Prakash
Prashanth
*,
Jad
Elmourad
,
Carla
Grobler
,
Stewart
Isaacs
,
Syed Shayan
Zahid
,
James
Abel
,
Christoph
Falter
,
Thibaud
Fritz
,
Florian
Allroggen
,
Jayant S.
Sabnis
,
Sebastian D.
Eastham
,
Raymond L.
Speth
and
Steven R. H.
Barrett
*
Laboratory for Aviation and the Environment, Department of Aeronautics and Astronautics, Massachusetts Institute of Technology, Cambridge MA, USA. E-mail: sbarrett@mit.edu; prash@mit.edu
First published on 2nd July 2024
The fundamental challenge facing today's aviation industry is to achieve net zero climate impacts while simultaneously sustaining growth and global connectivity. Aviation's impact on surface air quality, which is comparable to aviation's climate impact when monetized, further heightens this challenge. Prior studies have proposed solutions that aim to mitigate either aviation's climate or air quality impacts. No previous work has proposed an aircraft-energy system that simultaneously addresses both aviation's climate and air quality impacts. In this paper we (1) use a multi-disciplinary design approach to optimize aircraft and propulsion systems, (2) estimate lifecycle costs and emissions of producing sustainable fuels including the embodied emissions associated with electricity generation and fuel production, (3) use trajectory optimization to quantify the fuel penalty to avoid persistent contrail formation based on a full year of global flight operations (including, for the first time, contrail avoidance for a hydrogen burning aircraft), and (4) quantify climate and air quality benefits of the proposed solutions using a simplified climate model and sensitivities derived from a global chemistry transport model. We propagate uncertainties in environmental impacts using a Monte-Carlo approach. We use these models to propose and analyze near-zero environmental impact aircraft, which we define as having net zero climate warming and a greater than 95% reduction in air quality impacts relative to present day. We contrast the environmental impacts of today's aircraft-energy system against one built around either “drop-in” fuels or hydrogen. We find that a “zero-impact” aircraft is possible using either hydrogen or power-to-liquid “drop-in” fuels. The proposed aircraft-energy systems reduce combined climate and air quality impacts by 99%, with fuel costs increasing by 40% for hydrogen and 70% for power-to-liquid fueled aircraft relative to today's fleet (i.e., within the range of historical jet fuel price variation). Beyond the specific case presented here, this work presents a framework for holistic analysis of future aviation systems that considers both climate and air quality impacts.
To address this challenge, the sector has committed to increasingly stringent decarbonization goals such as the International Air Transport Association (IATA) 2021 resolutions to achieve net-zero CO2 emissions by 2050.6 National governments have also set similar goals, such as the US Aviation Climate Action plan7 or the UK Jet Zero8 strategy. However, assessments have shown that the aviation industry is not yet on track to meet older, less ambitious commitments such as the IATA 2009 goal of a 50% net reduction in CO2 emissions by 2050 relative to 2005.9–11 Furthermore, aviation's climate impacts are not limited to those caused by in-flight CO2 emissions. Lee et al.4 report that 66% of aviation's net effective radiative forcing (ERF) is caused by non-CO2 emissions, specifically condensation trails (contrails) and contrail-cirrus, oxides of nitrogen and sulfur (NOx and SOx), water vapor (H2O), and soot.
Exacerbating the challenge is aviation's contribution to air pollution. Aviation emissions of NOx and SOx have been associated with ∼24000 premature mortalities each year12 due to increased population exposure to ozone and particulate matter (PM2.5). The total air quality and climate impact of aviation (including fuel lifecycle emissions) is estimated at 1600 USD per tonne of jet fuel burned (∼2 times the impact of in-flight CO2 emissions alone), of which 32% is due to degraded air quality (see ESI, Section S1†). To holistically evaluate the environmental impacts due to novel technology or policy, both the air quality and climate impacts of aviation (including fuel life-cycle emissions and non-CO2 climate forcers) need to be quantified.
Prior studies have quantified or proposed solutions that address one or two aspects of aviation's environmental impact. Older assessments,9,10 for example, cover only climate impacts due to CO2. A recent meta-assessment of aviation environmental impacts by Lee et al.4 estimates the climate impacts due to aviation CO2 and non-CO2 sources but does not quantify aviation's air pollution impacts (∼1/3rd of aviation's environmental impact). Numerous recent studies that have assessed energy and CO2 pathways to reduce aviation climate impacts13–15 have also neglected air pollution impacts. The few studies that propose solutions to aviation environmental impacts have been narrowly focused on singular aspects of the challenge (e.g., sustainable aviation fuels (SAF) to address aviation CO2; operational solutions to address contrails;16 technological solutions to address air quality12). There has been no assessment to date, that proposes solutions that simultaneously tackle the climate (including lifecycle emissions and non-CO2 impacts) as well as air quality impacts of aviation in a single consistent study. An assessment that simultaneously evaluates the approaches that minimize aviation's climate and air quality impacts on a consistent basis is needed to capture the interdependencies and coupling between various mitigation options. Such an assessment is crucial to evaluate the feasibility of reducing aviation environmental impacts to near-zero.
In this paper we identify and assess an air transportation system with near-zero environmental impact (accounting for aviation's climate and air quality impacts). We define such a system as having a net-zero climate impact and a 95% (or greater) reduction in air quality impacts relative to present day. We quantify the lifecycle emissions and costs of producing alternate fuels and bound the range of likely values based on the literature. Aircraft concepts compatible with the chosen fuel are modeled using an aircraft-propulsion system multi-disciplinary design and optimization (MDAO) approach. We also optimize flight trajectory to minimize persistent contrail length and quantify the associated increase in fuel burn. We propose and assess a solution for the single aisle market with a design range of 3000 nautical miles and capacity of 220 seats because aircraft in this market (i.e., Airbus A320 and Boeing 737 family) accounted for 44% of aviation fuel burn in 2019 (see ESI-S2†). We propagate the uncertainties in modeling the environmental impacts using a Monte-Carlo approach and indicate the 95% confidence interval (CI) in the figures presented in this work.
While this work does not quantify aircraft related community noise (estimated to be an order of magnitude lower than monetized climate and air quality impacts17), the solutions presented here do not preclude the use of noise reducing technology and operational procedures.
Beyond the specific case of the aircraft system proposed, the methods used here demonstrate a robust approach to using aircraft-propulsion MDAO models and trajectory optimization coupled with lifecycle assessments, simplified climate models, and global chemistry transport models to evaluate the climate and air quality impacts of future sustainable aviation systems across various market segments. The ability to make such holistic assessments can guide future technology development and policy decisions.
First, the near-zero environmental impact (ZIA) aircraft system needs a fuel with zero (or minimal) GHG emissions along its lifecycle. Here we consider a synthetic drop-in hydrocarbon sustainable aviation fuel (SAF) as well as a non-drop-in liquid hydrogen (LH2) fuel. We consider the GHG emissions associated with the entire lifecycle starting from feedstock production to fuel combustion onboard the aircraft. The hydrogen required in the production of both fuels is assumed to be obtained via electrolysis of water using renewable electricity (specifically wind and solar electricity are considered). The assumptions and methods used to estimate the cost and emissions associated with both LH2 and SAF is presented in Section 2.1.
Second, an aircraft with near-zero environmental impact needs to be designed such that it is compatible with the proposed fuels above while also enabling a 95% or greater reduction in air quality impacts. We propose using post-combustion emissions control (PCEC)12 to remove NOx emissions from the gas turbine exhaust. The MDAO approach taken to design and optimize the aircraft and propulsion system along with PCEC is detailed in Section 2.2.
Third, the operation of the aircraft proposed above needs to minimize the formation of persistent contrails (via “contrail avoidance”), which account for 16% of aviation's monetized environmental impacts (see ESI-S2†) and 57% of effective RF4. The modelling approach taken is outlined in Section 2.3.
SAF is produced via a Power-to-Liquid (PtL) pathway. We assume CO2 is sourced from the atmosphere via direct air capture (DAC) and synthesized with green hydrogen to produce fuel via the reverse water gas shift and Fischer–Tropsch (FT) processes. We assume the use of low-temperature adsorption-based CO2 capture as the lower heating requirements of these solid adsorbents may allow for co-optimization of waste heat usage from the FT process (thereby reducing process emissions and energy demand). We use atmospheric CO2 since it has no direct adverse air quality impacts20 (assuming use of clean renewable electricity) and does not face the feedstock availability constraints that biomass derived SAF does21 – ensuring a long-term perspective for the fuel production. We use methods from Isaacs et al.22 to determine the net energy demand and mass conversion ratios for the inputs of energy, CO2 and H2 into PtL SAF output. The modelling of each process step including the assumptions are detailed in ESI-S4.†
We develop a model to evaluate LH2 transport since the required infrastructure is not yet available. LH2 can be transported in gaseous form via pipeline, as a liquid via trucking and shipping, or it can be produced on-site at an airport by transmitting renewable electricity via high voltage transmission lines. Our model evaluates the cost of each option for a given transport distance and fuel volume and selects the least costly option. We find that the volumes required (∼2000–5000 tonnes of Jet A equivalent fuel per day at medium to large airports) make transmitting electricity the cheapest option for the major airports evaluated.23 We assume high voltage transmission lines operating at 500 kV. We assume that the hydrocarbon PtL-based SAF is transported using existing infrastructure used to transport conventional jet fuel.
The total cost of each fuel production pathway is determined by summing the production, transport, and fueling costs. The levelized cost of electricity (LCOE) and capacity factors (CF) reported in the NERL Annual Technology Baseline report24 are used for photovoltaic (PV) and wind electricity generation costs in 2050. Equipment cost of the process equipment are obtained from literature and used to estimate the capital cost of production facilities. We amortize the capital cost over a 25 years lifetime using a 6% weighted average cost of capital (WACC) consistent with current market based cost of equity and debt.25 Tabulated details can be found in the ESI-S4.† While we rely on estimates of investment and maintenance costs from the literature, the relevant details have been extracted and all process cost calculations have been harmonized throughout our analysis using consistent WACCs, LCOEs and capacity factors for electricity, annuity factors and plant lifetimes to amortize capital costs.
Lifecycle emissions for the fuels are determined by using emissions intensities of 4.4 gCO2e per kW h and 44 gCO2e per kW h for wind26 and PV electricity,27 respectively, and are then reduced by 50% (to 2.2 and 22 gCO2e per kW h respectively) to account for decarbonization in the manufacturing value chain28 for wind and solar generation devices anticipated by 2050. The energy requirement of each process in the fuel production is multiplied by the emissions intensity values to determine total production emissions. While the ISO guidelines of life cycle analysis do not account for embodied emissions of the fuel production plants, we estimate them based on available sources as detailed in ESI-S3.† We ensure that the process step emissions from literature used in our emissions calculations are technologically consistent with sources we use for cost estimates.
The high-pressure turbine (HPT) is cooled using bleed air from the last HP compressor stage following the semi-empirical method proposed by Gauntner.34 Alternate turbine cooling strategies using any available cryogenic fuel are not considered here and might be possible at the cost of increased complexity in design.
We calculate the fuel burn penalty (i.e., excess fuel burned as a result of climbing or descending to avoid contrail forming regions, and potentially flying at suboptimal altitudes as a result) using an aircraft performance deck (i.e., fuel flow rate as a function of operating altitude). The aircraft performance is calculated using the aircraft design and optimization code outlined above (Section 2.2) for each aircraft concept designed.
Our algorithm minimizes contrail length; the climate impact of contrails, however, has diurnal and geographic variation and depends on the surface albedo, the contrails' altitude, optical depth, lifetime, and the natural cloudiness surrounding them. Accounting for these factors in the context of a full aircraft design optimization along with fuel energy considerations is out of the scope of this paper and may be subject of future refinements. However, we note that our fuel burn penalty estimates are likely high as contrail avoidance may not be worth implementing for all daytime flights, thereby reducing the number of deviations and associated fuel penalty.
Contrail length of a flight is determined based on data from the ERA5 dataset provided by the European Centre for Medium-Range Weather Forecasts. Aircraft performance metrics are calculated using the aircraft design and optimization tool described above. We simulate contrail avoidance by randomly sampling flights from the 2019 global flight schedule, for flights that were operated by the Boeing 737 or the Airbus A320 family of aircraft. The flight schedule accounts for ∼23 million flights. Random sampling is continued until the values for fleet-wide contrail length reduction and the fleet-wide fuel burn penalty converge. The sample values are then generalized to the fleet. The fleet-wide fuel burn penalty is calculated by dividing the sample's total fuel burn when performing contrail avoidance by the sample's total fuel burn without contrail avoidance. Further details are provided in ESI-S6.†
Air quality impacts are quantified using the cost metrics presented in Grobler et al.39 Climate impacts are quantified using Aviation environmental Portfolio Management Tool-Impacts Climate (APMT-IC) as described in Grobler et al.39 To align with the most recent state of the science, three updates are made, specifically to the contrail forcing, the NOx-methane pathway, and the costs associated with global warming. These adjustments are documented in the ESI-S9† along with details regarding modelling of contrail impacts associated with the combustion of SAF and LH2.
Fig. 1 LH2 and PtL SAF characteristics in (a) costs in dollars per liter of jet fuel energy equivalent in 2050 and (b) lifecycle GHG emissions in gCO2e per MJ. Error bars represent the upper and lower bounds of costs and emissions that result from the technological and economic assumptions detailed in the ESI.† Dashed black lines in panel (a) show the 2.5–97.5 percentile range of the jet A price from 2004–2019 and the dashed red line shows the price of jet A at time of writing. Embodied CO2 in panel (b) represents the CO2 emitted in the construction and setup of the process plants in each process. Note, the lower GHG emissions and costs of a wind-based system relative to a PV-based system are due to the higher embedded emissions and lower capacity utilization factors for solar PV power generation. |
LH2 and SAF with low lifecycle GHG emissions cost ∼1.8 to 2.3 times as much as jet fuel (pre-Russia-Ukraine war), respectively. We estimate PtL-based SAF to cost 1.3 $ per L (∼1.4 times the cost of FOG-based SAF41) and LH2 to cost ∼1.0 $ per L of jet fuel equivalent as shown in Fig. 1. The cost premium of LH2 is driven by the cost of producing and liquefying hydrogen, while the cost of atmospheric CO2 capture and production of hydrogen are the main components of the SAF cost. We calculate electricity demand associated with the production of LH2 and PtL SAF to be 0.46 kW h MJ and 0.68 kW h MJ respectively. Further breakdown on the electricity demand is provided in Table S4 of the ESI.†
The lower lifecycle GHG emissions (−82%) and lower cost (−30%) of LH2 relative to the PtL SAF are due to fewer process steps and lower electric energy intensity (−32%) of the LH2 pathway (see ESI-S4†). The cost advantage of LH2 is uncertain (see overlap in range of costs in Fig. 1.) and partly results from the high-cost PtL-based SAF pathway. In addition, the use of LH2 requires both new fuel infrastructure and redesigned aircraft to use cryogenic fuel with lower volumetric energy density (we do not estimate in this work the research and development cost of redesigning aircraft to use cryogenic fuel).
We assume a tube-and-wing configuration aircraft with a PCEC system housed within its fuselage (due to its size). Two small-core gas turbines housed within the fuselage power aft mounted boundary layer ingesting propulsors as well as variable speed generators (located within the fuselage) to produce electrical power for distributed wing mounted electric propulsors. The core exit gas from the aft mounted small-core gas turbines is fed to the PCEC system where the NOx is reduced to N2 and water12 before exhausting into the atmosphere. (We do not consider fuel cells as it is unclear at this stage if they will ever be viable for this size class of aircraft.)
The operating empty weight of the ZIA-LH2 is ∼11% higher than the ZIA-SAF with the cryogenic LH2 tank alone accounting for 98% of the weight increase relative to the ZIA-SAF. However, the maximum take-off weight of ZIA-LH2 is ∼7% lower than for ZIA-SAF, given the lower fuel weight. The ZIA-SAF aircraft has a lift-to-drag (L/D) ratio of 19 which is ∼27% higher than the ZIA-LH2 (L/D = 15). The PFEI of the ZIA-SAF and ZIA-LH2 are 0.72 J N−1 m−1 and 0.60 J N−1 m−1 respectively as shown in Fig. 2. This indicates that the aircraft energy required for the design mission (with the same payload and range) is ∼20% greater for ZIA-LH2 than ZIA-SAF due to the increased empty weight and drag of the LH2 powered aircraft and is consistent with prior literature.42,43 Thermodynamic cycle innovations using the cryogenic LH2 fuel are not accounted for here and may provide additional benefits for ZIA-LH2. Details on the aircraft including the weight and drag build-ups and comparison to conventional B737-like aircraft are provided in the ESI-S5.† Furthermore, alternate design approaches such as the lifting double-bubble fuselage of the “D8”29 can provide additional benefits for both aircraft.
Without the use of CCS the “zero-impact” aircraft reduce total monetized climate and air quality impacts of the replaced flights (see ESI-S9† for monetization approach) by 93–94% (Fig. 3a), suggesting that both SAF or hydrogen aircraft are approximately equally capable of reducing environmental impacts (when combined with PCEC and contrail avoidance). Only replacing Jet A with drop-in SAF in the present-day fleet (i.e., without PCEC, contrail avoidance, and CCS), achieves a 60% reduction in the monetized environmental impacts as in Fig. 3a (due to lower lifecycle CO2 emissions). However, the air quality impacts remain largely unchanged if only a fuel switch from Jet A to drop-in PtL-based SAF is employed (∼3.2% reduction in air quality impacts are due to zero fuel sulfur and fewer particle emissions associated with SAF).
Since the residual climate impacts of the ZIA-SAF and ZIA-LH2 systems are an order of magnitude lower than the present-day reference scenario, it is possible to use CCS on a small scale to offset the remaining impacts (removal of 41 and 50 Tg of CO2 each year respectively) accounting for ∼1% of the estimated CCS deployment potential of 5000 Tg CO2 per year (ref. 20) in 2050. This allows the system to meet the net-zero climate impact goal set out in this paper (Fig. 3b). Simply compensating aviation climate impacts in the present-day scenario (for global operations of A320 and B737 class aircraft) using CCS would require an order of magnitude more atmospheric CO2 removal (∼510 Tg CO2 per year) and is unlikely to be feasible given the estimated 2050 deployment potential.20
The fuel cost advantage of ZIA-LH2 over ZIA-SAF is a result of the lower cost of LH2 per unit energy (−30%), which outweighs the increased energy consumption of ZIA-LH2 fleet (+15%; thermodynamic cycle innovations exploiting the thermodynamic availability (exergy) in cryogenic LH2 could produce further reduction in energy consumption that have not been considered here).
Our choice of the PtL-based SAF pathway using CO2 from DAC contributes to the higher production cost of SAF relative to LH2 reported here. While biomass-based SAF production costing between 0.6–0.8 $ per L (vs. 1.3 $ per L for the PtL-based SAF considered here) is plausible,41 there is limited biomass feedstock available21 and is unlikely to meet the demand of the aviation industry in the very long-term (see ESI-S8† for a comparison of PtL SAF against a biomass-based SAF). Given the energy requirement of the ZIA-LH2 and ZIA-SAF fleet we calculate the annual electricity demand to provide the required fuel to be 1850 TW h and 2430 TW h respectively (corresponds to approximately a tenth of global electricity use in 2021 (ref. 47)). Further details on electricity use and approximate land area required is provided in Table S8.†
The aircraft operating cost consists of the cost associated with flying operations, maintenance, and depreciation and amortization of the aircraft capital cost collectively referred to as the direct operating cost48 (DOC). Fuel costs represent only ∼28% of the DOC46 in present operations. Therefore, the increase in DOC associated with the increase in fuel cost is ∼19% for ZIA-SAF and 12% for ZIA-LH2 (this includes the additional fuel required for contrail avoidance) relative to the present system. CCS requirements to reach net-zero climate impacts add another 3% and 4% in DOC for the ZIA-SAF and ZIA-LH2 respectively. An estimate of the net increase in DOC to the airline is shown in Fig. S14(a) of the ESI.†
We emphasize that the societal benefits presented above are only achievable in the context of availability of low-cost renewable energy technology. To highlight this we consider a sensitivity scenario where we repeat the above calculations with LCOE and CF for renewable energy consistent with present-day values (we consider values for 2021 from the NREL ATB24). The results are shown in SI–S10.† Under the “present-day scenario” we find that the total societal cost associated with the ZIA-SAF and ZIA-LH2 systems are 26% and 6% higher than the present-day fossil-based system. The increase in societal cost is driven by the cost of fuel (∼2.0 $ per L jet fuel equivalent for LH2 and ∼2.7 $ per L for the PtL SAF) and the cost of DAC (∼$545 per tonne of CO2 captured). These findings highlight that aircraft re-design alone cannot create an economically feasible aviation system with near-zero climate and air quality impacts. The aviation system will rely on the availability of technology which can produce energy (and for SAF pathways: carbon) with low costs and emissions. Such progress is likely to be made through innovation outside the aviation sector.
We find that SAF and LH2 are both compatible with the net-zero climate goal. Whether the aviation system moves towards LH2 in the long-term, depends on availability and the cost trajectory of SAF relative to the production and distribution cost of LH2, the cost premium of the LH2 aircraft as well as safety, logistical and broader economic and political factors. Furthermore, there may be additional thermodynamic cycle innovations using cryogenic hydrogen as well as cryogenic electric machines that give LH2 based aircraft an additional advantage. The cost of the CO2 feedstock, and the fuel conversion pathways will also be important drivers of whether SAF or LH2 dominate future aviation systems.
However, low-cost production of renewable electricity and hydrogen are critical for and will benefit both the LH2 and the SAF pathway. As shown by our sensitivity case (see ESI-S10†) present day costs and capacity factors of renewable electricity generation does not prove to reduce net societal costs even with an advanced aircraft design. While our analysis suggests long-term cost advantages of an LH2-based system, we emphasize that these cost advantages are uncertain. To achieve net climate neutrality, the ZIA system will also rely on small-scale capture and storage of atmospheric CO2 (∼1% of the estimated annual geological storage capacity), since neither LH2 nor SAF are entirely carbon neutral from a lifecycle perspective. The costs associated with the use of DAC to capture and store atmospheric CO2 is also uncertain (detailed in S7 of ESI†).
The use of post-combustion emission control mitigates the air quality impact associated with aviation. Here we adopted a turboelectric powertrain that enables the integration of PCEC to reduce NOx emission to near-zero. However, further work is required to determine if similar integration can be achieved through mechanical systems. Furthermore, since such systems will increase energy consumption as well as the system cost, incentives towards substantially reducing air pollutants are needed to drive research and development in PCEC as well as ultimately its adoption.
Contrail avoidance in the form of small vertical flight path deviations come at low costs (fuel burn penalties of ∼1%), while having substantial climate benefits. Even under the significant uncertainties of contrail climate impacts, this strategy is highly likely to be beneficial. Implementation at scale is possible in the short-term with the existing fleet subject to regulatory and air traffic hurdles.
Our analysis is focused on commercial passenger aviation currently served by Airbus A320 and Boeing 737 family aircraft. Other market segments might require different solutions to reach zero-impacts. It is possible that ZIA-SAF is viable for other size and range specifications while the viability of ZIA-LH2 for larger aircraft at long range is unclear and further research into alternative airframe configurations such as blended wing bodies are needed and are topics of future work.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4se00419a |
This journal is © The Royal Society of Chemistry 2024 |