Constantin
Puscalau
a,
Aamod V.
Desai
bc,
Erlantz
Lizundia
de,
Romy
Ettlinger
bf,
Mohamed
Adam
a,
Russell E.
Morris
bc,
A. Robert
Armstrong
bc,
Begum
Tokay
a and
Andrea
Laybourn
*ag
aAdvanced Materials Research Group, Faculty of Engineering, University of Nottingham, Nottingham, NG7 2RD, UK
bEaStCHEM School of Chemistry, University of St Andrews, North Haugh, St Andrews KY16 9ST, UK
cThe Faraday Institution, Quad One, Harwell Science and Innovation Campus, Didcot, UK
dLife Cycle Thinking Group, Department of Graphic Design and Engineering Projects. University of the Basque Country (UPV/EHU), Plaza Ingeniero Torres Quevedo 1, Bilbao 48013, Biscay, Spain
eBCMaterials, Basque Center for Materials, Applications and Nanostructures, Edif. Martina Casiano, Pl. 3 Parque Científico UPV/EHU Barrio Sarriena, Leioa 48940, Biscay, Spain
fTUM School of Natural Sciences, Department of Chemistry, Technical University of Munich, Lichtenbergstrasse 4, 85748 Garching, Germany
gInstitute of Process Research and Development &School of Chemistry, University of Leeds, Leeds, LS2 9JT, UK. E-mail: A.Laybourn@leeds.ac.uk
First published on 6th January 2025
Development of sustainable synthesis methods of organic electrode materials (OEMs) for sodium (Na)-ion batteries must take hold rapidly in large scale-synthesis if subsequent commercialisation is to occur. We report a facile and rapid gram-scale synthesis method based on microwave irradiation for disodium naphthalene-2,6-dicarboxylate (Na-NDC) and mono/disodium benzene-1,4-dicarboxylate (Na-BDC) as model compounds. Phase purity and formation of materials was confirmed by various characterisation techniques. The electrochemical performance was tested in both half and full cell formats and compared to material obtained via smaller scale synthesis, revealing state-of-the art performance in terms of capacity retention and cyclability. The environmental impacts upon organic anode synthesis were quantified according to cradle-to-gate life cycle assessment (LCA). The results allow for the identification of environmental hotspots during production, indicating areas for future process optimisation. Interestingly, remarkably reduced impacts are obtained compared to conventional syntheses at milligram scale. Additionally, this work suggests potential significant improvements upon additional upscaling and solvent recycling.
Green foundation1. This work advances the sustainable synthesis of organic electrode materials for sodium (Na)-ion batteries by reporting (i) a new facile and rapid gram-scale synthesis based on microwave irradiation for disodium naphthalene-2,6-dicarboxylate (Na-NDC) and mono/disodium benzene-1,4-dicarboxylate (Na-BDC) and (ii) quantification of environmental impacts of their syntheses according to cradle-to-gate life cycle assessment (LCA).2. Much reduced reaction times of 30 and 60 minutes in methanol and ethanol gave good yields close to 85% and 83% for Na-NDC and Na-BDC on the gram scale. Electrochemical performance is comparable to the materials obtained using conventional syntheses or smaller scale MW-assisted preparation. LCA results allow for the identification of environmental hotspots during production indicating areas for future process optimisation such as renewable resources and solvent recycling. 3. To model end-of-life of the new anodes using LCA, recycling or (bio)degradation experiments of the Na-BDC/Na-NDC anodes is required. |
Efficient design of anode materials remains necessary to overcome the slow kinetics and reduced rate of Na-ion diffusion in active materials, to facilitate the large-scale development and commercialisation of energy storage. Organic electrode materials (OEMs) offer several advantages over inorganic electrode materials, such as cost-efficiency, sustainability and natural abundance (e.g., C, H, O, N, S), along with vast structural variety and tunability.9 For post-Li ion batteries, these benefits are particularly relevant for anode materials, which require development of suitable electrode materials.10 As the redox activity of organic anodes resides in the functional groups (azo, imine, carboxylate etc.) of the molecule,11 the versatility of molecular design can offer several advantages over pure inorganic materials, such as capacity improvement, cycling stability and coulombic efficiency. Owing to these advantages, many organic materials, especially those based on smaller building units, have started to be investigated in the past decade. In particular, aromatic carboxylate-based compounds show potential for conversion and storage of electrical energy; the carboxylate/carbonyl group can carry the redox activity, undergoing electron transfer through a reversible electrochemical reaction, whereas extended π-conjugated structures can also enhance the rate of charge transportation.12 Together with low molecular weights, the flexible structures can accommodate large ions, such as Na+, leading to faster redox reaction and superior capacities than pure inorganic anodes.13
Currently available synthesis methods of aromatic carboxylate compounds have limitations in terms of yield, as they rely on simpler design methods rather than efficient fabrication techniques. Commonly used synthesis methods, such as solvothermal, have the advantage of producing materials with a high degree of crystallinity, but require the use of solvents at relatively high temperatures (100–300 °C) and high pressures (up to 5000 atm).14 One pot synthesis at ambient temperature, on the other hand, can be an alternative. Nevertheless, it is important to note that this method can frequently lead to low yields and long reaction durations, often ranging from 24 to 48 h. Other issues encompass inadequate consistency between batches, extended reaction times, substantial amounts of hazardous solvent, and expensive scale-up processes accompanied by considerable energy usage.
Microwave-assisted synthesis is widely used in coordination chemistry for a variety of materials, including zeolites, covalent organic frameworks, and metal–organic frameworks.15–19 Microwave (MW) irradiation offers several advantages over conventional heating, including shortening reaction time (from hours to minutes compared to traditional solvothermal/hydrothermal processes), high yields and product conversion.20 Rapid heating in both nucleation and crystal growth stages leads to crystals with small narrow particle size distribution, homogeneous morphology and higher surface area, crucial properties for Na-ion anode materials.21 Hence, significantly decreased synthesis durations allow an increase in energy efficiency and a cut down of energy consumption, crucial to permit easy scale-up. While seeking larger scale synthesis adoption for less explored battery materials, standardised environmental impact metrics are urgently needed to prevent unexpected environmental impact transfer when adopting new battery chemistries that could replace existing electrochemical energy storage technologies.22–25 As such, it is possible to determine whether the development of new materials offers actual net improvements in environmental terms. Accordingly, the environmental impacts of Na-ion batteries can be accounted for by utilising the life cycle assessment (LCA) methodology, which follows the ISO 14040/44 international standards.24,26 LCA is already an essential tool for designing sustainable solutions in the energy field, both in research and at industry levels. When implemented early in the development process, LCA can identify areas for improvement and guide the design of new materials and batteries with better environmental performance.27–29 In addition to quantifying greenhouse gas emissions resulting from battery materials development, LCA determines multiple environmental impacts including the cumulative energy demand, acidification, ecotoxicity, eutrophication, or water consumption.30
Herein, we report a time-efficient and gram-scale microwave-assisted synthesis of sodium carboxylates, using disodium naphthalene-2,6-dicarboxylate (Na-NDC) and disodium benzene-1,4-dicarboxylate (Na-BDC) as model compounds. A synthesis protocol was operated using microwaves under reflux at atmospheric pressure and a study of impact of reaction rate and solvent (methanol and ethanol) on materials yield was conducted, along with detailed material characterisation and cycling studies to understand optimal synthesis conditions. In addition, the sustainability metrics of the syntheses have been calculated in detail.
The energy consumption was estimated considering the maximum power of each instrument, functioning at a 70% workload, and taking into account the volumetric capacity of the instrument to process several samples together. The process inventory was retrieved from primary sources (our own laboratory data) and has been combined with a literature search (secondary data) to compare the results with five conventional syntheses. The assessment was conducted using the OpenLCA 2.1.1 software and the ecoinvent v3.10 cut-off processes database. Environmental impacts were determined using the ReCiPe 2016 Midpoint (H) methodology.
As for Na-BDC, the highest yield and amount of material obtained was for the reaction conducted in methanol for 30 min (81.9% and 1.38 g respectively), whereas the same reaction time with ethanol gave a 74.5% yield (1.26 g of material). A comparison of yield achieved by our MW-assisted method can be made with Abouimrane's work,34 where they managed to obtain yields for NaHBDC up to 62%, significantly lower than yields reported in this work. Syntheses conducted for 1 h presented similar yields in both solvents (81.5%). Overall, results indicate that reaction completion happens in a relatively short period of time, around 30 min, not increasing further with MW irradiation and reaction duration. As for Na-NDC, both synthesis in methanol and ethanol with 30 min reaction time and methanol 1 h accorded similar yields around 86%, whereas synthesis conducted in ethanol for 1 h showed an increased yield of 90%. Absence of reported yields for Na-NDC synthesis made comparison impractical with previous studies. Prior reported synthesis procedure of Na-NDC material employed stirring the linker and NaOH salt in methanol under reflux condition at 80 °C for 24 h;35 seemingly, with MW irradiation the reaction time can be drastically reduced to 1 h, still affording high yields (>85%).
Both Na-NDC and Na-BDC materials crystallize in a monoclinic space group P21/c, however a monodeprotonated hydrogen terephthalate phase is also present for the latter, with a triclinic P space group and verified as the primary synthesis product. The structure of the synthesised Na-NDC materials was confirmed by PXRD diffraction patterns (Fig. S1b and S6†) and compared with the simulated structure. All experimental patterns show minor differences in peak widths and positions, fittingly matching the simulated pattern and confirming Na-NDC phase purity. As for Na-BDC materials, upon reaction between terephthalic acid and NaOH, full deprotonation of the linker is expected, thus obtaining Na2BDC, with its own characteristic simulated pattern (Fig. S1a and S8†). However, another phase, corresponding to the monosodium terephthalate salt may form due to partial deprotonation of H2BDC during synthesis, with the corresponding pattern highlighted in pink in Fig. S1a.† In both syntheses with methanol and ethanol, the good match between experimental patterns and simulated confirms that the major phase observed is NaHBDC, with minor presence of Na2BDC, due to appearance of very low intensity peaks characteristic of the disubstituted salt at 2θ = 31.5° and 38°. Na2BDC is highly soluble in water (13% (w/w)),36 whereas NaHBDC is only moderately soluble (terephthalic acid has relatively low pKa values: 3.51, 4.82). A possible hypothesis for the formation of NaHBDC is that when Na2BDC is formed, the salt may begin to convert into the monosubstituted species due to its moderate solubility in water (solvents used contain ca. 0.2% water). This conversion could potentially shift the equilibrium between Na2BDC and NaHBDC towards the monosubstituted species, which could be further enhanced, particularly with longer reaction times.
From Fig. S1d and S7,† both solvents utilised during Na-NDC syntheses gave samples with similar FT-IR spectra. The absence of a broad O–H stretching peak in the range 3250–2000 cm−1, characteristic of carboxylic acids present in the parent naphthalene-2,6-dicarboxylic acid, confirmed salt formation. Additionally, the pure naphthalene linker showed an intense band corresponding to carbonyl (–CO) stretching at 1685 cm−1, noticeably blue shifted and split into two bands in the Na-NDC spectra (at 1557 cm−1 and 1395 cm−1 respectively, which were assigned to asymmetric and symmetric stretching vibrations).
FT-IR spectra of Na-BDC materials showed a band at 1675 cm−1 assigned to carboxylic acid –COO vibrations, originating either from unreacted terephthalic acid starting material, or from the non-coordinated carboxylic acid in the monosodium terephthalate (Fig. S1c and S9†).37 Due to resonance stabilisation, terephthalic acid has relatively low pKa values (3.51, 4.82),38 which allow easy deprotonation by NaOH, affording mono/di-sodium terephthalate through the acid–base chemistry. Spectra of both salts indicate metal carboxylate formation; the bands at 1551 cm−1 and 1380 cm−1 were assigned to νas (COONa) and νs (COONa), two characteristic fingerprints of salt formation. SEM images of Na-NDC material synthesised in methanol presents small particles (1–8 μm) with irregular morphology (Fig. S2†). Syntheses conducted in ethanol gave morphologically non-uniform size and shape, with confined aggregates. Na-BDC with ethanol exhibited submicron particles along with bigger crystals (5–10 μm), whereas in methanol, the salt presents again large agglomerates and irregular shape.
To quantify product formation and distinguish between starting unreacted linker and salt, ICP-MS analysis was performed for cross-analysis with CHN (elemental analysis) with results presented in Table S4.† Based on H % of Na-BDC samples for syntheses conducted in both methanol and ethanol solvents (2.02 and 2.58% respectively), Na mono/di-substituted salt is obtained as the main product: even though Na-BDC in ethanol showed the highest hydrogen content (2.58%), Na presence is half of the expected Na2BDC (10.81% and 21.88% respectively), suggesting less of the disubstituted salt formation, but large presence of NaHBDC (ca. 49%) and unreacted linker, confirmed by PXRD (Fig. S1a†) and by TGA (Fig. S3a†). As for syntheses conducted in methanol, 9.86% of Na suggests even more presence of unreacted linker. Na-NDC materials, on the other hand, showed lower hydrogen wt% than theoretical Na2NDC (2.32 wt%), 1.92% and 1.75% for syntheses conducted in methanol and ethanol respectively, indicating successful formation of disubstituted salt as main reaction product. Confirmation of Na2NDC presence was further given by ICP analyses, showing wt% of Na very close to expected Na2NDC (17.67%), with 16.59% for methanol and 17.52% for ethanol.
Overall, ICP-MS results support CHN results for more Na content in Na-NDC samples than Na-BDC, the former accounting for more presence of NaHBDC rather than Na2BDC. Thermogravimetric analyses of as-synthesised materials is presented in Fig. S3.† TGA profiles of Na-NDC samples showed no significant weight loss until around 520 °C, indicating high temperature of decomposition of materials likely due to efficient π-stacking interaction between adjacent naphthalene rings.39 Na-NDC in ethanol presented a 2% weight loss at around 350 °C, associated with unreacted linker decomposition, whereas in methanol less than 1% weight loss was observed. Final wt% loss of both samples (64% for products produced in ethanol and 73% for methanol) indicate reduced presence of expected salt formation for methanol-synthesised material, thus validating CHNS/ICP-MS analyses.
For Na-BDC samples, a significant weight loss at around 300 °C was observed for methanol and ethanol samples (53.2% and 53% respectively), due to unreacted linker, however comprised of 30.4% linker from in-pore NaHBDC structure. Overall, both TGA profiles are very similar, presenting a step above 520 °C associated with the loss of coordinated ligand and decomposition of the salt.40 The good match between the two TGA curves is in accordance with previous PXRD and FT-IR analyses discussions which evidence NaHBDC formation as the main product.
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Fig. 1 (a) Discharge capacity and (b) galvanostatic charge/discharge curves for Na-BDC materials (5th cycle) cycled between 0.01–2.5 V at a current rate of 100 mA g−1. |
A significant loss of reversible capacity was observed during the first desodiation of the Na-BDC(E-1) material (ICE values ∼43–45%), which could partly be ascribed to the formation of a solid–electrolyte interface (SEI) layer41 and to ion-insertion in the conductive carbon additive (∼37 mA h g−1; Fig. S10†). Notably, previous studies on these materials have seen lower ICE values as well, with 30% for H2BDC,42 40% for NaHBDC,34 and 50 to 60% for Na2BDC.40,43 In both cases a single step redox profile was observed, suggesting the absence of large amounts of unreacted linker or any side-reactions during the MW-assisted synthesis (Fig. 1b). The discharge capacities from the 2nd cycle onward stabilised at ∼200 mA h g−1 for both Na-BDC(M-1) and Na-BDC(E-1). Na-BDC(M-1) showed minimal loss in capacity with a discharge capacity of 178 mA h g−1 after 50 cycles. A similar experiment in the case of Na-NDC suggested the superior performance for Na-NDC(M-1) over Na-NDC(E-1) (Fig. 2a), and S11†). This performance for Na-NDC(M-1) is comparable to the cycling capacities observed for the material obtained on small scale synthesis (Fig. S12†).39 Na-NDC materials showed stable capacity retention over 50 cycles with high ICE values of 77% and 67% for Na-NDC(M-1) and Na-NDC(E-1), respectively.
Like in the case for Na-BDC, Na-NDC exhibited a single plateau at ∼0.35 V in the discharge profiles, further endorsing its clean formation (Fig. 2b). Although Na-NDC(E-1) exhibited a similar voltage trace, the discharge capacities were lower, suggesting the influence of trace amounts of unreacted precursor during the synthesis. Parent carboxylic acids can offer charge storage ability, however, the Na-ion-insertion is associated with liberation of gases, lower initial coulombic efficiencies (ICE), and large structural changes, which affect the cycling performance.34,42
Based on the results for half-cells, Na-BDC(M-1) and Na-NDC(M-1) were chosen for testing in full-cells vs. oxide-based cathode. For reference, half-cell cycling profiles for the cathode material are shown in Fig. S13.† Full cells containing Na-(BDC)(M-1) exhibited a high first cycle discharge capacity of 245 mA h g(AM-anode)−1, with relatively stable capacities over 100 cycles (Fig. S14a†). A significant loss of reversible capacity was observed for the 1st charge (Fig. S14b†), which can be linked to the poor ICE that was observed for half cells of Na-BDC compounds. In the case of full-cell measurements involving Na-NDC(M-1) much better reversibility was observed, with a first discharge capacity of 214 mA h g(AM-anode)−1 (Fig. S15†). Also, this capacity was reasonably retained with discharge capacity of 146 mA h g(AM-anode)−1 at the end of 100 cycles (Fig. S15a†).
Encouraged from this performance and to further understand the full cell behaviour of Na-(NDC)(M-1), a rate capability test was carried out at increasing current rates up to 500 mA g(AM-anode)−1 (Fig. 2c and d). The fading of capacity at varying current densities was minimal, with a discharge capacity of ∼184 mA h g(AM-anode)−1 at the current density of 500 mA g(AM-anode)−1. The specific capacity at the initial cycles could be regained when the current was returned to 25 mA g(AM-anode)−1.
As a result, it remains evident that increasing the processing scale yields significant environmental benefits, particularly in terms of energy utilisation. Furthermore, E-1 syntheses bear a larger burden (17–21% increase) compared to M-1. To provide context for the obtained CO2 footprint, we further studied the GWP of five conventional (non-microwave) synthetic routes for these materials reported in the literature.35,40,46,47 The life cycle inventory was obtained from secondary sources (published manuscripts) and is disclosed in the ESI as Fig. S20–S24 and Tables S9–S13† (data uncertainties exist in those processes as obtained from secondary sources, so these results should be only considered as a guidance). GWP values of 3845 to 11390 kg CO2-equiv. kg−1 are obtained for Na-NDC, while Na-BDC shows values of 175–796 kg CO2-equiv. kg−1 (Fig. S25†). Therefore, it remains evident that the synthetic procedures developed herein bear significant environmental benefits over conventional procedures for Na-NDC and Na-BDC anodes, which rely on the utilisation of long reactions (such as, up to 24 h and 90 °C under magnetic stirring) with a large associated energy consumption. As a matter of fact, ∼41 kWh is computed per g of material for the stirring step in Na-NDC (Conv. 1), significantly larger than the ∼0.33 kW h required for the microwave-assisted synthesis of Na-NDC(M-1). When looking into the literature on biomass-derived hard-carbon anodes for Na-ion batteries, Trotta et al. reported GWP values of 500 and 615 kg CO2-equiv. kg−1 for Kuranode-derived and glucose-derived hard carbon anodes respectively,48 while Liu et al. disclosed values of 167–3143 kg CO2-equiv. kg−1 for bamboo, pine, coconut, tea seed, hazelnut shell, and peanut shell-derived hard carbons.49 Therefore, it remains evident that the organic anodes developed herein by MW heating render clear environmental benefits over carbonaceous alternatives.
In this context, and in light of the current global decarbonisation efforts of the power sector towards carbon emissions mitigation,50 assessing the CO2 footprint using a fully renewable energy mix could provide valuable information on the actual impacts in a near future scenario. In this context, biorefinery platforms are also increasingly relevant in the current industrial sector as they can deliver bio-based chemicals and materials at a reduced footprint.51 Accordingly, we implemented a low-voltage renewable energy, methanol from biomass origin and ethanol from fermentation (instead of fossil-based), and the updated GWP value is also given in Fig. 3a. The values of 93.7–130.4 kg CO2-equiv. kg−1 are obtained, which represents a 52–56% impact reduction. Therefore, it remains evident that energy consumption is one of the largest drivers in terms of CO2 emissions for the materials developed herein. To gain further insights on Na-NDC and Na-BDC syntheses, the disaggregated GWP values are provided in Fig. 3b. When utilising a fossil-based energy grid, the cradle-to-gate CO2 emissions are primarily caused by electricity consumption (40.1-to-49.9%), followed by spent solvent use during syntheses and spent solvent waste-treatment. On the contrary, the use of the monomer and NaOH has a contribution below 2% to the total GWP. This can be explained by the comparatively lower quantities of NaOH, and monomer utilised over solvents (note that in general 96 mL solvent is needed to process <2 g of monomer with the addition of <1 g of NaOH). After shifting to the renewable electricity grid, energy contribution requirements are lowered to ∼8%, while the treatment of generated solvent waste accounts for 50–55% of the total GWP. Overall, these findings indicate a crucial role of energy consumption and solvent-waste treatment in determining the environmental impact of Na-NDC and Na-BDC organic anodes.
To gain a comprehensive understanding, we also considered other relevant environmental impact metrics, including human toxicity (carcinogenic), land use, energy resources use (fossil), material resources use (metals/minerals), terrestrial ecotoxicity, and water consumption. Results are summarised in Fig. 4 (see Tables S14–S16† for extended information). Overall, the same trend as previously observed for the impact category of GWP is now visible as well. However, certain changes could be detected depending on the impact category. In this context, with a value of 21.49 kg 1,4-DCB-equiv., the Na-BDC(M-1) shows the largest impact in the category of human toxicity (carcinogenic). This large value originates from the use of methanol from biomass gasification (43% share), and electricity consumption (40% share). A similar trend is achieved in land use and energy resources use (fossil), where methanol is responsible for 96% and 64% of the impacts in those categories, respectively. These results indicate that, in spite of the preferable character of methanol vs. ethanol when considering health risks,52 such advantages are not directly translated into reduced cradle-to-gate environmental impacts, which consider the whole supply chain impacts until processing. The impact categories of material resources and terrestrial ecotoxicity show a comparable trend with GWP, with values of 1.56–2.15 kg Cu-equiv. and 889–1342 kg 1,4-DCB-equiv., respectively. In terms of water use, E-1 syntheses render larger impacts. Such larger water consumption is attributed to use of ethanol sourced from biomass fermentation (sugar cane, sugar beet, maize, grass, rye, potatoes, wood, whey, sweet sorghum), which holds upstream water needs. Overall, these results indicate that the NaNDC(M-1) anode offers the lowest environmental impacts when considering seven different categories.
Once the end-of-life (EoL) of the anodes has been reached, these materials can be returned to the battery supply chain through recycling by established pyrometallurgical or hydrometallurgical processes, or through the more innovative direct recycling. However, in the absence of appropriate infrastructure, inorganic anodes will eventually end up in incinerators or landfills, adding to the environmental burden of these materials. According to LCA (ecoinvent v3.10; ReCiPe 2016 Midpoint (H)),53 the end-of-life management of hazardous waste under landfill and incineration (no energy recovery) scenarios bear a GWP of 3.40 × 10−3 and 2.42 kg CO2 per kilogram. In this context, organic anode materials offer significant EoL sustainability benefits as they are safer (avoiding undesired toxic material leaching out during landfill) and could be potentially biodegraded into non-toxic by-products under industrial composting conditions, closing the Earth's carbon cycle.
Footnote |
† Electronic supplementary information (ESI) available: Experimental details, material characterisation, electrochemical data, LCA results. See DOI: https://doi.org/10.1039/d4gc05530f |
This journal is © The Royal Society of Chemistry 2025 |