Jonathon
Tanks
*a,
Kenji
Tamura
b,
Kimiyoshi
Naito
ac,
Thi Thi
Nge
d and
Tatsuhiko
Yamada
d
aResearch Center for Structural Materials, National Institute for Materials Science, 1-2-1 Sengen, Tsukuba, Japan 305-0047
bResearch Center for Electronic and Optical Materials, National Institute for Materials Science, Tsukuba, Japan 305-0044
cDepartment of Aerospace Engineering, Tohoku University, Sendai, Japan 980-8579
dCenter for Advanced Materials, Forestry and Forest Products Research Institute, Tsukuba, Japan 305-8687
First published on 2nd January 2024
Polyolefins are some of the most widely used plastics in the world due to being lightweight, low cost, and resistant to water and most chemicals. However, they are highly susceptible to photo-oxidative degradation under ultraviolet radiation, leading to environmental problems such as microplastic pollution, and furthermore making it difficult to recycle. In this paper, glycol-modified lignin (GL) is blended with polypropylene to form a bio-mimetic structure similar to human skin, in which melanin absorbs UV light and sunburned tissue is removed to reveal fresh skin. We show that GL acts as a simultaneous UV absorbent, antioxidant, and reinforcement, resulting in high retention of mechanical properties even after severe UV exposure, and nearly full recovery of the original properties after mechanical recycling. This performance is attributed to the compatibility of GL with maleic anhydride-grafted PP, which is greater than other types of lignin/polyolefin blends reported in the literature. This improves the durability and in-service performance of polyolefin-based composites and makes their end-of-life recycling possible. These results demonstrate the potential for more sustainable usage of polyolefins and biomass in various applications such as automobiles, containers, household items, and building components.
Although cost-effective and high-performance “renewable” polymers (i.e., bio-based or bio-degradable) are ideal and recent progress in their development is encouraging, an immediate strategy is needed for improving the sustainability of polyolefins currently in circulation—i.e., upcycling and recycling.6,7 Owing to their continuous hydrocarbon backbone structure, polyolefins are chemically stable against a wide variety of organic solvents and reagents and thus cannot be chemically recycled—i.e., returned to monomers/oligomers—without changing the chemical structure.8,9 A common disposal route for polyolefins in the EU and USA consists of incineration (termed “thermal recovery”) for the purpose of utilizing the released thermal energy, consequently releasing additional CO2 as well.1,8 Another common strategy is to reprocess the end-of-life polyolefin into products with lesser performance due to their deteriorated material properties; this sub-optimal mechanical recycling approach is considered downcycling, or so-called open-loop recycling.1,8,9 Thus, a closed-loop mechanical recycling strategy that achieves nearly 100% retention of material performance upon reprocessing at end-of-life is vital for realizing a circular economy, but it has yet to be achieved.
Two of the toughest hurdles to the effective recycling of polyolefins, particularly PP, is (1) the suppression of UV degradation during use and (2) restoration of the material structure at end-of-life after degradation has occurred.8,9 UV-induced degradation is primarily a process called photooxidation (Fig. 1(a)), in which UV radiation initiates radicals in the material through hydrogen abstraction, often caused by trace impurities such as residual catalysts, and this leads to the diffusion of highly reactive oxygen radicals throughout the polymer.10 The body of literature devoted to the photooxidation of polyolefins is vast, and the mechanisms and kinetics are well understood.10–18 Various carbonyl groups—carboxylic acids, esters, ketones, lactones—are formed by oxidation of the hydrocarbon backbone and—given sufficient oxygen and irradiation energy—eventually extensive chain scission occurs. Termination occurs when peroxide or polymer radicals mutually couple, quenching the radical and leaving an inactive product. Drastic reductions in molecular weight (over 70% loss) and surface cracking can be observed as early as two months of sunlight exposure (equivalent to a UV irradiation dose of roughly 45 MJ m−2), leading to severely reduced mechanical behavior (over 60% and 95% loss in strength and failure strain, respectively13).
Hindered phenol- and hindered amine-based UV absorbent and antioxidant additives are commonly used in polyolefins to prevent photooxidation, such as commercial products known as the Irganox series, Tinuvin series, UV series, and others. While these stabilizer additives provide a certain amount of protection against photooxidation, they inevitably leach out of plastics during or after the service life and many have been labeled toxic to wildlife and even humans.19,20 In an attempt to reduce microplastics pollution, a different form of pollution is created. Thus, a more environmentally-friendly alternative is needed in order to increase the sustainability of polyolefins, primarily by reducing pollution and improving mechanical recyclability.6,21
Lignin, an aromatic macromolecule that forms a sheath around cellulose in plant tissue, constitutes roughly 20% of all biomass and has long been regarded as a waste byproduct in the production of paper.22 Research focused on integrating lignin with conventional polymers has made great progress in recent years, with the aim of reducing plastic use, reducing biomass waste, and improving polymer performance. Lignin does not leach out of the polymer due to its size, but it poses no harm to humans or wildlife even in the case leaching does occur. Studies have shown that the addition of lignin can enhance the thermal- and UV-stability of polyolefins, citing its radical scavenging ability.23–28 In particular, the syringyl and guaiacyl units of lignin are similar to hindered phenols typically found in synthetic stabilizers and are capable of hydrogen atom transfer within the aromatic structure that prevents radical propagation;29 softwood lignin contains mostly guaiacyl units (Fig. 1(b)).
Despite the clear potential for lignin to be utilized as a UV absorbent/antioxidant, there are still several challenges left to be addressed and considerable room for improvement. Successful incorporation of higher lignin content (10–50 wt%) with both excellent UV resistance and mechanical properties has yet to be reported; nearly all past attempts to reach these higher loadings involve compounding the lignin into polyolefins at conventional temperatures (160–190 °C), and either employ alkyl modification of the lignin or no modification, resulting in poor dispersion and no improvement in mechanical properties.30–35 While the UV stabilization performance of lignin has been studied in films, its behavior in bulk (thick) structures like those found in automotive and aircraft components or building materials have not been investigated. Furthermore, to the authors' knowledge, there are no studies that demonstrate recyclability of lignin-based polyolefin blends; in some cases “recycling” is used to refer to simple re-processing without any kind of degradation protocol,36–38 which is not realistic in the context of establishing a framework for end-of-life processing and reuse.
Recently, a glycol-modified lignin (GL) was developed from softwood biomass via acid-catalyzed PEG solvolysis.39,40 In our previous work, we showed that a combination of using GL and higher extrusion temperatures was the key to effectively integrating lignin with PP, producing biomass-containing compounds with unprecedented mechanical properties and processability.41 In the current study, we propose a GL/PP compound that exhibits excellent UV resistance by mimicking the melanin/tissue structure of human skin, which simultaneously acts as a UV absorbent and antioxidant to protect tissue from harmful irradiation through its phenolic structure.42 If the skin is exposed to excessive irradiation, a thin surface layer of dead tissue is created which can be peeled off to reveal fresh regenerated tissue beneath; as shown in Fig. 1(c), we applied this concept to design a material that is durable and also fully recyclable using a simple mechanical process to remove the sun-damaged layer (similar to “peeling”). Chemical and physical changes in neat PP and GL blends after accelerated UV irradiation are compared and discussed, particularly focusing on the behavior of thick specimens rather than films, and we show that GL makes closed-loop recycling possible—even after UV irradiation equivalent to 1 year of sunlight.
Differential scanning calorimetry (DSC7020, Hitachi Hi Tech) was performed on roughly 1.5–2 mg of sample under N2 flow over the range 0–200 °C at a heating and cooling rate of 10 °C min−1, and the degree of crystallinity χc was approximated with the enthalpy of fusion ΔHm taken from the melting peak on the first heating scan:
Fig. 2(b) and (c) show the through-thickness FTIR spectra for neat PP and GL-20 wt% exposed to 1000 MJ m−2 of irradiation, with carbonyl peaks (between 1710 and 1750 cm−1) growing larger near the surface. The formation of these carbonyl groups represents the early stage of chain scission and can be quantified by the carbonyl index (CI), shown in Fig. 2(d). Although the validity of the CI as a quantitative measure of chemical degradation is under debate,4,15,16 it does serve to identity the difference in photooxidation behavior between materials under the same conditions. Not only is the CI significantly lower throughout the bulk of the GL compound compared to neat PP, but the depth at which carbonyl groups are no longer detected is also smaller, meaning that the GL restricts photooxidation to the surface region. This is consistent with the Tm profiles in Fig. 2(a), which show a transition depth of around ∼150 μm (Tm) vs. ∼250 μm (CI) for GL-20 wt%, and >1000 μm (Tm) vs. >1000 μm (CI) for neat PP. Note that lignin may also have barrier properties that would limit oxygen diffusion into the polymer, but these effects are ignored in the current analysis while keeping irradiation conditions equal for all materials. Since the carbonyl formation stage of photooxidation precedes chain scission, it is reasonable that the transition depth for CI is greater than Tm (i.e., Mw). Chemi-crystallization also depends on chain scission and thus on carbonyl formation; no studies to-date have reported on the effects of carbonyl groups on chemi-crystallization nor its associated crystal phase.17
The formation of a gradient in χc over the depth corresponds to a density gradient as well, which causes differential stresses near the surface. In combination with decreased strength and toughness caused by chain scission itself, this stress can lead to microcracking.18 LSM images of the specimen surfaces are shown in Fig. 3(a) and S8,† where surface microcracks grow in size and density with irradiation energy for all blends. However, it is clear from the images that GL modifies this behavior so that the cracks become smaller, more closely spaced, and more unidirectional as the GL content increases. The relationship between surface crack depth dc and crack spacing hc appears linear on a log–log plot (Fig. 3(b)), indicating a decreasing trend where dc reaches zero when hc is very large (i.e., undamaged material). Thus, it is clear that GL prevents crack growth, diverting the UV-induced damage toward the formation of new surface cracks. Inferring the changes in Mw from Tm, this is because significant chain scission and chemi-crystallization occurs only in the surface layer of GL blends, which should suppress through-thickness crack growth. This phenomenon is illustrated in Fig. 3(b), where lignin acts as a shield against structural and morphological changes during UV irradiation via the formation of a distinct “sunburned” surface layer.
This brings us to examine the tensile behavior of GL blends, summarized in Fig. 4 and S5.† In accord with the literature, neat PP exhibits typical ductile behavior before irradiation, having a strength of 38 MPa and failure strain exceeding 600%, but chemical degradation and microcracking cause significant decreases in strength (Fig. 4(c)), modulus (Fig. 4(d)), and failure strain (Fig. 4(e)) after only 100 MJ m−2 of irradiation.13,18,25 A uniform state of degradation throughout the polymer is only possible for thin films (<100 μm) due to oxygen diffusion limited reactions, so differentiating the individual effects of chemical degradation (i.e., Mw reduction) and surface crack formation on the bulk material properties of molded specimens remains difficult. As discussed in the previous section, photooxidation of PP results in volatile products such as acetone which diffuse out of the material, as well as the formation of carbonyl and alkene groups in the main chain; some of these groups may recombine to form crosslink points which—combined with increased crystallinity—temporarily increase the apparent elastic modulus at short irradiation times, as seen for neat PP in Fig. 4(d). Ultimately, with sufficient irradiation energy the chain scission leads to reduced Mw and surface cracking, which contributes to a crack growth-dominated failure mode denoted by a brittle fracture surface (Fig. 4(b) and S6†), and nearly constant failure strain accompanied by reduced strength and modulus.
Conversely, tensile properties of the blends change as GL content increases, with 10 wt% showing improvement over neat PP while 20 and 30 wt% appear to reach a saturated level of property retention. It is important to note that the pre-exposure failure strains were substantially lower at higher GL loadings due to the large amount of rigid aromatic molecules and possible agglomeration. However, the tensile properties were negligibly affected at higher GL loadings even after 1000 MJ m−2 of irradiation, and local yielding was still visible away from the crack tip (Fig. 4(b)). Recalling that surface cracking occurs under these conditions, the high retention of mechanical properties in these blends indicates that GL mechanically reinforces the polymer so that surface crack growth does not determine bulk behavior; this is discussed further below.
We selected the oxidation induction time (OIT) test as a simple way to demonstrate the radical scavenging ability of GL in polyolefin blends, with results summarized in Fig. 5(b). The results clearly indicate that GL protects the polymer matrix from oxidation—through radical scavenging and possibly impedance of oxygen diffusion—with growing efficacy as GL content increases, reaching an unprecedented 1000% improvement for 20 wt% loading. Despite having a lower phenolic –OH content than some unmodified lignins (∼2.5 mmol g−1vs. ∼4.5 mmol g−1 (ref. 23 and 29)), GL shows superior compatibility with maleic-grafted PP and the uniform dispersion leads to lower surface energy and more effective radical scavenging ability.23,24 This reinforces the notion that effective compatibilization and dispersion of biomass in the host polymer is crucial for improving overall performance. These dual melanin-like UV absorbent/antioxidant functions are illustrated in Fig. 5(c).
Finally, GL acts as mechanical reinforcement at the micron and sub-micron scale via composite action between the polymer matrix and well-dispersed particles of rigid aromatic biomolecules that increase the bulk tensile strength and modulus.25,35,41 This is a key feature of GL that differentiates it from other reported lignin blends and is vital for creating durable and recyclable composites. Here we use a simple stress analysis based on linear elastic fracture mechanics (LEFM) to show that GL is responsible for limiting the effect of surface cracks on the apparent strength after UV irradiation; see ESI† for details. The nominal strength σN—i.e., the applied load averaged over the nominal specimen cross sectional area—is equal to the bulk tensile strength when surface crack depths dc are very small but decreases when the cracks become larger. This is because the applied load required to propagate a surface crack of a certain length exceeds the critical value corresponding to the fracture toughness (KIC) of the material before yielding can occur.
The predictions of nominal strength using LEFM are shown in Fig. 5(d), assuming a typical value of KIC ∼ 3.5 MPa√m;48 calculations using a wider range of values are compared in Fig. S9.† A detailed analysis using elastic–plastic fracture mechanics (EPFM) is required for accurate predictions in ductile polymers; however, we only intend this analysis to demonstrate whether the fracture behavior is brittle (i.e., controlled by UV-induced surface cracks) or ductile (i.e., unchanged from initial behavior). Overestimation of experimental values by LEFM may be due to reduction of the bulk material properties by chemical degradation, which is expected for neat PP but not for GL blends. More notably, the drastic underestimation seen for GL blends strongly indicates that crack size alone does not dominate bulk tensile properties. In addition to the suppression of crack formation during irradiation via UV absorption and radical scavenging (Fig. S8†), GL also reinforces the polymer such that surface cracks formed by chemical degradation are hindered from growing before bulk yielding occurs (Fig. 5(e)). This novel toughening behavior has not been reported in lignin-based blends to date.
Other commercially available UV stabilizers, a hydroxyphenyl benzotriazole-type Tinuvin 1130 (UVA) and acetyl lignin (AcL), provide varying degrees of UV resistance, but neither can compare to GL's performance. A relatively high loading of 1 wt% of UVA only has a marginal effect on Mw reduction (Fig. 6(a)) after 300 MJ m−2 of UV exposure, with no discernible effect at practical loadings of 0.1–0.5 wt% (Fig. S10†). Despite this, while not providing any reinforcement, it does show higher retention of tensile strength than neat PP (65% vs. 45%), as seen in Fig. 6(b) and S11.† In contrast, AcL-20 wt% seems to be just as effective at suppressing Mw reduction as GL-20 wt% through absorbent/antioxidant action (Fig. 6(a)). However, the lack of covalent bonding with maleic-grafted PP and inadequate dispersibility result in negligible reinforcing capability and only moderate retention of mechanical properties (Fig. 6(b)). The chemical structures of all three additives in this study are shown in Fig. 6(c), along with qualitative comparison of their overall performance. These results support our assertion that GL blends possess superior mechanical and durability performance due to GL's simultaneous roles as absorbent, antioxidant, and reinforcement, which is essential for creating a class of durable and recyclable polyolefins.
To demonstrate recyclability, we chose the GL-10 wt% compound because it shows considerably improved durability over neat PP with relatively low lignin content, and selected an irradiation energy of 300 MJ m−2 in order to sufficiently degrade the material (equivalent to 12–14 months of sunlight exposure) for a valid assessment. Two mechanical recycling approaches were compared: (i) remolding the irradiated pellets without any further processing (Remolding), and (ii) mechanical processing of the irradiated pellets to remove the surface degradation layer before remolding (Grinding + Remolding). The surface removal was accomplished by grinding the pellets in a commercial rice polishing machine for roughly 4 min, then washing with water and ethanol and drying. The amount of surface material removed was 7.2% and 2.5% (by mass) for neat PP and GL-10 wt%, respectively (Fig. S12(a)†). Further optimization of the recycling conditions should be considered, including a comparison of different techniques depending on the part size and geometry (e.g., grinding, sand-blasting, milling). Unexposed pellets subjected to the same treatment did not exhibit any surface removal. Additionally, we included an alkali pre-treatment before grinding to assess the efficacy of chemically extracting the carbonyl-containing irradiated polymer phase, but this appeared to promote lignin agglomeration during remolding and thus ductility was not achieved: furthermore, the grinding treatment was repeated for five cycles to check the removal efficiency, but no significant difference in material properties was observed (Fig. S12(a)†).
As discussed in previous sections, the tensile behavior of neat PP drastically changes after UV exposure (residual strength and modulus of 68% and 73%, respectively; Fig. 4). When the irradiated PP is remolded without any other processing, the low Mw surface layer is incorporated into the bulk and results in reduced average Mw and altered chain structure, which explains why the tensile modulus does not recover to its pre-exposure value (Fig. 7(b)). This is supported by the FTIR spectrum (Fig. 7(d)) in which carbonyl peaks around 1710–1750 cm−1 seen in the as-irradiated specimen are still visible at lower intensity for the remolded PP specimen. In addition, XRD revealed that the irradiated specimens contain newly formed β-phase crystals (Fig. 7(f)) which are nucleated by the carboxyl groups populating the surface layer.49 A weak β-phase peak remains in the remolded specimen as well, corresponding to the carbonyl groups from the surface layer that are mixed into the bulk during remolding. However, remolding does remove the surface cracks and other morphological heterogeneities that develop during irradiation, which partially increases the tensile strength of neat PP until the degraded chemical structure causes premature failure (Fig. 7(b)). This occurs at a critical strain value equal to the failure strain of the as-irradiated material before remolding (around 5%). When the degraded surface layer of neat PP is removed by grinding before remolding, the strength fully recovers but the failure strain remains unchanged, indicating that the chemical structure cannot be fully regenerated to the pristine state using the processing conditions of this study. The carbonyl peaks in the FTIR spectrum decreased but are still visible, while the β-phase disappears from the XRD pattern. It may be possible to completely remove all degraded PP with extensive mechanical processing if the irradiation energy is low enough, but Fig. 2 shows that irradiation energies greater than 300 MJ m−2 result in irreversible degradation throughout the entire bulk of the neat PP specimens and thus makes recycling unfeasible.
Conversely, GL-10 wt% shows higher retention than neat PP after UV irradiation (residual strength and modulus of 87% and 83%, respectively), which makes the starting point more advantageous for recycling. As mentioned above, remolding removes the surface cracks and homogenizes the morphology which brings the tensile strength nearly to the pre-exposure value, while the incorporation of low Mw polymer from the surface layer into the bulk prevents significant change in the modulus from the as-irradiated state (Fig. 7(c)). The most remarkable difference compared to neat PP is that the failure strain of remolded GL-10 wt% nearly reaches the pre-exposure value, an unprecedented recovery of ductility. Coincidentally, the relatively small carbonyl peaks found in the irradiated GL-10 wt% specimens were no longer visible after remolding (Fig. 7(e)), and no β-phase was detected before nor after irradiation and remolding (Fig. 7(g)). This suggests that GL blends may be successfully recycled without surface treatment for low levels of UV degradation, which could reduce waste and simplify the process for large scale implementation. Similar to the restoration of epidermis by exfoliating sunburned tissue, removing the degraded surface layer before remolding restores the pristine material structure of the lignin/polymer blend, and the tensile modulus, strength, and failure strain all return to their pre-exposure values. These results demonstrate that a fully closed-loop recyclable biomass/polymer compound can be easily attained even at relatively low GL content, while higher contents can guarantee high performance even after extensive UV irradiation. We used commercially available pristine PP pellets in this study, but we assert that the same material design and compounding approach can be applied to other polyolefins including waste plastics, which would open the door to a dual upcycling/recycling framework for a circular economy (Fig. 8). Especially in the case of maleic-grafted polyolefins, the ester linkages formed with GL provide a means for transesterification or ester thesis during melt processing, allowing the material to behave macroscopically as a thermoplastic despite forming covalent bonds between the particles and matrix.6,50
Finally, closed-loop recyclability was demonstrated by remolding the irradiated materials, either with or without a mechanical processing step that involves removing the degraded surface layer. Unlike neat PP, which could not be successfully returned to its pristine state, compounds containing only 10 wt% GL exhibited nearly identical behavior to the pristine material even after 300 MJ m−2 of irradiation. Furthermore, this biomimetic polyolefin/biomass compounding strategy is not limited to polypropylene nor pristine starting materials, but can also be extended to the upcycling of waste plastics to reduce waste and pollution while producing value-added materials. We assert that these closed-loop recyclable materials will have a significant impact on in-service performance and end-of-life reprocessing in various applications from automobiles to household goods and more.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: https://doi.org/10.1039/d3ta06230a |
This journal is © The Royal Society of Chemistry 2024 |