Martina
Rimmele
ab,
Wojciech
Nogala
c,
Maryam
Seif-Eddine
a,
Maxie M.
Roessler
a,
Martin
Heeney
ab,
Felix
Plasser
*d and
Florian
Glöcklhofer
*ab
aDepartment of Chemistry, Imperial College London, London W12 0BZ, UK. E-mail: f.glocklhofer@imperial.ac.uk
bCentre for Processable Electronics, Imperial College London, London W12 0BZ, UK
cInstitute of Physical Chemistry, Polish Academy of Sciences, Kasprzaka 44/52, 01-224 Warsaw, Poland
dDepartment of Chemistry, Loughborough University, Loughborough LE11 3TU, UK. E-mail: f.plasser@lboro.ac.uk
First published on 22nd June 2021
π-Conjugated macrocycles are molecules with unique properties that are increasingly exploited for applications and the question of whether they can sustain global aromatic or antiaromatic ring currents is particularly intriguing. However, there are only a small number of experimental studies that investigate how the properties of π-conjugated macrocycles evolve with systematic structural changes. Here, we present such a systematic experimental study of a set of [2.2.2.2]cyclophanetetraenes, all with formally Hückel antiaromatic ground states, and combine it with an in-depth computational analysis. The study reveals the central role of local and global aromaticity for rationalizing the observed optoelectronic properties, ranging from extremely large Stokes shifts of up to 1.6 eV to reversible fourfold reduction, a highly useful feature for charge storage/accumulation applications. A recently developed method for the visualization of chemical shielding tensors (VIST) is applied to provide unique insight into local and global ring currents occurring in different planes along the macrocycle. Conformational changes as a result of the structural variations can further explain some of the observations. The study contributes to the development of structure–property relationships and molecular design guidelines and will help to understand, rationalize, and predict the properties of other π-conjugated macrocycles. It will also assist in the design of macrocycle-based supramolecular elements with defined properties.
In our own research, we exploited the capability of [2.2.2.2]paracyclophane-1,9,17,25-tetraene, a [2.2.2.2]cyclophanetetraene with benzene units, denoted BCyc here, to switch between a locally aromatic neutral state and a globally aromatic doubly reduced state (Scheme 1).16,17 This switching enabled excellent redox properties and application as high-performance organic sodium-ion battery anode material. The macrocyclic geometry was further found to result in voids in the solid-state packing that can facilitate ion diffusion.
Further applications of π-conjugated macrocycles are possible if the molecular structure is adapted accordingly. However, there are only a small number of experimental studies that investigate how the properties of π-conjugated macrocycles evolve with systematic structural changes, presumably due to the difficulties of synthesizing sets of macrocycles that allow for such an investigation. Cycloparaphenylenes (CPPs) are probably the class of π-conjugated macrocycles for which the most extensive structural variations have been performed and several applications are now emerging.18,19 However, in contrast to BCyc, the π-system of these compounds, which have been synthesized over a period of more than a decade, is radially oriented, which makes it difficult to draw conclusions for other macrocyclic π-systems. We believe that further systematic studies of π-conjugated macrocycles are needed to gain a better understanding of the evolving properties. Such studies can also be expected to lead to the discovery and identification of unexpected effects and properties, which may ultimately result in the development of new materials and applications.
For the study presented here, we aimed to investigate how the introduction of electron-withdrawing groups at the vinylene bridges of BCyc can influence its properties. We were particularly interested in how this structural modification changes the redox properties of the compound. While the reduction of BCyc was found to be a two-electron process and the charges of BCyc2− were delocalized, electron-withdrawing groups were expected to impact on this behavior, possibly enabling reduction beyond the dianion. Due to the availability of promising synthetic methods, we aimed to introduce ester groups as the electron-withdrawing groups to study these effects (Scheme 2, Functional group introduction). In the context of supramolecular elements (and considering that macrocycles can serve as such elements), it is noteworthy that these functional groups will point to the outside of the macrocycle due to their position at the vinylene bridges and conformational restrictions, impacting the (intermolecular) non-covalent interactions.
In addition to the functional group introduction, we were curious how a variation of the aromatic units can affect the properties, replacing the benzene units of the ester-substituted macrocycle by naphthalene, anthracene, and pyrene units (Scheme 2, Aromatic unit variation). This variation gradually increases the size of the macrocycles, yielding a set of ester-substituted [2.2.2.2]cyclophanetetraenes (all with a formally antiaromatic macrocyclic system of [4n] π-electrons in the neutral ground state), and was expected to result in changes to the effective ring currents and the associated local and global (anti)aromaticity in the neutral and charged states. Nevertheless, our interest here was also to identify deviations from the expected trends to advance our understanding of the unique properties that can be attained with carefully designed π-conjugated macrocycles. In contrast to the ester groups, which may serve as hydrogen bond acceptors or in dipole–dipole interactions, the larger aromatic units can strengthen π–π interactions or cation–π interactions; the resulting larger cavity may be able to host larger guest molecules or ions.
Our aim was to combine this experimental investigation with an in-depth computational analysis to explain, understand, and confirm the experimental results and to evaluate computational tools and methods that can facilitate the study of π-conjugated macrocycles. Aside from reproducing experimental energies, it was of particular interest to quantify and visualize the local and global (anti)aromaticity of these macrocycles. Generally speaking, a wide array of aromaticity descriptors has been developed relying, e.g., on structural20 or electronic21 properties. A particularly popular set revolves around magnetic properties and induced currents,22–27 as these are related to the characteristic signals of (anti)aromatic molecules observed in nuclear magnetic resonance (NMR) spectroscopy. For the present study, we used a newly developed method for the visualization of chemical shielding tensors (VIST).17 VIST is based on the nucleus-independent chemical shift (NICS),28 however, rather than just reporting a number, VIST shows the full local shielding tensor graphically. It is, thus, particularly suitable for illustrating the dramatic changes in the electronic structure the molecules studied undergo when their charge and spin state is altered.
Scheme 3 Synthesis of macrocycles BCyc-Et and BCyc-Hx with benzene units and ethyl/hexyl ester groups. Compound 1a was obtained from 1,4-diiodobenzene (ESI section 1.3.1†). |
For the synthesis of the macrocycles with benzene units, BCyc-Et and BCyc-Hx (Scheme 3), α1,α4-dioxo-1,4-benzenediacetic acid 2a was obtained in two steps starting from 1,4-diiodobenzene. In the first step, lithium–halogen exchange and quenching with an excess of diethyl oxalate gave compound 1a, which was then saponified to yield precursor 2a in an overall yield of 42%. An alternative one-step approach, Riley oxidation of 1,4-diacetylbenzene under conditions previously used for the oxidation of acetophenone,31 also gave precursor 2a according to 1H NMR spectra. However, our attempts to separate the highly polar product from the by-products of this alternative approach were not successful. The second cyclisation precursor, 1,4-benzenediacetic acid 3a, is available from commercial suppliers.
Using precursors 2a and 3a, BCyc-Et and BCyc-Hx were obtained by adapting a protocol reported for the synthesis of the corresponding π-conjugated macrocycle with pyrene units, which was shown to assemble into a tubular structure.29 In contrast to the previous report, the macrocycles were purified by gel permeation chromatography (GPC) instead of silica gel column chromatography, enabling efficient separation of oligomeric by-products and, thus, helping to prevent an overestimation of the reaction yield. After purification, BCyc-Et was obtained as a yellow solid in a yield of 16%; the initially obtained oil slowly crystallized to give the yellow solid. A marginally higher yield of 17% was achieved when the precursors were dissolved and added to the reaction over a period of 10 hours using a syringe pump. Such slow addition can keep the concentration of the precursors in the reaction low, which is usually considered to favor cyclisation over the formation of linear oligomers, but the effect was negligible in our case. The macrocycle with hexyl ester groups, BCyc-Hx, was obtained as a dark oil in a lower yield of 8%. In contrast to BCyc-Et, this macrocycle did not crystallize, and the separation of the by-products was found to be more challenging, despite using GPC for purification.
For the corresponding macrocycles with larger aromatic units, NCyc-Et, ACyc-Et, PCyc-Et and PCyc-Hx (Scheme 4 and ESI Fig. S1†), the required α,α′-dioxoarylenediacetic acid precursors 2b–d were obtained in similar reactions as used for the synthesis of precursor 2a. However, dibrominated instead of diiodinated arenes were used as the starting materials for the synthesis of compounds 1b–d and the reaction conditions and reagents of both synthetic steps were adapted and optimized for each precursor. In contrast to precursor 3a, the arylenediacetic acid precursors 3b–d are not commercially available but were synthesized by reduction of compounds 2b–d, adapting previously reported conditions.29,32 Interestingly, the corresponding reduction of substituents in the 9,10-positions of anthracene did not give the desired product (ESI Fig. S2†).
Scheme 4 (a) Synthesis of macrocycle NCyc-Et with naphthalene units and ethyl ester groups. Compound 1b was obtained from 2,6-dibromonaphthalene (ESI section 1.3.2†). (b) Macrocycles ACyc-Et, PCyc-Et, and PCyc-Hx with anthracene/pyrene units and ethyl/hexyl ester groups, obtained in analogous reactions using precursors 2c–d and 3c–d (ESI sections 1.3–1.6, Fig. S1†). |
The macrocycles were then prepared under the same conditions as BCyc-Et, yielding NCyc-Et as a pale yellow solid, ACyc-Et and PCyc-Et as orange solids, and PCyc-Hx as a red oil. No syringe pumps were used due to poor solubility of the precursors in the reaction solvent and the negligible effect on the reaction yield in the synthesis of BCyc-Et. As intended, the introduction of hexyl ester groups in PCyc-Hx, a reaction tested with the synthesis of BCyc-Hx, significantly improved the solubility of the compound compared to PCyc-Et, but the separation of the reaction by-products was again found to be tedious. The macrocycles were characterized by 1H and 13C NMR as well as by high-resolution mass spectrometry (HRMS) to confirm the molecular structure. Unfortunately, although we found the synthesis of all precursors and all other macrocycles to be reproducible, we struggled to re-synthesize ACyc-Et in later attempts. However, as highly interesting effects were observed for this macrocycle in both the computations and experiments, we do not want to omit the available data for this macrocycle here. The computational analysis also allows us to present a possible explanation for the difficulties with the synthesis of this compound related to its more flexible nature.
Fig. 1 UV-vis absorption (solid lines) and photoluminescence spectra (dashed lines) of the macrocycles in CHCl3 solution (5 μM). The excitation wavelengths for recording the photoluminescence (PL) spectra are shown in brackets; spectra obtained at other excitation wavelengths are available (ESI Fig. S43†). |
With both NCyc-Et and ACyc-Et, a trend to further redshifted absorption is observed. NCyc-Et showed an absorption peak at 324 nm and a shoulder at 274 nm. The PL maximum was found to be at 486 nm, corresponding to a Stokes shift of 1.28 eV, smaller than for BCyc-Et/Hx. ACyc-Et showed an absorption peak at 264 nm and shoulders at longer wavelengths; PL data for ACyc-Et is not available. The absorption spectrum of ACyc-Et has a markedly different shape compared to the other molecules studied and we assign this difference to its folded structure and the ensuing loss of symmetry that are discussed below.
As for BCyc-Et and BCyc-Hx, the absorption spectra of PCyc-Et and PCyc-Hx were found to be very similar, showing peaks at 283 nm and 362/360 nm. The PL was again significantly more intense for the hexyl-ester substituted compound, while the peak wavelengths were similar, 588 nm for PCyc-Et and 593 nm for PCyc-Hx. This corresponds to Stokes shifts of 1.32 eV and 1.35 eV, respectively, similar to the Stokes shift observed for NCyc-Et.
Beside the experimental results discussed so far, Table 1 presents results computed at the time-dependent density functional theory (TDDFT) level. The first computed singlet state of BCyc-Et, located at 353 nm, is symmetry forbidden within the four-fold symmetry of this molecule. This state may be tentatively assigned to the red tail between 350 and 400 nm observed in the experimental spectrum. A degenerate pair of bright states (oscillator strength of 0.77) follows at 315 nm, in good agreement with the experimentally observed absorption maximum. These three states, along with the dark S4 state (not listed in Table 1), are characterized by an excitation from a π-orbital delocalized over the whole system into the π*-orbitals on the vinylene units, with some contributions by the ester groups. Next, a degenerate pair of bright states (oscillator strength of 0.40) at 294 nm is found, which is consistent with the higher-energy shoulder in the spectrum.
Compound | λ abs., exp.a [nm] | λ abs., th. [nm] | λ PL, exp. [nm] | λ PL, th.c [nm] | Stokes shift [eV] |
---|---|---|---|---|---|
a Wavelength of maxima shown in bold, wavelength of shoulders estimated. b Determined from the photoluminescence spectrum recorded with the detector voltage set to ‘medium’ (ESI Fig. S44†). c Computed at the optimized triplet geometry in dichloroethane (DCE). | |||||
BCyc-Et | 262/315 | 294/315/353 | 526 | 648 | 1.58 |
BCyc-Hx | 262/313 | n/a | 530 | n/a | 1.62 |
NCyc-Et | 274/324 | 342/353/379 | 486 | 450 | 1.28 |
ACyc-Et | 264/307/387 | 451/476/496 | n/a | 592 | n/a |
PCyc-Et | 275/283/362 | 398/431 | 588 | 580 | 1.32 |
PCyc-Hx | 275/283/360 | n/a | 593b | n/a | 1.35 |
Proceeding to NCyc-Et and PCyc-Et, both of which retain the four-fold symmetry, one finds the same structure with a dark low-energy state and a pair of bright degenerate states giving rise to the main peak in the spectrum. In agreement with the experiments, we find a consecutive red shift when going to NCyc-Et and further to PCyc-Et, but this shift is somewhat overestimated by the computations. For the bright pair of states in NCyc-Et and PCyc-Et we find oscillator strengths of 0.61 and 1.20, respectively, showing that the computed oscillator strengths are in good agreement with the relative experimental intensities. A discussion of ACyc-Et is more challenging considering that more states are involved due to the loss of symmetry in this molecule (as a result of the folded structure discussed below). We find two dark states (496 and 476 nm) before the first bright state located at 451 nm. Due to the lack of symmetry, this state is not degenerate, and we find a second bright state at a slightly higher energy (438 nm). We tentatively assign these two states to the extended red tail found between 400 and 500 nm in the absorption spectrum of ACyc-Et.
Fig. 2 Cyclic voltammograms and redox potentials for the reduction of the macrocycles in dichloroethane (DCE), recorded on 2 mm diameter platinum disk electrodes at a scan rate of 0.1 V s−1 with 0.1 M NBu4PF6 as the supporting electrolyte. Dotted lines show the measurement of the electrolyte solution without macrocycle. Previously reported redox potential of BCyc in DCE for comparison: −2.29 V vs. ferrocene/ferrocene+ (Fc/Fc+).16 |
Measuring cyclic voltammograms for BCyc-Et at defined concentrations in different solvents, we aimed to determine the stoichiometry of the observed reduction steps (as we did previously for BCyc). However, due to sluggish kinetics of electron transfer to the ester-substituted macrocycles, the analysis of the voltammograms could neither confirm that the reduction proceeds in two one-electron steps nor exclude the presence of two two-electron steps (see ESI section 4.2†).
Upon variation of the aromatic units, a shift of the reduction to lower potential was observed for NCyc-Et; a redox potential of −1.92 V was determined for this compound. The voltammogram (and more clearly its 1st derivative, see ESI Fig. S45†) indicates that there may be a second reduction step at −2.17 V. In contrast to BCyc-Et, the reduction was found to be chemically irreversible. The lower redox potential for the reduction of NCyc-Et (compared to BCyc-Et) may be explained by its weaker global antiaromaticity in the neutral state and weaker global aromaticity in the doubly reduced state, discussed further in the section on ring currents and chemical shielding below. Interestingly, further variation of the aromatic units led to unexpected effects. Chemically reversible reduction at a significantly higher potential of −1.31 V was observed for ACyc-Et, while for PCyc-Et and PCyc-Hx the reduction remained at a similar potential as for NCyc-Et (at −1.84 V and −1.83 V, respectively), albeit being chemically reversible. For ACyc-Et, a second reduction wave was observed at −1.86 V.
Considering the relatively small structural differences between ACyc-Et and the most similar other macrocycles, NCyc-Et and PCyc-Et, as well as the absence of a general trend to serve as an explanation, rationalizing the observed redox potentials was difficult. Ruling out impurities as an explanation, we were curious if a computational investigation of the electrochemical properties could validate the results. Hence, we computed the redox potentials by optimizing the molecular geometries for the individual charged states using density functional theory and computing their Gibbs free energies in DCE solution (see computational details). Indeed, the computations showed a dip in the redox potential for the first reduction wave of ACyc-Et (Fig. 3, top), but the dip was smaller than in the experiments.
Fig. 3 Calculated redox potentials vs. Fc/Fc+ for the reduction to the mono-, di-, tetra- and hexaanions (top) and oxidation to the corresponding cations (bottom) of the macrocycles in 1,2-dichloroethane (DCE). Data available in the ESI Table S2.† |
The computations also showed very small differences in redox potential between the first and second reduction of all ester-substituted macrocycles, except for ACyc-Et. Furthermore, they revealed that the introduction of ester groups significantly facilitates the fourfold and sixfold reduction of the macrocycles; the redox potentials for the reduction to the tetra-/hexaanions shifted from −4.01/−5.43 V for BCyc to −2.48/−3.74 V for BCyc-Et. These results strongly support that the reduction steps of BCyc-Et observed in the CV measurements are two consecutive two-electron processes, corresponding to a reversible reduction to the dianion in the first step and to the tetraanion in the second step. For NCyc-Et, the potential differences were found to be even smaller, with the calculations indicating a potential of −1.82 V for the first reduction, −1.96 V for the second reduction, and −2.16 V for the reduction to the tetraanion. As all calculated potentials (ESI Table S2†), these values corresponded well with the experimentally determined redox potentials.
While the introduction of the ester groups has its most pronounced effect on the reduction to the tetra- and hexaanions, the variation of the aromatic units most significantly affects the oxidation to the tetra-/hexacations (Fig. 3, bottom), shifting the corresponding potentials from 3.00/4.83 V for BCyc-Et to 1.68/3.28 V for ACyc-Et. In line with the calculations, the experimentally determined redox potentials for the first oxidation wave showed a similar, albeit smaller shift from 1.47 V for BCyc-Et to 0.85 V for ACyc-Et (ESI Fig. S45†). For all ester-substituted macrocycles, the oxidation was found to be chemically irreversible in the CV measurements. In contrast, the two-electron oxidation of BCyc at 0.77 V was shown to be chemically reversible.16
In addition to the redox potentials for the singlet states of the macrocycles discussed so far, we also calculated the redox potentials for the reduction and oxidation to the tetraanions and -cations in the triplet state (Fig. 3, dashed lines). These calculations showed surprisingly small differences between the singlet and triplet states, which are discussed further below in the section on the ring currents and chemical shielding.
Interestingly, the more flexible nature of ACyc-Et can also provide an explanation for the difficulties with its synthesis. Conformation plays a crucial role in cyclization reactions, as it has a strong impact on the degree of competing oligomerization and polymerization reactions; an unfavorable conformation of the intermediates can impede the formation of macrocycles. Greater flexibility will make the conformation of the intermediates more prone to subtle changes in reaction conditions or impurities, explaining our results for the synthesis of ACyc-Et.
Indeed, no EPR signal was observed at any point in the measurement of BCyc-Et (ESI Fig. S51†), corroborating the reduction to the dianion in the first step and to the tetraanion in the second step. In contrast, measurements of the paramagnetic compound 4-amino-2,2,6,6-tetramethylpiperidinyl-1-oxyl (4-amino-TEMPO) showed an EPR signal (ESI Fig. S50†), confirming that the absence of a signal in the measurements of BCyc-Et cannot be attributed to issues with the measurement set-up.
Fig. 5 (a) to (c) VIST plots for BCyc-Et in different charge and spin states. (d) and (e) VIST plots for BCyc for comparison (see also Scheme 1b). Shielded (aromatic) tensor components are shown in blue, deshielded (antiaromatic) tensor components in red. Each tensor component relates to ring currents in a plane perpendicular to it. In all VIST plots, hydrogen atoms were omitted for clarity. Further VIST plots are provided in the ESI section 6.4.† |
For each macrocycle and state, the NICS tensors were computed and visualized at two different positions: (i) 1 Å off the plane of a ring of the aromatic units, denoted NICS(1)ar here, and (ii) at the center of the macrocycle, denoted NICS(0). The NICS(1)ar tensor can tell us how strongly the local aromaticity of the aromatic units is perturbed by macrocyclic currents, while the NICS(0) tensor is best suited to provide information about the macrocyclic currents themselves. The VIST plots for BCyc and BCyc2− (Scheme 1b) illustrate the expected changes: in the neutral state, the main component of the NICS(1)ar tensor is shielded and perpendicular to the plane of the aromatic unit. In the doubly reduced state, however, it is tilted and almost perpendicular to the plane of the macrocycle, indicating strong perturbation of the local aromaticity by macrocyclic currents, as described previously.17 In contrast, the main component of the central NICS(0) tensor is slightly deshielded (+11.0 ppm) in the neutral state but strongly shielded (−38.7 ppm) in the doubly reduced state. The deshielding in the neutral system may derive from paratropic currents in the macrocyclic [4n] π-electron system as well as from diatropic currents in the phenylene units (see also ref. 17 and 33), indicating either weakly antiaromatic or nonaromatic character, whereas the strong shielding in the dianion is an unequivocal sign of its aromaticity due to the resulting [4n + 2] π-electron system. A similar, but somewhat less pronounced, effect was observed in the VIST plots for BCyc-Et and BCyc-Et2− (Fig. 5a).
Before proceeding, we want to point out that the application of NICS in multiring systems has been challenged,33 as it is not generally possible to assign the contributions to the individual rings and more generally, following ref. 34, it should be clear that any method aimed at compressing the current density susceptibility tensor field to just a few numbers has to be applied carefully to retain all the chemically relevant information. For these reasons, we have performed additional computations of gauge-including magnetically induced currents (GIMIC)25,35 integrated across the plane bisecting a vinylene unit. As ESI Table S5† shows, GIMIC and NICS do not only show similar trends but provide even quantitative agreement for the strongly aromatic systems when the computed current is inserted into a conductor loop model. On the other hand, the GIMIC computations indicate only minuscule antiaromaticity for neutral BCyc and BCyc-Et, suggesting that the deshielding in these cases derives mostly from diatropic currents in the benzene units. In summary, this comparison highlights that VIST is suitable for a qualitative illustration of the overall magnetic properties and for a semi-quantitative discussion of the trends between different molecules whereas a fully quantitative picture would require a more involved analysis.
The VIST plots for BCyc and BCyc-Et in the triplet excited state as well as BCyc2+ and BCyc-Et2+ in the singlet ground state (Fig. 5d and b) showed similar NICS tensors as their dianions, indicating similarly strong aromatic macrocyclic currents (Baird aromaticity in the triplet excited state, Hückel aromaticity in the doubly charged ground states). Moving to the tetraanions, the VIST plots indicate strong antiaromatic macrocyclic currents in the singlet state (Hückel antiaromaticity) and strong aromatic currents in the triplet state of BCyc4− (Baird aromaticity) (Fig. 5e). The currents are considerably weaker in the corresponding states of BCyc-Et4− (Fig. 5c) and the reduction in current is particularly pronounced in the singlet state. Notwithstanding the weaker currents, the aromaticity in the triplet state and the antiaromaticity in the singlet state of the tetraanions provide an explanation for the unusually small difference in energy between the two states and the ensuing small difference in computed redox potentials (see Fig. 3).
To understand the weaker currents in the ester-substituted compound, we computed electron density difference plots (ESI section 6.5†). In these plots, BCyc-Et is shown to be able to place positive as well as negative charge on the ester groups, whereas for BCyc the changes in electron density are largely concentrated on the π-electron perimeter. As a consequence, BCyc acts more like an idealised [24]annulene in its charged states, switching between aromatic and antiaromatic states with the addition or subtraction of two electrons. This effect is alleviated for BCyc-Et, as other orbitals aside from the π-orbitals on the perimeter also play a significant role. The difference between the two macrocycles is particularly pronounced for the tetraanions. BCyc4− has no option aside from placing the additional electrons along the macrocyclic π-conjugated pathway, which induces strong antiaromaticity, as seen by the pronounced deshielding in the VIST plots as well as the strongly negative redox potential for the reduction to the tetraanion. By contrast, BCyc-Et4− is able to place the additional electron density into the ester groups, thus avoiding the formation of a strongly antiaromatic state, causing a dramatic shift in the computed redox potential for the reduction by about 1.5 V when compared to BCyc4−.
For comparing the full set of macrocycles in the different states, the component of the NICS(0) tensor perpendicular to the plane of the macrocycle, denoted NICS(0)zz, is most instructive, as it can serve as an indicator of the diatropic (aromatic) or paratropic (antiaromatic) macrocyclic currents (assuming that contributions from the currents in the aromatic units are weaker and cancel out in part). Shielded tensor components correspond to negative NICS(0)zz values and indicate global aromaticity, deshielded tensor components correspond to positive values and indicate global antiaromaticity. Fig. 6 provides an overview of the NICS(0)zz values of the macrocycles in the different states. Almost without exception, the signs of the NICS(0)zz values agree with the predictions of (anti)aromaticity following Hückel's and Baird's rule, highlighting the consistency between these approaches. In all states, the values indicate a decrease of the macrocyclic currents with the introduction of the ester groups, as can be seen when comparing the values of BCyc and BCyc-Et, but the magnitude of the decrease depends on the state. In the neutral singlet state, the NICS(0)zz values indicate only a small decrease (by about one third) in paratropic currents upon introduction of the ester groups, whereas the decrease is somewhat larger for the mono- and dianions. A further stepwise decrease can be observed when increasing the size of the aromatic units, moving to NCyc-Et and PCyc-Et. Only ACyc-Et deviates from this general trend, a result of its folded conformation. In the neutral triplet state, the NICS(0)zz values indicate macrocyclic currents that are significantly stronger than the currents in the neutral singlet state, suggesting that the excited-state Baird aromaticity is more pronounced than the ground-state Hückel antiaromaticity in the neutral macrocycles.
Fig. 6 Comparison of NICS(0)zz values of the macrocycles in different charge and spin states (singlet states: filled bars, triplet states: unfilled bars). Negative values indicate diatropic (aromatic) macrocyclic currents, positive values indicate paratropic (antiaromatic) macrocyclic currents. The corresponding data is available in the ESI Table S3.† |
To interpret the data from Fig. 6 in some more detail, it is important to note that the strength of the ring current is approximately proportional to the number of electrons contributing36 and, accordingly, the diamagnetic shielding is proportional to the number of electrons divided by the radius of the ring.37 In line with this, we find that due to the enhanced number of electrons the shielding for the anionic systems is slightly more negative than for the cationic systems. This is particularly true when comparing the dianions with the dications, a trend that is also seen for smaller annulenes.38 Looking at the radii, we find that going from BCyc-Et to PCyc-Et the radius increases by about 50% (from 4 Å to 6 Å). All else equal, one would expect the NICS(0)zz values to decrease by a third. However, the NICS(0)zz values of the dianion and dication decrease by more than half (despite the increased number of electrons), highlighting that the aromaticity of these states in PCyc-Et is clearly reduced when compared to BCyc-Et.
To understand the reduced global aromaticity for the macrocycles containing larger aromatic systems, it is instructive to view their VIST plots, as exemplified in Fig. 7 for the dianions. BCyc-Et2−, shown on the left, exhibits the expected behavior for a globally aromatic system, as the dominant contributions for both, the NICS(0) and NICS(1)ar tensors, are approximately perpendicular to the plane of the macrocycle. A similar behavior but slightly less pronounced is found for NCyc-Et2−. The two larger macrocycles, ACyc-Et2− and PCyc-Et2−, show an entirely different behavior; the NICS(1)ar tensor stands perpendicular to the aromatic unit and the NICS(0) tensor almost vanishes. This discussion supports the interpretation that the dianions of the smaller molecules become globally aromatic at the expense of local aromaticity of the individual units, whereas the local aromaticity is maintained at the cost of weaker global aromaticity for the larger macrocycles.
In the centre of Fig. 8, we present the total energies of the S0, T1, S1, S2, and S3 states computed at the S0 and T1 geometries. As discussed above, the transition to the S1 state is symmetry-forbidden and the first band in the absorption spectrum relates to the degenerate S2/S3 states. These are located at 3.94 eV at the S0 geometry, which corresponds to a computed absorption wavelength (λabs) of 315 nm. The photoluminescence wavelength (λPL) is approximated here via the energy difference of S1 and S0 at the T1 geometry, obtaining a value of 1.91 eV or 648 nm. The computed photoluminescence energy is about 0.4 eV lower than the experimental value but, importantly, reflects the large Stokes shift and we are confident that the following discussion based on T1 correctly captures the underlying physics related to the strong Stokes shifts observed. Fig. 8 highlights that the large Stokes shift is obtained via a combination of three effects: (i) internal conversion from S2/S3 to S1 according to Kasha's rule, (ii) destabilization of S0, and (iii) stabilization of S1 as the excited-state geometry is relaxed. The first effect amounts to about 0.4 eV while the latter two contribute about 0.8 eV each. It should be noted that emission from the S1 state is also symmetry forbidden at the excited-state geometry, highlighting that only rather weak luminescence is expected.
Interestingly, the total energy of the S2/S3 states is almost unaffected by the structure optimization. Within the MO picture, this difference can be explained by the fact that the structural relaxation strongly stabilizes the LUMO (from −2.4 to −4.8 eV at the PBE0/def2-SV(P) level), leaving the other orbitals largely unaffected. Therefore, only the T1 and S1, which are dominated by the HOMO/LUMO transition, are notably affected.
Moving beyond the MO picture, we can endeavor to explain the effects within the framework of excited-state aromaticity. Specifically, we propose that the geometry relaxation in the excited state produces enhanced excited-state aromaticity for T1/S1 in connection with enhanced ground-state antiaromaticity for S0. To examine this hypothesis, we have computed chemical shielding tensors related to the S0 and T1 states at the S0 (Fig. 8, left) and T1 (Fig. 8, right) geometries. Starting with the chemical shielding of the S0 state computed at the S0 geometry, shown on the lower left in Fig. 8, we find a slightly deshielded out-of-plane component for the NICS(0) tensor (NICS(0)zz, 7.5 ppm). The NICS(1)ar tensor, on the other hand, shows one strongly shielded component perpendicular to the benzene unit, indicating its local aromaticity. The formal vertical excitation to T1, represented in the upper left panel, induces only modest Baird aromaticity and the NICS(0)zz component only becomes slightly shielded (−6.3 ppm) along with minor variations of NICS(1)ar. The situation changes dramatically once the triplet geometry is allowed to relax, as seen on the upper right in Fig. 8. For the relaxed T1 state one finds strong indications of global aromaticity for both the NICS(0) and NICS(1)ar positions (−23.6 and −29.2 ppm). Staying at the T1 geometry but performing computations for the S0 state, we find notably enhanced antiaromaticity when compared to the S0 geometry, yielding a dominant NICS(0) component of 14.9 ppm. However, the dominant component of NICS(1)ar (−20.4 ppm) keeps pointing away from the phenylene ring, highlighting that much of its local aromaticity is restored.
From the viewpoint of molecular structures, it is observed that the bond length alternation changes significantly when going from the ground- to excited-state optimized structure. In the ground state, there is a clear difference between the length of the vinylene double bond (1.35 Å) and that of the single bond connecting vinylene and phenylene (1.48 Å), whereas this difference is significantly reduced at the T1 geometry (1.39/1.44 Å). The reduction in bond-length alternation is similar to what is observed in the open-chain analogue, poly(p-phenylene vinylene) (PPV).45 However, the consequences are much more pronounced in the cyclic system presented here, noting that the stabilization of S1 upon geometry relaxation in open-chain PPV amounts to only about 0.2 eV,45 as opposed to the 0.8 eV found here.
While the synthesis of some cyclization precursors required considerable optimization, the synthesis of the macrocycles themselves was generally found to be straightforward when adapting previously reported conditions, except for the synthesis of the ester-substituted macrocycle with anthracene units, ACyc-Et, which suffered from poor reproducibility. In contrast to the other macrocycles, the computations indicated a folded conformation for ACyc-Et, leading us to conclude that small structural variations can result in significant differences in conformation that may affect the synthesis. The folded conformation also resulted in a markedly different shape of the absorption spectrum due to the entailing loss of symmetry.
We can further conclude that the introduction of hexyl instead of ethyl ester groups can give π-conjugated macrocycles that are viscous oils. Even with large pyrene units, these macrocycles did not crystallize during prolonged storage and dissolved well in organic solvents. The hexyl ester-substituted macrocycles also showed a significantly more intense photoluminescence than their ethyl ester analogs, which we attributed to enhanced shielding of the chromophores by the larger hexyl ester groups, enabling emission from the formally symmetry-forbidden lowest singlet excited state. In contrast to the photoluminescence spectra, the absorption spectra of the ethyl and hexyl ester analogs were almost identical.
Regarding the electrochemical properties, the introduction of the ester groups was found to drastically shift the first reduction wave to higher potential in the cyclic voltammetry measurements (compared to the previously reported unsubstituted macrocycle [2.2.2.2]paracyclophane-1,9,17,25-tetraene, denoted BCyc in this work). Computations showed that even more pronounced shifts occur for the reduction to the tetra- and hexaanions. In contrast, increasing the size of the aromatic units was found to have its most pronounced effect on the oxidation to the tetra- and hexacations. From EPR spectroelectrochemical measurements, we conclude that the two reversible reduction steps observed in the cyclic voltammogram of BCyc-Et are two consecutive two-electron processes. This reversible fourfold reduction, in combination with the commercial availability of one of the cyclisation precursors and the lower molecular weight compared to the other macrocycles, renders BCyc-Et the most interesting macrocycle to be used, for example, as a building block for battery electrode materials or as component of a multielectron photoredox catalyst.
A detailed investigation of the ring currents and chemical shielding allowed us to rationalize many of the observed optoelectronic properties in the context of local and global aromaticity in different planes. The recently developed method for the visualization of chemical shielding tensors (VIST) was found to provide particularly useful insights in this regard. Most importantly, the method provided an intuitive explanation of the large Stokes shifts of up to 1.6 eV, showing that emission occurs at a geometry where excited-state aromaticity and ground-state antiaromaticity are both significantly increased, thus, narrowing the gap between the states. A more detailed analysis of excited-state energies was presented to substantiate this viewpoint.
From the weaker global aromaticity and antiaromaticity in the different charge and spin states after introduction of the ester groups, it can be concluded that the ester-substituted macrocycles have additional flexibility of placing positive as well as negative charge on the ester groups, largely explaining the observed redox properties; the effect was further confirmed by electron density difference plots. It can further be concluded that, as a general trend, increasing the size of the aromatic units results in weaker global aromaticity but stronger local aromaticity.
In summary, we have shown that [2.2.2.2]cyclophanetetraenes provide versatile scaffolds for applications as molecular materials or supramolecular elements due to their unusual properties along with their high tunability. Their remarkable optoelectronic properties, in particular their large Stokes shifts and the accessibility of a variety of charged states, were traced back to their formal ground state antiaromaticity – illustrated via VIST plots – along with high structural flexibility. We have shown that their properties can be effectively tuned via two independent strategies: (i) introduction of electron-withdrawing groups to allow for easier reduction and (ii) variation of the aromatic groups to alter the balance between local and global aromaticity, indicating that a wide range of target properties can be achieved using this remarkable class of molecules as basis for molecular design.
UV-vis absorption spectra were recorded on an Agilent Cary 60 UV-vis spectrophotometer at room temperature. The measurements were carried out with 5 μM solutions in CHCl3 at a scan rate of 300 nm min−1 and a data interval of 0.5 nm. Photoluminescence (PL) spectra were acquired on an Agilent Cary Eclipse fluorescence spectrophotometer with 5 μM solutions in CHCl3 at a scan rate of 120 nm min−1 and a data interval of 1 nm. The excitation and emission slits were set to 5 nm, the emission and excitation filters were set to ‘auto’ setting, and the detector voltage was set to ‘high’ (800 V). For PCyc-Et and PCyc-Hx additional spectra were recorded using ‘medium’ (600 V) detector voltage (ESI Fig. S44†), due to the peak of PCyc-Hx exceeding the maximum of 1000 counts with the ‘high’ setting.
Cyclic voltammetry measurements were performed in an argon atmosphere glovebox (LabStar, MBraun) using a PalmSens4 potentiostat controlled via Bluetooth connection in a standard three-electrode setup. Platinum disk electrodes of 2 mm diameter, a silver wire, and a platinum wire served as working, quasi-reference, and auxiliary electrodes, respectively. Small glass test tube vessels were used as open electrochemical cells. The electrolyte volume was below 0.4 mL. After the measurements, an arbitrary amount of ferrocene (internal reference) was added to the solution to evaluate the redox potentials of the studied compounds (ESI Fig. S45 and S48†). Cyclic voltammograms were fitted to simulated voltammograms using the DigiSim 3.03b software (Bioanalytical Systems). For steady-state voltammetry (ESI Fig. S47†), platinum disk ultramicroelectrodes of 25 μm diameter were used as the working electrode. Details for the EPR spectroelectrochemical measurements are provided in the ESI section 5.†
Density functional theory computations considered singlet states of charge −6, −4, −2, −1, 0, +1, +2, +4, +6 as well as triplet states of charge −4, 0, +4. Geometries for these electronic states were optimized in vacuum using the PBE0 functional46,47 along with the def2-SV(P) basis set48 and the D3 dispersion correction49 in its optimized power parameterization.50 The nature of the stationary points as minima was verified using a finite difference Davidson procedure51 to avoid computation of the full ab initio Hessian.
Redox potentials were determined via single-point computations on the gas-phase optimized structures for the individual states using PBE0-D3 along with the def2-SVPD basis set (possessing additional diffuse basis functions) and including solvation effects using a conductor-like polarizable continuum model52 considering a dielectric constant ε of 10.125 to represent 1,2-dichloroethane. First, the ionization potential (IP) of a state of molecular charge (z) was computed according to
IP(z) = G(z) − G(0) |
where G(z) corresponds to the total free energy in solution at the PBE0-D3/def2-SVPD level. No vibrational effects were included considering that a vibrational analysis was unfeasible for the largest systems considered and noting that vibrational effects are generally expected to play a minor role for redox potentials.53 Subsequently the redox potential for any given redox couple z1/z2 was computed as
Absorption wavelengths were computed using time-dependent DFT (TDDFT) with the ωPBEh functional46,56 (using 20% global Hartree–Fock exchange and ω = 0.1 a.u.) and the def2-SV(P) basis set and considering solvation in 1,2-dichloroethane (ε = 10.125, ε∞ = 2.087). Approximate photoluminescence energies were computed at the triplet geometries, optimized via unrestricted Kohn–Sham (UKS) theory, considering that TDDFT geometry optimizations are not feasible for the largest systems considered here.
Nucleus independent chemical shifts (NICS)28 were computed at the PBE0/def2-SVP level using gauge including atomic orbitals57 as implemented in Gaussian 09.58 NICS tensors were represented graphically using the VIST (visualization of chemical shielding tensors) method17 as implemented in TheoDORE 2.459 and using VMD for rendering the figures.60 Additional current density computations were performed using the GIMIC 2.1.4 package25,35 in connection with PBE0/def2-SVP chemical shift computations in Turbomole 7.4.61,62 These current densities were integrated along a plane bisecting the CC double bond in a vinylene unit. Plots of the anisotropy of the induced current density (ACID) were computed using the AICD 3.0.3 program23 in connection with PBE0/def2-SVP computations in Gaussian 09.
The underlying computational research data is available via a separate repository (DOI: 10.17028/rd.lboro.14500482): geometries for the molecules studied in their different electronic states along with input/output files for characterization of stationary points, solvated calculations, vertical excitations, and NICS.
Footnote |
† Electronic supplementary information (ESI) available: The synthetic procedures and essential compound characterization, the 1H and 13C NMR spectra, further photoluminescence spectra and cyclic voltammograms (including the voltammograms at defined concentrations and the corresponding data), details for the EPR spectroelectrochemistry, and further computational data and plots (including anisotropy of the induced current density (ACID) plots for comparison). See DOI: 10.1039/d1qo00901j |
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