Ahmed R. Aliab and
Longqin Hu
*ac
aDepartment of Medicinal Chemistry, Ernest Mario School of Pharmacy, Rutgers, The State University of New Jersey, 160 Frelinghuysen Road, Piscataway, New Jersey 08854, USA. E-mail: LongHu@pharmacy.rutgers.edu
bDepartment of Medicinal Chemistry, Faculty of Pharmacy, Mansoura University, Mansoura 35516, Egypt
cRutgers Cancer Institute of New Jersey, New Brunswick, NJ 08901, USA
First published on 31st July 2025
A series of substituted (Z)-3-ylidenephthalides was synthesized from 2-iodobenzoic acids and various terminal alkynes in the presence of Cu2O in DMF at 100–130 °C. Our copper(I) oxide-catalyzed reaction requires no additional palladium, ligand, or base, making it an economical and efficient process. This optimized method is applicable to a range of 2-iodobenzoic acids and alkynes with diverse electronic, steric, and stability characteristics.
C–C coupling formation is crucial in the synthesis of pharmaceuticals and natural products.13 The Sonogashira reaction is a widely used method for forming C(sp2)–C(sp) and (sp3)–C(sp) bonds through the cross-coupling of terminal alkynes with aryl/alkyl halides, typically using Pd/Cu or Pd complexes as catalysts.14 To reduce costs, research has focused on replacing palladium with more affordable metals like nickel, iron, and copper. While copper, with ligands such as 1,10-phenanthroline, 1,3-diketone, and DABCO, can catalyze Pd-free Sonogashira reactions, these methods often require excessive amounts of ligands or elevated temperatures.15
As shown in Scheme 1, many methods exist for the preparation of (Z)-3-ylidenephthalides including (a) modified Perkin, Wittig or Julia reaction on phthalic anhydride;16 (b) condensation of phthalic anhydride with phenylacetic acid;17 (c) condensation of phthaloyl dichloride with 1,3-dicarbonyl compounds or silyl enol ethers;18 (d) cyclization of 2-allyl- or 2-alkenylbenzoic acid derivatives;19 (e) TSTU or AlCl3-mediated intramolecular cyclization of 2-acylbenzoic acids;20 (f) nickel/palladium-catalyzed isocyanide insertion on 2-haloacetophenones;21 (g) CO insertion in palladium-catalyzed reactions of 2-halo or 2-triflyloxyacetophenones;22 (h) Rh- or Pd-catalyzed tandem coupling and oxidative cyclization of benzoic acids with alkenes or terminal alkynes;23 (i) Pd-free, base-free, Sonogashira-type coupling cyclization reaction on hypervalent iodine(III) five-membered heterocycles;24 (j) NaClO2 or N-heterocyclic carbenes-mediated oxidative cyclization of 2-alkynylbenzaldehydes;25 (k) domino gold-catalyzed cyclization and hydrolysis of 2-alkynyl-N-methoxylbenzamides;26 (l) cyclization of 2-alkynylbenzoic acids catalyzed by transition-metal (Pd, Cu, Ag, Au, or Rh),3b,27 halogens,28 or various base such as DBU, Et3N and KOAc;29 (m) copper-catalyzed tandem decarboxylative cross coupling–cyclization reactions of 2-iodobenzoic acids and arylpropiolic acids;30 and (n) transition-metal-catalyzed tandem coupling–cyclization reactions of 2-halobenzoic acids with terminal alkynes.30b,31
As shown in Fig. 2, metal-catalyzed intramolecular cyclizations of 2-alkynylbenzoic acids typically yield both the desired phthalide and the closely related isocoumarin scaffold. Baldwin's rules suggest that both 5-exo-dig and 6-endo-dig cyclization modes are favored, making selective phthalide synthesis challenging.32 Regio- and stereocontrol are crucial for synthesizing pharmaceutically relevant molecules. Few reports describe regioselective phthalide (5-exo-dig) cyclization promoted by Cu2+-NCS catalysis,33 weak bases,29a and temperature control.30b While methods for preparing (Z)-3-ylidenephthalides exist, improved synthetic strategies are needed. Ideal methods would avoid expensive metal-catalysts, simplify purification procedures, minimize regio- or stereoisomerization, reduce side product formation, and provide high yields. Cost-effective coupling reagents are essential for practical industrial applications. Therefore, developing an efficient and economical protocol for the stereoselective synthesis of (Z)-3-ylidenephthalides remains important. Catalytic domino reactions offer a promising approach by minimizing solvent and reagent use, reaction time, purification steps, waste, and cost.
![]() | ||
Fig. 2 Two possible cyclization pathways leading to either 3-ylidenephthalides (5-exo-dig) or 3-substituted isocoumarins (6-endo-dig). |
Building on our recent one-pot indole synthesis,34 we envisioned a similar approach for the selective synthesis of (Z)-3-ylidenephthalides from 2-iodobenzoic acids (Fig. 2). We hypothesize that coupling between 2-iodobenzoic acids and terminal alkynes would generate 2-alkynylbenzoic acids in situ, which would then undergo Cu(I)-mediated intramolecular cyclization to yield (Z)-3-ylidenephthalide. This method offers several significant advantages: (i) selective access to (Z)-3-ylidenephthalides from the similar starting materials by simply changing the nucleophile from methylsulfonamido to carboxylic acid; (ii) the commercial availability and reasonable cost of 2-iodobenzoic acids and their substituted analogs, along with established methods for selective ortho-iodination of benzoic acid derivatives;35 (iii) a simple one-pot reaction and work-up procedure; and (iv) using a copper catalyst without ligands, bases or expensive palladium catalysts for C(sp)–C(sp2) bond formation, enabling cost effective large scale production. To our knowledge, a Cu2O-mediated tandem coupling–cyclization sequence for (Z)-3-ylidenephthalide synthesis has not been previously reported.
Initially, we chose the coupling of 2-iodobenzoic acid (1a) with ethyl propiolate as a model reaction. As shown in Table 1, the reaction with copper(I) oxide in DMF at 100 °C showed partial conversion of 1a after 4 h (entry 1), as monitored by TLC and HPLC. Extending the reaction time to 6 and 8 h (entries 2 and 3) resulted in 90% conversion to the desired product 2a as the sole product (Table 1, entry 3). (E)-5-Exo/6-endo products were not detected under the reaction conditions. Switching to different copper species, including Cu(0), Cu(I) or Cu(II) (entries 4–10), yielded no product; only starting material remained. Similarly, employing methanol, tert-butanol, THF, dioxane, 1,2-dimethoxyethane, acetonitrile, or toluene as solvents (entries 11–17) resulted in either moderate or no conversion of 1a. The results confirmed DMF as the optimal solvent, providing 90% conversion. Attempts to decrease catalyst loading, shorten reaction time, or change the solvent significantly diminished conversion.
Entry | Catalyst | Solvent | Time (h) | %conversionb |
---|---|---|---|---|
a Reactions were performed on a 0.1 mmol scale with the indicated catalyst (30 mol%) and solvent (0.5 mL) at 100 °C in sealed pressure-relief borosilicate glass vials.b Yields of conversion were based on HPLC.c No reaction. | ||||
1 | Cu2O | DMF | 4 | 62 |
2 | Cu2O | DMF | 6 | 75 |
3 | Cu2O | DMF | 8 | 90 |
4 | CuCl | DMF | 8 | N.R.c |
5 | CuBr | DMF | 8 | N.R. |
6 | CuI | DMF | 8 | N.R. |
7 | Cu(OAc)2 | DMF | 8 | N.R. |
8 | CuSO4 | DMF | 8 | N.R. |
9 | Cu(OTf)2 | DMF | 8 | N.R. |
10 | Cu | DMF | 8 | N.R. |
11 | Cu2O | MeOH | 8 | N.R. |
12 | Cu2O | t-BuOH | 8 | 13 |
13 | Cu2O | THF | 8 | 23 |
14 | Cu2O | Dioxane | 8 | 42 |
15 | Cu2O | DME | 8 | 39 |
16 | Cu2O | MeCN | 8 | 31 |
17 | Cu2O | PhMe | 8 | 11 |
Spectral data for 2a, compared with literature reports, confirmed the presence of an exocyclic double bond with Z geometry. 1H and 13C-NMR chemical shifts clearly distinguish between 5-exo-dig and 6-endo-dig cyclization, and between (Z)- and (E)-3-ylidenephthalides.37 For 6-endo-dig cyclization leading to isocoumarin, HB resonates as a sharp singlet around 7.41 ppm.38 In phthalides, HB appears at 6.39 ppm, consistent with the reported (Z)- and (E)-3-ylidenephthalides (6.51 and 6.33 ppm, respectively). The Z configuration is further supported by the chemical shift of the aromatic proton HA. This proton is significantly deshielded in the E isomer (8.94 ppm) compared to the Z isomer (8.34 ppm).37 Our observed chemical shift at 8.23 ppm strongly indicates the Z configuration. These data confirm the copper(I) oxide-mediated reaction of 2-iodobenzoic acid with ethyl propiolate yields (Z)-3-ylidenephthalides. Under our optimized conditions (30 mol% Cu2O in DMF, without base or ligand), this process exhibits both regio- and stereoselectivity, generating (Z)-3-ylidenephthalides in high yield.
Entry | Subs./prod. | R1 | R2 | R3 | R4 | Yieldb (%) |
---|---|---|---|---|---|---|
a Reactions were carried out in pressure-relief borosilicate glass vials.b Isolated yields. | ||||||
1 | 1a/2a | –H | –H | –H | –H | 82 |
2 | 1b/2b | –F | –H | –H | –H | 69 |
3 | 1c/2c | –H | –F | –H | –H | 83 |
4 | 1d/2d | –H | –Cl | –H | –H | 82 |
5 | 1e/2e | –H | –NO2 | –H | –H | 79 |
6 | 1f/2f | –H | –OCH3 | –H | –H | 74 |
7 | 1g/2g | –H | –OCH3 | –OCH3 | –H | 72 |
8 | 1h/2h | –H | –CF3 | –H | –H | 83 |
9 | 1i/2i | –H | –H | –F | –H | 80 |
10 | 1j/2j | –H | –H | –Cl | –H | 76 |
11 | 1k/2k | –H | –H | –Br | –H | 71 |
12 | 1l/2l | –H | –H | –CH3 | –H | 82 |
13 | 1m/2m | –H | –H | –OCH3 | –H | 74 |
14 | 1n/2n | –H | –H | –H | –F | 71 |
15 | 1o/2o | –H | –H | –H | –Cl | 72 |
16 | 1p/2p | –H | –H | –H | –CH3 | 69 |
17 | 1q/2q | –H | –H | –H | –CF3 | 70 |
Within Table 2, electron-donating methoxy groups (entries 6, 7 and 13) appeared to decrease reactivity compared to electron withdrawing groups (entries 3–5 and 8–10). Substrates with bromo substituents on the aromatic ring (entry 11) also showed reduced yields, likely due to potential C–C coupling at the C–Br bond. A key advantage of our metal-catalyzed 3-ylidenephthalide synthesis, starting from 2-iodobenzoic acid, is its regioselectivity compared to methods using benzoic acid derivatives. This is particularly relevant for meta-substituted benzoic acids like 1i–1m (entries 9–13, Table 2), which would likely produce regioisomeric mixtures with other approaches. Using 2-iodo-5-substituted benzoic acid precursors, our method efficiently generates the desired 3-ylidenephthalides 2i–2m in high yields (71–82%) via selective C–C bond formation with ethyl propiolate and subsequent C–O cyclization. Notably, our approach accommodates both electron-donating and electron-withdrawing substituents, demonstrating its broad applicability for efficient and economical synthesis of multi-substituted 3-ylidenephthalides.
Entry | Subs./prod. | R1 | R2 | R3 | Reaction temperature (°C) | Time (h) | Yieldb (%) |
---|---|---|---|---|---|---|---|
a All reactions were carried out in pressure-relief borosilicate glass vials at the temperature and for the duration indicated.b Isolated yields. | |||||||
1 | 1a/3a | –H | –H | –Ph | 110 | 8 | 81 |
2 | 1i/3b | –H | –F | 79 | |||
3 | 1j/3c | –H | –Cl | 79 | |||
4 | 1k/3d | –H | –Br | 70 | |||
5 | 1m/3e | –H | –CH3 | 79 | |||
6 | 1n/3f | –H | –OCH3 | 75 | |||
7 | 1g/3g | –OCH3 | –OCH3 | 71 | |||
8 | 1d/3h | –Cl | –H | 71 | |||
9 | 1t/3i | –Br | –H | 71 | |||
10 | 1a/3j | –H | –H | –CH2OH | 120 | 12 | 73 |
11 | 1k/3k | –H | –Br | 63 | |||
12 | 1m/3l | –H | –CH3 | 70 | |||
13 | 1n/3m | –H | –OCH3 | 62 | |||
14 | 1g/3n | –OCH3 | –OCH3 | 61 | |||
15 | 1d/3o | –Cl | –H | 60 | |||
16 | 1a/3p | –H | –H | –CH2CH2OH | 120 | 12 | 75 |
17 | 1m/3q | –H | –CH3 | 72 | |||
18 | 1n/3r | –H | –OCH3 | 68 | |||
19 | 1g/3s | –OCH3 | –OCH3 | 71 | |||
20 | 1a/3t | –H | –H | –CH2NH–Boc | 120 | 12 | 78 |
21 | 1m/3u | –H | –CH3 | 81 | |||
22 | 1n/3v | –H | –OCH3 | 73 | |||
23 | 1g/3w | –OCH3 | –OCH3 | 73 | |||
24 | 1a/3x | –H | –H | –TIPS | 130 | 18 | 77 |
25 | 1m/3y | –H | –CH3 | 76 | |||
26 | 1n/3z | –H | –OCH3 | 72 | |||
27 | 1g/3aa | –OCH3 | –OCH3 | 71 | |||
28 | 1a/3ab | –H | –H | –CH2CHOHCH3 | 120 | 12 | 71 |
29 | 1m/3ac | –H | –CH3 | 61 | |||
30 | 1n/3ad | –H | –OCH3 | 58 | |||
31 | 1t/3ae | –Br | –H | 53 | |||
32 | 1a/3af | –H | –H | –COCH3 | 100 | 8 | 78 |
33 | 1i/3ag | –H | –F | 80 | |||
34 | 1j/3ah | –H | –Cl | 79 | |||
35 | 1m/3ai | –H | –CH3 | 79 | |||
36 | 1n/3aj | –H | –OCH3 | 72 |
The alkynes employed showed excellent compatibility with various aryl substituents, both electron-donating or electron-withdrawing. While the synthesis of hydroxyalkylidene derivatives (entries 10–19 and 28–31) has received limited attention in the literature, this work, to our knowledge, represents the first synthesis of Boc-aminoalkylidene (entries 20–23) and oxoalkylidene (entries 32–36) derivatives. Furthermore, it is the first instance of introducing a protected acetylene moiety (entries 24–27) to 2-iodobenzoic acid substrates using a non-palladium catalyzed method. Our simplified tandem reaction efficiently generated (Z)-3-ylidenephthalides 3a–3aj (Table 3). These products, possessing diverse substituents at the 3-position, are valuable building blocks for more complex phthalide-based compounds.
Coupling with phenylacetylene proceeded smoothly, exclusively yielding the (Z)-5-exo-dig products (3a–3i). The structure of (Z)-3-benzylidenephtahalide (3a) was confirmed by extensive 1D and 2D NMR analysis (COSY, HSQC, HMBC, NOESY and APT; SI). A peak at 166.3 ppm, characteristic of 5-membered lactone (more deshielded than 6-membered isocoumarin lactone), was observed in its 13C-NMR. The HB proton at 6.92 ppm showed four HMBC correlations: two with quaternary carbons at 140.1 and 144.2 ppm, and two with tertiary aromatic carbons at 129.7 and 130.3 ppm. The latter two peaks, assigned to the phenyl ring from phenylacetylene, confirm the formation of a 3-ylidenephthalide, not an isocoumarin. The Z configuration was assigned based on NOESY spectra (SI), which showed two correlations between the HB proton and two doublet signals. Reactions with phenylacetylene generally proceeded well (entries 1–9, Table 3), with higher yields observed for 2-iodobenzoic acids with electron-withdrawing groups compared to those with electron-donating groups.
Phthalides with 3-hydroxyalkylidene substituent (entries 10–19 and 28–31, Table 3) were obtained in lower yields compared to those derived from alkynes bearing electron withdrawing groups (e.g., ethyl propiolate or phenylacetylene). This suggests that our coupling/cyclization is more efficient with electron-deficient alkynes. Within the 3-hydroxyalkylidenephthalide series, higher yields were still observed with 2-iodobenzoic acids bearing electron-withdrawing groups. The structures were confirmed by 1D and 2D NMR analysis (SI). A COSY correlation between HB and neighboring aliphatic protons ruled out isocoumarin (6-endo-dig) formation. Furthermore, the vinylic HB proton showed 3–4 HMBC correlations, confirming the installation of the hydroxyalkylidene moiety and phthalide ring formation. A NOESY correlation between HA and HB also supported the assigned Z-isomer structure.
Coupling with N-Boc-propargylamine (entries 20–23, Table 3) gave slightly higher yields than the 3-hydroxyalkylidenephthalides. This may be attributed to the masked hydroxyl group and protected amine, which could reduce chelation with the Cu(I) species, a potential factor contributing to lower yields in the 3-hydroxyalkylidenephthalides synthesis. Trimethylsilylacetylene did not afford the desired phthalide. However, using the more stable triisopropylsilylacetylene, corresponding products were obtained in 71–77% yields without desilylation (entries 24–27, Table 3). The structure of 3x (entry 24) was confirmed by 1D and 2D NMR analysis (SI). Two HMBC correlations were observed between HB proton and the isopropylene and quaternary aromatic carbons. A NOESY signal between HA and HB protons confirmed the Z-configuration.
Coupling with 3-butyn-2-one smoothly generated the corresponding (Z)-3-oxopropylidnephthalides in good to high yields (72–80%) with excellent stereoselectivity. The structure and configuration of compound 3af (entry 32, Table 3) were confirmed by 2D NMR (HMBC and NOESY; SI). Notably, our optimized method generates 3-functionalized-ylidenephthalides in good to excellent yields, accommodating both electron-rich and electron-poor alkynes. The mild reaction conditions also enable the synthesis of phthalide cores with acid- or base-sensitive functionalities at the 3-position, as exemplified by the Boc protecting groups (entries 20–23, Table 3) and ester-containing 3-ylidenephthalides (Table 2).
![]() | ||
Scheme 3 Proposed mechanism for the formation of (Z)-3-ylidenephthalides from 2-iodobenzoic acids and alkynes in the presence of Cu2O. |
Subsequently, the surface-bound Cu–alkynyl species participates in a C–C coupling with an aryl iodide (Ar–I), which is also adsorbed and activated on the Cu2O surface via the C–I cleavage. Specifically, 2-iodobenzoic acid reacts with the Cu2O surface through coordination of its ortho-carboxylic acid group to Cu(I) sites. This spatial arrangement positions the C–I bond of 2-iodobenzoic acid in close proximity to surface-bound Cu–alkynyl species, enabling an insertion reaction. This entire process occurs on the catalyst surface, leveraging the unique environment of neighboring Cu and O sites within Cu2O to stabilize the transition state. This leads to the formation of aryl–Cu–alkynyl surface-bound intermediates followed by reductive elimination to yield the 2-alkynylbenzoic acid intermediate.
The coordination of the carboxylic acid plays a crucial role in directing the subsequent cyclization step. The observed 5-exo-dig cyclization is attributed to the proximity of the coordinated carboxylate oxygen to the Cu-activated triple bond. Adjacent copper(I) species further stabilize transition state on the surface, rendering the alkyne more electrophilic and facilitating nucleophilic attack by the carboxylic group, resulting in the formation of the five-membered phthalide ring. This preference for 5-exo-dig over 6-endo-dig cyclization arises from the geometric constraints imposed by the carboxylic acid's coordination to Cu2O, which favors the closure of the smaller five-membered ring. This observation is consistent with a previous report by Uchiyama and co-workers,29a demonstrating that such cyclization reactions of 2-alkynyl-benzoic acid under basic conditions favor 5-exo-dig phthalide formation.
Unlike the method developed by Kumar et al.,30b which reported poor regioselectivity for meta-substituted 2-iodobenzoic acids due to competing 6-endo-dig cyclization, our Cu2O-mediated protocol exclusively affords (Z)-3-ylidenephthalides (5-exo-dig) in high yields (71–82%, Table 2, entries 9–13). This enhanced regioselectivity is likely due to the Cu2O surface's ability to direct cyclization via carboxylate coordination, thus preventing isocoumarin formation. The Cu2O surface stabilizes the transition state, ensuring efficient phthalide production. Unlike other copper species tested, Cu2O's superiority as a catalyst in our methodology likely stems from its heterogeneous surface featuring Cu(I) sites and inherent mild basicity. This combination effectively facilitates alkyne deprotonation, stabilizes the C–C coupling transition state, and promotes subsequent cyclization. DMF was proved to be the best solvent with 90% conversion (entry 3), while very little or no conversion was observed for solvents such as methanol, THF, and toluene (entries 11–17).
The cyclized Cu–carbon intermediate undergoes cleavage via protonation to release (Z)-3-ylidenephthalide. Potential proton sources include residual water, carboxylic acid, or solvent-derived species. This protonation regenerates the Cu2O surface in its Cu(I) form, allowing the catalytic cycle to continue. This overall process efficiently generates (Z)-3-ylidenephthalides with diverse functionalities at the 3-position, without detectable intermediates or by-products, consistent with a concerted, surface-mediated mechanism.
In summary, we have developed a simple and efficient method for the synthesis of (Z)-3-ylidenephthalides from readily available 2-iodobenzoic acids and diverse terminal alkynes. This process provides one of the simplest routes to this valuable class of phthalide analogs, utilizing copper(I) oxide as a catalyst in DMF, without the need for palladium, bases, or ligands. This user-friendly method offers a practical approach to a variety of 3-ylidenephthalides via a tandem coupling/cyclization sequence, without requiring rigorous exclusion of moisture or air. A series of diversely substituted 3-functionalized phthalides was obtained via 5-exo-dig cyclization, exclusively yielding the Z-configuration. Characterized by mild reaction conditions and good to excellent yields, this protocol should be highly attractive for large scale industrial applications and medicinal chemistry efforts.
Supplementary information containing experimental details and characterization data of the new compounds as well as copies of 1H and 13C NMR spectra with HRMS data of all new compounds are available. See DOI: https://doi.org/10.1039/d5ob00808e.
This journal is © The Royal Society of Chemistry 2025 |