Xin
Jin
a,
Shin Woei
Leow
a,
Yanan
Fang
a and
Lydia Helena
Wong
*ab
aSchool of Materials Science and Engineering, Nanyang Technological University, Singapore 639798, Singapore. E-mail: lydiawong@ntu.edu.sg
bCampus for Research Excellence and Technological Enterprise (CREATE), 1 Create Way, 139602, Singapore
First published on 5th April 2023
Using multilayer structures of upconversion nanophosphors is widely considered an effective and necessary strategy to achieve efficient luminescence. However, the synthesis of high-quality upconversion nanoparticles in a controllable and reproducible manner remains a challenge, especially for the monodisperse growth of core–shell–shell nanocrystals. Herein, we present a well-designed heating strategy that realizes the one-step synthesis of a hexagonal NaYF4 host with ideal particle size and shape and further enables us to accomplish the successive growth of a spherical core containing an activator and conformal dual shells containing a sensitizer. In particular, we discuss the upconversion luminescence mechanism of Yb3+/Er3+ co-doped nanoparticles in detail, which were further introduced into Sb2(S,Se)3 solar cells as an extra light harvester, yielding a nominal power conversion efficiency of 9.17%. The present work helps to further clarify the effect of thermal conditions on the crystal growth and luminescence properties of upconversion nanoparticles, which is important for their practical applications.
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However, in order to avoid concentration quenching effects, low doping concentrations of activator ions and sensitizer ions are usually adopted,17 while surface quenching caused by surface defects and solvent adsorption cannot be ignored.18,19 All of these factors together suppress the quantum yield (QY) of UCNPs and become the biggest problem for their practical application. To date, some schemes have been proposed to solve this problem, such as epitaxial growth of core–shell nanostructures and spatial separation strategies.20–22 Among them, Liu et al. innovatively proposed novel core–shell–shell structured UCNPs of NaYF4@NaYbF4:8%Er@NaYF4, starting from the synthesis of a small-sized α-NaYF4 core, and pointed out that a high sensitizer content as well as an inert shell are important for upconversion luminescence (UCL).23 Recently, a modified core–shell–shell structure of β-NaYF4:10%Er@NaYbF4@NaYF4 was successfully employed for UCNPs by Zhou et al. where the core containing Er3+ activator ions was converted from its α phase based on a two-step ripening process and spatially separated from the Yb3+ sensitizer in the shell. This ingenious design effectively breaks the limits of the concentration quenching issue and achieved a high QY of 6.82% at low excitation power density levels.21 The aforementioned progress provides ample evidence that an elaborated structural design along with rational elemental distribution of lanthanides is important for UCNPs to achieve intense luminescence efficiency. What's more, a two-step synthesis strategy of growing β-NaYF4 crystals from α-NaYF4 precursors by Ostwald-ripening is widely accepted for better control of particle size and shape, but this usually requires a longer preparation cycle.19,24,25 Despite the recent advances that have given a strong impetus to the development of upconversion techniques, the synthesis of high-quality UCNPs with specific sizes and morphologies in a facile manner remains a challenge. This is especially the case for multilayered core–shell–shell structures, which is usually caused by the use of complex technical schemes or indiscriminate parameter settings during the preparation process. In addition, the promising design of spatial separation of the activator and sensitizer in the core and shell for mitigating the concentration quenching effect also needs more exploration and validation.
In addition, as an important application direction for UCNPs, there have been many studies exploring the use of UCNPs to collect near-infrared solar photons and then absorb the emitted high-energy photons to generate additional photocurrent for solar cells. It is well known that the AM 1.5G spectrum covers a wide range of photons from ultraviolet to infrared wavelengths, but single-junction solar cells are able to utilize only a fraction of the spectrum due to their defined band gap. In principle, photons with energy below the band gap (absorption threshold) are not absorbed, which is a fundamental factor limiting device efficiency. Introducing upconversion nanomaterials with spectral conversion capabilities into solar cells is a very promising strategy for efficiency enhancement beyond the conventional Schockley–Quisser limit. UCNPs are usually placed on the back side of the device substrate or in the electron transport or light harvesting layers,8,26–28 which require additional processing to make their combination work well. Therefore, there is an urgent need to explore a new combination strategy that will simplify the device preparation process as well as improve process reproducibility.
In this study, we aim to provide a one-step synthesis strategy to prepare core–shell–shell structured UCNPs with controllable particle shape and size. The influence of thermal conditions on crystal growth properties and luminescent properties has been investigated in detail. We also show that UCL emission can be shifted synchronously from green to blue and red by simply replacing the activator ions based on the current synthetic strategy. Furthermore, considering the inherent ability of UCNPs to convert near-infrared light to visible light, we further incorporated Yb3+/Er3+ co-doped UCNPs into n-i-p Sb2(S,Se)3 thin film solar cells which is a very promising next-generation thin-film solar cell technology with an absorption threshold of about 800 nm. We believe that the power conversion efficiency can be improved by obtaining additional photocurrent originating from the upconversion process.
Furthermore, we found that the thermal history in zones I and II has a significant impact on the final shape of NaYF4 crystals. As shown in Fig. S2b and c,† the lower temperature in zone II leads to uncontrolled crystal growth and irregular shapes (temperature profile 2), while omitting zone I directly leads to the formation of large hexagonal nanoprisms (temperature profile 4). In comparison, NaYF4 crystals prepared with temperature profile 3 produced regularly shaped particles and a narrow size distribution (Fig. S2d†). We believe that the thermal history regulates the complexation state of the metal ions with the solvent and impurity molecules, thus affecting the subsequent nucleation and growth behaviour of the nanocrystals. Hence, temperature profile 3 is determined to be the optimal heating strategy for the synthesis of β-NaYF4 crystals. Based on temperature profile 3, we further investigated the effect of growth time on the crystal morphology as shown in Fig. S2d–f.† It can be seen that as the reaction time increases, besides an increase in particle size, the final morphology gradually transitions from spherical to hexagonal nanoplates and further forms nanorods. This indicates that the NaYF4 crystals tend to grow anisotropically at higher temperatures, i.e., promoting the longitudinal growth of the crystals along the c-axis.
In addition, many studies have shown that the formation of β-NaYF4 crystals involves a transition process from the metastable intermediate phase of α-NaYF4 to the thermodynamically stable phase of β-NaYF4.29,30 In this study, a one-step synthesis strategy was demonstrated to grow β-NaYF4 nanoparticles efficiently and conveniently with good control over the shape and size of nanoparticles. The main reason is proposed to be the high heating rate between zones II and III, reaching 45 °C min−1, which caused a rapid increase in the growth temperature from 250 °C to 320 °C in just 1.5 min, where the former was identified as the temperature point at which the metal precursor of trifluoroacetic acid starts to decompose substantially in solution. Although we cannot exclude the possibility that the intermediate α phase is transformed into the stable β phase at elevated temperatures, the high concentration of monomers originating from the rapid decomposition of metal trifluoroacetate acts as a powerful driving force that facilitates the rapid formation of hexagonal phase seeds at the initial reaction stage, thus growing the desired β-NaYF4 crystals in such a short period of time.
Based on the above exploration, we decided to adopt the optimal heating strategy to grow UCNPs with the core–shell–shell structure of NaYF4:10%Er3+@NaYbF4@NaYF4, in which the emitter and sensitizer are spatially separated and placed in the core and shell, respectively. Such a configuration has been shown to not only help increase the upper concentration limit of the Er3+ emitter, but also alleviate the cross-relaxation between the Er3+ emitter and the Yb3+ sensitizer.21 In addition, the outermost NaYF4 shell effectively shields against adverse interference from the solvent environment. This multilayer structure of UCNPs was grown sequentially. First, the NaYF4:10%Er core was prepared based on temperature profile 3 with a growth time of 20 min. The inner and outer shells were subsequently prepared using a modified temperature profile with the growth temperature and growth time adjusted to 300 °C and 10 min, respectively.
Fig. 2a shows the morphology of the NaYF4:10%Er core collected by SEM operating in transmission electron diffraction (TED) mode. As shown in the inset, the individual nanoparticles have fuzzy hexagonal outlines. Fig. 2d shows the high-resolution TEM (HRTEM) image of a single nanoparticle, demonstrating clear lattice stripes. The measured d-spacing of 0.30 nm corresponds to the (110) plane of the β phase. The selected area electron diffraction (SAED) pattern (Fig. 2e) shows a series of polycrystalline diffraction rings originating from the (100), (110)/(101), (201) and (300)/(211) planes, in agreement with the XRD results, proving the β phase nature of the Ln-doped core. Fig. 2b and c present the morphology of the UCNPs with the inner and outer shells epitaxially grown on the core, respectively, and it can be seen that the multilayer nanoparticles still maintain good monodispersity and regularity. Since Y3+ and Yb3+ have different atomic numbers, they are detected as contrasting light and dark zones in the bright field scanning transmission electron microscopy images. The formation of core–shell and core–shell–shell is clearly visible in Fig. 2b and c and suggests that the present synthetic strategy is capable of achieving conformal epitaxial growth with dual shells. Here, 60 nanoparticles per sample were randomly selected for size counting. As shown in Fig. 2f, the core diameter, inner shell thickness and outer shell thickness of the prepared UCNPs were calculated to be 17 nm, 9 nm and 9 nm, respectively. This overall size makes them suitable for some specific electronic device applications, such as thin-film solar cells. At this point, we can conclude that the heating strategy adopted in this study can provide highly stable and controlled thermodynamic conditions for the growth of multilayer nanocrystals, thus ensuring the efficient preparation of UCNPs with the desired shape and size. To demonstrate its universality, we tried several other lanthanide ion combinations in UCNPs with similar core–shell structures, including NaYF4:10%Tm@NaYbF4 and NaYF4:10%Ho@NaYbF4:40%Ce, which are in excellent dispersion and emit intense blue and red light, respectively, as shown in Fig. S3.†
Fig. 3d plots the double logarithmic curve of the emission intensity versus excitation power for calculating the number of photons involved in the UCL process. For the green emission, the value is determined to be 2.2, which is in agreement with the two-photon excitation theory described above. However, the red emission corresponds to a value of 2.9, which suggests the existence of a three-photon upconversion process in our core–shell–shell structured UCNPs and directly rules out the possibility of two previously proposed two-photon theories that the fundamental 4F9/2 for red emission can be populated by either a multiphonon relaxation process from the initially pumped 4S3/2 green emitting state or a multiphonon assisted relaxation from the 4I11/2 excited state to a lower 4I13/2 state followed by ET-driven transition.
More importantly, we note here that the intensity ratio of red to green light increases monotonically with increasing excitation power, as shown in the inset of Fig. 3c. This phenomenon can also be visualized in the luminescence photograph (Fig. S4†), where the emitted light gradually switches from green to yellow and red as the excitation power density increases. This supports the proposition that red emission is produced from a three-photon process, and the generation route is closely intertwined with the green UCL process. In addition, the high doping concentration (10% Er3+) of the core in this study should also be considered. Based on these conditions, we suggest that there exists a cross-relaxation process involved in the red emission. As shown in Fig. 3b, after the initial population of 4S3/2 green emitting states by two consecutive ET processes and subsequent nonradiative relaxation, the 4I13/2 reservoir state can be populated through a cross-relaxation process between two adjacent Er3+ ions 4S3/2 + 4I15/2 → 4I13/2 + 4I11/2, which further populates the 4F9/2 red emitting state and finally the red light is released via radiative transition to the 4I15/2 ground state. The above explanation of cross-relaxation is reasonable if we consider the following two pieces of evidence: (1) the population of the intermediate 4I13/2 state used for red emission is at the expense of preestablished 4S3/2 green emitting states, which is consistent with the experimentally observed increase in the R/G ratio; (2) the high Er3+ doping concentration and higher excitation power can provide closer atomic distances and more excited states to promote the cross-relaxation.
Since the synthesized UCNPs have a small amount of surfactant (oleic acid) adsorbed on their surface, it can be easily comixed with commercial Spiro-OMeTAD in chlorobenzene solution, which enables the preparation of a bifunctional hole transport layer with a smooth and dense surface, as shown in Fig. 4b. The mixed solution emitted red light under 980 nm laser excitation (Fig. S5b†). In addition, theoretical studies suggest that a promising way to promote the contribution of upconversion luminescence to photocurrent is to operate the solar cell under concentrated irradiation.33 Therefore, we tested the solar cell performance with either AM1.5 illumination, a 980 nm NIR laser (∼800 mW) or a combination of both. We first performed a NIR response test under the combined irradiation of sunlight and a 980 nm laser, as shown in Fig. 4c. The NIR laser source was turned off and on alternately. The fluctuation in current indicates that the solar cell responds well to the laser signal with the help of UCNPs. Fig. 4d shows the J–V characteristics of a solar cell device under laser, sunlight and their combination. Compared with the reference device (Fig. S6a†), Sb2(S,Se)3 solar cells with added UCNPs show similar performance under AM 1.5G illumination. We believe that the primary reasons are the limited quantum efficiency and narrow absorption band of Yb3+, which are common problems faced by current rare earth-doped UCNPs. In addition, the infrared photons in sunlight that can be captured by UCNPs carry a limited amount of energy. Therefore, it is necessary to consider the practical operating environment required for such a synergistic energy conversion device combining solar cells and upconversion luminescence in order to obtain appreciable performance gains. It can be seen that the short-circuit current density increases from 21.04 mA cm−2 to 24.04 mA cm−2 and the device attained a nominal power conversion efficiency of 9.17% under additional NIR laser irradiation. To make the conclusions more rigorous, we further tested the photocurrent of the solar cell under a 980 nm laser and at different scan rates (Fig. 4e). The short-circuit current density was found to decrease gradually with an increasing scan rate, suggesting the existence of another pathway contributing to photocurrent gain in addition to the UCL process. We speculate that this was due to the non-negligible thermal effect caused by the nonradiative transition of UCNPs when absorbing high-energy lasers. This is indirectly evidenced by the slight drop in the open circuit voltage as shown in Fig. 4d. As shown in Fig. 4f, we can extrapolate the photocurrent gain originating from upconversion luminescence to be about 1.2 mA cm−2, which indicates that thermal dissipation should be fully considered when introducing UCNPs into solar cell devices operating under concentrated sunlight irradiation.
The current density–voltage (J–V) curves of solar cells were collected using a Xe-based light source solar simulator (VS-0852 and KEITHLEY 2612A) to provide simulated AM 1.5G illumination which was calibrated using a standard Si reference cell. The active area of solar cells is defined using a shadow mask of 0.09 cm2.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d3ta00241a |
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