John
Pettibone
*a,
Song-Syun
Jhang
b,
Eric
Windsor
a,
Tae Joon
Cho
a,
Thomas P.
Forbes
a,
Ying Tung
Kuo
b,
Lipiin
Sung
b and
Justin M.
Gorham
a
aMaterials Measurement Science Division, National Institute of Standards and Technology, Gaithersburg, Maryland, USA. E-mail: john.pettibone@nist.gov
bInfrastructure Materials Group, National Institute of Standards and Technology, Gaithersburg, Maryland, USA
First published on 19th February 2025
Determining unknown secondary micro and nanoplastic (MNP) composition remains a persistent analytical challenge for field collected samples. The availability of material standards should accelerate method development for improved identification. Here, ultraviolet irradiated polyethylene terephthalate (PET) films and particles were used as models for investigating the production of weathered controls. We investigated the weathered products' chemical signatures, their stability during sampling and examination, and reproducible production of the chemical distributions using commonly reported analytical approaches for small plastic particles. We found that both conditions during irradiation and the processing procedure used for MNP production significantly contribute to changes in product distribution and the persistence of the oxidized products within the particles. Measurements were also conducted directly on MNP powders after UV-exposure to minimize any possible perturbations in product distribution from sample handling and processing. Using the model PET system, differences in sensitivity for commonly used techniques and methods were compared and discussion on relative performance for detection sensitivity was provided. Together, these findings revealed unreported pitfalls affecting accurate identification of chemically modified MNP materials.
Environmental significanceDetection and identification of nanoplastics in environmental matrices continue to be persistent challenges with large associated uncertainties for nearly all methods employed. Furthermore, international regulatory agencies have outlined that the uncertainties associated with current analytical methods limit confidence in the assessment and use of published micro and nanoplastic research data from laboratory and field studies. The current work provides a basis to begin addressing the uncertainty for chemical identification by identifying previously unreported challenges associated with using and implementing weathered controls and their corresponding spectral signatures without understanding the contributions from extraction methods, sample preparation, and particle evaluation tools. Using the well-studied model system, UV irradiated polyethylene terephthalate, resulted in the ability to identify areas where weathering products, particle stability, and analytical method limitations (mass spectrometry and spectroscopy) could result in misleading conclusions regarding chemical transformation pathways, and ultimately fate. |
Our goal was to identify a small subset of polymeric materials that can be produced with nonspherical morphology, reproducible size distributions, and measurable modified chemical compositions. The small subset of materials ideally would be narrowed from the large pool of candidate materials representative of the major classes of plastics produced and chosen based on practical considerations for their generation and stability after chemical alteration, i.e., weathering. Weathered MNP controls of any kind are currently unavailable. Because weathering represents a broad range of modifications that can be initiated by irradiation, heat, reactive chemical species, and biotic (enzymatic) processing, the inherent complexity makes identifying relevant and reproducible weathering processes for control materials difficult.1 However, the complexity also reinforces the need for controls to improve chemical identification when evaluating MNP from different sources. Single batches of weathered MNP can be produced, but demonstrated reproducibility of the size distribution, morphology, and composition are limited by the outlined analytical challenges to adequately discern differences when present. This challenge becomes more difficult for nanoplastics, which we defined here as particles with the largest dimension, DP, less than 1000 nm, because generally these particles push the sensitivity limits for techniques and methods of detection and identification used in microplastics research. Previous efforts to generate the largest mass fraction of the smallest MNP, DP < 10 μm, have been reported from pristine and field collected samples, which can provide context on possible benefits from both approaches.11,12 Together, generating irregularly-shaped MNP under reproducible weathering procedures should provide the framework for improved assessment of analytical methods to detect and characterize changing chemical compositions for increasingly smaller secondary MNP.
To remove unnecessary uncertainty from material production reproducibility and ultimately provide a material that can be broadly used for method performance assessments, we used commercially available polyethylene terephthalate (PET) films and modified previously reported milling procedures to produce secondary MNP model systems.10,12,13 PET photooxidation (PO), primarily from ultraviolet (UV)-degradation, is a well-studied system,14–17 which provided known degradation products to monitor within the film and particle distributions. We monitored chemical composition after accelerated laboratory weathering16,17 with vibrational spectroscopy and mass spectrometry. An assessment of the MNP compositions was conducted as the PET underwent PO, milling, and sampling procedures to better understand the factors contributing to uncertainty associated with MNP characterization. Pristine and reproducibly weathered films and MNP were compared from two different sources and to previously reported surface chemical transformations examined spectroscopically.18 Multiple vibrational spectroscopy methods, attenuated total reflectance Fourier transform infrared (ATR-FTIR) and optical photothermal infrared (OPTIR) microscopy with Raman spectroscopy, were used to assess the changing chemical composition and were further supported by supplemental analytical methods where necessary. The IR-based methods were used to both compare previously reported degradation of PET films and powders, and investigate individual, small MNP particles by using increased spatial resolution and sensitivity afforded by OPTIR microscopy methods. Together, the work provides the basis to develop and implement well-characterized, reproducible research grade test materials that can used in other MNP workflows to evaluate relative method performance and provide data comparisons across research efforts.
Optical photothermal infrared (OPTIR) microscopy measurements were collected on a mIRage-LS system (Photothermal Spectroscopy Corp., Santa Barbara, CA) equipped with MIRcat tunable quantum cascade laser as the pump (>100 mW at 100 ns pulse) and 532 nm laser (<200 mW) as the probe. Raman measurements were conducted on the same film using the manufacturer's mIRage system equipped with a pinhole to improve removal from spurious signal and evaluate performance of the OPTIR imaging at different focal-plane heights (Photothermal Spectroscopy, Newark, DE). Raman and OPTIR spectra can be simultaneously collected on the microscope, where the inelastically (Raman) and elastically (OPTIR) scattered light from the probe laser are measured independently from the same spot using separate detectors. The spectral range for the QCL laser was (940–1850) cm−1 and (2690–3000) cm−1 and was generally run at 20% power for both film and particle data collection. Probe power was run on both the standard and ultra-low power detector (0.01–0.9%) probe power range for weathered films. Spectra were collected at 2 cm−1 resolution and averaged over (5 to 10) scans depending on noise. Both the IR and probe powers were optimized based on voltage range and stability for each spot investigated. All spectral data were collected in reflection mode using 40× Cassegrain objective (Pike Technologies, Madison, WI). Manual adjustments to spatial response (xy plane) and focal plane height (z-plane) for individual particles were done during acquisition to ensure reproducibility in signal response and sample stability. Distances measured with the optical objectives were calibrated and have uncertainties generally less than ±1 μm. The reproducibility in the spectral response was evaluated by examining (n ≥ 4) spots on the film within a film feature using the optimized laser and detector settings for each sample. Polarization measurements were conducted to evaluate anisotropy in the previous amorphous PET particle populations after milling. The polarization dependence of a 5 μm particle was presented in Fig. S5† to demonstrate the effect anisotropy has on spectral features, which can affect identification using spectral matching algorithms.
Imaging measurements were conducted at multiple focal plane heights and individual wavenumbers representing the C–O functionalities. Image analysis was conducted to search for oxidation products using individual wavelengths, 1790 cm−1 and 1680 cm−1, and ratios of those wavelengths to the νas(CO) peak maximum near 1710 cm−1 to search and visualize the presence of oxidation products over millimeters of substrate.
Because both IR methods produced reproducible (albeit different) spectra for the pristine and weathered PET, OPTIR data was presented in the proceeding sections to characterize and compare the films and particle populations. First, we examined the cross-sectional composition of the PO films prior to milling to evaluate contributions from the milling process, sample handling, and exposure methods on the final measured chemical compositions of the weathered MNP population. In Fig. 2, the optical image of the PET film after 35 d exposure was shown with the corresponding OPTIR spectra. A gradient of optical properties from dark green to colorless was observed in the optical image from the surface to the center of the film (top panel). In addition to the optical gradients, clear delineations between specific regions were observed. From the film surface to approximately a 25 μm depth, the film exhibited a darker green region to a fainter green region, consistent with the previously reported penetration depth of the solar irradiation spectrum.14 At depths ≥85 μm (purple diamond), the green color was not observed, and the film was colorless.
Line scans were taken at approximately 3 μm intervals across >20 μm lateral spacings to collect multiple representative spectra from each region, including the film surface (bottom panel). Even at probe powers <1%, collecting spectra with characteristic C–O vibrational modes above the instrumental noise was difficult from the approximately top (1–2) μm. The OPTIR spectra demonstrated changing intensity of the PET characteristic vibrational modes as function of depth from the surface in the optically green regions (Fig. 2B). In the region near the interface from 5 μm to approximately 25 μm, characteristic PET vibrational modes emerge and the sample stability under the probe beam increases, characterized by a constant voltage of the signal during acquisition. The vibrational modes for the νas(CO) were consistent from near 25 μm to the center of the film. Additionally, the increased intensity of C–O–C stretching bands centered near 1115 cm−1 in the PO PET were characteristic of more crystalline films,21 which has been reported to occur through UV-induced cross-linking.14 Raman data provided qualitative evidence for changing chemical composition. Raman spectra collected simultaneously with OPTIR exhibited large fluorescence signals that saturated the detector in the top 20 μm of the film over the entire wavenumber range (Fig. S2†), consistent with previous studies.1 The changing fluorescence signals observed were not present in the pristine films and did not persist deeper into the film (e.g., red diamond), which provided further support for the presence of a changing chemical composition gradient within optically similar regions.
To evaluate if MNP test materials would retain weathered products detected in the film after processing, we used a modified cryomilling procedure that increased the mass fraction of nanoplastic particles previously reported.10,12,13 Single particle spectra from the CM batch are presented in Fig. 3. The representative optical images for the sample contained color coordinated locations with the representative spectra to demonstrate size (Fig. 3 inset). Overall, more than 500 different particles were evaluated from the CM batch, which were all in the size range from ≥800 nm to 10 μm. Some differences in the averaged νas(CO) widths were observed when compared to additional samples prepared from the same batch (not shown). Therefore, we showed representative spectra of particles, without the removal of outliers, to make comparisons to both intact films and unexposed CM MNP. The peak shape for the CM particles narrowed and the peak maximum shifted up to 10 cm−1 from the pristine PET film. Peaks that represented highly oxidized species centered near 1790 cm−1 were not observed. A shoulder present near 1677 cm−1 may represent the presence of terephthalic acid, but those peaks were also observed in the unexposed CM samples (Fig. S5†). Overall, the spectral changes observed in the collected single particle spectra ostensibly represented changes to particle bulk properties (crystallinity) more than chemical transformation observed in the PO reference films. Additional imaging measurements were conducted to detect vibrational signatures for either the 1685 cm−1 or 1790 cm−1 bands and ratioed values of those peaks with 1720 cm−1. However, this resulted in no detectable particles with signatures representing the chemical composition changes observed in the PO films. Imaging was conducted on CM samples both drop casted as well as dry powder. Neither sample preparation method resulted in areas in the field of view where increased intensity of the 1685 cm−1 nor the 1790 cm−1 bands were detected when compared to the pristine CM sample, consistent with the trend for weathered films in water (Fig. S1B†).
The lack of compositional changes to MNP particle distributions that occurred during production to the best of our knowledge have not been reported for any weathered test or control MNP development. We used a zeroth order approximation to estimate the amount of oxidation that should be detected in the CM sample based on film thickness (1 mm). The outer 50 μm (2 sides of 25 μm depths) represented 5% of the processed mass and the entire optically green film represented approximately 17% of the sample mass that should be represented in the CM particles. The general assumption was weathering products would persist and could be detected with single particle spectroscopy or mass spectrometry.
However, the persistence of these photochemical degradation products was not observed after processing of the films into CM particles and subsequent washing steps. The summarized comparison spectra from OPTIR for the pristine film, unexposed CM MNP, and averaged weathered MNP spectra are presented in Fig. S3.† In general, exposure to the PET film resulted in a narrowing of the carboxylic stretching region from (1660–1800) cm−1 and differences in crystallinity may have been present based on the ratioed intensities near (1100 and 1120) cm−1.22 However, the broad chemical heterogeneity observed for intact weathered films were not present for any particle spectra observed. Comparison of pyrolysis gas chromatography mass spectrometry (py-GC-MS) measurements, which represent the current gold standard for identification and quantification in the field, also demonstrated difficulty in detecting chemical differences. Fig. S4† shows the spectral comparison of a pristine CM film, an oxidized film that was CM (panel A), and CM particles that were directly UV-exposed without further perturbation prior to analysis (Panel B). Based on the simple approximation of the film thickness above, 25% conversion of films and likely greater percentage for the directly CM samples should result in detectable changes to the weathered spectrometric signatures. However, neither comparison provided readily distinguishable differences between the pristine and oxidized samples. These results indicate that quantifying chemical changes to the PET products in film or particle form are difficult with py-GC-MS using the simple method employed. Furthermore, the inability to distinguish differences identified another source of uncertainty in the quantification of chemically modified plastics with current analytical methods.23,24
The analytical challenge of determining chemical composition across broad size ranges of MNP has been recognized, especially as the DP decreases below 1000 nm.2,9,25 Our current study used measured PET PO as a reproducible degradation pathway that resulted in previously reported, heterogeneous product distributions that could be verified in the exposed films with spectroscopic methods. However, trying to follow and detect the persistence of degradation products on the model system for CM particles demonstrated challenges for detection, sample handling, and technique and method evaluation. These challenges only become more complex for MNP with unknown origins and that undergo multiple weathering processes in environmental and applied systems. Thus, to begin making meaningful progress towards bridging the gap between controls and MNP that pose potential risks to human and environmental health, approaches that can be implemented broadly and promote cross comparisons of datasets with some levels of confidence are required. To promote progress, the development of an accessible, broadly adopted control material would be useful if implemented to assess relative method performance in multiple systems and would provide an expanding dataset for the plastics community to build further measurement capabilities.
To develop and produce MNP particles with specific properties, the methods for generating said materials (e.g., powder processing, solvent control, secondary reaction pathway development) need to be further evaluated to better tailor the production process for specific applications. However, these results only represent half of the characterization necessary (chemical heterogeneity) for fully describing the particle properties of the material to evaluate toxicity. More work is required to identify size-dependent chemical stability of weathered products during examination using IR microscopy, Raman-based methods, or other single particle methods. Additionally, to investigate the stability and fate of real secondary MNP, controls will have to be implemented with a suite of measurement methods for characterization,2 oxidative extent,26 and appropriate sample handling and preparation methods for examination.27
In our effort to develop reproducible methods for generating weathered PET particle populations, we identified primary contributors to their formation and stability. The promising outcome from the current research was that cryomilling of weathered films resulted in reproducible chemical distributions within the films and the processed MNP particles characterized with both ensemble and single particle methods used (albeit different between each). Having a representative, well-characterized, and readily available control for different classes of plastics should be sufficient to benchmark data sets across experiments and research laboratory efforts when wide adoption occurs. Our ongoing efforts, which will be presented in contemporaneous works, are also focused on evaluating particle size distributions with some measured uncertainty and to provide dimensional properties (size and shape) across the entire CM particle distribution. Both efforts are non-trivial and represent challenges that require cross-disciplinary efforts to make progress. However, the ability to evaluate both the chemical composition and physical dimensions across the entire particle size distribution would provide the tools for tailoring weathered controls that are more fit for purpose. Overall, well-characterized test materials as benchmarks in applied studies and methods to monitor weathered product persistence during sample preparation and handling should help the broad plastic community quantify uncertainty associated with chemical composition, size, and morphology in more complex systems. The understanding of measurement capabilities and chemical stability should also enable more mechanistic studies of fragmentation, MNP formation, and fate as well as contributions from additives and adsorbed contaminants by differentiating particle-specific properties from other factors.
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d4en00841c |
‡ Certain commercial equipment, instruments, or materials are identified in this article to specify the experimental procedure adequately. Such identification is not intended to imply recommendation or endorsement by NIST nor is it intended to imply that the materials or equipment identified are necessarily the best available for the purpose. |
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