Till
Meissner
abc,
Peter
Friedel
a,
Joshua A.
Carroll
c,
Christopher
Barner-Kowollik
*cd and
Jens
Gaitzsch
*a
aLeibniz-Institut für Polymerforschung Dresden e.V., Hohe Strasse 6, 01069 Dresden, Saxony, Germany. E-mail: gaitzsch@ipfdd.de
bFaculty of Chemistry and Food Chemistry, Organic Chemistry of Polymers, Technische Universität Dresden, Bergstrasse 66, 01059 Dresden, Saxony, Germany
cSchool of Chemistry and Physics, Centre for Materials Science, Queensland University of Technology (QUT), 2 George Street, 4000 Brisbane, QLD, Australia. E-mail: christopher.barnerkowollik@qut.edu.au
dInstitute of Nanotechnology (INT), Karlsruhe Institute of Technology (KIT), Herrmann-von-Helmholtz-Platz 1, 76344 Eggenstein-Leopoldshafen, Germany
First published on 17th December 2024
Radical ring-opening polymerisation (RROP) of cyclic ketene acetals (CKAs) is a powerful avenue for the synthesis of biodegradable polyesters with the potential to replace non-decomposable conventional polymers. The radical polymerisation of CKAs is – surprisingly – accelerated by UV light, yet to-date the cause of the acceleration is unknown. We herein demonstrate how highly wavelength-resolved photochemical action plots of the light-induced RROP of 2-methylene-1,3,6-trioxocane (MTC) provide key information for understanding the light-prompted acceleration. We showcase that two wavelengths, 275 and 350 nm, are critical for the acceleration, with the first one facilitating the ring-opening step of the key CKA-intermediate and the second one promoting free radical initiator decay in a wavelength-orthogonal fashion. In contrast to previous studies, we aimed at unravelling the photochemically-driven monomer conversion by performing RROP at room temperature. Computational studies on the MTC radical formed during RROP indicated the cause of the acceleration: a delocalisation of the radical within the ring, which are calculated to be excited by wavelengths close to those identified experimentally. Thus, remarkably, 275 nm light critically accelerates the rate-determining ring-opening step during RROP, suggesting that photons can be used as a traceless reagent in an unexpected fashion to expedite RROPs.
As promising candidates, poly(CKA)s and structurally similar poly(cyclic allylic sulfides) and poly(thionolactones) have been assessed and investigated as biodegradable polymers.16–18 Common CKAs that have been mapped amply by several research groups are for example 2-methylene-1,3-dioxepane (MDO), 2-methylene-4-phenyl-1,3-dioxolane (MPDL), 2-methylene-1,3,6-trioxocane (MTC) and even amine-bearing CKAs, such as N-iso-propyl-2-methylene-1,3,6-dioxozocane (iPr-MAC).6,8,11,19–22
Implementing biodegradable units into vinylic polymers exhibiting C–C backbones by copolymerisation with CKAs is generally well-established. Here, the properties of the already existing vinylic part govern the properties of the final material.23–25 Several research groups have focused on the adaptation of typical polymerisation techniques applied to the copolymerisation of vinylic monomers to CKAs, paving the way for new biodegradable polymers. Although RROP of CKAs represents a viable methodology to yield polyesters, structural limitations of CKAs due to their acetal moiety are a continuing limitation. For example, the ubiquitous issue of CKA hydrolysis was addressed by Kordes et al. and Carter et al., who recently investigated the hydrolytic behaviour of MDO for a possible use in an aqueous polymerisation protocol.26,27 Nicolas and coworkers have shown that this copolymerisation approach is even applicable for the generation of nanoparticles via radical ring-opening copolymerisation-induced self-assembly (RROPISA).28–30
While the above approach is generally functioning well, the resulting polymers still suffer from incomplete degradation of the backbone following the use of vinylic comonomers.28 To enable complete disintegration, CKAs can be polymerised on their own using RROP, generating an array of fully degradable polyesters, including self-assembling and pH-sensitive ones.8,15,28,31 In doing so, a focus is placed on the reaction mechanism of RROP, including the omnipresent branching reactions. Branching within poly(2-methylene-1,3-dioxepane) (PMDO), for example, can be utilised to control the melting temperature of this PCL analogue. Kinetic studies on RROP of MTC revealed that branching was merely dependent on monomer conversion and showed an unexpected, yet intriguing accelerated reactivity under broadband ultraviolet light irradiation of 200–400 nm.10,32 Even though the RROPs of MTC were compared with two different initiators in this study, the UV-polymerisation rate as well as macroscopic properties of the obtained polymer differed in such a substantial manner from the thermal approach, that merely relying on the influence of the employed initiator seemed not sufficient to rationalise these observations. Taking this finding into account and considering previous studies, UV light exposure has thus been noted as a promising leverage point for the acceleration of RROP of the MTC system, sparking interest to combine photochemistry with RROP of CKAs.8,32 Herein, we critically advance the mechanistic understanding of RROP in monochromatic photonic fields and determine the principle behind the observed unexpected acceleration. By addressing the main disadvantage of RROP of CKAs, i.e. their slow polymerisation rate, we will critically advance the polymerisation to make it more widely applicable.
In the field of photochemistry, photochemical action plot (AP) measurements have been pioneered by the Barner-Kowollik group as a pivotal methodology assessing the overall effectiveness of photochemical processes in a highly wavelength-resolved fashion.33–35 Modern day APs broke the previous reliance on predicting the reactivity of a photochemical system solely based on its absorbance. For a broad range of photochemical systems, a strong disparity between the absorbance maximum and reactivity maximum has been observed via careful AP mapping, often presenting a strong red shift.34,36 This bathochromism of the reactivity maximum had prevented chemists from employing the most efficient wavelength for photochemical processes.37 Establishing the true reactivity maxima and minima allows for individually addressing photo-responsive moieties, giving access to controlling photochemical processes with two colours of light synergistically, orthogonally, and antagonistically.38,39 Thus, photochemical APs are an ideal tool to gain holistic wavelength-resolved insights into photochemical processes.33
Herein, we determine the mechanistic cause of the reported UV light-induced polymerisation rate acceleration of the RROP of MTC by means of a deep photochemical AP analysis (Scheme 1). Without having access to absorbance spectra of the photoactive species, we critically advance the range of applications of APs. Our herein presented monochromatic wavelength-by-wavelength analysis allows to unpack the effects different wavelengths have on the polymerisation process, carefully separating the effect of MTC's reactivity from the initiation process. In contrast to previous studies combining thermal- and light-driven CKA conversion, we herein unravel the photochemical contribution by performing all reactions at room temperature. We underpin our wavelength-resolved findings with computational studies with the key ring radical of MTC. A kinetic study subsequently allows for in-depth insights into the properties of the final polymer for two distinct wavelengths (Scheme 1). Our study thus critically expands the use of APs and advances the photochemical and mechanistic understanding of the RROP of CKAs and simultaneously shows how RROPs can be enhanced in a wavelength-orthogonal fashion. The latter will enhance their use as a viable biodegradable alternative for common commodity plastics.
The AP assessment of MTC/AIBN revealed two conversion maxima at two different wavelengths in the UV region (Fig. 1A). Whilst one maximum is located close to 275 nm, the second conversion maximum covers the spectral range between 300 and 380 nm. Interestingly, the conversion maxima are connected via an intermediate region, which is only slightly below both peaks. In order to separate the photochemically-induced radical degeneration of AIBN from the suspected self-acceleration effect of the MTC polymerisation, a control AP of an MMA/AIBN system was recorded under identical conditions with regards to photon flux and species concentration. The AP of the MMA/AIBN system displays only one high conversion plateau from 300 to 380 nm and no MMA conversion was observed close to 275 nm. While the range above 300 nm – perhaps not surprisingly – resembles the reactivity profile of the MTC/AIBN system, the now absent reactivity peak at 275 nm – critically and indeed surprisingly – strongly suggests that this wavelength region is responsible for the photochemically enhanced polymerisation rate of MTC (Fig. 1A). This finding is further underpinned by the absence of MTC conversion below 300 nm when no AIBN has been used, emphasising the need of a radical supply for commencing the FRP of MTC (Fig. S3†).
Both obtained APs, i.e. of MTC/AIBN and MMA/AIBN, were overlaid with their corresponding UV/Vis spectra, both of which show a broad absorption peak at 340 nm and absorptions below 300 nm (refer to Fig. S3 and S6† for the APs for both systems). As AIBN was present in both systems, the absorption band close to 350 nm was associated with AIBN (positive control in Fig. S10†) and the congruent broad conversion maxima in both APs with photo-scission of AIBN initiating the free radical polymerisation of the respective monomers.
The critical finding from the APs is that although both polymerisation mixtures, i.e. MTC/AIBN and MMA/AIBN strongly absorb below 300 nm, only the MTC system shows polymerisation activity in that region (Fig. 1A). As the MMA system exhibits – surprisingly – no polymerisation propensity below 300 nm, we can infer that the number of radicals generated from AIBN at these wavelengths does not suffice to initiate the FRP of MMA.
In the subsequent step, it was critical to validate these findings. We assessed the monomer to polymer conversion of MMA via1H-NMR spectroscopy (Fig. 1B), while irradiating the samples with either 275 or 350 nm. The irradiation experiment with 0.5 M MMA at 350 nm clearly displays a resonance at δ = 3.57 ppm and thus radical formation that induced PMMA formation (Fig. S8A†). Reference experiments at 275 nm with variable concentrations of MMA were conducted (4.7 to 0.1 M at identical AIBN concentrations (Table S3†)), displaying no resonance at δ = 3.57 ppm, indicating the absence of PMMA formation at any of the assessed concentrations (Fig. 1B, refer to Fig. S7† for full MMA concentration series). Notably, for 0.5 M MMA, the absorption of MMA was below 0.7 at 275 nm, suggesting that MMA itself was not responsible for the observed lack of polymerisation by absorbing the majority of the incident photon flux (Fig. S9†). These observations underpin that AIBN does not decompose below 300 nm and remains photochemically silent particularly at 275 nm – which is a highly remarkable finding in itself. As a final control to evidence the absence of AIBN decay at 275 nm, the MMA analogue methyl isobutyrate was illuminated at 275 nm in the presence of AIBN and UV/Vis spectra of the mixture were recorded prior to and after irradiation. The obtained spectra clearly showed no AIBN decay at 275 nm due to an identical intensity of the absorbance band of AIBN at 350 nm after irradiation (Fig. S8B†). UV-acceleration of RROP of MTC at 275 nm was thus wavelength-orthogonal to the AIBN decay promoted at 350 nm.
In turn, we hypothesise that as radical supply for initiating the RROP of MTC at 275 nm, a slow thermal background decay of AIBN at room temperature took place rather than photo-induced cleavage at 350 nm. This limited number of generated radicals sufficed to commence the polymerisation of MTC, promoted by an intermediately formed primary radical present after ring-opening. However, the slow decay of AIBN was – compared to the MTC/AIBN system – not sufficient to initiate the free radical polymerisation of MMA, which is critically promoted by an intermediately generated tertiary radical. This radical is stabilised by a carbonyl group, kinetically slowing subsequent chain propagation. Despite the absence of PMMA formation due to an insufficient radical supply from AIBN at 275 nm and the fact that AIBN only contributes a small number of primary radical at room temperature, it can of course not be excluded that photochemical background initiation also contributes to the provision of primary radicals at 275 nm.
We note, however, that MTC also forms an intermediate tertiary radical on the acetal ring during RROP (blue ellipse in Scheme 1). Thus, a possible explanation for the UV-accelerated polymerisation of MTC is that 275 nm light excites and promotes the opening of the ring radical towards a highly reactive primary radical. Such light-responsiveness would, however, require a delocalised radical that is susceptible to UV light. Computational studies were thus conducted to closely examine the radical within the ring-opening step. Please note that a CH3 radical was chosen as an attacking radical (3D structure in Fig. 2A, schematic structure in Fig. 2B (I)). While this type of radical does not reflect the true nature of the initiator or intermediately formed tertiary radical, this simplification of the molecular structure allowed for the application of a broad range of basis sets at a reduced computational cost.
The intermediately formed tertiary radical I and two reference structures containing either no oxygen atoms or no radical were modelled and analysed (Fig. 2 and Fig. S12†) for bond length and bond order using Slater-type-orbitals based on Gaussian functions (STO-6G see chapter 1.3 in the ESI†). Atoms were numbered starting from the radical-bearing carbon atom (C1) and then following the ring to O2′/O2′′ and C3′/C3′′ on either side of C1. Both C–O bonds starting from C1 (C1–O2′/2′′ in Fig. 2B with 140.0 and 140.3 pm, respectively) were 3.5 to 4 pm shorter than the following C–O bonds for carbon atoms C3′/C3′′ (O2′–C3′/O2′′–C3′′ in Fig. 2B with 143.7 and 144.1 pm, respectively) To put this in perspective, C–O single bond lengths are generally defined by values of 143 pm and C–O bonds with a partial double bond character exhibit bond lengths as low as 136 pm. Consequentially, the herein depicted C1–O2′/2′′ bond lengths of close to 140 pm in radical I indeed indicate a slight double bond character and hence a delocalised electron.40 Both calculated bond orders of the C1–O2′/2′′ bonds (1.024 and 0.991, respectively) are approximately 0.05 higher than the ones of the O2′–C3′/O2′′–C3′′ bonds (0.954 and 0.950, respectively), also supporting the theory of slightly delocalised electrons within the acetal moiety. Further, an intriguing and highly surprising O2′–O2′′ bond order of 0.052 across the ring molecule I was found. Note that the equivalency of the O2′–O2′′ bond order with the amount by which the C1–O2′/2′′ bonds were stronger, underpins the presence of a slightly delocalised radical. Consequently, suitable mesomeric resonance structures of radical I were modelled (structures II and II′ in Fig. 2B). Contrary to the electronegativity values of oxygen and carbon, these suggested slightly positively charged oxygen atoms O2′/O2′′ as well as negatively charged radical-bearing C1. Our calculations confirm this notion with charges of 0.019 and 0.009 for O2′ and O2′′, respectively, and a charge of −0.140 for C1 (Fig. 2C).
In contrast to radical I, neither a saturated reference molecule without the tertiary radical at C1 (Fig. S12A†) nor a radical without adjacent oxygen atoms (Fig. S12B†) showed deviating bond lengths, deviating bond orders, positively charged oxygens O2′/O2′′ or a negatively charged carbon C1. The structural peculiarities of acetal radical I were solidified by these negative controls and may thus be associated with the observed light-responsiveness. We were thus able to infer a slight but critical delocalisation of the radical over the entire three-atom entity of the acetal moiety, capable of absorbing incident UV irradiation at 275 nm. Radical I was thus better represented by a delocalised three-way bond (structure III in Fig. 2B).
Completing the link to light-responsiveness are final computational studies to assess a possible interaction of molecule I with light of 275 nm. Thus, the transition moments (HOMO–LUMO gap) of tertiary radical I were calculated for increasingly complex basis sets (more expensive in calculation time). Starting with the basis set STO-6G, a transition moment of 473 nm could be identified.41 The more complex, and hence more accurate basis sets CCD and ACCD from the Dunning family42 as well as basis set KTZV from the Ahlrich group43,44 resulted in transition moments of 311–312 nm for all of them. This range was verified by APCseg-0 and PCseg-0 from the Jensen family with 316 and 307 nm, respectively.45 (Fig. 2D, see Table S6† for a comprehensive overview of all basis sets). Following this considerable decrease in wavelength (i.e. increase in energy gap) with increasing accuracy of basis set, it is reasonable to assume that the real transition would occur at an even lower wavelength (i.e. require more energy). Taking a likely hypsochromic shift towards the reactivity maximum at 275 nm into account, as elaborated via action plots for a broad range of chromophores, a reasonable match between the computed absorption maximum of radical I and experimental reactivity maximum of the RROP of MTC is observed.33,34,36 Being able to solely accelerate RROP at 275 nm and having identified the underlying mechanistic reason will allow for faster development of this chemistry.
To elaborate the scope of the identified photo-sensitivity of RROP of MTC, we subsequently explored possible influences of the utilised wavelength on the polymerisation kinetics. Following the argument of wavelength-orthogonality, polymerisations conducted separately at 275 nm (accelerating RROP) and 350 nm (AIBN cleavage) were thus analysed for characteristic properties, such as monomer conversion, polymerisation rate, density of branches (DB), molecular weight and dispersity (Fig. 3). Following a previously published protocol, these experiments were carried out in bulk as well as in a 1:
1 dilution with tert-butanol, however in the current study, we performed RROP exclusively at room temperature.32
In dilution, monomer conversion, DB and dispersity revealed similar absolute values under both 275 and 350 nm (Fig. 3, Fig. S4 and Table S2†). In both cases, MTC conversion increases in a logarithmic manner from 7% after 15 min to 50% after 360 min of irradiation, whereas no MTC conversion was monitored at any time under light exclusion (Fig. 3A). Using UV light of 275 nm, allowed for a 50% conversion of MTC after 360 min at room temperature. A similar value (about 55%) had been reached in the thermal polymerisation protocol of MTC at 65 °C after the same period of time. Via this comparison, the strong acceleration of RROP of MTC under irradiation with UV light of 275 nm is evident.32 The dispersity increased from close to 1.9 to approx. 2.7 in the same time frame (Fig. 3D). The DB of PMTC increased linearly from close to 5% to approximately 9% from 10% to 50% conversion, respectively, underpinning the previously suggested exclusive dependence of the DB on monomer conversion and no other external parameters (Fig. 3B).26,32,46 The DBs for the bulk kinetics were not determined due to unknown other side reactions that hindered a clear read of the CH3-signal in the 1H-NMR spectrum required for DB determination.32
Size exclusion chromatography (SEC), however, revealed a notable difference for the polymers originating from the two distinct incident wavelengths. A general trend of decreased elution times for polymers from 275 nm over polymers from 350 nm was observed (Fig. S5A†, Fig. 3C, refer to Fig. S5B† for the complete data set). Using a universal calibration of linear PMMA standards, these decreased elution times translated into increased molecular weights. While the absolute numbers of the determined molecular weight of branched PMTC polymers may thus not agree with their true values, the relative difference in molecular weight between the polymers is still valid.10,12,32 PMTC formed at 275 nm exhibits increased molecular weights by approximately 20–30% compared to 350 nm, ranging from 7700 to 8600 g mol−1 for 275 nm and from 6400 to 6900 g mol−1 for 350 nm – again from 10 to 50% conversion, respectively (Fig. S5B†). As possible rationalisation, the dependence of the molecular weight on the initiator concentration can be invoked. In a simplified manner, more initiator leads to lower molecular weights of the resulting polymers.47 Due to the UV-induced dissociation of AIBN at 350 nm, a larger number of radicals is formed, resulting in lower molecular weights of the obtained polymers.47 The slow thermal and photochemical background decay of AIBN at 275 nm leads to a smaller number of radicals to initiate RROP, thus the obtained polymers display a larger molecular weight. We note that inherent transfer reactions occurring during RROP of CKAs mitigate the influence of the AIBN radical flux during the reaction, ultimately lowering the disparity in the observed molecular weights.32 Note that the herein determined molecular weights appear to be relatively low, i.e. 8500 g mol−1 at 50% monomer conversion (for 1:
1 dilution at 275 nm). It should be noted that the formed polyester exhibits a significant absorption band at 275 nm, which could absorb a certain amount of incident photons, eventually disallowing quantitative monomer conversion and, as a possible consequence, higher molecular weight (Fig. S11†). This potential limit is particularly pronounced when compared to previous studies by Mehner et al. for a thermal RROP protocol, achieving 17
000 g mol−1 at similar conversions.32 However, these studies have been performed at elevated temperature as opposed to the current work. In addition, as these molecular weights from thermal polymerisation were obtained using absolute molecular weight determination, they cannot be compared to the current study using relative calibration.
Varying the initial MTC concentration from 1:
1 dilution to bulk revealed a disparate polymerisation behaviour, particularly at 275 nm. While the polymerisation rate increased by a factor of 2.5 for the bulk kinetic at 350 nm, it significantly decreased at 275 nm (Fig. S4 and Table S2†). In addition, SEC measurements reveal consistently lower molecular weights at 275 compared to 350 nm, which is in contrast to previous findings in 1
:
1 dilution and to literature.32 These data can be rationalised when inspecting the UV/Vis spectrum of PMTC, which absorbs light at 275 nm, but not at 350 nm (Fig. S11†). When working in bulk, any formed PMTC now absorbs incident photons, which subsequently cannot perform the critical acceleration of the ring-opening step. Thus, no acceleration of ring-opening occurs at 275 nm, but rather a deceleration of the overall monomer consumption, concomitantly affecting the molecular weight of the resulting PMTC as just discussed. Intriguingly, the obtained dispersities for PMTC prepared in bulk exhibit consistently lower values compared to solution RROP, which contradicts previously published data of the homopolymerisation of MTC.32 This contradiction remains the subject of further investigations.
The herein exemplified MTC-specific interaction with UV irradiation paves the way for exploiting this mechanism for other CKAs, including copolymerisation and controlled radical polymerisation protocols. This critical acceleration could now be expanded to other CKAs and allows RROP to be employed in a broader synthetic field as their major drawback – a slow reaction rate – can now be overcome with UV light. As photochemical APs allow for allocating the acceleration wavelength without previous knowledge of the absorption maximum of the photochemically active species, our study critically broadens the application of photochemical APs in modern synthetic macromolecular chemistry.
Footnote |
† Electronic supplementary information (ESI) available: Additional experimental data and analyses. See DOI: https://doi.org/10.1039/d4py00847b |
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