Antonia
Praetorius†
*a,
Elena
Badetti
b,
Andrea
Brunelli
ab,
Arnaud
Clavier
c,
Julián Alberto
Gallego-Urrea
d,
Andreas
Gondikas
de,
Martin
Hassellöv
d,
Thilo
Hofmann
a,
Aiga
Mackevica
a,
Antonio
Marcomini
b,
Willie
Peijnenburg
fg,
Joris T. K.
Quik
h,
Marianne
Seijo
c,
Serge
Stoll
c,
Nathalie
Tepe
a,
Helene
Walch
a and
Frank
von der Kammer
a
aDepartment of Environmental Geosciences, Centre for Microbiology and Environmental Systems Science, University of Vienna, Althanstr. 14, UZA II, 1090 Vienna, Austria. E-mail: antonia.praetorius@univie.ac.at
bDAIS – Department of Environmental Sciences, Informatics and Statistics, University Ca' Foscari of Venice, Via Torino 155, 30172 Venice, Italy
cDepartment F.-A. Forel for Environmental and Aquatic Sciences, University of Geneva, Switzerland
dUniversity of Gothenburg, Department of Marine Sciences, Kristineberg Marine Research Station, Fiskebäckskil, Sweden
eFaculty of Geology and Geo-environment, National and Kapodistrian University of Athens, Panepistimioupoli Zographou, 15784, Athens, Greece
fCentre for Safety of Substances and Products, National Institute of Public Health and the Environment (RIVM), Bilthoven, The Netherlands
gInstitute of Environmental Sciences (CML), Leiden University, Leiden, The Netherlands
hCentre for Sustainability, Environment and Health, National Institute of Public Health and the Environment (RIVM), Bilthoven, The Netherlands
First published on 8th January 2020
Heteroaggregation of engineered nanoparticles (ENPs) with suspended particulate matter (SPM) ubiquitous in natural waters often dominates the transport behaviour and overall fate of ENPs in aquatic environments. In order to provide meaningful exposure predictions and support risk assessment for ENPs, environmental fate and transport models require quantitative information about this process, typically in the form of the so-called attachment efficiency for heteroaggregation αhetero. The inherent complexity of heteroaggregation—encompassing at least two different particle populations, various aggregation pathways and several possible attachment efficiencies (α values)—makes its theoretical and experimental determination challenging. In this frontier review we assess the current state of knowledge on heteroaggregation of ENPs with a focus on natural surface waters. A theoretical analysis presents relevant equations, outlines the possible aggregation pathways and highlights different types of α. In a second part, experimental approaches to study heteroaggregation and derive α values are reviewed and three possible strategies are identified: i) monitoring changes in size, ii) monitoring number or mass distribution and iii) studying indirect effects, such as sedimentation. It becomes apparent that the complexity of heteroaggregation creates various challenges and no single best method for its assessment has been developed yet. Nevertheless, many promising strategies have been identified and meaningful data can be derived from carefully designed experiments when accounting for the different concurrent aggregation pathways and clearly stating the type of α reported. For future method development a closer connection between experiments and models is encouraged.
Environmental significanceHeteroaggregation has been identified as a key process for the fate of engineered nanoparticles (ENPs) in aquatic environments. However, experimental approaches to determine attachment efficiencies for heteroaggregation (αhetero) remain comparatively limited and often lack specification of the type of attachment efficiency (α) that is reported. Here we provide a thorough review of both the theoretical background and current state of experimental approaches for studying heteroaggregation. By clarifying the possible heteroaggregation pathways and types of α values as well as critically assessing the strengths and weaknesses of different experimental strategies, we provide a strong basis for the future development of approaches to study heteroaggregation and to generate reliable data to predict exposure and enable a stronger risk assessment of ENPs. |
The attachment efficiency (α) is a common fate descriptor for aggregation processes.12 It has been employed as an input parameter to describe ENP heteroaggregation in spatially explicit regional-scale fate and transport models6,7,13,14 as well as in unit-world type multimedia models.3–5 These models operate at very different temporal and spatial scales, at levels of detail ranging from modelling individual particle collisions to predicting fate at a systems scale, and often address different scientific and or regulatory questions. Nevertheless, implications of model scale towards input parameter needs for heteroaggregation are rarely discussed. It is important to be aware that ENPs heteroaggregating with SPM in natural waters represent a system of two or more different particle populations interacting with one another. This can result in a complex combination of different aggregation processes and attachment efficiencies (α values) and the formation of various homo- and heteroaggregates. Consequently, different types of α values may be required for different applications. In order to ensure that selected α values are adequately describing the system at hand, it is critical to improve our theoretical understanding of the complexities of heteroaggregation.
A better mechanistic understanding of heteroaggregation is also needed to develop adequate experimental protocols for its assessment and generate solid data to parameterize environmental fate models and inform risk assessment. Currently, most experimental studies on the aggregation behaviour of ENPs have focused on homoaggregation, i.e. aggregation between ENPs of the same nature.15–18 However, this process is likely less relevant in most natural waters than heteroaggregation, due to the relatively low expected ENP concentrations, generally in the ng L−1 or μg L−1 range,19,20 and the large available SPM surface area. Often, experimental approaches used to study homoaggregation cannot be directly applied to heteroaggregation due to the inherently higher system complexity and studies on heteroaggregation are still comparatively scarce.
In this contribution we carefully review the underlying theory relevant to describe heteroaggregation together with existing experimental approaches to measure aggregation processes. A focus is placed on heteroaggregation of ENPs with SPM in natural surface waters, e.g. rivers, lakes, estuaries, oceans; systems that are most relevant for exposure and risk assessment. We identify the most promising strategies for determining different types of α values and discuss their application in different fate and transport models.
ki,jagg = αijki,jcoll | (1) |
(2) |
Fig. 1 Effect of relative size and density on collision rate constants of two heteroaggregating particles assuming the simplest case of a rectilinear collision model. The size and density of one particle i is fixed at 10 nm and 4000 kg m−3, respectively (representative e.g. of a TiO2 ENP), while size and density of particle j are varied from 1 nm to 10 μm and from 1000 to 5000 kg m−3, respectively. A temperature of 293 K and a shear rate G of 10 s−1 were assumed for the calculations. The influence of relative size and density between two colliding particles on the individual terms in eqn (2), namely perikinetic (A) and orthokinetic (B) collisions and differential sedimentation (C), as well as on the collision frequency as the sum of all three contributions (D), is shown. Settling velocities vs,i and vs,j are calculated from Stoke's law: , where ρi/j and ρw are the density of particle i (or j) and of water, respectively, and g is the gravitational acceleration on earth.‡ |
In the case of aggregates, their internal structure can strongly affect hydrodynamics around colliding entities and lead to non-linear collision trajectories requiring different corrections than single (spherical) particles.27,30 The fractal concept32 is widely accepted to provide insights into the influence of aggregation mechanisms on aggregate structure by giving a simple mathematical and quantitative measure of the aggregate mass distribution in space. In simple terms, the fractal dimension, df, provides a measure of aggregate structure: aggregates of low df have a loose, rather open structure, whereas a df closer to the maximum value of 3 represent more dense aggregates (a solid sphere has a df value of 3). Experiments and computer simulations of irreversible diffusion limited aggregation (DLA), i.e. αi,j = 1, typically yield a fractal dimension close to 1.8 whereas for reaction limited aggregation (RLA), i.e. αi,j < 1, a fractal dimension of around 2.1 is generally obtained.33,34
To account for the influence of aggregate structure on the hydrodynamics of collisions, different equations were proposed in the literature.30 For example, when the particle motion is purely Brownian, it was found that the analytical expression for the collision rate constant between two aggregates composed of identical primary monomers is given by:
(3) |
The interaction of van der Waals and electrostatic forces was first described by Derjaguin, Landau, Verwey, and Overbeek37,38 in the well-known DLVO theory. The DLVO theory includes properties of the particles and the medium, e.g. the Hamaker constant, surface charge density and Debye length, which depend on parameters like ionic strength, pH, temperature and particle diameter.18 The DLVO theory has been extended to include additional interactions,39,40e.g. hydrogen bonding, hydration pressure, Lewis acid base interactions, charge regulations, image charge effects41 or steric effects, which can be particularly relevant for particles in the nano-range.
The attachment efficiency α can also be expressed as the inverse of the Fuchs stability ratio W (α = 1/W). W is defined as the ratio between the aggregation rate of primary particles in the absence of any repulsive or attractive force as derived theoretically by Smoluchowski and the aggregation rate in case of repulsions between particles. If the interparticle interaction potential is known, W can be calculated by considering particle diffusion in a force field. However, in practice, the estimation of the total interaction energy requires a good knowledge of particle properties (surface charge density, Hamaker constants, possible charge regulation processes, etc.) in specific media conditions (pH, ionic strength, temperature, dielectric constants). In addition, interactions of natural or synthetic coatings, e.g. polymers or surfactants attached to the particle surface, can complicate such calculations.18 Therefore, effects of particle (or aggregate) properties, possible surface coatings and medium characteristics on particle interactions need to be considered on a more detailed scale.42
Nevertheless, few attempts to predict α values in multi-component systems have been reported. For example, the behaviour of fulvic acids in the presence of hematite particles was modelled by Brownian dynamics simulations to investigate the competition between fulvic acids homoaggregation and their adsorption onto the hematite particles as a function of solution ionic strength.43 Attachment efficiency values were calculated to illustrate the complex interplay between electro-attractive and repulsive forces. In another recent study, adsorption of different natural organic matter (NOM) on different shapes of Ag ENPs was investigated44 using various in silico techniques (density functional theory, classical lattice dynamics, and quantum mechanical calculations). It was found that adsorption energies increased as the molecular weight of NOM increased and preferred adsorption sites were defined. However, such calculations can still only be applied to relatively well-defined systems, not representative of natural environments. Furthermore, they would be too computationally intensive to run alongside larger scale fate and transport models and currently do not replace the need for experimentally determined α values.
As can be seen in Fig. 2 the aggregation process initiates with dimer formation at short time scales, described by αENP–ENPhomo,11 or αSPM–SPMhomo,11 in the case of homoaggregation and by αENP–SPMhetero,11 when ENPs and SPM are forming ENP–SPM heteroaggregates. Immediately after the dimer formation step, a multitude of more complex aggregation processes occur, where different combinations of monomers, dimers and bigger aggregates form larger structures. Each aggregation step can, in theory, be described by a specific attachment efficiency value. In the case of homoaggregation, the α values describing the aggregation between same particle types, consisting of different amounts of monomers i and j, are described by αENP–ENPhomo,ij or αSPM–SPMhomo,ij. Although aggregate size and structure can affect the attachment efficiency, in the case of homoaggregation the surface chemistry of the aggregating particles is often assumed to remain unchanged and the αhomo,11 and αhomo,ij will in most cases not vary substantially if the aggregate size remains limited.46 For the heteroaggregation process, however, the relative amounts of ENPs and SPM in a heteroaggregate will strongly affect the heteroaggregate's surface characteristics47 and consequently the subsequent heteroaggregation steps.48,49 For example, at low ENP to SPM volume ratios, the surface properties of the heteroaggregates will resemble those of the bare SPM, whereas high volume ratios of ENP to SPM may lead to an almost full coverage of the SPM surface with ENPs and the surface properties will be largely dominated by the ENP characteristics. values are therefore expected to vary based on different combinations of i and j. In real environmental systems the situation will often be even more complex than depicted in Fig. 2, for example when the presence of additional aquatic components such as NOM affects the various α values.50
Expanding upon the Smoluchowski model, Therezien et al.52 proposed a computer model describing the heterogeneous aggregation between ENPs and natural SPM particles over a range of sizes and concentrations to explore the effects of α values on heteroaggregation. As heteroaggregation progresses, this model accounts for changes in heteroaggregate density and porosity, as well as in collision frequency and attachment efficiency. The model was tested with different attachment efficiency values. It was shown that αENP–ENPhomo,ij, αSPM–SPMhomo,ij and αENP–SPMhetero,ij affect the complexity of ENP behaviour in aqueous systems and influence the persistence of free ENPs in the water column.
For natural environments, a simplified but realistic assumption is that most ENP–SPM interactions will not go beyond the dimer formation step. Even if ENPs encountered ENP–SPM dimers, the larger surface area of the SPM would result in a high probability of the ENPs colliding with bare SPM surfaces and the interaction could be considered almost equivalent to that of true dimer formation. Consequently, αENP–SPMhetero,11 is most relevant input parameter for most environmental fate models. However, when experimentally determining heteroaggregation, ENP concentrations will typically be orders of magnitude higher than expected in the environment, to remain above instrument detection limits. As a result, concurrent homoaggregation of ENPs cannot be excluded and may often need to be accounted for when analysing and interpreting experimental results. Additionally, necessary increased concentrations in laboratory experiments likely lead to heteroaggregation much further than dimer formation towards more complex heteroaggregates composed of several ENPs and SPM at intermediate time scales (Fig. 2).49,53,54 This has implications for the types of α values that can be derived experimentally. It is often challenging to determine concentration-independent αENP–SPMhetero,11 and reported attachment efficiencies commonly correspond to the more system specific αglobal. It is therefore important to be aware of the types of heteroaggregation processes occurring in a given system and to be coherent about the meaning of the α values reported.
In the following we present and discuss different approaches applied to or suggested for studying ENP–SPM heteroaggregation. Special emphasis is placed on the ability to determine αENP–SPMhetero,11 and/or αglobal. Additionally, where applicable, the following criteria are examined: i) applicability to fast and slowly aggregating systems; ii) ability to perform under low (i.e. environmentally relevant) ENP concentrations; iii) possibility to distinguish and assess both homo- and heteroaggregation; iv) suitability for studying complex SPM and heteroaggregates in the micrometre size range; and v) minimisation of experimental artefacts.
(4) |
For heteroaggregation, monitoring the increase of average size of a system can provide valuable insights into the progression of heteroaggregation. However, the increased complexity of a heteroaggregating system (Fig. 2) requires consideration of several limitations and challenges for deriving quantitative information from experiments. For example, since size determination techniques typically operate in a specific size range, the relative initial sizes of the aggregation partners will affect the applicable measurement method and the information that can be obtained. If ENPs heteroaggregate with SPM of similar initial size, the aggregation curves will look similar as they would for ENP homoaggregation (Fig. 3A). In the absence of ENP–ENP and SPM–SPM homoaggregation, the initial linear portion of the rH increase corresponds to ENP–SPM dimer formation and may be used to derive αENP–SPMhetero,11. However, if SPM are orders of magnitude larger than ENPs (e.g. μm-range versus nm-range), the formation of ENP–SPM dimers will likely not result in a measurable increase in average size (Fig. 3B). Only the subsequent formation of more complex heteroaggregates consisting of two or more SPM and several ENPs would lead to a significant increase in size. Consequently, insights into the initial heteroaggregation step are limited and αENP–SPMhetero,11 cannot be determined directly.53 In either case, concurrent homoaggregation of ENPs and/or SPM is a very likely source of measurement artefacts and needs to be carefully verified. Furthermore, heteroaggregation kinetics are highly dependent on relative ENP and SPM concentrations in the system.45 It is therefore recommended to perform experiments at several concentration combinations to ensure the reported α values are concentration independent.
Typical size determination methods based on light scattering or laser diffraction are ensemble techniques providing size averages of the system studied. Measurements are strongly biased towards larger particles, especially in the Raleigh range (particles are much smaller than the incident light wavelength), where the light scattering intensity is proportional to the 6th power of the diameter. The transformation of light scattering intensities to volume or mass distributions requires detailed information on optical and physical material properties; which are not available in most cases.57 While this might be feasible for homoaggregation studies, heteroaggregation studies and non-homogeneous optical properties are limited in using this approach. Further research is needed to improve sizing techniques of complex (hetero-)aggregates. Additionally, differences in material properties between ENPs and SPM, such as different refractive indices, can affect the sensitivity of the analytical method towards one or the other particle population and thus impact the relative “visibility” of certain particle fractions.
Various analytical methods exist to measure particles sizes at sufficiently high time resolution to study aggregation processes. The most commonly applied and most suited methods are discussed below. Criteria for the selection of an adequate method include the type of materials that can be detected by a given method and the size range that can be resolved.
The main advantages of DLS are its relative ease of use and the wide availability of the instrument. However, DLS relies on particle motion being solely driven by diffusion. Consequently, size records are biased by settling, which occurs as aggregates grow or simply due to heterogeneous particle sizes and densities in multiple component systems. This results in a serious limitation of DLS for heteroaggregation studies: its practical upper size limit of ∼1 μm for many low-density materials, or even smaller for materials with a higher density. This is too low for investigating heteroaggregation with much of environmentally relevant SPM, typically present in the μm size range. Additionally, heterogeneity in particle size and in material properties (e.g. refractive index) influences the light scattering intensity and thus affects the relative “visibility” of certain particle fractions. For example, small numbers of large particles greatly influence the derived z-averaged diameter masking the smaller particles due to the very strong dependency of light intensity with size. Therefore, DLS is more appropriate for monodisperse suspensions and polydispersity should always be reported. Finally, complex aggregate morphology can cause multiple scattering of a single photon (inducing a bias towards smaller sizes).69
Determination of khetero,11 with DLS would require similarly sized spherical ENPs and SPM and a high resolution of the initial rH increase owed to dimer formation (Fig. 3A). Besides deviations of experimental conditions from these ideals, achieving DLA conditions appears to be problematic sometimes: in a heteroaggregation study on Au-ENPs and carbon nanotubes (CNTs), the diffusion limited regime was not reached even at high ionic strength, probably due to physical hindrance by CNTs.60 Gallego-Urrea et al.63 used khomo,11,DLA determined for Au-ENPs in NaCl solution as a baseline, to which aggregation rate constants of more complex systems (Au-ENPs, illite, NOM combinations in different water chemistries) were related to determine α. However, being obtained by comparing two different systems, these α values only reveal relative information.
Zhou et al.67 reported attachment efficiencies for a two-component system (montmorillonite + Ag or TiO2 ENPs), but the values probably do not reflect αhetero,11, as the ENPs (∼20–30 nm) were much smaller than montmorillonite (100–500 nm) and the increase of rH likely reflected aggregation stages beyond dimer formation. Additionally, the particle number concentrations of ENPs and montmorillonite were in the same order of magnitude, which suggests that homoaggregation cannot be excluded and deduced attachment efficiency values are more likely to represent αglobal. Furthermore, the experiments were performed at only one ENP/SPM concentration ratio and the determined α is most likely not concentration-independent, which makes it not directly useful as an input parameter for fate models.
Summing-up, time-resolved DLS does not seem suitable for most heteroaggregation studies under environmentally relevant settings, but it can be employed to separately determine αhomo,11, often needed for the determination of αENP–SPMhetero,11 in combination with other techniques (e.g. laser diffraction) and model calculations.53,54 Moreover, the determination of αglobal may be feasible65 when the limitations of DLS are taken into account.
Determining αENP–SPMhetero,11 from the laser diffraction experiments therefore requires indirect approaches, which represents one of the main limitations of this method. In the work by Praetorius et al.53 and Labille et al.54 a Smoluchowski-based aggregation model, including more complex descriptions of the particle collisions based on the fractal dimension, was used to first derive attachment efficiencies for the formation of larger heteroaggregates (αglobal). Calculation of αENP–SPMhetero,11 from a series of assumptions followed. More specifically, it was assumed that i) the dimer formation step is very fast due to higher particle concentrations than expected in the environment, ii) the individual attachment efficiencies are not altered by aggregation state (i.e. αENP–ENPhomo,11 = αENP–ENPhomo,ij, αSPM–SPMhomo,11 = αSPM–SPMhomo,ij and αENP–SPMhetero,11 = αENPx–SPMyhetero,ij), iii) the ENPs are distributed homogeneously on the SPM surface, and iv) homoaggregation is negligible.
As soon as the system deviates from the model SPM (e.g. spherical SiO2 particles in Praetorius et al.53) to more complex shapes (e.g. clay platelets in Labille et al.54), the determination of αENP–SPMhetero,11 becomes increasingly challenging and the assumptions listed above are less likely to be acceptable. For more environmentally relevant experimental conditions, including more complex SPM and SPM mixtures, experiments combined with advanced modelling tools will be required to determine αENP–SPMhetero,11 from laser diffraction measurements. An additional limitation of the laser diffraction method as described above is the difficulty to determine low αENP–SPMhetero,11 values. These would result in very slow heteroaggregation kinetics, requiring extensive measurement times and possibly the formation of more complex heteroaggregates needed for the analysis would not be achieved.
An interesting feature of NTA is that for each particle the scattering intensity is recorded along with its size, enabling the discrimination between particles with significantly different scattering intensities, such as, for example, gold and clay particles.63 Additionally, the detection threshold can be adjusted so that only particles with high scattering intensity are measured.75 A fluorescence optical filter can be used for measuring fluorescence in parallel to scattering intensity, and using the extended dynamic range mode two parallel videos can be analyzed with different optical settings.70 The simultaneous measurement of particle trajectories with scattering intensity and/or fluorescence could be utilized for determining heteroaggregation rates between particles with different scattering intensities and/or fluorescence properties. For example, if a suspension containing small ENPs with high scattering intensity is mixed with a suspension of large SPM with low scattering intensity, then as aggregation proceeds, heteroaggregates with a particle size close to the SPM size and a scattering intensity close that of the ENPs will dominate the signal. However, this combination of strongly scattering ENPs and weakly scattering SPM in the appropriate size ranges may not be available for many relevant ENP and SPM combinations in practice.
The overall measurement uncertainty in relation to size, composition, shape, and position in the laser volume etc. needs to be considered for the determination of α values using NTA. Other effects from light scattered from odd-shaped or poorly scattering particles on the measurement of particle size using NTA have to be carefully addressed.57 Finally, the similar upper size limit as for DLS, represents a serious limitation for employing NTA to study heteroaggregation in environmentally relevant systems.
Fig. 4 Evolution of number or mass of free ENPs (solid line) versus ENPs bound to SPM (dashed line) as a function of time. |
Similar to the size monitoring approach, α values can be derived by studying aggregation under DLA and RLA conditions employing the following relation:77,78
(5) |
A main challenge when studying heteroaggregation by monitoring ENP distribution between the dispersed and SPM-bound phase is its sensitivity to the efficient separation of the SPM phase. Phase separation can be achieved by taking advantage of the differences in ENP and SPM size and settling velocities, e.g. via centrifugation. This is challenging in cases where there is an overlap between (some) ENPs and the SPM phase, such as a small and light fraction of the SPM distribution, which would behave similarly to the ENPs or in cases where homoaggregated ENPs settle at a similar speed as larger SPM or ENP–SPM heteroaggregates. Some approaches are able to avoid a separation step by employing analytical methods able to simultaneously monitor free and SPM-bound ENPs.
NTA, described in more detail under Strategy 1, offers the possibility to count each particle individually. Combined with size monitoring, conducting a series of experiments varying the number concentration ratios between two dissimilar suspensions (size and/or other scattering properties) could potentially provide information about the different aggregation pathways and attachment efficiencies presented in Fig. 2 by counting the number of homo- and heteroaggregates as a function of time. By using the appropriate detector, the fluorescence signal would shift from particles with small size to aggregates of larger size. However, this is limited by the measurable size range and typical μm-size heteroaggregates cannot be followed. Another obstacle for NTA, as with any particle counting technique, is the fact that the data collected are dependent on the number abundance of each particle type in the sample, so multiple and longer measurements need to be made for heterogeneous samples, which increases the duration of measurements. The measurement error thus increases, due to the fact that the aggregation process (and possibly settling) continues during the measurements.
A Coulter Counter Multisizer instrument has been applied to study heteroaggregation of TiO2 NPs and micron-sized latex particles.47 The influence of TiO2 adsorption and concentration on the aggregation kinetics of latex suspensions was investigated by monitoring the decrease of the number of non-aggregated latex monomer particles as a function of time. No α values were reported but if the system is well-known and -controlled in terms of medium properties and particle concentrations, or even αENP–SPMhetero,11 might be derived with this approach. However, this technique only operates in a defined size range and does not detect particles below 1 μm. Therefore, its applicability to study the details of heteroaggregation processes involving ENPs is limited.
Single-particle inductively-coupled plasma mass spectrometry (spICP-MS) 80 might be considered as another useful tool for studying heteroaggregation and determining α values. In addition to deriving particle size from conversion of measured element mass, spICP-MS can act as a particle counting technique. Currently spICP-MS can be used as routine analysis for measuring only one element at a time, so distinguishing between ENP and ENP–SPM signals is of utmost importance. Multi-element single particle measurements, as possible with a more specialised inductively-coupled plasma time-of-flight mass spectrometer (ICP-TOFMS)81–84 have the potential to further improve the differentiation between free and SPM-bound ENPs. This enables monitoring multiple elements simultaneously, making it possible to distinguish between ENP-specific and SPM-specific element signals. As an emerging technique for ENP analysis spICP-TOFMS has been successfully applied for distinguishing between naturally occurring particles and ENPs83,84 and analysing colloids in environmental samples, demonstrating its promise for heteroaggregation investigations. However, spICP-MS and spICP-TOFMS analysis requires low concentrations (in sub-ppb range), which complicates the use of this technique directly for environmentally relevant set-ups with high SPM contents. Another disadvantage of this approach is that dissolved metal species adsorbed on SPM may be mistakenly identified as nanoparticles attached on the SPM.
One of the most straightforward reaction techniques is the batch reaction, where all components are mixed and left to react in one reaction vessel with small aliquots removed for sampling at set time intervals. To minimise artefacts from loss in reaction volume through sampling, parallel identical batches are often prepared, each serving for sampling at one time point. Some of the measurement techniques for following size or number distributions over time mentioned above are a form of batch reactors (e.g. DLS, NTA), since the suspension as a whole is left in the cuvettes or cells and then measured continuously in situ. A more general approach for quantifying heteroaggregation in a batch method was introduced by Barton et al.77 and further developed by Geitner et al.78,79 In this so-called functional assay85 ENPs are mixed with SPM (referred to as “background particles”) in water. Aliquots are taken at different time points and after separation of the SPM phase the residual concentration of ENPs in the supernatant, nENP, is determined (Fig. 5)77–79 to derive α values according to eqn (5). Depending on the density of the SPM (which have included activated sludge, algae, glass beads, kaolinite) phase separation is achieved either by gravitational settling77,78 or centrifugation.79 Since the individual aggregation steps cannot be separated in the set-up presented here, the α values derived with the batch mixing method are equivalent to αglobal (Fig. 2).
Fig. 5 Schematic representation of the experimental set-up of the batch method as described in Barton et al.77 and Geitner et al.78,79 |
The Barton et al.77 and Geitner et al.78,79 method is sensitive to the efficient separation of the SPM phase. In the case of gravitational settling, aggregation might continue during the settling period required for separation of free and heteroaggregated ENPs. Furthermore, settling SPM may “trap” free ENPs (differential settling) leading to increased removal of free ENPs and consequently to an overestimation of αglobal. Very fast aggregation is difficult to study reliably with this set-up since the need to take aliquots and separate the phases limits the possible time resolution. Important challenges have been identified when applying the method to real freshwaters and lower ENP concentrations.50 Nevertheless, the relative simplicity of the batch method in terms of experimental set-up makes it appealing and it has already been applied to determine αglobal equivalents also for nano- and microplastics.13
In addition to batch reactors as those mentioned above, other approaches can include i) semi-batch reactors, when a significant fraction compared to the total volume is removed for analysis, ii) plug flow reactors where components are perfectly mixed in a T-junction (usually specially designed for this, e.g. stopped-flow devices) and the reaction time is determined by the length of tubing before measurement and iii) completely stirred tank reactors (CSTR) which are containers with a fixed volume for reaction with permanent inputs and outputs.
The approach of following sedimentation of ENPs was first used to assess stability of ENP suspensions against homoaggregation under different conditions, ranging from simple to more complex aquatic conditions, including NOM in artificial media and natural waters.17,86,88 Several studies have reported sedimentation rates of ENPs in natural waters that include natural colloids,17,63,88,91,92 which means that the observed settling was at least partially due to heteroaggregation of ENPs with natural colloids. However, heteroaggregation was not explicitly indicated or measured, neither were α values derived. Mesocosm experiments were used to correlate field-observed ENP sedimentation rates to α values obtained for heteroaggregation using a batch method in the laboratory.93,94 These studies indicated a strong influence of heteroaggregation on ENP removal from the water column, but also highlighted the importance of other processes, such as homoaggregation or deposition on plant surfaces.
Only a few studies explicitly reported heteroaggregation rates.87,95 Deriving heteroaggregation rates of ENPs with natural colloids based on the measurements of sedimentation rates in filtered and unfiltered natural waters (i.e. in absence or presence of SPM) helps separating settling solely due to heteroaggregation from settling due to homoaggregation. To obtain αglobal values from sedimentation experiments the possibility of further aggregation during settling and effects of differential settling need to be accounted for. Furthermore, measuring sedimentation rates instead of free and SPM-bound ENP concentrations may add additional uncertainties to the system as several assumptions, e.g. related to SPM versus heteroaggregate settling velocities, are required to infer heteroaggregation behaviour from sedimentation.
The composition of natural riverine SPM appears to be most relevant for SPM analogue selection to derive data for fate models and exposure assessment, since rivers are the most likely receiving waters of ENPs and rivers transport large amounts of SPM over long distances. Imaging of SPM usually reveals floc-like structures (Fig. 6), consisting of mineral and organic components.96–100 Studies on the mineral and molecular composition of SPM are rather rare and mainly qualitative or semi-quantitative in nature, as sampling and analytical techniques are not straightforward101,102 and great variation can be expected depending on the water chemistry.103
Fig. 6 Natural SPM from (A) the river Rhine (Germany), scale bar 1 μm; and (B) Lake Bret (Switzerland), scale bar 250 nm. Reprinted with permission from Buffle et al.96 Copyright (1998) American Chemical Society. |
The major mineral fractions found in riverine SPM are phyllosilicates (clay minerals, chlorite & micas), feldspars, quartz, carbonates (calcite, dolomite) and oxides. The dominant clay minerals are illite, kaolinite and smectite, and identified micas include muscovite and biotite.98,100,104–108 Except for the iron oxyhydroxides most inorganic colloids will be negatively charged around neutral pH.96 Organic matter in SPM ranges from the molecular up to the organism level, including microorganisms, soil- or aquagenic refractory material and labile large organic polymers. It can be autochthonous (bioproduction-based carbohydrates, proteins and refractory aquagenic organics) or allochthonous (mainly soil-derived fulvics or humics).96,109 Organics in the particulate fraction have been found to be mainly microbial in nature and the importance of extracellular polymeric substances (large organic fibrils and networks) in SPM was underlined.99,107
Since the attachment of ENPs to SPM (and between SPM inner components) is governed by surface physiochemistry, the composition and surface properties of SPM are of major interest. Geitner et al.93 therefore chose to employ glass beads previously homogenized with water from a mesocosm, to obtain a surface coated with components from this system. Slomberg et al.108 tried to generate SPM analogues on the basis of the mineralogical composition of SPM in the Rhône river catchment. However, they did not include organic components (despite dissolved organics, <20 nm, present in the river water) and the mineral fractions used were all negatively charged under the given conditions. The composition of riverine SPM described above indicates that organic macromolecules of microbial origin as well as positively charged oxyhydroxide minerals play an important role in the SPM formation.110 Consequently, they may be crucial constituents coining SPM surface characteristics relevant for heteroaggregation processes.
In seawater systems, aggregation and settling are favored by the high salinity. Consequently, riverine particles are removed from the water column in the estuarine mixing zone and inorganic particles are less frequently observed in marine systems. However, oceans and seas play a major role in the global carbon cycle111 and the particulate fraction of abiotic carbon in these waters comprises a significant fraction of the global carbon and is dominated by polysaccharide fibrils and microgels.112,113 Ranging from small particles, such as transparent exopolymeric particles (TEP) and their precursors, to micron-sized aggregates, e.g. marine snow, these particles, together with the high salinity, favor aggregation and are likely to play an important role in the fate of ENPs in marine waters.114
Overall, it is challenging to identify SPM characteristics relevant for heteroaggregation and to choose SPM analogue constituents representing those major features. Additionally, the dynamics of the composition of the organic and inorganic components of SPM along its transport pathways need to be accounted for when selecting the components of a heteroaggregation experiment. Some of these dynamic processes can lead to a restricted range of combinations being relevant for a specific water type and this should be considered in the selection process in the case of using artificial test media or to interpret results when using natural waters.
Clearly, there is no single best method for measuring heteroaggregation in environmentally relevant scenarios. Ideally, a combination of different methods, including sizing and counting techniques, is employed to provide most detailed insights and enable the effective differentiation of concurrent homo- and heteroaggregation processes. For any chosen approach it is crucial to be conscious of a given method's limitations and to be aware of which type of α can be derived with the chosen set-up.
Combining experiments with modelling approaches represents an important strategy in the development of methods to study heteroaggregation. In particular fast aggregation processes, such as the initial dimer formation steps or adsorption of smaller organic molecules on the surface of ENPs or SPM, could be elucidated in more depth with the help of models. For example Monte Carlo cluster–cluster aggregation models48 can support the interpretation of experimental data by assessing the effect of different initial αhomo and αhetero values on the observed aggregation rates and on experimentally derived αglobal values. Furthermore, improving our ability to calculate interaction forces between heteroaggregating particles would help assess the validity of experimentally derived α values.
Improving the quantitative assessment of heteroaggregation will help shed light on one of the most important fate processes of ENPs in natural aquatic systems. As a crucial fate descriptor, reliable α values are needed to refine exposure predictions of ENP transport and fate models and thereby support risk assessment. The type of α required will depend on the type of model employed as well as the research or risk assessment question that is being addressed. For example, detailed αhetero values will be required for mechanistic fate and transport models of high spatial and temporal resolution, whereas αglobal will be more adequate as an input parameter into unit-world type models predicting ENP fate at a more global, less detailed scale.
Finally, heteroaggregation also plays an important role in the fate of other particulate contaminants, such as for example nano- and microplastics.115–118 Efforts to improve the study of heteroaggregation will therefore benefit other fields as well.
Footnotes |
† Current address: Institute for Biodiversity and Ecosystem Dynamics, University of Amsterdam, Amsterdam, The Netherlands. E-mail: a.praetorius@uva.nl. |
‡ The code to create Fig. 1 is available online: https://github.com/apraetorius/collision_mechanisms. |
This journal is © The Royal Society of Chemistry 2020 |