
This paper presents a multifunctional terahertz device based on a dual-tunable structure incorporating graphene and vanadium oxide (VO2). This device enables the switching between narrowband perfect absorption and ultra-broadband performance through the phase transition characteristics of VO2 and the adjustment of graphene Fermi level. Simulation results demonstrate that when VO2 is in its metallic state, the THz device exhibits ultra-broadband absorption, achieving a high absorption rate exceeding 0.9 within the frequency range of 2.9–7.67 THz. Conversely, when VO2 is in its insulating state, the THz device displays perfect absorption peaks at 2.8 and 8.41 THz. In the broadband mode, the absorption band can be broadened to an ultra-broadband range by adjusting the Fermi level of graphene. Furthermore, the structural parameters of terahertz devices, as well as the incident and polarization angles of electromagnetic waves, were investigated. The results demonstrated that the terahertz devices exhibit a certain degree of manufacturing tolerance, stability against variations in incident angles, and favorable polarization insensitivity. Overall, this design holds promising application prospects in fields such as terahertz absorption, refractive index sensing, and terahertz detection.
Metamaterials, characterized by their regular arrangement and artificially controllable structure, enable the modulation of THz device absorption through the arrangement and combination of their constituent structures.7 In comparison to natural or traditional materials, metamaterial technology presents novel research avenues for the advancement of terahertz technology. Metamaterial absorbers, in particular, exhibit characteristics such as broad absorption bandwidths, multi-component structures, and reduced weight, which distinguish them from conventional absorbers. These attributes have led to the application of metamaterials in various fields including optoelectronic devices, wireless communications, and stealth fighter aircraft. Consequently, metamaterial technology has emerged as one of the key research foci.8–10 The first metamaterial THz device was proposed by Landy et al., which proved the feasibility of metamaterials in the field of terahertz devices.11 As a result, numerous scholars have embarked on extensive research into THz devices utilizing metamaterials. In 2009, Bao et al. designed and fabricated a broadband microwave THz metamaterial device based on dendritic structural units, achieving high absorption within the frequency range of 9.79 GHz to 11.72 GHz.12
Graphene has emerged as one of the most popular research materials in the field of metamaterials in recent years, and terahertz devices incorporating graphene-based metamaterials have been extensively studied and reported.13–15 In 2004, the research group led by Geim and Novoselov discovered graphene under a microscope. This remarkable material boasts a thickness of merely 0.34 nm.16 Terahertz devices derived from graphene-based research have garnered widespread attention and emerged as one of the hotspots in recent research endeavors. Numerous reports have documented the development of graphene-based broadband or narrowband absorbers. Xie et al. proposed a multi-frequency narrowband perfect absorber utilizing a metamaterial structure patterned with a single layer of graphene, showcasing four absorption peaks with excellent performance in the infrared spectrum.17
VO2 exhibits remarkable optical properties at terahertz wavelengths, with its phase transition characteristics forming the basis for its applications in this spectral range. The phase transition temperature of VO2 is approximately 340 K, making it easily achievable under both experimental and practical conditions in ambient environments.18–20 During the insulator-to-metal phase transition, the conductivity of VO2 steadily increases, varying within the range of 2 × 102 S m−1 to 2 × 105 S m−1, accompanied by a transformation in its crystal structure from monoclinic to tetragonal. Compared to the separate structure of graphene, THz devices incorporating VO2 possess a broader tuning capability.21 The metal-to-insulator transition properties of vanadium dioxide can be used to achieve perfect absorption and asymmetric transmission (AT) of circularly polarized light in the near-infrared region through thermal control.22
In recent years, research on terahertz devices has extended beyond simple Fermi level tuning. Multilayer structures based on VO2 and graphene have garnered extensive investigation. Although slightly more complex in fabrication compared to three-layer graphene THz devices, advancements in manufacturing processes are poised to unlock the formidable potential of multilayer THz devices. In 2023, Qi et al. proposed a five-layer terahertz device architecture combining vanadium dioxide and graphene, which can switch between tunable circular dichroism (CD) and perfect absorption in two bands.23 Tang proposed an actively tunable and switchable multifunctional terahertz metamaterial device based on a hybrid vanadium oxide (VO2)-graphene integrated configuration. By switching the phase of vanadium dioxide, the device's functionality can be reversibly switched between asymmetric transmission (AT) and two different polarization conversions within the terahertz region.24 The phase change characteristics of vanadium dioxide are utilized to achieve the switchable performance between complete absorption and broadband asymmetric transmission (AT).25 Liu proposed a metamaterial doped with vanadium oxide (VO2) that can achieve switchable single-band and dual-band asymmetric transmission (AT) in the terahertz region.26 In the microwave range, Novoselov, one of the winners of the Nobel Prize for graphene discovery, has used printed graphene AMCs and flexible dielectric substrates to present absorbers with broadband effective absorption (more than 90% absorption) at 7.58 GHz to 18 GHz.27 The absorber is polarisation insensitive under normal incidence and can operate at relatively wide incidence angles. This amazing study is enough to prove that the research on THz devices is practically grounded and deserves more work to explore it in depth.
While a significant amount of related work has been reported, there exist challenges as well. For instance, it is difficult to achieve thermal radiation conditions when VO2 is placed in the middle layer.28 In addition to that, the change in temperature also affects the properties of graphene when VO2 and graphene are in the same plane.29
This paper innovatively presents a five-layer structure combining graphene and VO2, enabling a THz device to transition from narrowband to ultra-broadband absorption. The absorption can be tuned via voltage and temperature, and the unique structure ensures minimal interference between the dual-tuning effects of graphene and VO2. When VO2 is in its metallic state, the Fermi level of graphene is set to 0.8 eV, the THz device achieves perfect absorption with an absorptivity exceeding 90% across a bandwidth ranging from 2.9 to 7.67 THz. When VO2 is in its insulating state, the Fermi level of graphene is set to 1 eV, the THz device exhibits perfect absorption at 2.8 THz (A = 0.999) and 8.4 THz (A = 0.998). Furthermore, through our investigations, we discovered that when VO2 is in its insulating state, the operational performance of the THz device stems solely from the resonance generated by the graphene surface plasmons. When VO2 undergoes a phase transition to its metallic state, the absorption performance of the THz device is determined by the superposition of graphene and VO2. In summary, this THz device operating in narrowband mode can serve as a refractive index sensor and THz switch, while in broadband mode, it functions as an efficient THz absorber. This study provides novel research insights and references for subsequent investigations into multi-layer absorbers, as simulating and then combining graphene and VO2 separately can significantly reduce research time.
At present, a large number of related fields have been reported, but most of the research based on super surface terahertz devices is still in its initial stage. The manufacturability and practical application of the device need to be further discussed, and no systematic theory has been formed. The future research direction can combine machine learning to invert the process through the results. In addition, the precision of preparation process needs to be further considered to adapt to the actual application scenarios.
The specific manufacturing process is shown with reference to Fig. 2. Firstly, the gold base (0.5 μm) is plated on the substrate. Next, a silica film with a thickness of 8 μm is deposited onto the gold substrate using physical vapour deposition (PVD) technology. Then, the desired graphene pattern was grown on the silica layer using CVD technique.32 The physical vapour deposition (PVD) technique was again used to coat the silica film with a thickness of 4 μm. Next, a 0.1 μm thick VOx film was deposited on a glass film containing a vanadium(V) metal target using a direct current magnetron sputtering (DC, MS) method and further annealed in a low pressure O2 atmosphere to convert the VOx to VO2.29 Finally, using a photolithography technique, a pre-bake and primer coating was performed before applying a uniform layer of photoresist on the VO2 film and pre-bake. The said VO2 film is aligned with the pattern mask described in the article and exposed. Finally, excess photoresist is removed, and device fabrication is complete.33
The specific structural parameters are shown in Table 1.
Parameter | P | L | m | d | w | r | H1 | H2 | h |
---|---|---|---|---|---|---|---|---|---|
Value (μm) | 36 | 33 | 24 | 12 | 1.2 | 10 | 8 | 4 | 0.1 |
The conductivity of graphene can be classified into intraband and interband conductivity, which can be described as according to Kubo's formula:34,35
σ(ω, μc, Γ, Τ) = σinter + σintra | (1) |
![]() | (2) |
![]() | (3) |
![]() | (4) |
τ is the relaxation time of graphene, which is only relevant to the nature of the graphene material itself when the Fermi energy level of graphene is below the Dirac point.37 In this paper τ set to 0.4 ps, the graphene Fermi energy level can be adjusted by the applied bias voltage. Ef = 0.8 eV (Vg = 3.07 V) in broadband mode and Ef = 1 eV (Vg = 4.8 v) in narrowband mode.
In the terahertz range, we can express VO2 and gold in terms of the Drude model. The dielectric constant of gold can be expressed as:38,39
![]() | (5) |
ωp1 = 1.37 × 1016 S−1, γ1 = 1.23 × 1014 S−1 |
![]() | (6) |
![]() | (7) |
In this paper, the THz device model is simulated and verified using finite element analysis software CST Studio Suite.42,43 We construct the cell mesh in the xy coordinate plane, and the z-axis direction is the open boundary condition. The incident electromagnetic wave is incident from the positive half-axis of z to the negative half-axis of z. In addition to this, the simulation accuracy and precision are ensured by selecting the mesh refinement and turning on the mesh adaptive function.44
In CST Microwave Studio, the s-parameter of the model was calculated by simulation, and the absorption rate was expressed as:45
A = 1 − R − T = 1 − |S11|2 − |S21|2 | (8) |
S11 and S21 are the reflection and transmission coefficients, respectively, and R and T are the reflectance and absorbance. Since the bottom layer is a gold layer and the thickness of the gold layer is greater than the skin depth of gold, the transmittance can be considered to be 0 and the absorptivity formula can be simplified as:46
A = 1 − R | (9) |
The Fermi energy level of graphene is regulated by the applied bias voltage as shown in Fig. 3 and described in the article. In addition to this, the applied voltage to graphene is corresponding to the Fermi energy levels and the specific data can be presented by eqn (10).47
![]() | (10) |
Fermi speed Vf = c/300.
![]() | ||
Fig. 4 (a) Broadband and narrowband absorption curves, Peak I (f = 2.8 THz, Q = 5.28), Peak II (f = 8.41 THz, Q = 1020.5). (b) Relative impedance plot. |
To ensure the accuracy of the data, we introduce the relative impedance for inversion, which is expressed as:48
![]() | (11) |
Meanwhile, we also verified the change of absorbance in two polarisation modes (TE and TM), as shown in Fig. 5(a) and (b), and since the structure proposed in this paper is a fully symmetric structure, it can maintain the same excellent absorption performance in either TE or TM modes, which also indicates the great potential of this THz device for application.49,50 Due to this characteristic, the subsequent discussions in this paper will primarily focus on the TE mode.
The strong tuning ability of this THz device is due to the phase transition property of VO2. In the CST software, we can change the temperature by setting the conductivity of VO2 at different temperatures, which can be described by the formula:51
σ = −iε0ω(εc − 1) | (12) |
![]() | ||
Fig. 6 (a) Absorption curves corresponding to different temperatures when the THz device is heated. (b) Conductivity versus temperature curves for VO2 films. |
The variation of vanadium dioxide's conductivity with temperature is illustrated in Fig. 6(b), where the red line represents the change in conductivity during heating, and the blue line represents the change during cooling. When T = 340 K (approximately 68 °C), VO2 undergoes a phase transition from an insulating state to a metallic state. Concurrently, the absorption mode of the THz device transitions from narrowband perfect absorption to broadband absorption, as shown in Fig. 6(a).
To investigate the relationship between the structure and absorption of this THz device, we employed the control variable method to study the interplay between VO2 and graphene, as depicted in Fig. 7. By replacing the graphene disk with a silica medium, the VO2 structure alone was able to achieve broadband absorption with a bandwidth of approximately 3 THz and an absorptivity greater than 0.9. In contrast, when the THz device contained only the graphene structure, it exhibited two distinct absorption peaks.
The absorption curve of the THz device with only VO2 pattern changes similar to that of the THz device proposed in this paper (after phase transition). The absorption curve of the THz device with only a graphene pattern changes similarly to that of the THz device proposed in this paper (before phase transition). When we combine the two, we can get a perfect ultra-broadband THz device (after phase transition) along with a double-peaked narrow-band perfect absorption (before phase transition). From this, it can be inferred that the interaction of graphene structure and VO2 structure with electromagnetic waves can be approximated as working independently and that in the narrow-band absorption mode (before VO2 phase transition), it is mainly the interaction of graphene with electromagnetic waves, and in the ultra-broadband absorption mode (after VO2 phase transition) it can be considered to be the superposition of the interaction absorption of the two materials.52,53
In order to further investigate the mechanism of action of the THz device, it is explored by studying its electric field diagrams, as shown in Fig. 8(a)–(f). Fig. 8(a)–(c) show the electric field strength absorption distribution of the xy-plane of the THz device at 2.35 THz, 5.63 THz, and 7.44 THz, and Fig. 8(e)–(f) show the electric field strength absorption distribution of the xz-plane of the THz device at 2.35 THz, 5.63 THz, and 7.44 THz. The strong absorption of terahertz waves by the THz device originates from the electromagnetic wave interacting with the THz device structure and coupling with the structure pattern to form localized surface plasmon resonance (LSPR).54,55
By comparing and analyzing Fig. 8(a)–(c), (e) and (f), in the low-frequency absorption band (f = 2.35 THz), the electric field primarily concentrates at the edges of the VO2 module and within the slits, accompanied by electric dipole resonance absorption at the edges of the graphene disk. This leads to the dissipation of incident light energy within the upper layer structure, enabling the formation of perfect absorption in the THz device.56 As the frequency increases (f = 5.63 THz), the intense absorption electric field is primarily attributed to the coupling between VO2 modules, accompanied by electric dipole resonance absorption at the edge portions of the graphene disk. The electric field primarily concentrates within the periodic structures.57 During the high-frequency band absorption (f = 7.44 THz), the intense absorption electric field shifts inward, reducing the influence of the edges of the VO2 modules and subsequently diminishing the absorption performance. At this point, the role of the graphene structure becomes particularly prominent, as the electric dipoles at the edges of the graphene disk resonate with the high-frequency band, resulting in high absorption.58 By comparing and analyzing Fig. 7 and 8, it is easy to find that the high absorption in the narrow-band mode is almost always caused by the graphene disc, while the ultra-wideband mode is more like a superposition state of the VO2 structure and the graphene structure.
Fig. 9(a) and (b) show the electric field distribution of the xy cross section of the device at 2.8 THz and 8.41 THz frequencies, and (c) and (d) show the electric field distribution of the xy-direction cross-section of the device at 2.8 THz and 8.41 THz frequencies. By comparing the xy-plane and xz-plane absorption electric field maps, we can get a very obvious conclusion. The absorption in the low-frequency band is primarily concentrated within the graphene structure, whereas the absorption performance of the graphene structure is less ideal in the high-frequency band. In the narrowband absorption mode, VO2 is in an insulating state. Under such conditions, the absorption in the low-frequency band (f = 2.8 THz) arises from edge dipole resonance, while the absorption in the high-frequency band (f = 8.41 THz) stems from the resonant absorption of the graphene disk. Additionally, anti-parallel currents between the graphene sheet and the underlying metal layer are forming a loop, generating an artificial magnetic moment, leading to the emergence of other peaks.59
As depicted in Fig. 10, the wide tuning capability of the absorber also originates from the tuning of the Fermi level in graphene. By adjusting the Fermi level, it is possible to achieve tuning of narrowband absorption and expansion of broadband absorption. As can be observed from Fig. 10(a), the absorption of the two absorption peaks can be adjusted by tuning the Fermi level. When the Fermi level is at a lower energy level, absorption peak I exhibits a lower absorption level. As the Fermi level gradually increases, the absorption rate gradually rises, reaching a maximum of 0.9 at Ef = 0.7 eV. When the absorption is at a reduced level, the THz device can be considered closed, and when the absorption is greater than 0.9, the THz device can be considered open. In addition to the switching characteristics of the Fermi energy level tuning in the narrow-band mode, the Fermi energy level tuning can also be used for tuning in the broadband mode. As shown in Fig. 10(b), the THz device absorption width is only 4.31 THz when Ef = 0.5 eV, while the THz device broadband absorption expands to ultra-wideband absorption (Δf = 4.77 THz) when the Fermi energy level grows to 0.8 eV.
![]() | ||
Fig. 10 (a) Effect of Fermi energy levels on absorption rate in narrowband absorption mode. (b) Effect of Fermi energy levels on absorption rate in broadband absorption mode. |
Furthermore, due to the high-quality factors of the two absorption peaks of THz devices under narrowband mode, they hold promising potential applications in sensing and detection. Specifically, THz devices can be utilized as ultra-sensitive atmospheric refractive index sensors.60 Fig. 11 illustrates the absorption behavior of the THz device under varying environmental refractive indices. As the environmental refractive index gradually increases, a red shift occurs in peak II, accompanied by changes in its absorption rate. However, the position of peak I remains largely unchanged. This could be attributed to the fact that the absorption of peak I is primarily determined by the graphene structural layer, which is in a closed state and cannot be in contact with the external environment. Consequently, variations in the refractive index of the natural external environment do not affect the absorption of peak I. The absorption rate of peak II varies with the atmospheric refractive index, and its absorption frequency exhibits a linear relationship with the refractive index of the environment. Based on this discovery, we can monitor changes in the atmospheric refractive index by observing shifts in the resonant frequency of the absorption peak, thereby achieving effective atmospheric refractive index detection. We can measure the performance of this terahertz device based on sensitivity (S) and quality, and the metric can be described as:61
![]() | (13) |
In addition to studying the applications and functionalities of terahertz devices, the structural parameters of these devices also constitute a critical component of terahertz research, particularly in relation to their parameter insensitivity characteristics. Manufacturing errors are inevitable during the fabrication process of terahertz devices. By simulating the structural parameters of terahertz devices, we can observe changes in their absorption curves. Varying the height of the dielectric layer, reveals that no absorption peak is generated when H1 = 9 μm, while the remaining parameters exhibit good absorption, as shown in Fig. 12(a). Altering the radius of the graphene disk results in a red shift of the absorption curve and a decrease in absorption rate. This phenomenon is attributed to the fact that the electric dipole resonance frequency at the edges of the graphene changes with the increase in R.
![]() | ||
Fig. 12 (a) Effect of silica dielectric layer H1 on absorption rate. (b) Effect of graphene disc radius R on absorption rate. |
The design of this device is based on the characteristic dimensions of current manufacturing technology, and its structural parameters represent the optimal solution derived from simulation results. This absorber can only produce ultra-broadband absorption with a specific structure, and its superior performance is attributed to resonant absorption. By altering the structure, we can obtain outcomes worthy of further research. As illustrated in Fig. 13, neither Structure 1 nor Structure 2 achieves satisfactory absorption.
Fig. 14(a)–(e) show the variation of terahertz device absorption curves when the structural parameters of VO2 are varied. As the m parameter increases, the high-frequency portion of the absorption band undergoes a redshift, accompanied by an enhancement in resonance intensity. Similar variations are observed in the d parameter, as depicted in Fig. 14(a) and (b). As the width (w) of the slit increases, the plasmonic resonance between VO2 modules intensifies, resulting in high absorption, as illustrated in Fig. 14(c). When the L parameter varies, the absorption curves are shown in Fig. 14(d). When L is 35 μm, the length of the VO2 modules becomes similar to that of the overall structure, leading to a decrease in electric dipoles at the edges and a subsequent reduction in resonant absorption. The influence of VO2 thickness was investigated, and the optimal resonant absorption was observed only when h = 0.1 μm. As the thickness of the dielectric layer (H2) increases, the high-frequency portion of the absorption band undergoes a redshift, resulting in a decrease in absorption efficiency.
![]() | ||
Fig. 14 (a)–(e) Effect of VO2 pattern parameters m, n, w, L, and h on absorption rate, respectively. (f) Effect of dielectric layer silica thickness H2 on absorption rate. |
In the research of terahertz devices, it is also crucial to investigate the influence of electromagnetic wave incident angle and polarization angle.63–66 To investigate the absorption response of terahertz devices under oblique incidence conditions, the variations in incident angle were studied separately in both broadband and narrowband modes. In the simulation, the incident angle refers to the angle between the incident electromagnetic wave and the Z-direction, ranging from 0° to 70°. When the incident angle is less than 50°, the broadband absorption mode maintains excellent absorption characteristics, while a blue shift occurs when the incident angle exceeds 50°. When the incident angle is less than 60° degrees, the narrowband absorption mode maintains good absorption characteristics. However, when the incident angle exceeds 60°, the absorption effect decreases.
When the polarisation angle of the incident wave is varied in the range of 0° to 90°, the absorption spectrum of the terahertz device remains basically unchanged, as shown in Fig. 15(b) and (d). In order to study the change in absorbance under the change in polarisation angle, the range of polarisation angle was set to 0°–90° with a gradient of 10°. In broadband absorption mode, the absorption spectrogram is basically unchanged when the polarisation angle is varied in the range of 0°–90°, as shown in Fig. 15(b). Under the narrowband absorption mode, the absorption spectrum remains largely unchanged as the polarization angle varies within the range of 0°–75°. However, the absorption bandwidth narrows when the angle exceeds 75°, as shown in Fig. 15(d). As can be seen from the above, the terahertz device proposed in this paper is insensitive to the polarization angle.67,68
In recent years, VO2 and graphene have been widely used in terahertz absorbers. Multifunctional devices such as narrow-band absorption, broadband absorption, and switching between narrow-band absorption and broadband absorption achieved by terahertz absorbers based on these two materials have been reported extensively. Compared to the various devices listed in Table 2, our devices have better performance in broadband absorption as well as narrowband absorption.69–73 Overall, the devices proposed in this paper have wider and superior performance.
Reference | Materal | Layers | Functions (absorption band) | Broadband bandwidth (THz) | Absorptance (%) |
---|---|---|---|---|---|
69 | VO2 | 4 | Multiband (three peaks) & broadband | 0.398–1.356 | >90 |
70 | Dielectric & VO2 | 3 | Broadband | 1.2–6.1 | >90 |
71 | Graphene & VO2 | 7 | Multiband (three peaks) & broadband | 0.8–2.4 | >90 |
72 | Graphene & VO2 | 3 | Broadband | 3.58–8.2 | >90 |
73 | Graphene & VO2 | 5 | Multiband (two peaks) & broadband | 3.26–6.91 | >90 |
This work | Graphene & VO2 | 5 | Multiband (two peaks) & broadband | 2.9–7.67 | >90 |
This journal is © The Royal Society of Chemistry 2025 |