Ryota
Sugimori
a,
Kenji
Okada
a,
Ryohei
Kishi
*abcd and
Yasutaka
Kitagawa
abcde
aDepartment of Materials Engineering Science, Graduate School of Engineering Science, Osaka University, Toyonaka, Osaka 560-8531, Japan. E-mail: kishi.ryohei.es@osaka-u.ac.jp
bCenter for Quantum Information and Quantum Biology Division (QIQB), Osaka University, Toyonaka, Osaka 560-8531, Japan
cResearch Center for Solar Energy Chemistry (RCSEC), Division of Quantum Photochemical Engineering, Graduate School of Engineering Science, Osaka University, Toyonaka, Osaka 560-8531, Japan
dInnovative Catalysis Science Division, Institute for Open and Transdisciplinary Research Initiatives (ICS-OTRI), Osaka University, Suita, Osaka 565-0871, Japan
eSpintronics Research Network Division, Institute for Open and Transdisciplinary Research Initiatives (OTRI-Spin), Graduate School of Engineering Science, Osaka University, Toyonaka, Osaka 560-8531, Japan
First published on 13th December 2024
In this study, we theoretically examined the mechanism of aromaticity induced in closely stacked cofacial π-dimers of 4nπ antiaromatic molecules, which is called stacked-ring aromaticity, in terms of the effective number of π-electrons (Nπ) and Baird's rule. High-precision quantum chemical calculations combined with a multi-configurational wavefunction analysis revealed that double-triplet [1(T1T1)] and intermolecular charge-transfer (CT) electron configurations mix substantially in the ground state wavefunctions of cyclobutadiene and Ni(II) norcorrole dimer models at small stacking distance (d). Since the T1 configuration gives rise to two unpaired electrons, the remaining 4n − 2 π electrons still participate in the intramolecular conjugation, which can be interpreted as the origin of the aromaticity of each monomer. Consequently, the aromaticity of each T1-like monomer was associated with Baird's rule. On the other hand, the increased weight of the CT configuration indicated the intermolecular delocalization of the formally unpaired four electrons derived from the 1(T1T1) configuration, resulting in the intermolecular bonding interaction. This interaction contributed to the energy stabilization of the closely stacked π-dimers, even though the degree of the energy gain is considered insufficient for achieving self-aggregation of the π-dimers at d ∼3 Å. Our calculations have demonstrated that we should discuss the energy stabilization mechanism separately from the tropicity and structural changes within each monomer, although they are mutually linked through the appearance of 1(T1T1) configuration.
The number of π-electrons (Nπ) is the most fundamental index to classify the systems into aromatic or antiaromatic.10 According to Hückel's rule, (4n + 2)π and 4nπ electron systems in the singlet ground (S0) state are classified into aromatic and antiaromatic systems, respectively.11 In contrast to the S0 states, 4nπ electron systems in the lowest ππ* excited states with the triplet (T1) multiplicities are known to exhibit aromatic character, which is known as Baird's rule12–14 and the MO and the valence bond (VB) theories have been successfully applied to understand its origin.14 Similar theoretical treatments in combination with computations of the aromaticity indices have been applied to understand the experimental and theoretical results for the S1 state, suggesting aromatic character.14–19 The S1 state aromaticity concept helps discuss their unique photophysical and photochemical properties, although its interpretation is not as definite as that in the T1 state.14,20–22 Evaluating effective Nπ contributing to the circular π-conjugation in the ground and low-lying excited states helps predict their geometries, stabilities, reactivities, properties, and functionalities qualitatively,10 even though it is not suitable for quantitative comparison of aromaticity between different systems. Our motivation is to extend the Nπ-based understanding of aromaticity to π-stacked molecular assemblies in the S0 state.
A theoretical analysis by Corminboeuf and coworkers suggested that aromatic character can appear in the S0 state of cofacial π-stacked dimers consisting of 4nπ electron systems at sufficiently small stacking distances, even though formal Nπ of the dimer is still a multiple of 4, which is sometimes referred to as stacked-ring aromaticity.23 Molecular systems exhibiting stacked-ring aromaticity are expected to be candidates for a novel class of stimuli-responsive functional materials since such aromaticity-switching indicates drastic changes in their electronic structures and properties by aggregation. Recently, a series of covalently linked dimers of Ni(II) norcorroles, antiaromatic compounds bearing 16π electrons in their effective π-conjugation circuit, has been synthesized.24–27 Experimental and computational analyses revealed that aromatic characters appeared in their S0 state when closely π-stacked cofacial dimers were formed.25–27 To date, however, molecular systems exhibiting stacked-ring aromaticity have been limited.
Mechanisms of the stacked-ring aromaticity have been examined from the viewpoints of the level structures of frontier MOs and the results of magnetic responses (i.e., diatropicity/paratropicity of each monomer).23–35 Still, its Nπ-based interpretation has been unclear. Establishing the Nπ-based interpretation of the stacked-ring aromaticity will contribute to expanding candidate molecules for a novel class of stimuli-responsive functional materials. Since formal Nπ is still a multiple of 4 in this case, we speculated that the stacked-ring aromaticity is related to Baird's rule.12
Fig. 1 summarizes our assumption for the electronic structures of stacked-ring aromatic systems. The starting point of this assumption is Baird's rule for 4nπ electron systems in the T1 state. A clear and intuitive explanation for Baird's rule was given in the review paper by Rosenberg et al.14 We assumed that the aromatic nature in the closely stacked cofacial π-dimers of 4nπ electron systems is described by the electronic structures illustrated in Fig. 1c. We can find such an electronic structure, called the “double triplet [1(T1T1)]” configuration, as an intermediate state of the singlet fission (SF) process.36,37 In the 1(T1T1) configuration, the unpaired electrons derived from the T1-like monomers are coupled over the dimer (via exchange coupling) to exhibit the singlet spin multiplicity in total. We speculated that an increase of aromaticity (or a decrease of antiaromaticity) is attributed to the appearance of the Baird-aromatic T1-like character of each monomer. During the preparation of this paper, we found a paper by Tsuji and coworkers in which the authors touched on the relationship between stacked-ring aromaticity and Baird's rule as a suggestion from an anonymous reviewer.34 However, it was beyond the scope of their work based on the canonical MO theory. Another critical point is how Baird aromaticity in each T1 monomer relates to the stabilization of dimers at the small stacking distance. The key to this point is the intermolecular delocalization of the four unpaired electrons, derived from two T1-like monomers, caused by the charge-transfer interaction between the monomers. We assumed that the four unpaired electrons delocalized over the dimer, maintaining the unpaired T1-like configuration within each monomer. A recent study on Ni(II) norcorrole dimer systems suggested the existence of a four-electron multicentered bonding interaction.27,35 However, how it relates to the aromaticity-switching mechanism is still unclear.
Fig. 1 N π-based illustrations of (a) Hückel's rule and (b) Baird's rule for the 4nπ electron systems, and (c) stacked-ring aromaticity for their π-dimers. |
In this work, we performed theoretical analyses to relate the stacked-ring aromaticity in the S0 state with Baird's rule and establish its Nπ-based interpretation. However, such a 1(T1T1) configuration can be typically found in the excited state wavefunctions. Therefore, analyzing energies and wavefunctions of both the ground and excited states of π-dimers at a given stacking distance (d) is necessary. We examined the validity of our assumption by employing π-dimer models consisting of cyclobutadienes and Ni(II) norcorroles.
Such multi-reference calculations are generally performed using the delocalized canonical orbital basis, and the adiabatic wavefunction can be obtained. In contrast, to extract the 1(T1T1) character in the wavefunction, we, in this study, prepared localized active orbitals by rotating the canonical active orbitals obtained from the SA-CASSCF calculations. We took CAS(8e, 8o), constituting the full-π-valence CI space of the CBD dimer, which was necessary to discuss the relative energies of the Ag singlet states quantitatively. For simplicity, however, we here focused mainly on the electron configurations derived from the CAS(4e, 4o) composed of HOMOs and LUMOs of the monomers. Fig. 2b shows the four localized active orbitals in the D2h-dimer model corresponding to the HOMO and LUMO of monomers A and B. In the D4h-dimer model, these orbitals are degenerated regarding the effective orbital energy derived from the SA-CASSCF calculation. In Fig. 2c, we summarized examples of the electron configurations involved in the CAS(4e, 4o) contributing to the Ag singlet states. Here, G, D, and T represent the ground singlet, doubly excited singlet, and singly excited triplet configurations for each monomer. Thus, GG corresponds to the configuration where HOMO is doubly occupied in both the monomers. GD represents the configuration where HOMO is doubly occupied in one monomer, and LUMO is doubly occupied in the other. TT corresponds to the 1(T1T1) configuration. Charge-transfer (CT) configurations, describing electron delocalization over the dimer, are crucial in the closely stacked case where the intermolecular orbital overlap becomes considerable. We obtained multi-configurational wavefunctions in such a diabatic representation to understand how the 1(T1T1) configuration mixed in the ground state of the π-dimers at a given d. Detailed explanations of the electron configurations can be found in the ESI.†
This type of analysis is efficient if the wavefunction is characterized by a small number of electron configurations involved in the CAS space. Recently, Casanova and coworkers conducted a wavefunction analysis based on a diabatic basis and elucidated the relationship be-tween aromaticity and the electronic structure of excimers.45,46 Considering the dynamical correlation effects is also essential to describe the energy profile of the π-dimers. Therefore, we obtained multi-configurational wavefunction expressions consistent with the QD-NEVPT2 energies. Based on the QD-NEVPT2, we constructed an effective Hamiltonian in the model (CAS) space. In the effective Hamiltonian, the diagonal and off-diagonal elements incorporate the dynamical correlation effects at the second-order perturbation theory level. By diagonalizing the effective Hamiltonian, we obtained the QD-NEVPT2 energies and the corresponding CASCI-type wavefunctions in the diabatic representation, which enabled us to analyze the 1(T1T1) character in the ground state.
The lowest two Ag singlet states were analyzed at the QD-NEVPT2 level based on CAS(8e, 8o), in which the localized active orbitals (shown in Fig. S1†) were used. We employed an explicit Hermitian-type effective Hamiltonian construction and used the cc-pVTZ basis set. A detailed explanation of the methodology used to obtain the localized orbitals is provided in the ESI.† The ORCA 4.2 package47 was used for these multi-reference calculations.
Fig. 3 Energies of 11Ag and 21Ag states of the D2h-dimer model as a function of stacking distance d (a) and the weights of electron configurations (b). |
Fig. 4 shows the results for the D4h-dimer model. In contrast to the D2h-dimer model, the 11Ag and 21Ag states are nearly degenerated even at large d because the effective orbital energies of HOMO and LUMO of the D4h monomer are the same. In this situation, the ground state of the monomer is described by the superposition of G and D configurations on an equal footing because of its complete open-shell (diradical) nature. As a result, the four types of configurations, GG, GD, DG, and DD, contributed almost equally to the 11Ag state of the dimer. Again, the TT configuration characterized the 21Ag state for large d.
Fig. 4 Energies of 11Ag and 21Ag states of D4h-dimer model as a function of stacking distance d (a) and weight of electron configurations (b). The cross and circle in Fig. 4(a) represent the total energy calculated for the D2h-dimer model at d = 5.0 Å and 2.3 Å. |
Although the CBD monomer with D4h symmetry exhibits degenerate HOMO and LUMO, it is known that the singlet state is stabilized due to electron correlation effects considering the CAS(4e, 4o) active space.48 The singlet state was predicted to be lower than the triplet state for the D4h structure at the highly accurate MR-AQCC and CCSDTQ levels.49,50 The vertical S0–T1 energy gap (E(S0)–E(T1)) calculated at the QD-NEVPT2/cc-pVTZ level is also negative, indicating that the T1 state is an excited state for the CBD monomer with D4h symmetry (see Table S1†). Consequently, in the D4h-dimer at sufficiently large d, the TT configuration appeared in the excited state.
On the other hand, TT configuration started to mix in the 11Ag state at d ∼4 Å. However, this mixing of TT at d > 3.4 Å may be related to underestimating the S0–T1 gap of D4h cyclobutadiene at the NEVPT2 level50 (see ESI†). Anyway, the weight of TT configuration becomes considerable in the 11Ag state for small d. The energy of the 11Ag state is stabilized as decreasing d, and there is an energy minimum at dmin ∼2.3 Å.
Another crucial point is the intermolecular delocalization of the four unpaired electrons derived from the TT configuration at small d. Theoretical analyses for the SF process indicated that the 1(T1T1) configuration could efficiently mix with the intermolecular CT configurations, such as cation–anion (CA) and anion–cation (AC) pairs, via the CT–TT electronic coupling.36,37 Such CT configurations are generated by single excitations from the GD or DG configuration as well as TT. In the VB picture, the energy stabilization of the closely π-stacked dimer is attributed to the stabilization of CT configurations in the ground state, taking along with the TT contributions via the CT–TT electronic coupling (see ESI†). The self-consistent field (SCF) procedure incorporates the contributions of CT configurations into the (de)stabilization of intermolecular (anti-)bonding MOs through the orbital optimization, resulting in closed-shell species at small d.23,26,27,32,34,51 Similar level structures and intermolecular (anti-)bonding characters of the canonical MOs were obtained for face-to-face dimer models of COTs with D8h symmetry,28 suggesting a similar mechanism of energy stabilization in the COT dimer cases, although the balance between the attractive and repulsive forces and the PES profile are expected to differ from those of CBD dimer cases to some extent. We expect that the intermolecular interaction between the CBDs at small d is regarded as a multi-center four-electron bonding-like interaction, i.e., a double pancake bonding interaction proposed by Kertesz and coworkers.52,53
However, the degree of energy stabilization owing to this intermolecular interaction between the 4nπ units itself may not be sufficient to explain the formation of the self-aggregated π-dimers of actual systems. The energy of the 11Ag state of the D4h-dimer model at dmin is lower than that of the non-interacting D2h-dimer (d = 5.0 Å; see Fig. 4a). However, the energy of the 11Ag state of the D4h-dimer model at d ∼3 Å is close to that of the non-interacting D2h-dimer. Thus, the energy gain by stacking at d ∼3 Å would be insufficient to form a stable π-dimer. In addition, during the formation of the D4h-dimer from the D2h-dimer, maintaining the face-to-face alignment, there should be several competitive reaction pathways, as indicated in the previous works for CBD.22,31,32 The total energy of the TT-like 21Ag state of the D4h-dimer model is lower than that of the D2h-dimer model at large d, which should be the direct contribution of Baird aromaticity of each 4nπ system to the energy stabilization.
First, we constructed a Ni(II) norcorrole dimer model Nc(1) using the molecular geometry obtained from the X-ray crystallographic structure of A.26 Then, we replaced all the substituent moieties at meso positions with hydrogen atoms and optimized only the positions of hydrogen atoms (see Fig. 5), maintaining other geometrical parameters fixed.
We prepared another Ni(II) norcorrole dimer model, Nc(2), for comparison. The monomer geometry of Nc(2) was taken from the X-ray crystallographic structure of meso-dimesitylnorcorrole (B in Fig. 5).55B showed a herringbone packing structure in the crystal phase because of the bulky mesityl groups at meso positions. Again, we replaced the substituent groups with hydrogen atoms and optimized only the positions of hydrogen atoms. Then, we constructed a cofacial dimer model Nc(2) by setting the distance between nickel atoms to be 10 Å. No further geometry optimizations were performed. Namely, Nc(1) and Nc(2) modeled strongly interacting and non-interacting situations of Ni(II) norcorrole dimers.
Fig. 5 Structures of Ni(II) norcorrole cyclophane (A) and Ni(II) norcorrole with mesityl groups at meso positions (B), and Ni(II) norcorrole dimer models, Nc(1) and Nc(2), constructed from A and B. |
The partial geometry optimizations for the positions of hydrogen atoms were performed at the RCAM-B3LYP level56 using Gaussian 09 rev. D.57 We employed the SDD basis set with the Stuttgart–Dresden effective core potential for Ni58 and the minimally augmented59 (ma-)def2-SVP60 basis set for the other atoms (denoted as ma-def2-SVP-SDD). The auxiliary basis functions for the resolution-of-the-identity (RI) approximation were automatically generated using the AUTOAUX keyword implemented in the Orca program package.47,61 Then, the CASCI-type wavefunctions for Nc(1) and Nc(2) were obtained by diagonalizing the effective Hamiltonian calculated at the QD-NEVPT2 level based on the SA-CASSCF(8e, 8o) with the ma-def2-SVP-SDD basis set. We performed the same procedure as the CBD dimer case to obtain the localized active orbitals and the multi-configurational wavefunctions in a diabatic representation. The active space orbitals consist of four π MOs of each monomer around the frontier MOs (see Fig. S2†).
Comparing the total energy of Nc(1) and Nc(2) at the QD-NEVPT2 level, the former was predicted to be about 79 kcal mol−1 more stable. The interaction energy of Nc(1) would be overestimated by a factor of 2–3 compared with those estimated for several Ni(II) norcorrole dimers at density functional theory (DFT) levels.25,26 We considered that this overestimation of the interaction energy is attributed to a similar reason to those reported for the phenalenyl π-dimer cases.43,44 Nevertheless, we expect that even if we can apply higher levels of dynamical electron correlation treatment, the primal electron configurations in the ground state wavefunction will not change significantly when the choice of CAS appropriately describes the ground state wavefunction (see also Tables S2 and S3†).
Table 1 summarizes the weight of each electron configuration in the ground state of Nc(1) and Nc(2). The GG configuration primarily described the ground state of Nc(2) with a weight of 86.6%. In contrast, for Nc(1), the TT and CT configurations mixed in the ground state with weights of 37.2% and 26.7%, respectively, whereas the contribution of the GG configuration was negligibly small. The sum of the weight of TT and CT configurations was ∼64%, indicating that these configurations characterized the ground state of the closely π-stacked cofacial Ni(II) norcorrole dimers. Consequently, the experimental observations and computational results that suggest the aromaticity-switching in the cofacial Ni(II) norcorrole dimers are connected with each monomer's Baird-aromatic T1-like electronic structure. On the other hand, to understand the overall energy stabilization mechanism of the actual π-dimers, we must analyze the potential energy surfaces around the crossing point, which is an ongoing project of our group in connection with the open-shell character62 and vibronic coupling,63 as well as the role of the substituents.
However, the degree of energy stabilization between the 4nπ electron systems may still be insufficient for achieving the self-aggregation. The energy of the non-interacting D2h-dimer is comparable to that of the D4h-dimer model at d ∼3 Å, which is a typical stacking distance experimentally observed. The TT/CT-like characters begin to appear in the ground state at d ∼3 Å, which is not predicted as the energy minimum point. Thus, additional mechanisms stabilizing π-dimers are needed by introducing appropriate chemical modifications to the central 4nπ electron systems. Extending the π-systems and introducing direct linker connections between the monomers24–26 can help realize the stable assembly in a proper stacking distance where the through-space electron delocalization occurs efficiently.
To analyze the energy stabilization mechanism in actual π-dimers, including Ni(II) norcorroles, we must consider the interaction between the substituents and the orbital interaction and dispersion forces between the antiaromatic units. In addition, structural reorganization induced by the intermolecular interactions should be analyzed in detail. Since the present analysis based on the QD-NEVPT2 level demands high computational resources to address these issues comprehensively, we need further study with less expensive calculations like the spin-restricted and unrestricted Kohn–Sham density functional theory (KS-DFT) methods while examining the validity of their solutions carefully.
In a perspective paper by Merino et al.,64 the authors point out that the chemistry of aromaticity in recent years has reached a turning point. What to call aromatic and what not is the central topic in this community. Our calculations have demonstrated that we should discuss the energy stabilization mechanism separately from the in-plane tropicity and structural changes within each monomer in the π-dimers of antiaromatic molecules. However, they are mutually linked through the appearance of 1(T1T1) configuration. Considering the current IUPAC definition,65 this situation may not meet the energy criteria necessary to be called aromaticity in the usual sense. The magnetic and structural criteria for several Ni(II) norcorrole dimers of antiaromatic molecules indicate “Baird-aromatic” characters as a result of the appearance of the 1(T1T1) character. On the other hand, several interacting molecular assembly systems have been reported to exhibit through-space contributions of MIC density.66–69 It has also been reported that several Ni(II) norcorrole dimer systems also exhibit through-space MIC density between the monomers.25 Such through-space currents would indicate the electron delocalization over the dimer via the contribution of the CT configuration and may relate to an aromatic characteristic that belongs to the entire dimer system. Of course, whether this phenomenon should be labeled as aromaticity may change when other new candidate systems are proposed and discovered. Ottosson pointed out another important perspective: who utilizes the aromaticity concept and who benefits from it.70 In such discussions, the viewpoints presented in this study will provide valuable information to the various stakeholders of the aromaticity concept.
Since the electron configurations in both the ground and excited states change substantially with d, the dissociation and relaxation processes of the excited states are interesting topics to investigate theoretically and experimentally. Recent advances in experimental techniques can expand the potential applications of strongly π–π interacting molecular assemblies to future molecular electronics. In this regard, it would also be interesting to clarify the relationship between the effective radius of the circular conjugation circuit (R) and the stacking distance region where the tropicity-switching or unique magnetic and other response phenomena occur, as was theoretically examined by Orozco-Ic et al. for suggestion of molecular Helmholtz coils.31 We expect that the present results will contribute to further progress in the design and synthesis of novel stimuli-responsive molecular assemblies and pioneer attractive applications of 4nπ electron systems in the photochemistry, photophysics, and quantum information fields, controlling the spin-entangled 1(T1T1) configurations,71–73 which also contributes to expanding the numbers of different users of the aromaticity concept.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4sc07123a |
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