Divya
Tripathi
*a,
Maneesh
Pyla
a,
Achintya Kumar
Dutta
b and
Spiridoula
Matsika
*a
aTemple University, Philadelphia, USA. E-mail: smatsika@temple.edu; Fax: +1 215 204 1532; Tel: +1 215 204 7703
bDepartment of Chemistry, IIT Bombay, Powai, Mumbai 400076, India
First published on 28th January 2025
Interactions of low-energy electrons with the DNA and RNA nucleobases are known to form metastable states, known as electronic resonances. In this work, we study electron attachment to solvated uracil, an RNA nucleobase, using the orbital stabilization method at the Equation of Motion-Coupled Cluster for Electron Affinities with Singles and Doubles (EOM-EA-CCSD) level of theory with the Effective Fragment Potential (EFP) solvation method. We benchmarked the approach using multireference methods, as well as by comparing EFP and full quantum calculations. The impact of solvation on the first one particle (1p) shape resonance, formed by electron attachment to the π* LUMO orbital, as well as the first two particle one hole (2p1h) resonance, formed by electron attachment to neutral uracil's π–π* excited state, was investigated. We used molecular dynamics simulations for solvent configurations and applied charge stabilization technique-based biased sampling to procure configurations adequate to cover the entire range of the electron attachment energy distribution. The electron attachment energy in solution is found to be distributed over a wide range of energies, between 4.6 eV to 6.8 eV for the 2p1h resonance, and between −0.1 eV to 2 eV for the 1p resonance. The solvent effects were similar for the two resonances, indicating that the exact electron density of the state is not as important as the solvent configurations. Multireference calculations extended the findings showing that solvation effects are similar for the lowest four resonances, further indicating that the specific solute electron density is not as important, but rather the water configurations play the most important role in solvation effects. Finally, by comparing bulk solvation to clusters of uracil with a few water molecules around it, we find that the impact of microsolvation is very different from that of bulk solvation.
TNIs, formed by electron attachment to neutral species with negative electron affinity, are electronically metastable, and form electronic resonances. The formation of TNIs is the first step in the DNA strand breaks via dissociative electron attachment mechanism.12–19 The second step involves electron transfer to an anti-bonding orbital, leading to the cleavage of the corresponding bond.16 For instance, electron transfer to the anti-bonding orbital of the glycosidic C–N bond leads to base release, while transfer to the anti-bonding orbital of the sugar–phosphate C–O bond results in cleavage of the backbone leading to DNA strand breaks.20 Much work has been focused on electrons with energy below 3 eV, which are known to cleave the sugar–phosphate C–O bond.21 Only one-particle (1p) shape resonances are formed at this low energy range by attachment to a LUMO orbital, and there is fairly good understanding of the mechanism leading to strand breaks via the formation of 1p shape resonances of DNA nucleobases in the gas phase.22–24
Strand breaks are even more prominent for higher energy electrons.25,26 At these energies, the involvement of core-excited or two particle-one hole (2p1h) resonances is expected. These resonances are generated when the energy of the electrons is higher than the energy needed to excite the neutral molecule. So, the electron scattering induces an electronic excitation, and the electron is attached to the excited electronic configuration. While it is expected that 2p1h resonances are primarily important for the strand breaks above 4 eV, limited information exists about them, because of the difficulty to study them theoretically or experimentally. 2p1h resonances are challenging to simulate since rearrangement of more than one electron is needed. Experimentally, resonances reported in the energy range of 4–6 eV and 9–11 eV have been interpreted as 2p1h (core-excited shape or Feshbach) resonances.16
The electronic resonances of uracil have been extensively studied both theoretically and experimentally in the gas phase, since uracil is a prototype for pyrimidine bases and the simplest nucleobase.27–38 Gianturco and Lucchese reported three π* resonances between 2.27 eV and 6.5 eV of energy with two σ* resonances located at 0.012 eV and 10.37 eV based on their scattering calculations.32 Later, Dora et al.33 identified three shape resonances below 4.95 eV and three Feshbach resonances in the energy range of 6.17 eV to 8.12 eV using the R-matrix method. Cheng and Chen34 performed Density Functional Theory (DFT) based stabilization method combined with analytic continuation to obtain resonance parameters, suggested the presence of three π* shape resonances below 5 eV and two σ* resonances in the energy region 5–8 eV. Kossoski and coworkers also observed three π* type shape resonances in uracil.35 Similar results were found by Ehara et al. using CAP/SAC-CI (Complex Absorbing Potential/Symmetry-Adapted Cluster-Configuration Interaction) method.36 Later, Fennimore and Matsika37,38 reported three π* type shape resonances and two 2p1h type resonances. They characterized the resonance at energy around 5 eV as the first 2p1h resonance, formed by electron attachment to neutral uracil's π–π* triplet excited state which is approximately 4 eV higher than the ground state of neutral uracil. Another resonance around 6.5 eV of energy was attributed to electron attachment to an n–π* excited state of the neutral.
Since water is the most abundant molecule in the cellular environment, it is important to understand how aqueous solvent affects these electronic resonances. Few studies on the electronic resonances of DNA bases have been performed in microsolvated environment39–46 compared to the gas phase. In the gas phase, DNA bases form dipole bound anions in the ground state with adiabatic electron affinities close to zero.27,47–49 However, upon microhydration, the valence bound state, which appears as resonance state in the gas phase, becomes adiabatically bound, and even a single water molecule is enough for this transformation.48,50,51 The geometry of the valence bound anion differs from that of the neutral species. Smyth and coworkers,42 based on their theoretical study on microsolvated uracil and thymine, showed that microsolvation leads to increased lifetime and reduced energy of the resonance state. This has also been seen for cytosine.52 In contrast, Kočišek and coworkers43 based on their experimental results, found that microhydration suppresses the dissociative channel for the fragmentation of the N–H bond, conflicting with Smyth's theoretical prediction. Later, Sieradzka and coworkers44 used R-matrix method to study resonances in thymine (methylated uracil) solvated with five water molecules. They concluded that hydrogen bonding affects the stability of resonance states based on donor and acceptor ability of water molecules. Varella and coworkers45 performed Monte Carlo simulations to obtain uracil water clusters with six solvent molecules based on minimal distribution function. Their study revealed that microsolvation generally shifts the π* shape resonance states to lower energies. In a recent study, Verlet and coworkers46 examined clusters of uracil with different number of water molecules using two-dimensional photoelectron spectroscopy and identified the two lowest resonances in microsolvated environment, suggesting a linear variation with the number of waters.
A few recent studies have applied molecular dynamics simulations53,54 and Monte Carlo simulations45 to go beyond microsolvation and better account for aqueous phase statistics. Mukherjee et al.54 used hybrid quantum mechanics/molecular mechanics (QM/MM) simulations to study the electron attachment to solvated nucleobases. They concluded that the initial electron attachment is localized on water and acts as a doorway for the formation of the final nucleobase bound state. This electron transfer is facilitated by mixing of electronic and nuclear degrees of freedom. They reported that the ground anionic state is stabilized by the presence of water and becomes bound. Likewise, Anstöter et al.53 using DFT based ab initio molecular dynamics simulations and orbital stabilization at the Equation of Motion-Coupled Cluster for Electron Affinities with Singles and Doubles (EOM-EA-CCSD) combined with effective fragment potentials (EFP), concluded that while the initial electron attachment is not localized on uracil, within 15 fs, the excess electron localizes on the uracil nuclear framework on the valence π* state. This π* state becomes stable within 1 ps. They found that both the solvent effect (solvent reorganization) and geometry relaxation (uracil core) lead to stabilization of the valence bound state.
To the best of our knowledge, there have been no theoretical studies to date to account for the effect of bulk solvation on the 2p1h resonances, despite their importance in DNA strand breaks.25 The main focus of this work is to investigate the distribution of electron attachment energies of the first 2p1h resonance when solvation is taken into account. Our calculations also provide the electron attachment energies for the 1p resonance, and we compare the solvation effects on these two resonances. We also compared the solvent effect in clusters to investigate the effect of solvation in bulk. This work examines only vertical attachment, so we do not incorporate the stabilization from nuclear rearrangement or solvent reorganization.
In order to check the results against multireference methods, we have carried out complete active space self-consistent field (CASSCF)62 calculations for representative solvated configurations. An active space of 11 electrons in 9 orbitals was used, CAS(11,9). Since the focus of this work is to consider only resonances initiated from π orbitals, we included all the valence π(a′′) orbitals (5π and 3π*). In addition, we included an extra diffuse π character orbital in order to have avoided crossings in the stabilization curves to obtain the widths. The orbitals included in the active space are shown in ESI,† Fig. S1. 5 doublet states of A′′ symmetry were averaged in the CASSCF calculations. The energy of neutral uracil was obtained with a CASSCF(10,9) with the same active space and an average of 5 singlet A′ states. The energy of the neutral at α = 1 is used as reference to obtain the EAs. The (11,9) active space was also used in QM/MM calculations using classical point charges to describe the solvent (TIP3P point charges of −0.834 and 0.417 atomic units are used for oxygen and hydrogen, respectively). The MOLRPO63–65 software was used for the CASSCF calculations.66
The solvation effects in EOM-EA-CCSD have been considered using the EFP method.67–70 EFP is a quantum mechanical potential that can either be viewed as a fragmentation model or as a polarizable force field model with the parameters obtained from quantum calculations. Like force fields, the total non-covalent interaction energy can be written as the sum of several interaction terms, but unlike force fields, EFP uses fragments rather than atoms as the basic units. This method allows an accurate representation of the interactions between the QM region and the solvent fragments, and the solvent-solvent fragments. To account for solvent response to electron rearrangement in the EOM target states, a perturbative non-iterative correction is computed for each EOM root using the one-electron density of that state which is used to re-polarize the environment.71,72 The structures used for the electronic structure calculations are taken from the CMD trajectory. EOM-EA-CCSD/EFP single point calculations were carried out using the Q-Chem computational software (version 5.4).73
For one configuration, the solvent effect is also evaluated using polarizable continuum model (PCM)74 as well as QM/MM with water as point charges. PCM is performed using a non-equilibrium conductor like-PCM (C-PCM) model as implemented in Q-Chem,73 with dielectric constant of 78.39 for the solvent. In the QM/MM method, point charges of −0.834 and 0.417 atomic units are used for oxygen and hydrogen, respectively, in water (TIP3P charges). In these approaches, the solvent effect is incorporated at the Hartree–Fock level, and EA-EOM-CCSD/cc-pVDZ+1p is used to obtain the EA.
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Fig. 1 Electron attachment energies plotted against charge in charge stabilization method. Extrapolation to zero provides the resonance position. |
In this study, the electron attachment energies to build the CS plots for the first 1p and 2p1h states are obtained at the combined EOM-EA-CCSD/EFP level of theory with the cc-pVDZ basis set.77 For all 300 snapshots from the CMD trajectory, the positive charge is varied from 0.6 to 0.8 with a difference of 0.1. This optimum charge range was tested by examining the linear behavior of the energy for a wide range of charges on 25 snapshots. Results for both 3 and 5 points are shown in ESI† (Table S3 and Fig. S5). For lower values of charge, the resonance does not become bound. The CS method allows for the calculation of electron attachment energies of the resonance states, but it does not provide information about the resonance widths. Since this is a much cheaper approach, we can apply it to many configurations and then choose only appropriate configurations for the more expensive orbital stabilization approach, which will provide more accurate positions, as well as widths.
E2P + EQ + R = 0. | (1) |
Since the OSM uses a larger basis set than CS and many more points are needed, it is not possible to apply it to all 300 snapshots. For this reason, we used the distribution obtained from the CS results on the 300 snapshots to obtain representative snapshots that span the whole distribution, and we carried out OSM on those representative snapshots. Fig. 2 shows the 13 snapshots that were chosen. Five of them were chosen to have an average value of EA (chosen from the peak of the distribution), and the others were chosen from either side of the distribution taken at steps of 0.5 standard deviations. The figure only shows the structure of uracil and water molecules in the first solvation shell.
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Fig. 2 Structure of 13 snapshots used for GPA calculations from the CS distribution. The figure only shows the structure of uracil and water molecules in the first solvation shell. |
2p1h resonances present a theoretical challenge for the underlying electronic structure method, when trying to use extended quantum mechanical methods to study them. Multireference methods are important in order to treat properly the mixing, however they can be too expensive and complicated to use with explicit solvent. Alternatively, EOM-EA-CCSD has been used successfully for 1p resonances, but it is less straightforward to apply it to 2p1h resonances. We can however start from the triplet ground state of the neutral and attach an electron. This can only be used if we can obtain the appropriate target triplet state. In uracil the ground triplet state is the (π)1(π*)1, so we can apply this technique for the resonance of interest. Starting from the triplet state as reference we can also obtain the first shape resonance by attachment of an electron to the π orbital instead of the π*. In that case however, we cannot obtain the width since the shape resonance is stable compared to the triplet neutral state. Fig. 3 shows the energy level diagram for the electron attachment energies of the 1p and 2p1h resonances studied in this work, and the relevant neutral states. The first state S0, represents the ground state of neutral uracil. Above it lies the first 1p resonance state D0(1p), and the energy gap between the two states is defined as the electron attachment energy for shape resonance (EA-D0). The 2p1h resonance (DN(2p1h)) is obtained by electron attachment to the triplet T1 state, and this EA is denoted as EA-DN(T). In order to obtain the EA from the ground neutral state we add the gap between the singlet and triplet neutral states, ΔE(S–T), and we obtain EA-DN(S). Here we will use EOM-EA-CCSD, while we will examine the effect of multireference methods in Section 3.7.
System | EA-DN(T)(Γ) |
---|---|
Uracil (QM)/aug-cc-pVDZ+1p | 1.611 (0.046) |
Uracil (QM)/cc-pVDZ+1p | 1.778 (0.167) |
Uracil (QM) + PCM | 2.139 (0.029) |
Uracil (QM) + 2460H2O (point charges) | 1.885 (0.027) |
Uracil (QM) + 2460H2O (EFP) | 1.759 (0.027) |
Uracil (QM) + 3H2O (QM) + 2457H2O (EFP) | 1.749 (0.053) |
Uracil (QM) + 7H2O (QM) + 2453H2O (EFP) | 1.696 (0.068) |
Uracil (QM) + 1aH2O (QM) | 1.519 (0.035) |
Uracil (QM) + 1bH2O (QM) | 1.649 (0.014) |
Uracil (QM) + 2H2O (QM) | 1.279 (0.026) |
Uracil (QM) + 3H2O (QM) | 1.612 (0.017) |
Uracil (QM) + 4H2O (QM) | 1.366 (0.011) |
Uracil (QM) + 7H2O (QM) | 1.424 (0.066) |
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Fig. 4 Clusters with various numbers of water for a representative snapshot (snapshot 8). This snapshot is used for results in Table 1. (a) and (b) are monohydrated structures of uracil where water is hydrogen bonded to the same atom of uracil with different orientation in space. (c) uracil-water cluster with two water molecules. (d) uracil-water cluster with three water molecules. (e) uracil-water cluster with four water molecules and (f) uracil-water cluster with seven water molecules. |
Here we perform some additional benchmarking. For this purpose, we have considered uracil with three water molecules (uracil–(H2O)3) cluster. In order to be able to do full QM calculations for several snapshots, we restricted the number of waters to three. We chose five snapshots that have similar EA, at the average value (see snapshots 5–9 in Fig. 2). Table 2 presents the electron attachment energy from the neutral triplet state of uracil–(H2O)3 clusters for the first 2p1h shape resonance. To generate uracil water clusters, a minimal distance between a water molecule and uracil is used as a cutoff in the snapshots from the MD simulations. The cutoff is varied to include only three water molecules around uracil. The efficiency of EFP to account for the solvent effect is evaluated against a full QM approach. For three out of the five clusters under study, the electron attachment energy at the EFP level is overestimated, while for the other two clusters it is underestimated, with respect to water treated at the QM level. However, the error when using EFP is less than 0.06 eV, for both the energy and the width, with an average error of about 0.025 eV. So, EFP can be considered as a good alternative to treat solvent molecules in this case.
Snapshot | QM | EFP | Error | Error |
---|---|---|---|---|
EA-DN(T)(Γ) | EA-DN(T)(Γ) | EA-DN(T) | Γ | |
5 | 1.656 (0.017) | 1.716 (0.013) | 0.060 | −0.004 |
6 | 1.260 (0.014) | 1.242 (0.017) | −0.018 | 0.003 |
7 | 1.443 (0.025) | 1.419 (0.088) | −0.024 | 0.063 |
8 | 1.612 (0.017) | 1.638 (0.044) | 0.026 | 0.027 |
9 | 1.348 (0.024) | 1.353 (0.072) | 0.005 | 0.048 |
Other approaches for the solvent are compared in Table 1, which shows results of using a polarizable continuum model or point charges in a traditional QM/MM scheme or EFP. The comparison is made for a single snapshot using all 2460 water molecules for EFP and point charges. While the widths using the three approaches are very similar, the positions vary more. In particular, the EA value from PCM differs from EFP by 0.38 eV, while the point charges differ from EFP by 0.13 eV. More importantly, PCM predicts that the resonance is destabilized in solution compared to gas phase uracil by 0.36 eV while EFP predicts a very small stabilization of 0.02 eV. PCM at the simple level incorporated here is clearly incapable of accurately predicting the solvation effects.
We also examine whether the results change if we include some explicit QM water molecules in addition to the bulk EFP water molecules. Adding three QM water molecules to the EFP treatment changes the EA by only 0.01 eV, but it has a stronger effect for the width, which doubles (although in actual values the change is only 0.026 eV). Adding seven water in the quantum region changes the EA by another 0.05 eV and increases the width by another 0.015 eV. The results do not seem to converge by systematically adding water molecules, although we are not able to go beyond seven QM water molecules. In addition, there is no clear correlation between the EA and the number of hydrogen bonds between uracil and water. In general, we can conclude that explicit quantum water molecules have some effect, especially for the widths. However, given the substantial increase in computational cost, we can still expect semi-quantitative results with EFP without adding water molecules at the quantum level.
Fig. 6 shows a representative orbital stabilization plot, indicating the points around the avoided crossing that were used in the GPA. Other plots are shown in ESI† (Fig. S6–S18). The (7, 7, 7) GPA is used in all cases, except when it did not work, either (4, 4, 4) or (5, 5, 5) GPA was used. We have included information about which GPA was used in each case in ESI† (Table S4). Since the reference is a triplet state, the lowest state is obtained by attaching an electron to the HOMO, which gives rise to the first 1p resonance. This has negative energy in the plot since it is below the neutral triplet state. We use these energies to obtain the position of the 1p resonance, but we do not get information about the widths. The 2p1h resonance is at positive energies, indicating that it is above the neutral triplet state, as was also seen in the CS results. Here, we can use the avoided crossings to obtain the widths. We have done this for 13 snapshots, and the results are shown in Table 3.
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Fig. 6 Orbital stabilization plot for a representative snapshot using EOM-EA-CCSD/cc-pVDZ+1p/EFP. Blue points indicate the points that were used in GPA. |
Snapshot | # Water | Clusters | Bulk |
---|---|---|---|
EA-DN(T)(Γ) | EA-DN(T)(Γ) | ||
1 (Average − 2.0 SD) | 10 | 1.122 (0.029) | 0.912 (0.030) |
2 (Average − 1.5 SD) | 12 | 1.838 (0.050) | 1.148 (0.025) |
3 (Average − 1.0 SD) | 10 | 1.132 (0.048) | 1.354 (0.021) |
4 (Average − 0.5 SD) | 9 | 0.917 (0.030) | 1.511 (0.014) |
5 (Average) | 8 | 1.353 (0.102) | 1.709 (0.038) |
6 (Average) | 9 | 1.807 (0.128) | 1.716 (0.034) |
7 (Average) | 10 | 1.199 (0.073) | 1.749 (0.038) |
8 (Average) | 7 | 1.539 (0.044) | 1.759 (0.027) |
9 (Average) | 10 | 1.091 (0.033) | 1.778 (0.025) |
10 (Average + 0.5 SD) | 10 | 1.653 (0.058) | 1.981 (0.045) |
11 (Average + 1.0 SD) | 10 | 1.716 (0.082) | 2.107 (0.018) |
12 (Average + 1.5 SD) | 10 | 2.156 (0.039) | 2.356 (0.065) |
13 (Average + 2.0 SD) | 6 | 1.488 (0.069) | 2.569 (0.012) |
Similarly to the CS results, the EA-DN(T) obtained from OSM follow the same trends, with snapshot 1 having the lowest EA and snapshot 13 the highest. The correlation is actually very strong if we plot the OSM vs. CS results. We have plotted results for both the 1p and 2p1h resonances in Fig. 7, and in both cases there is a very strong visual correlation. In order to examine the correlation more quantitatively, we carried out a linear regression of the electron attachment energies at the GPA versus charge stabilization level for the 13 snapshots. In both cases, the coefficient of determination, R2, is very close to 1, an indication of the very strong correlation: R2 = 0.9898 for the 1p resonance and R2 = 0.9969 for the 2p1h resonance. This made us realize that we can use the CS results to extrapolate and obtain OSM (GPA) results for all 300 snapshots. To obtain the GPA electron attachment energies for all 300 snapshots, we use the expressions obtained from the linear fitting. The following equations show the expressions for 1p (eqn (2)) and 2p1h (eqn (3)) resonances.
E1pGPA = 0.9942(E1pCS) − 0.4909 | (2) |
E2p1hGPA = 0.9880(E2p1hCS) − 0.8103 | (3) |
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Fig. 7 Regression correlating the GPA and CS energies for the 1p (top) and 2p1h (bottom) resonances obtained from EOM-EA-CCSD. |
E GPA denotes the EA obtained from the GPA calculations while ECS denotes the EA from CS calculations. From the above two expressions, the obtained GPA EA energies distribution for all the 300 snapshots of the 1p and 2p1h resonances are presented in Fig. 8. The distributions are wide, similarly to the CS ones. The EA values have shifted to lower energies by about 0.5 eV for 1p resonance and around 0.8 eV for 2p1h resonance. The 1p resonance state is distributed over a wide range (of 2 eV) with average at 0.99 eV. The electron gets attached at energies ranging from −0.09 to 1.99 eV forming the lowest energy valence π* resonance, or in some cases at the lower energy tail a bound state is predicted. However, configurations with negative value are limited and more than 98% of the total configurations possess positive value, and are metastable.
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Fig. 8 Electron attachment energies for (a) the first 1p resonance, EA-D0, and (b) the first 2p1h resonance, EA-DN(S), calculated using GPA method at the EOM-EA-CCSD/cc-pVDZ+1p/EFP level. |
We want to put these values into context by comparing this to previous work on the stability of the first resonance in uracil. While here we see mostly metastable character, the state is eventually stabilized by about 3 eV when the solvent and the geometry are allowed to relax to the anionic electronic density.53 So even though vertical electron attachment leads to a metastable state, after relaxation the uracil anion becomes stable in aqueous environment.
The 2p1h resonance electron attachment energies are also distributed over a wide range of 2.2 eV with an average at 5.7 eV. So, the electrons that can form 2p1h resonances can have energies in between 4.6 eV to 6.8 eV. In this case all EA are above the triplet state, so there is no chance for this to be Feshbach in character. Based on the Gaussian distribution for 300 snapshots, it can be concluded that the electron attachment energies are significantly affected by the distribution of water molecules in both resonances. The widths for the 13 snapshots are shown in Table 3. Their values range from 0.012–0.065 eV, without any obvious correlation to the EAs. This may be a reflection of the uncertainties that we have in the widths, because of the small size of the basis set.
Finally, we want to examine whether the solvation effects leading to the extended distributions are similar or different for the two types of resonances we have calculated. For this purpose, we plotted the EA values with respect to each other in Fig. 9. The figure shows a surprisingly strong linear correlation between the EA for 1p vs. EA for 2p1h resonance, with an R2 = 0.9933. This implies that the solvation effects are similar for the two resonances, and whichever structure stabilizes the 1p resonance it will also stabilize the 2p1h resonance. This is a very interesting result, and can be potentially very useful in such studies.
In order to check that this correlation is not artificial since we have used the same reference to do EOM-EA-CCSD for both resonances, we also calculated the 1p resonance using the neutral ground state as the reference for three snapshots with very different solvation effects. The results are shown in ESI† (Table S6) which shows that the EA-D0 is similar regardless of the reference used. Thus, it is confirmed that this is not an artifact of the way we used to calculate the solvation effects.
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Fig. 10 Comparison of EA-DN(T) (top) and corresponding widths (bottom) between a cluster including only water molecules around the first solvation of uracil and bulk solvation for the 2p1h resonance, calculated using EOM-EA-CCSD/cc-pCDZ+1p. The thirteen snapshots used are tabulated in Table 3. Similar results for the 1p resonance are shown in ESI† (Fig. S19 and Table S5). |
Fig. 10 makes the comparison very clear. Since the snapshots are ordered in order of increasing EA, the values for bulk increase from left to right. On the contrary, there is no similar increase for the EA obtained from the clusters. There is no correlation between the bulk-solvation values and the cluster values. In fact, the same configurations that are significantly stabilized by solvent in bulk-solvation compared to isolated uracil are destabilized when water only up to the first solvation shell is considered and vice versa. For example, the electron attachment energy in the case of the second configuration is destabilized in cluster, while it is significantly stabilized in bulk solvation. Similarly, the last snapshot which is destabilized upon bulk-solvation is stabilized in cluster and the difference in electron attachment energy between the two is more than 1 eV. The widths behave differently as well, with bulk-solvation widths distributed over a narrow range of 0.05 eV while for the clusters they distributed over a range of around 0.1 eV. The widths are also not correlated between the bulk and cluster values, although in this case there is no clear trend in either case. Finally, the 1p resonance shows similar effects, i.e. a difference between the bulk and microsolvation effects. Plots equivalent to Fig. 10 for the 1p resonance are shown in ESI† (Fig. S19 and Table S5).
From this comparison it can be concluded that water molecules beyond the first solvation shell that are not directly hydrogen bonded to uracil play an important role in the solvation effects of the resonances. Both the solvent–solvent interactions and long range solute–solvent interactions are crucial when considering the aqueous environment around uracil anion. Clusters with few water molecules can be misleading for drawing conclusions about the effect of bulk aqueous environment. Quite interestingly however, even though the microsolvation effects are different from bulk solvation, they also show a correlation between the 1p and 2p1h effects, similar to what we saw for bulk solvation in Fig. 9. An equivalent plot is shown in ESI† (Fig. S20) for the 13 microsolvated structures, exhibiting similar correlation.
Another comparison is made using a single snapshot and varying the number of water molecules included. Snapshot 8 is chosen because it is a representative snapshot close to the average of the CS distribution, as shown in Fig. 2. This way we assume our results will be more representative of the average. Fig. 4 shows clusters with various water molecules for this snapshot, while Table 1 presents the electron attachment energies and widths. Very interestingly, the EA-DN(T) changes depending on the number of water molecules included in the cluster, and does not seem to converge to a specific value. The value for the cluster with three water molecules is 1.61 eV and it decreases to 1.37 eV for four water molecules, and somewhat increases again for seven water molecules. Overall, the 2p1h state, similar to bulk solvation, is also stabilized in uracil water cluster by the solvent effect but the extent to which the state is stabilized is different from that of bulk solvation. It should be noted that these different clusters show different hydrogen bonding patterns. An attempt was made to see if the hydrogen bonding pattern has a clear correlation to the EA, but we were not able to find one.
Fig. 11 presents the solvent effect on the 1p and 2p1h resonances compared to isolated uracil for these five snapshots. The figure shows results for bulk solvation described only using EFP (black curves), bulk solvation described with EFP plus three water molecules in the QM region (red curves), as well as clusters with three water molecules only (blue curves). It is immediately apparent that the EA results for bulk solvation are similar qualitatively regardless of the description, but the cluster results are very different in all cases. In bulk, the energy is stabilized by a small amount compared to free uracil for both 1p and 2p1h resonances. The stabilization is less than 0.2 eV for the 1p resonance and less than 0.1 eV for the 2p1h resonance. The cluster effects for the energies have the same direction but larger magnitude in general for both resonances, and the stabilization can be up to 0.6 eV. The width of the 2p1h resonance decreases about 0.1–0.15 eV and there isn't a great difference (or trend) between the bulk and clusters. It is emphasized again that these effects on stabilization are only for snapshots very near the average of the distribution.
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Fig. 11 Difference in electron affinity values for (solvated minus isolated) uracil for five different snapshots at three different level of calculations for (a) the first 1p resonance, (b) the first 2p1h resonance. (c) Difference in width for (solvated minus isolated) uracil for five different snapshots at three different level of calculations for the first 2p1h resonance. The actual values are shown in Table S7 (ESI†). Results at the EOM-EA-CCSD/cc-pVSZ+1p level. |
Snapshots | Method | 12A′′ | 22A′′ | 32A′′ | 42A′′ |
---|---|---|---|---|---|
(1π*)1 | (2π*)1 | (3π*)1 | (π)1(π*)2 | ||
1 (Average − 2.0 SD) | EOM-EA-CCSD | 0.097 | 4.815(0.021) | ||
3 (Average − 1.0 SD) | EOM-EA-CCSD | 0.484 | 5.283(0.021) | ||
8 (Average) | EOM-EA-CCSD | 0.942 | 5.659(0.027) | ||
11 (Average + 1.0 SD) | EOM-EA-CCSD | 1.331 | 6.139(0.018) | ||
13 (Average + 2.0 SD) | EOM-EA-CCSD | 1.729 | 6.486(0.012) | ||
1 (Average − 2.0 SD) | CASSCF | 1.751(0) | 2.998(0.001) | 6.140(0.089) | 7.413(0.523) |
3 (Average − 1.0 SD) | CASSCF | 1.722(0) | 2.907(0) | 6.132(0.011) | 7.311(0.366) |
8 (Average) | CASSCF | 2.373(0) | 3.749(0) | 6.802(0.113) | 8.198(0.362) |
11 (Average + 1.0 SD) | CASSCF | 2.527(0) | 3.903(0) | 7.059(0.061) | 8.463(0.462) |
13 (Average + 2.0 SD) | CASSCF | 3.065(0) | 4.746(0) | 7.827(0.067) | 8.966(0.562) |
The CASSCF energies show the same general trends as EOM-EA-CCSD, i.e. the same snapshots that are stabilized with EOM-EA-CCSD are stabilized at the CASSCF level as well. In order to demonstrate the trends quantitatively, we show the correlation plots between the EA of the 1p (12A′′) resonance and the 2p1h (42A′′) resonances in Fig. 9b. The CASSCF results show a strong linear correlation as well, similarly to the EOM-EA-CCSD. Using these 5 snapshots R2 = 0.991 for CASSCF in comparison to R2 = 0.985 for EOM-EA-CCSD in Fig. 9a. Furthermore, the linear equations relating the 1p and 2p1h resonances are
y = 1.2401x + 5.2333 | (4) |
y = 1.0106x + 4.7116 | (5) |
CASSCF has the advantage that it can produce all the resonances between the 1p and 2p1h. So we have four resonances to examine how they are affected by solvation. The correlation plots in Fig. 9b include also the correlation between 12A′′ vs. 22A′′ and between 12A′′ vs. 32A′′. Quite interestingly, the correlation is strong in all cases. This is another strong indication that the solvation effects are not very sensitive to the actual electronic structure wavefunction of each state.
Comparison between the widths obtained at the CASSCF level with the widths obtained with EOM-EA-CCSD (Table 4) shows that they are affected more by mixing. The width of the fourth resonance is much larger at the CASSCF level compared to EOM-EA-CCSD. This may be an effect of the mixing with the 3π* character. However, it should be pointed out that the uncertainty of the values of widths at the CASSCF level is higher since it also depends on the number of diffuse orbitals in the active space which are needed to have continuum like states in the stabilization plots. Here we only have one diffuse orbital so there is a limited number of continuum like states. A detailed discussion on the challenges of CASSCF with OSM is given in ESI,† Section S2. In any case, it is reasonable to expect that the width will be affected by the wavefunction mixing.
The CASSCF results show similar trends to the EOM-EA-CCSD. Taken together with the correlation observed in Fig. 9 they suggest that solvation effects on the resonance position and width of nucleobases do not depend as much on the electronic distribution of the solute, but they depend strongly on the water configurations. So, even though the EOM-EA-CCSD calculations do not show mixing between the 1p and 2p1h resonances, the solvation effects predicted should still be valid.
A disadvantage of CASSCF is that it cannot accurately describe the imbalance between the neutral and the anion. As a result, the first 1p resonance is more than 1 eV higher than the corresponding value at the EOM-EA-CCSD level. If we focus on the gap between the first and fourth resonances, EOM-EA-CCSD predicts it to be around 4.7 eV, while CASSCF 5.2 eV. According to our previous work, dynamical correlation with addition of perturbation theory is needed to bring both values lower.38 Comparing the values in Table 4, however, we can establish further whether this disadvantage is important. The EA values obtained at the EOM-EA-CCSD level were correlated to the CASSCF values. This correlation plot is shown in the ESI† (Fig. S4) and shows that there is indeed correlation and one could use one theory to predict the other. This nice correlation also suggests that point charges, which were used with CASSCF, can predict the same qualitative effects as EFP, which was used with EOM-EA-CCSD.
The 1p and 2p1h resonances studied show very similar solvation effects. A wide distribution of energies is predicted for both, and the solvation effects for the two resonances correlate very strongly, suggesting that the effect is driven mostly by the solvent distribution, while the solute electron density plays a minor role.
Using multireference CASSCF we were able to calculate the lowest four resonances for a small number of snapshots, which are representative of the whole distribution. The CASSCF results confirmed the EOM-EA-CCSD observation that solvation effects are not driven by the solute electron density, and they extended them even further to include all resonances. As a result, even though there is mixing between the third and fourth resonances, which is properly described at the CASSCF level but is missing at the EOM-EA-CCSD level, the solvation effects on EA are not affected by the mixing. The widths are affected by the mixing.
Comparisons between clusters of uracil with a small number of water molecules and uracil in bulk solvation show that microsolvation is very different from bulk solvation, leading to very different stabilization effects. So, we should not rely on microsolvation to extrapolate to bulk solvation in this case.
Since several compromises have been made in this work in order to be able to do calculations for 300 snapshots, there are some uncertainties in our calculated values. Nevertheless, we are still able to make significant observations on trends as summarized above.
Footnote |
† Electronic supplementary information (ESI) available: Coordinates of uracil, additional tables, active space orbitals involved in CASSCF calculation and stabilization plots. See DOI: https://doi.org/10.1039/d4cp04333b |
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