Kamonwad
Ngamchuea
,
Korbua
Chaisiwamongkhol
,
Christopher
Batchelor-McAuley
and
Richard G.
Compton
*
Department of Chemistry, Physical & Theoretical Chemistry Laboratory, University of Oxford, South Parks Road, Oxford, OX1 3QZ, UK. E-mail: richard.compton@chem.ox.ac.uk; Fax: +44(0) 1865275410; Tel: +44(0) 1865275 957
First published on 3rd November 2017
Biomarkers refer to analytes that can be used in the diagnosis of diseases or disorders. In saliva, there are many components that are potential biomarkers, and increasing research has focussed on the development of saliva as a diagnostic fluid. This review summarizes the existing uses of salivary biomarkers and highlights the importance of the choice of saliva collection as well as the storage procedures. A case study on the effect of collection tools on the concentrations of one of the potential biomarkers, glutathione, is highlighted. Moreover, molecular diagnosis requires reliable measurement assays. This review presents electroanalytical methods for the detection of salivary biomarkers. It further reviews approaches that can be taken to improve the selectivity of electroanalytical assays without the use of biologically selective materials, notably without the use of enzymes or antibodies.
This review focuses on salivary biomarkers i.e. diagnostically useful salivary components. Saliva testing offers advantages over blood analysis in part due to its non-invasive nature, the ease of collection, storage and shipment of specimens, as well as the possibility of collecting multiple samples. Compared with other non-invasive procedures saliva overcomes the problems of the intrusion of privacy of urine and limited access to sweat and tears. Areas where saliva biomarkers may become particularly advantageous include point-of-care analysis, mass detection, epidemiologic surveillance, situations where the sample volume is limited e.g. in newborns and cases where self-monitoring may be desirable. For example in psychiatry, most diseases have persistent life-long symptoms and long-term monitoring is needed. Many neurological disorders can currently be assessed by behaviour observations as definitive causes and molecular markers are not known. Saliva tests may be able to offer alternative methods to aid the diagnosis of such diseases and disorders. Other potential uses of saliva are the detection of drugs of abuse and doping substances in forensics and sports.
A large number of publications have reported the search for saliva biomarkers. Some focus on the development of measurement assays, while others study the correlations between the presence/absence or the levels of saliva biomarkers with specific diseases/disorders. These two areas form the basis of this review. The review starts with a short description of the functions of saliva and how salivary components play important roles in maintaining the normal functions of the body. Through understanding their functions, it is possible to investigate the potential of salivary components as biomarkers for specific diseases and disorders. Details of saliva composition are provided as a starting point for analytical chemists wanting to develop analytical assays for applications in saliva diagnosis. Also, available recipes for artificial saliva are provided for use in the initial stage in the development of new assays. In working with real saliva samples, the importance of the careful selection of collection and storage procedures is highlighted. The review then summarizes the existing diagnostic uses of salivary biomarkers and any correlation with blood plasma and other bodily fluids. Examples of successful case histories and the important factors needed to be considered in the search for new biomarkers are then discussed. The review closes with the report of electrochemical assays for diagnostic uses. In particular, methods for improving the selectivity of the assays without the use of biologically selective molecules are considered.
Real saliva composition | Normal range | Ref. | ||
---|---|---|---|---|
Saliva | Other biological fluids | |||
a U mL−1: enzymatic activity per unit (mL) of saliva. | ||||
1. Inorganic compounds | Na+ | 20–80 mmol L−1 | Plasma 145 mmol L−1 | 11 |
K+ | 20 mmol L−1 | 4 mmol L−1 | ||
Ca2+ | 1–4 mmol L−1 | 2.2 mmol L−1 | ||
Cl− | 30–100 mmol L−1 | 120 mmol L−1 | ||
HCO3− | 15–80 mmol L−1 | 25 mmol L−1 | ||
Phosphate | 4 mmol L−1 | 1.2 mmol L−1 | ||
Mg2+ | 0.2 mmol L−1 | 1.2 mmol L−1 | ||
SCN− | 2 mmol L−1 | <0.2 mmol L−1 | ||
NH3 | 3 mmol L−1 | 0.05 mmol L−1 | ||
2. Organic compounds (non-protein and lipids) | Uric acid | 3.38 ± 0.21 mg dL−1 | Serum 6.31 ± 0.24 mg dL−1 | 21–23 |
217.2 ± 110.3 mol L−1 | ||||
0.1–7.5 mg dL−1 | ||||
Bilirubin | 0.5–5.0 μmol L−1 | Serum 0.2–1.2 mg dL−1 | 24 | |
Creatinine | 0.12 ± 0.06 mg dL−1 | Serum 0.89 ± 0.17 mg dL−1 | 25 | |
0.05–0.2 mg dL−1 | Serum 0.6–1.5 mg dL−1 | |||
Glucose | 91.3 ± 10.1 mg dL−1 | Plasma 80–120 mg dL−1 | 22 and 26 | |
4–13 mg dL−1 | ||||
Cholesterol | 0.02–5.46 μmol L−1 | Serum <5 mmol L−1 | 27 | |
Lactate | 0.3–1.8 mM | Serum 0.5–1.0 mM | 28 and 29 | |
0.1 to 2.5 mmol L−1 | ||||
3. Protein/polypeptide compounds | a-Amylase | 19–308 U mL−1a | Serum 0.05–0.125 U mL−1a | 23 and 30 |
93 ± 62 U L−1a | ||||
2.64 ± 1.8 mg mL−1 | ||||
Albumin | 0.2 ± 0.1 mg mL−1 | Serum 3.5–5.5 g dL−1 | 31 | |
Secretory-IgA | 80–717 mg dL−1 | Serum 70–400 mg dL−1 | 23 and 32 | |
124.3–333.5 μg mL−1 | ||||
Mucin group | MUC5B: 2.4 ± 1.7 U mL−1 | Serum 9.9 ± 0.8 ng ml−1 | 31 and 33 | |
1.19 ± 0.17 mg mL−1 | ||||
Lysozyme | 3–50 μg mL−1 | Serum 7.4 ± 1.8 mg mL−1 | 23, 32 and 34 | |
59.7 to 1062.3 μg ml−1 | Serum 4–9 μg mL−1 | |||
Total proteins | 7.1–223.2 mg dL−1 | Serum 6–8 g dL−1 | 23 and 31 | |
0.9 ± 0.2 mg mL−1 | ||||
4. Hormones | Cortisol | 3.5–27.0 mg dL−1 | Serum 2–25 mg dL−1 | 35 |
Testosterone | 32–55 pg mL−1 | Serum 320–600 ng dL−1 | 36 | |
Progesterone | Luteal phase 436 ± 34 pmol L−1 | Serum male: <1 ng mL−1 | 37 | |
Follicular phase 22.1 ± 2.7 pmol L−1 | Serum female: 0.1–20 ng mL−1 | |||
Estrogen (Estradiol) | Luteal phase 20.6 ± 0.4 pmol L−1 | Serum male: 15–60 pg mL−1 | 37 | |
Serum female: 15–370 pg mL−1 |
In research studies, the use of natural saliva is limited as it is difficult to collect and sterilize a large amount of saliva. Moreover, saliva samples vary in composition and properties.12 Accordingly, synthetic saliva was developed for use in in vitro studies. A basic requirement of synthetic saliva is to react in the system or with the test material in the same manner as that of authentic saliva. However, it is well understood that an exact duplication of human saliva properties is impossible owing to the inconsistent and unstable nature of authentic saliva which varies during the day and within every individual as mentioned earlier.13 Many synthetic saliva recipes can be found in the literature as reviewed by Leung et al.13 who collected several formulae published between 1931 and 1997.
This review presents five different synthetic saliva recipes as developed for different purposes. The selected artificial saliva formulae are frequently used by others with or without modification of the proposed recipe. As shown in Table 2, some of these formulae include exclusively inorganic compounds which are used for in vitro studies,14–18 whereas others include some organic compounds and proteins.12,19 AFNOR, Fusayama–Meyer and SAGF recipes include only inorganic compositions which are more or less similar to an average composition of human saliva. The composition was also chosen based on the similarity of experimental results obtained from artificial saliva and from authentic human saliva.16 The proposed recipes were employed in the study of electrochemical behaviour and corrosion resistance of materials in dental applications.14–18 The organic components and some proteins are responsible for saliva viscosity and as such might influence the diffusion rates of other solutes, and thus some reaction rates. Note that the viscosity of human whole saliva is ca. 1.30 relative to distilled water.20 For saliva samples that have been centrifuged and filtrated to remove viscous components, the viscosity reduces to being close to that of distilled water. In developing artificial saliva for chemical and electrochemical research, there is no attempt to simulate the viscosity of authentic saliva owing to the practical difficulty of obtaining suitable materials. Therefore, most electrochemical studies included only inorganic compositions of artificial saliva. For biological studies, organic components and proteins are necessary to mimic the medium as closely as possible for the use of in vitro model systems to study dental biofilms. For example, in the cultural studies of dental plaque reported by Shellis,12 the first step in an artificial saliva preparation was the extraction of salivary glycoproteins from bovine submandibular glands.
Artificial saliva compositions | Concentration (g L−1) | |||||
---|---|---|---|---|---|---|
AFNOR14,15 | Fusayama–Meyer16 | SAGF17,18 | Klimek19 | Shellis12 | ||
a Bacto-Mucin Bacteriological. b Somogyi's unit/L is a measure of the level of activity of amylase in blood serum. One Somogyi unit is defined as the amount of amylase required to produce the equivalent of 1 mg of glucose when acting on a standard starch solution under a defined condition.38 | ||||||
1. Inorganic compounds | NaCl | 6.70 | 0.40 | 0.13 | 0.58 | — |
KCl | 1.20 | 0.40 | 0.96 | 1.27 | 1.16 | |
Na2HPO4 | 0.26 | — | — | 0.34 | 0.375 | |
KH2PO4 | 0.20 | — | 0.66 | 0.33 | 0.35 | |
NaHCO3 | 1.50 | 0.10 | 0.63 | — | 0.54 | |
KSCN | 0.33 | — | 0.19 | 0.16 (NaSCN) | 0.22 | |
CaCl2·2H2O | — | 0.69 | 0.23 | 0.17 | 0.21 | |
Na2S·9H2O | — | 0.005 | — | — | — | |
Urea | — | 1.00 | 0.20 | 0.20 | 0.17 | |
NaH2PO4·H2O | — | 0.69 | — | — | — | |
NH4Cl | — | — | — | 0.16 | 0.233 | |
Na2SO4·10H2O | — | — | 0.76 | — | — | |
MgCl2·6H2O | — | — | — | — | 0.043 | |
Sodium citrate | — | — | — | — | 0.013 | |
2. Organic compounds | Ascorbic acid | — | — | — | 0.002 | — |
Glucose | — | — | — | 0.03 | — | |
Uric acid | — | — | — | — | 0.0105 | |
Creatinine | — | — | — | — | 0.0001 | |
Choline | — | — | — | — | 0.013 | |
Mixture of vitamins | — | — | — | — | 0.0008 | |
3. Protein/polypeptide compounds | Mucin | — | — | — | 2.70a | — |
Glycoprotein | — | — | — | — | 2.5 | |
Alpha amylase | — | — | — | — | 3 × 105 Somogyi's unit L−1b | |
Albumin | — | — | — | — | 0.025 | |
Mixture of amino acids | — | — | — | — | 0.041 |
Herein, we present a case study from the authors’ laboratory to demonstrate the effects of the collection tools on the concentration of glutathione (GSH) detected. In particular, the differences between cotton and polystyrene swabs are investigated using standard glutathione solutions and real saliva samples. The importance of glutathione and its potential as a biomarker will be discussed later in the following section.
In the case of standard solutions, 1 μM of GSH in phosphate buffer pH 7.0 was used. First, the GSH solution with initial volumes of 245, 980 or 1960 μL was exposed to a cotton Salivette® swab. The solution was left on the cotton swab for a varied time between 0 and 60 min. The soaked cotton swab was then centrifuged at the supplier recommended speed of 1000g for 1 min. The extracted liquid, whose volume was smaller than the initial volume, was then subjected to GSH measurement by the modified Tietze method.47 The amount of GSH recovered from the swab is quantified by the percentage (%) recovery defined as:
% recovery = (cf − ci)/ci × 100%, | (1) |
Fig. 2a shows that the recovery of GSH from cotton swabs is always lower than 100%, even in the case that the Salivettes are centrifuged immediately after collection. Fig. 2a also demonstrates the decrease of glutathione recovery as a function of exposure time (t), with only ca. 20% of GSH recovered in the worst case (245 μL initial volume and 60 min exposure time). In real applications where there is unavoidable varying delay in the transfer of samples from collection points such as clinic or hospital to the analysis laboratory, the delay can give rise to significant errors.
From Fig. 2a, it can also be seen that the percentage recovered from the cotton swabs also depends on the initial volumes used. The dependency on the initial volume makes it not possible to correct for the loss of GSH, especially in saliva collection experiments where initial volumes are unknown. Consequently, the use of a cotton-based tool induces random errors to saliva analysis especially for substances which have high affinity to bind to cotton. As a comparison to the cotton Salivette®, synthetic polystyrene Salivette® was studied. In contrast to cotton, polystyrene yields ca. 100% recovery of the material (Fig. 2b), suggesting that polystyrene may be a better alternative for saliva collection.
The effect of the collection tools on the concentrations of glutathione detected was further investigated in real saliva samples. The subjects were given the cotton and polystyrene swabs to chew for 1 min. The stimulated saliva samples were then extracted from the swabs by centrifuging at 1000g for 1 min. Whole unstimulated saliva collected by spitting was also studied in comparison. As glutathione concentrations vary from sample to sample, the results are presented as ‘normalized GSH concentration’ where the GSH concentration in whole unstimulated saliva is normalized to 1, and the GSH levels in stimulated saliva collected from the same subject are scaled accordingly. When collecting stimulated saliva using the cotton Salivette®, the glutathione measured was 81 ± 2% (t = 0 min) and 83 ± 7% (t = 10 min) of that detected in unstimulated saliva (Fig. 2c). On the other hand when polystyrene Salivette was used, the levels of GSH detected were 101 ± 8% (t = 0 min) and 107 ± 6% (t = 10 min) of the whole unstimulated saliva level (Fig. 2c). Comparable results in whole unstimulated saliva and stimulated saliva obtained using polystyrene Salivette® further evidence that the polystyrene swab is a suitable saliva collection tool for glutathione analysis. However, note that this may not be the case for some other analytes as they may be able to adsorb onto polystyrene, and hence the effect of the collection tools on the recovery of analytes should be studied prior to any real saliva applications. It is of note that in some cases, the levels of analytes in unstimulated and stimulated saliva may not be expected to be the same even if the material is not lost to the collection tool. This difference between the stimulated and unstimulated saliva may occur when the analyte's concentration is affected by the change in flow rates or the different contributions of salivary glands.48
In the above, we have reviewed the available methods for whole saliva collection and the potential problems associated with the use of cotton-based collection tools; next, we will discuss individual gland collection. Individual gland saliva can be obtained by glandular duct cannulation (a thin tube inserted into a duct to obtain saliva) or by using specific collecting devices to the ducts of interest. For example, pure parotid saliva may be collected by the use of a metal or acrylic cup placed over Stenson's duct.49 However, from a practical viewpoint, these sampling procedures are slow and complex, and require a specialist for collecting the specimens. For these reasons, these collection methods are not widely used.
It is also important to use an appropriate container for the target analytes. For example, if the target analytes are steroid hormones, such as cortisol, low-affinity plastic containers should be used to prevent protein binding to the walls of collection tubes.50 For these reasons, the nature of the compounds of interest must be always taken into account when designing sampling approaches.
After collection, saliva samples should be rapidly processed or suitably stored. Some components are stable in saliva for a long time, while others have very short lifetimes. Inorganic compounds are relatively stable at room temperature. Czégény et al.51 reported that calcium and magnesium contents showed good stability for at least 1 week when the samples were stored at room temperature. Moreover, calcium and phosphate were found to be stable when stored at −20 °C for up to two months.52 On the other hand, the cortisol (steroid hormone) level decreased by ca. 10% per month in samples stored at room temperature.53 Cortisol is stable in saliva for up to three months at 5 °C and up to one year at −20 °C and −80 °C. Proteins also showed rapid degradation within 30 min after sample collection at room temperature.54 Storing the samples at 4 °C and the use of protease inhibitors can help reduce degradation.54
An alternative approach to preserve target analytes in saliva samples is the pre-analytical treatment of the samples prior to storage. For example, snap-freezing of saliva with glycerol in liquid nitrogen is a method for inhibiting bacterial protease activity from degrading some proteins in saliva. The method was used by Nurkka et al.55 for storing saliva before testing anticapsular IgA concentrations. Briefly, the saliva specimen was mixed with an equal volume of 80% glycerol in H2O and dipped into liquid nitrogen. This approach yielded an antibody concentration ca. 50% higher than that in specimens temporarily stored at 4 °C (whether or not the sample was stored with protease inhibitors). Another possible method for pre-treatment is to mix saliva with enzyme inhibitors, stabilizing substances and/or sodium azide (NaN3) to delay bacterial growth. Gröschl et al.56 demonstrated that added sodium azide stabilized the concentrations of salivary steroids (cortisol and progesterone). However, sodium azide can interfere with the activity of horseradish peroxidase which is a common component in enzyme-based saliva immunoassays.57 Therefore if pre-treatment is used, any interferences caused by added compounds to the measurement assays and to other salivary components have to be thoroughly investigated.
The potential of a salivary component as a biomarker may be evaluated by the correlation of the presence/absence or the concentrations of the biomarker in saliva samples between a control population and patients. Additionally, it is recommended that the correlation between matched blood plasma and saliva samples is investigated alongside the correlation with diseases. In general, the ratio of the concentrations in plasma to saliva should be approximately constant; otherwise the factors influencing the ratios should be examined.59
Hitherto, the potential of salivary inorganic constituents, anti-oxidants, hormones, antibodies and antigens as biomarkers in the diagnosis of several oral and systemic diseases has been recognized. In oral diseases, saliva has been used to detect oral cavity cancer, dental caries, periodontal disease and oral dryness; see Table 3. In systemic diseases (i.e. diseases that affect the entire body), saliva has been demonstrated to have strong correlations with plasma or serum for many cell components, and hence can act as a mirror reflecting the health states of the body.60 Examples of reported uses of saliva in systemic conditions, diseases, disorders and infections include the monitoring of hormone levels, pregnancy, risks for preterm labour, psychological disorders, neurological disorders, the condition of the immune system, smoking status, virus infections and nutritional status (Table 3).
Biomarkers | Diagnostic uses | Bodily fluid(s) | Correlation | Detection method | Ref. |
---|---|---|---|---|---|
a Prohibited doping substances that have been demonstrated to be detectable in saliva include amphetamine, methamphetamine, norselegiline, ephedrine/norephedrine, ephedrine-d3, selegiline, pentetrazol, crotetamide, cropropamide, sibutramine, codeine/dihydrocodeine, modafinil, ISTD1, cocaine, cocaine-d3, BEG, BEG-d3, EME, and EME-d3.106 Detection methods: FID: flame ionization detector, GC: gas chromatography, GLC: gas–liquid chromatography, HPLC: high performance liquid chromatography, MS: mass spectrometry. | |||||
Chemicals | |||||
Cotinine | Cigarette usage | Saliva/plasma | Strong correlation (r = 0.99) | GC | 64 |
Cigarette usage | Saliva/serum | Strong correlation | HPLC/MS | 65 | |
Nicotine | Cigarette usage | Saliva/urine | — | Single-drop microextraction/GC-FID | 66 |
Nicotine skin patch users | Stimulated saliva/plasma | Strong correlation (r = 0.82) | — | 67 | |
Anabasine | Cigarette usage | Saliva/urine | — | Single-drop microextraction/GC-FID | 66 |
Nitrates and nitrites | Gastric cancer | Saliva | — | Colorimetric | 68 |
Periodontal disease | Stimulated/unstimulated saliva | — | Colorimetric | 69 | |
Caffeine | Caffeine clearance: liver function | Saliva/serum | Strong correlation (r > 0.98) | Enzyme immunoassay | 70 |
Probe for CYP1A2 | Saliva/plasma /urine | Strong correlation with plasma (r = 0.97) | — | 71 | |
Drug monitoring | Saliva/plasma | Strong correlation (r = 0.98) | HPLC | 72 and 73 | |
SCN− | Smoking status | Saliva/plasma/urine | — | Colorimetric | 74 |
Cystic fibrosis | Saliva | — | Colorimetric | 75 | |
Anti-oxidants | |||||
Glutathione (GSH, GSSG) | Head and neck squamous cell carcinoma (GSH) | Stimulated saliva | — | HPLC | 76 |
Oral squamous Cell carcinoma (GSH) | Unstimulated saliva | — | Colorimetric | 77 | |
Health monitoring (GSH + GSSG) | Stimulated saliva/whole blood | Weak correlation (r = 0.43) | Colorimetric | 47 | |
Diabetic/parenteral drug addict (GSH, GSSG) | Stimulated saliva | — | Fluorometric | 78 | |
Ascorbic acid | Correlation studies | Parotid saliva/plasma/white blood cell (WBC) | Significant correlation with WBC (p < 0.001) | — | 79 |
Uric acid | Oral cavity cancer | Saliva | — | Colorimetric | 80 |
Gout | Saliva/blood | — | Colorimetric | 81 | |
Diabetes | Saliva/serum | — | Colorimetric | 82 | |
Metabolic syndrome | Saliva | — | Colorimetric | 83 | |
Therapeutic drugs | |||||
Anticonvulsants/antiepileptic | Drug monitoring | Saliva/plasma | Strong correlation | GLC, immunoassay | 84–86 |
Drug monitoring | Saliva/plasma/Cerebrospinal fluid | strong correlation | GC-FID | 87 | |
Theophylline | Drug monitoring | Stimulated saliva/plasma | Strong correlation (r > 0.9) | HPLC, immunoassay | 88–90 |
Drug monitoring | Unstimulated (U), stimulated (S) saliva/plasma | Strong correlation (U: r = 0.97) (S: r = 0.88) | Immunoassay | 91 | |
Acetaminophen (paracetamol) | Drug monitoring | Whole saliva/plasma | Strong correlation (r = 0.95) | Colorimetric | 92 |
Lithium | Drug monitoring | Saliva/serum | Strong correlation (r = 0.83) | — | 93 |
Drug monitoring | Stimulated saliva/plasma/RBC | Strong correlation | Flame photometry | 94 | |
Drugs of abuse | |||||
Ethanol | Drug monitoring | Saliva/serum, whole blood/urine | Strong correlation | GC-FID, colorimetric | 95–98 |
Cocaine | Drug monitoring | Saliva/plasma | Significant correlation (p ≤ 0.05) | — | 99 and 100 |
Heroin | Drug monitoring | Saliva/plasma | — | GC-MS, immunoassay | 101–103 |
Marijuana | Drug monitoring | Saliva | — | Fluorometric, immunoassay | 104 and 105 |
Prohibited doping substances | |||||
Amphetamine, methamphetamine, etc.a | Detection | Saliva/urine | — | GC-MS | 106 |
Hormones | |||||
Cortisol | Chronic fatigue syndrome, depression | Saliva/plasma | Strong correlation | Immunoassay | 107 and 108 |
Evaluation of adrenal function | Saliva/plasma/serum | Strong correlation | Immunoassay | 109 and 110 | |
Correlation studies | Saliva/serum | Strong correlation (r = 0.89) | Immunoassay | 111 | |
Aldosterone | Correlation studies | Saliva/plasma | Strong correlation (r = 0.84,112 0.93113) | Dialysis, immunoassay | 112 |
Testosterone | Correlation studies | Saliva/plasma | Strong correlation (r > 0.7) | Dialysis, immunoassay | 114 and 115 |
Correlation studies | Saliva/serum | Strong correlation (r > 0.8) | Immunoassay | 116 and 117 | |
17-Hydroxyprogesterone | Assessing endocrine function | Saliva/plasma/parotid fluid | Strong correlations (r > 0.9) | Immunoassay | 118 |
21-Hydroxylase deficiency | Saliva/serum | Strong correlation (r = 0.93) | Immunoassay | 119 | |
Progesterone | Correlation during late pregnancy | Saliva/serum | Weak correlation | Immunoassay | 120 |
Correlation during the menstrual cycle | Saliva/plasma | Significant correlation (r = 0.58, p = 0.001) | — | 121 | |
Estradiol | Correlation studies in postmenopausal women | Saliva/serum | Strong correlation in users on estrogen therapy (r = 0.81) | Immunoassay | 122 |
Monitoring follicular stimulation | Saliva/serum | Strong correlation (r = 0.77) | Immunoassay | 123 | |
Estriol | Correlation during normal pregnancy | Saliva/plasma | Strong correlation (r ≥ 0.79) | — | 124 and 125 |
Correlation during third trimester pregnancy | Saliva/serum | Strong correlation (r = 0.99) | Immunoassay | 126 | |
Insulin | Normal and Type I diabetic subjects | Saliva/serum | Strong correlation (r = 0.81) | Immunoassay | 127 |
Melatonin | Correlation studies | Saliva/serum | Strong correlation (r = 0.95,128r = 0.81129) | Immunoassay | 128 and 129 |
Circadian phase marker | Saliva/plasma | Strong correlation of time of onset (r = 0.70) | Immunoassay | 130 | |
Antibodies/antigens | |||||
HIV antibody | HIV infection | Saliva/serum | Immunoassay | 131 and 132 | |
Immunoglobulin A (IgA) | Systemic sicca syndrome and rheumatoid arthritis | Saliva/serum | Strong correlation (p < 0.001) | Immunoassay | 133 |
pH | |||||
pH | Dental caries | Saliva | — | — | 134 |
It has also been shown that therapeutic drugs and drugs of abuse can be detected in saliva, the levels of which exhibit strong correlations with those in plasma or serum. In addition to providing an alternative choice of specimen for drug monitoring, the ability to detect therapeutic drugs in saliva allows the studies of pharmacokinetics and facilitates the individualization of pharmacotherapy as multiple non-invasive saliva samples can be readily collected. The saliva tests of drugs of abuse and prohibited doping substances provide convenient, accessible and lower cost methods for vehicle checkpoints, quarantine stations, sport competitions and in other screening tests. Table 3 provides examples of the current diagnostic uses of salivary biomarkers, together with any correlations with serum, plasma and other bodily fluids.
Note that the correlation between two sets of data may be determined by the Pearson correlation coefficient (r) and/or the p-value (p). The former measures the linear relationship between two random variables.61 The positive value of r means that when the value of one parameter increases, it is likely the value of the other parameter will also increase. The higher the magnitude of r (|r| ≤ 1), the greater probability that this is true. For example, when r = 0: no correlation, r = +0.5: moderately positive correlation, r = +0.8: strong positive correlation and r = +1: perfectly positive correlation. In Table 3, all correlations presented refer to positive correlations. Alternatively, the correlation may be assessed by the p-value which is based on hypothesis testing.62,63 First, a null hypothesis (H0) is assumed. For example in the correlation studies, the null hypothesis is that there is no correlation between the two sets of data. The p-value quantifies the possibility that the null hypothesis is true. The lower the p-value, the more likely that we can reject the null hypothesis. If the p-value is smaller than the designated significant level (α) of usually 0.05, H0 is rejected with less than 5% chance that this is the incorrect rejection of H0. In other words, usually when p < 0.05, the correlation is considered to be statistically significant. Note the difference between strong correlation which is based on ‘r’ and significant correlation which is based on ‘p.’
A compound, ion or metabolite is considered a good biomarker when it is representative of a specific condition of the target cell, disease or the health state of an individual. In other words, it should not be affected by other factors unrelated to the disease or condition under study. For ease of detection, biomarkers should be present and measurable in samples which can be readily collected, and easily processed and stored. The concentrations of the biomarker in the normal control population should be well-examined and preferably invariant in the control group such that any small change can be detected with reliability.135
For diagnosis, there need to be reliable assays for the detection of the biomarkers of interest. Before any of the developed assays can be used in the real diagnosis of diseases, the following have to be considered: the precision, accuracy, reproducibility, specificity, selectivity and sensitivity of the assays. The timescale of the measurements, costs and ease of use are also important factors. In the applications of the assays to real samples, collection methods, storage and preparation of the samples for analysis have to be optimized. The comparisons between different methods and the same methods performed by different laboratories have to be in agreement. The above-mentioned parameters are summarized in Fig. 3.
Fig. 3 The outlines of factors/parameters needed to be considered in the development of new analytical assays for diagnostic applications and the procedure of the search for new biomarkers. |
Fig. 3 further outlines the important parameters that need to be considered in the search for new biomarkers. In the search for a new biomarker, the correlation between the disease/disorder and the presence or the concentrations of the biomarkers has to be directly investigated. For salivary biomarkers, the correlation with disease may be studied along with the correlation between saliva and blood plasma or serum levels. The statistical significance or the accuracy of the diagnosis of the biomarker in question is recommended to be assessed using (i) sensitivity: the proportion of positive tests in the individuals in doubt of being diseased and (ii) specificity: the proportion of negative tests in individuals without the disease.136 Notably, misdiagnosis as false positives is less likely to cause damage than false negatives. Individuals whose test results are positive will undergo further examination, while false negatives could lead to the disease not being detected and necessary treatments may be significantly delayed.
In the following, two successful case histories of saliva diagnostic tests are given as examples: cortisol and HIV antibody detection. Both have been developed into commercial products. In particular, the HIV saliva tests have been approved by the Food and Drug Administration (FDA) for home use and for use at point-of-care sites. The importance of sample collection and storage is highlighted. Then the on-going research into glutathione as a biomarker for psychological disorders will be reviewed.
The search for biomarkers is particularly important in psychiatry. For most psychological disorders, there is no reliable biomarker which can be used in the diagnosis, and patients may face life-long symptoms. Biomarkers which can be used to monitor the disorders are thus potentially desirable. Here, we focus on bipolar disorder (BD). Different from the case of HIV discussed above, the pathophysiology of BD is not clearly known. From the symptoms alone, it is also difficult to distinguish between BD and other disorders such as major depressive disorder. A hypothesis that BD is related to oxidative stress has been proposed.143 As a major antioxidant, glutathione becomes one of the potential biomarkers for BD and an increasing number of research studies have focussed on this compound.
A number of assays have been developed for the selective and specific measurements of reduced (GSH) and oxidized (GSSG) glutathione. The most commonly used method for glutathione measurement to date is the Tietze enzymatic assay which measures the concentration of total glutathione (GSH + GSSG). The Tietze assay is based on the use of an enzyme glutathione reductase (GR) for the high selectivity of the assay, and the reaction between Ellman's reagent (DTNB) and GSH to produce a yellow product which can be detected using UV-visible spectrophotometry. The assay is summarized in Fig. 4.144
The enzyme reduces GSSG to GSH at the beginning of the assay. Therefore, to measure the concentration of either GSH or GSSG, a further step of using a masking reagent is required. Tietze144 proposed the use of N-ethylmaleimide (NEM) as a masking agent. NEM completes the reaction with GSH almost instantaneously, but any excess NEM has to be removed from the system as it will inhibit the activity of the enzyme (glutathione reductase) used in the measurement assay, and furthermore the compound is highly toxic. NEM removal can require a lot of effort and take a long time.144,145 The work of Griffith146 suggests the alternative use of 2-vinylpyridine (2VP) as a masking reagent. 2VP is less toxic than NEM, and does not need to be removed from the system. However, 2VP takes ca. one hour for the reaction to go to completion. This one-hour period can significantly alter the result as will be further discussed below.
Shaik and Mehvar147 suggested the use of 1-methyl-4-vinyl-pyridinium trifluoromethane sulfonate as a masking reagent, while some of the present articles148 recommend benzoquinone as an alternative. Both reported the complete reactions almost instantly (<2 min). Ngamchuea et al.148 further suggest a quick route to remove the masking agents remaining in the samples simply by adding a non-glutathione thiol. The methods have been demonstrated to have high sensitivity and selectivity, and have been successfully applied to real samples such as whole blood, blood plasma and saliva. Other means of measuring glutathione include chromatographic methods (HPLC, GC),149,150 capillary electrophoresis,151,152 nanoparticle-based colorimetric tests,153 and chemiluminescence.154 Electrochemical techniques have also been reported.155–158 It can be said that at this stage, the assays for glutathione measurements are well-developed. The next step requires progress in clinical studies.
Rosa et al.159 investigated the correlations between total (GSH + GSSG), reduced (GSH) and oxidized (GSSG) glutathione in blood plasma from 50 bipolar and 50 control subjects, using the Tietze assay and the 2VP masking agent. Rosa et al.159 observed lower both total and GSH levels in BD patients than in controls (p ≤ 0.05). Other factors such as smoking showed no sign of escalating the level of oxidative stress in BD patients,159 although some studies reported the effects of smoking on glutathione levels in healthy control populations.160 Raffa et al.143 and Gawryluk et al.161 studied the correlations between glutathione and BD in red blood cells (40 controls and 30 BD; Tietze assay and NEM) and the post-mortem prefrontal cortex (12 controls and 14 BD; Tietze assay and 2VP), respectively. Both found the levels of total and reduced glutathione to be lower in BD patients.
Tuncel et al.162 also studied the plasma total glutathione levels in 18 BD and 18 control subjects using the Tietze assay. They observed that the plasma total glutathione levels are higher in BD patients than in the control group, but the results are not statistically significant (p = 0.51). Lagopoulos et al. (51 controls and 53 BD; 1H-MRS)163 and Godlewska et al. (11 controls and 13 BD; 1H-MRS)164 found no significant difference in GSH levels in the cortex between BD patients and the control groups.
There are many possible explanations for the discrepancy of the results discussed above. The sample sizes in BD studies, in the range of 11–50 samples, may be relatively small, giving rise to high possibilities that the population is not representative of the inhomogeneous population. Moreover, correlations between glutathione levels in different biological fluids/compartments do not necessarily exist.47 For example, Kand'ar et al.165 reported no correlation between the levels of reduced (GSH) and oxidized (GSSG) glutathione in whole blood and blood plasma collected from healthy participants. Similarly, there are reports suggesting that there is no correlation between the concentrations of total glutathione (GSH + GSSG) in blood plasma as compared with epithelial lining fluid166 and seminal plasma.167
There are also different types of BD (e.g. types I and II). The levels of glutathione may be different at different stages of the disease, or during depression and mania. The effects of treatment, medication and other influences such as smoking and alcohol consumption may have to be considered. For plasma samples, different preparation procedures have been shown to significantly alter the measured glutathione concentrations.168 In plasma samples, glutathione concentrations also change at rapid rates (half-life of ca. 30 min) due to the activity of the γ-glutamyltransferase enzyme and metal-catalyzed oxidation of GSH to GSSG.148 On the other hand, salivary glutathione displays significantly greater stability. At the temperature of −20 °C, saliva GSH has been demonstrated to be stable for 11 days,169 while at room temperature, saliva GSH is stable for at least 90 min.148 The stability of saliva GSH offers a great advantage in diagnostic/clinical applications in addition to the non-invasive nature of saliva collection.
There are relatively large variations in metabolite concentrations between different individuals. Calcium and phosphate concentrations in unstimulated whole saliva vary significantly between individuals (ca. 4-fold and 6-fold ranges of calcium and phosphate concentrations, respectively) although the samples are collected at the same time of the day and have similar pH and buffer capacity.171 The marked inter-individual variation is likely because many salivary components play multifunctional roles and, in some cases, have overlapping functions.172 For example, glutathione, ascorbic acid and uric acid are all antioxidants. Amylases, cystatins, histatins, mucins and peroxidases are all involved in anti-bacterial activity in the oral cavity. Diurnal fluctuation, seasons (temperature) and other intra-individual inconsistency may also have to be considered. Accordingly, single salivary analysis could be unreliable. Multiple saliva samples and follow-up tests are desirable.
The methods highlighted in grey and blue have been validated in artificial saliva and real saliva, respectively. Methods: AMP: amperometry, CA: chronoamperometry, CE: capillary electrophoresis, CV: cyclic voltammetry, DPV: differential pulse voltammetry, EIS: electrochemical impedance spectroscopy, ISE: ion-selective electrode, LSV: linear sweep voltammetry, MPA: multiple-pulse amperometry, SWV: square wave voltammetry. Electrodes: BDD: boron-doped diamond, BPPG: basal plane pyrolytic graphite, CC: carbon ceramic, CIL: carbon ionic liquid, CNF: carbon nanofiber, CP: carbon paste, EPPG: edge plane pyrolytic graphite, GC: glassy carbon electrode, MWCNT: multi-walled carbon nanotube, NP: nanoparticle, SPE: screen-printed electrode, SWCNT: single-walled carbon nanotube, SWCNH: single-walled carbon nanohorn.a Not stated in the text – values are taken from calibration curves present in the papers. |
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Despite the many advantages, electrochemical assays are relatively less common in diagnostic and clinical uses. It can also be seen from Table 4 that in many cases, the developed assays have not been tested with real biological samples. The lack of such validations may be one of the reasons that the applications of electroanalysis in diagnostic fields are relatively limited. The difficulty of electrochemical measurement in bio-samples lies in the selectivity and specificity of the methods as there are many potential interferences in real samples.
To improve the selectivity and specificity of the electrochemical assays, biologically selective substances such as enzymes, antibodies or antigens may be used. Using the diagnosis of cancers as an example, cancer antibodies can be immobilized on an electrode surface. Cancer antigens such as α-fetoprotein in the samples can then be detected by antibody–antigen recognition.173 In biosensors and immunosensors, it is important to consider the conductivity of the electrode after modification, the stability of the antibody receptors, and that they retain the bio-activities. The major disadvantages of such sensors could be the effort required in the production of enzymes, antigens or antibodies, the fabrication of the modified electrodes and questions over the reusability of the electrodes.
The selectivity of electrochemical assays can also be improved without the need for bio-selective molecules. Compounds which carry the same functional groups or have similar structures are likely to undergo electrochemical reactions at similar potentials and hence be indistinguishable in the resulting electrochemical responses. They may however have different reaction kinetics. The use of different scan rates in voltammetric measurements may allow the separation of the peaks and the elimination of interferences, for example, dopamine, ascorbic acid and uric acid, all of which are important metabolites in biological fluids. The measurement of the concentrations of individual species poses difficulties as they have similar oxidation potentials. However, it has been shown that the detection of dopamine in the presence of ascorbic acid or uric acid in the presence of ascorbic acid can be achieved by fast scan voltammetry at bare electrodes because of the differences in their electrochemical kinetics.174
Alternatively, the use of small organic or inorganic molecules as redox mediators may allow otherwise electrochemically inert species to be detected. Different reaction mechanisms or rates of reactions with the mediators offer the simultaneous detection of different species. For example, thiol-containing amino acids do not undergo oxidation nor reduction in the potential window that is easily achieved in aqueous media. It was shown that O-benzoquinone undergoes fast reaction with thiols via two possible mechanisms: 1,4-Michael addition and electrocatalytic reaction, with the former being the main pathway.175O-Benzoquinone exhibits a clear electrochemical response in the suitable potential window, and hence can be used as a redox mediator in the detection of thiol species. The reactions between O-benzoquinone and thiols form adducts as a result of the 1,4-addition reaction. Because the products are different for the different thiols, they display voltammetric peaks at distinct potentials and thus allow the simultaneous detection of different anti-oxidants such as cysteine, homocysteine, glutathione and ascorbic acid by simple voltammetry measurement without the need for deoxygenation or further sample preparation.175 In the case that the resulting adducts give rise to similar reduction potentials, different scan rates can be used to further increase the selectivity.
In addition to the change in scan rates, the modification of electrodes by conducting porous layers can be employed to improve the selectivity of the electrochemical sensors. The formation of thin porous layers on the electrode surface changes the mass transport regimes of the redox-active species to the electrode from planar (linear) diffusion to ‘thin layer’ behaviour. As a result, the voltammetric peaks are shifted and compounds which originally give rise to voltammetric peaks at the same or similar potentials may now show separated peaks, provided that the values of electrochemical parameters such as the formal potential (Ef), the standard electrochemical rate constant (k0) and transfer coefficient (α) are different. For example, Henstridge et al.176 modified the surface of glassy carbon electrodes with multiwalled carbon nanotubes. The modified electrodes were able to detect dopamine in the presence of interferences such as uric acid, serotonin and ascorbic acid, which would otherwise display voltammetric peaks at similar potentials at bare glassy carbon electrodes.
For systems that undergo inner-sphere electron transfers or processes that involve adsorption of the redox-active species to the electrode surface, the change in the electrode materials or morphology can offer improvement of selectivity. For example, carbon electrodes with different structures (e.g. glassy carbon, edge/basal plane pyrolytic graphite, carbon fiber and carbon nanomaterials) have been shown to yield different electron transfer kinetics.177,178 Ion-selective electrodes have also been developed for the detection of specific ions by converting the activity of the ion into a potential such as allows the detection of calcium and potassium.179,180 Nanoparticles and nanomaterials in sensors have been demonstrated to display enhanced sensitivity as well as increase the selectivity of the electrochemical detection.181 The development of various forms of portable electrode platforms such as screen-printed electrodes,182–184 microwire electrodes,158,185 as well as stretchable and wearable electrodes186 also facilitates the uses of electrochemistry in bio-sensing.
In the collection of saliva for analysis, a large number of research studies rely on cotton-based collection tools. However, we have demonstrated the potential interferences of cotton with the concentrations of analytes and highlighted that it is of critical importance to validate the applicability of the tool prior to analysis. Appropriate methods for storing the saliva specimens also need to be evaluated for different analytes under study.
The list of potential salivary biomarkers is presented in Table 3. However, only a small number of electroanalytical assays are available for the detection of such analytes although electrochemistry offers many advantages especially in terms of quick and inexpensive measurements. User-friendly, portable electrochemical devices can be readily developed. One of the reasons for the lack of electrochemical applications in this field is likely the problems of poor selectivity of the assays without the use of enzymes or antibodies. In this review, we have presented different approaches that can be employed to improve the selectivity of the electroanalytical measurements and to encourage the use of electroanalytical techniques in diagnostic applications.
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