Angelika
Preetz
a,
Christina
Kohrt
a,
Antje
Meißner
a,
Siping
Wei
a,
Hans-Joachim
Drexler
a,
Helmut
Buschmann
b and
Detlef
Heller
*a
aLeibniz-Institut für Katalyse e.V. an der Universität Rostock, Albert-Einstein-Straße 29a, 18059, Rostock, Germany. E-mail: detlef.heller@catalysis.de; Fax: +49 381-1281-51183; Tel: +49 381-1281-183
bPharmaconsulting Aachen, Ludwigsallee 21, 052062 Aachen, Germany. E-mail: h.buschmann@pharma-consulting-aachen.de
First published on 26th September 2012
The addition of halides to the cationic solvate complexes of the type [Rh(PP)(solvent)2][anion] leads to the formation of trinuclear μ3-halide-bridged complexes. The corresponding complexes [Rh3(PP)3(μ3-X)2][BF4] with X = Cl or Br and diphosphines PP Me-DuPHOS, Et-DuPHOS, DIPAMP, t-Bu-BisP* and Tangphos were characterized – in most cases – also by X-ray analysis. By reducing the concentration of the active catalyst, the in situ formation of these μ-halide-bridged multinuclear complexes in catalytic reactions leads to a decrease in activity or even to a total inactivity. The required halides – in most cases chloride – are usually present as impurities in the substrates (also when produced industrially). The extent of deactivation, known from enzyme catalysis as competitive inhibition, depends on several factors: the type of halide, the ratio of stability constants of multinuclear halide complexes and of substrate complexes, and the concentration of halide and substrate in solution.
A possible reaction sequence for the irreversible formation of such trinuclear complexes has been described by Saito et al. for BINAP as the ligand.5 The base generates an anion from the solvent which initially reacts with the solvate complex6 to form a dinuclear complex. In a consecutive step the dinuclear complex reacts with another solvate complex forming the trinuclear complex.
The rather stable trinuclear Rh(I)-complexes can be applied as ‘diolefin-free precatalysts’, e.g. in asymmetric homogeneous hydrogenations although, in such cases, characteristic induction periods are observed in the corresponding hydrogen consumption curves.3 The trinuclear complexes themselves are in fact catalytically inactive due to the steric hindrance which hampers access to the [Rh]3 core. However, hydrogenations of prochiral olefins with such trinuclear complexes result in the same activity and selectivity as with the corresponding solvate complex if an acid is added to the reaction mixture, which supports the idea that the solvate complex is the actual catalytically active species.3
Very interesting and of practical relevance is the fact that certain substrates can be basic enough to trigger the formation of such trinuclear complexes. An example is provided by the prochiral olefin (E)-1-(2-methyl-3-phenylallyl)piperidine: at a substrate to catalyst ratio of 10 already 40% of the overall rhodium complex concentration can be assigned to a trinuclear complex as detected by 31P-NMR spectroscopy.3
Although Saito et al. excluded the possibility of trinuclear methoxy-bridged complex formation with BINAP, i.e. [Rh3(BINAP)3(μ3-OMe)2][ClO4], for steric reasons,5 the question remains whether such trinuclear complexes might be formed in the presence of even bulkier anions such as halides. This is especially important considering the fact that, following substrate synthesis, e.g. of prochiral olefins, halides of alkali metals such as NaCl may remain in the substrate as an impurity due to insufficient removal during work up – also on an industrial scale. For example, it could be shown that in the hydrogenation of 1-methylenesuccinamic acid7 with a rhodium-DuPhos catalyst activity might be increased by a factor of 26 if traces of chloride remaining from substrate synthesis were thoroughly removed from the substrate.8 Unfortunately, the findings could not be explained at that time.
Due to the relevance of deactivation phenomena in industrial catalytic applications,9 we set out to investigate whether (a) halides may lead to the formation of hitherto unknown trinuclear complexes of the type [Rh3(PP)3(μ3-X)2][anion] (PP = diphosphine, X = halide) and if so (b) whether their formation negatively affects rhodium catalysed processes.
Fig. 1 Molecular structure of the cation of [Rh3(t-Bu-BisP*)3(μ3-OH)2][BF4] (only one of the two cations in the unit cell is shown); ORTEP, 30% probability ellipsoids. The hydrogen atoms of the ligand were omitted for clarity. Selected distances [Å] and angles [°]: Rh–Rh 3.074–3.084(2), Rh–P 2.177–2.185(2), Rh–O 2.146–2.163(4), P–Rh–P 85.0–85.2(1), O–Rh–O 68.6–68.9(2). 31P{1H}-NMR (MeOH-d4): δ = 85.1 ppm , JP–Rh = 196.9 Hz. |
As already mentioned, certain substrates are basic enough to trigger the formation of such trinuclear complexes. One further example, so far undescribed, is provided by [2-(3-methoxy-phenyl)-cyclohex-1-enylmethyl]-dimethylamine:10 when this substrate is hydrogenated in MeOH with [Rh(DIPAMP)(MeOH)2][BF4] at room temperature up to 75% of the rhodium content is unavailable for hydrogenation due to the formation of inactive trinuclear complexes, see Fig. S1 (ESI†).
Fig. 2 31P{1H}-NMR spectrum of the precipitate resulting from the addition of NaCl to [Rh(Me-DuPHOS)(MeOH)2][BF4] dissolved in acetone-d6. |
Fig. 3 Molecular structure of the cations of [Rh3((R,R)-Me-DuPHOS)3(μ3-Cl)2][BF4] (left) as well as [Rh3((R,R)-t-Bu-BisP*)3(μ3-Cl)2][BF4], (right); ORTEP 30% probability ellipsoids. Hydrogen atoms are omitted for clarity. Selected distances [Å] and angles [°] for [Rh3((R,R)-Me-DuPHOS)3(μ3-Cl)2][BF4]/[Rh3((R,R)-t-Bu-BisP*)3(μ3-Cl)2][BF4]: Rh–Rh 3.175–3.275 (2)/3.230–3.267 (2), Rh–P 2.172–2.179 (2)/2.181–2.187 (2), Rh–Cl 2.460–2.478 (4)/2.442–2.475 (4), P–Rh–P 85.4–85.7 (1)/84.9–85.7 (1), Cl–Rh–Cl 81.5–81.6 (1)/80.2–80.7 (1). |
Because of the increased steric demand of chloride in comparison to the methoxy or hydroxy bridge present in analogous trinuclear complexes, the trinuclear μ3-chloro-bridged complex possesses longer Rh–Rh and Rh–X (X = Cl or OMe/OH) bonds and wider X–Rh–X angles. Furthermore, in comparison to the diolefin complexes [Rh(Me-DuPHOS)(COD)][BF4]13 the Rh–P bond is considerably shortened.
The second species present in the isolated solid is the neutral dinuclear complex [Rh2(Me-DuPHOS)2(μ2-Cl)2]. The identity of this species, initially postulated based on NMR data and as a possible intermediate in the formation of the trinuclear complex according to Saito's hypothesis (Scheme 1), was confirmed by X-ray analysis.14
Scheme 1 General reaction sequence for the formation of trinuclear μ3-halide bridged complexes in agreement with Saito et al.5 |
Hence, the addition of NaCl to [Rh(Me-DuPHOS)(MeOH)2][BF4] results in the formation of two complexes, the cationic trinuclear complex [Rh3(Me-DuPHOS)3(μ3-Cl)2][BF4] (31P{1H}-NMR, δ 96.8 ppm, JP–Rh = 203.1 Hz) and the neutral dinuclear complex [Rh2(Me-DuPHOS)2(μ2-Cl)2] (31P{1H}-NMR δ 96.5 ppm, JP–Rh = 199.6 Hz). While the first type of complex is described here for the first time, neutral dinuclear complexes have been known for some time.
To assess whether the formation of both complexes takes place through a reversible consecutive reaction, the neutral complex [Rh2(Me-DuPHOS)2(μ2-Cl)2] (intermediate in Scheme 1) was treated with the cationic solvate complex [Rh(Me-DuPHOS)(MeOH)2][BF4] in a THF–MeOH mixture.15 The 31P-NMR spectrum (Fig. S2, ESI†) proves that indeed the trinuclear complex is formed, in agreement with the sequence of equilibria described in Scheme 1. Similar results are detailed in ref. 4b.
It is evident that the formation of such trinuclear species must be taken into account if suitable anions which can act as bridging ligands are present in solution.
The reaction of the DIPAMP solvate complex [Rh(DIPAMP)(MeOH-d4)2][BF4]16 with a methanolic NaCl solution also leads to a 31P-NMR spectrum which shows two doublets, Fig. S3a (ESI†). Unlike the experimental findings observed when the Me-DuPHOS ligand was used, the resulting precipitate can be redissolved at elevated temperature. Upon slow cooling, yellow needles precipitated, which were isolated and characterized by X-ray analysis, Fig. S4 (ESI†). Hence, for DIPAMP too the trinuclear μ3-chloro-bridged complex is formed: [Rh3(DIPAMP)3(μ3-Cl)2][BF4] (31P{1H}-NMR δ 72.5 ppm, JP–Rh = 203.5 Hz). Comparison of the 31P-NMR data of the second complex with literature values confirms the presence of the neutral dinuclear complex [Rh2(DIPAMP)2(μ2-Cl)2] (31P{1H}-NMR δ 74.7 ppm, JP–Rh = 199.6 Hz) analogous to the one formed with Me-DuPhos.14103Rh-NMR measurements indicate similar electronic environments in both species as well: the corresponding chemical shifts are −144 ppm for the trinuclear and −77 ppm for the dinuclear complex. In the case of the Me-DuPHOS complexes the corresponding values are −306 ppm (trinuclear complex) and −280 ppm (dinuclear complex).
An interesting aspect is the dependence of the ratio of trinuclear to dinuclear complex on NaCl concentration. Formally, for the formation of the trinuclear complex 2 equivalents of Cl are necessary per 3 Rh i.e. 2/3 Cl per 1 Rh, in the case of the dinuclear complex it is 2 Cl per 2 Rh. Indeed, the experiment shows that the share of the dinuclear complex [Rh2(DIPAMP)2(μ2-Cl)2] increases with increasing NaCl concentration, which can be explained with Scheme 1 in the absence of the solvate complex (MeOH-d4: δ 80.6 ppm, JP–Rh = 208.1 Hz), compare Fig. S3a/b (ESI†).
Transferring the solvate complex [Rh(t-Bu-BisP*)(MeOH-d4)2][BF4]4a into a Young-NMR tube containing solid NaCl leads to a homogeneous solution and to the 31P-NMR spectrum shown in Fig. S5 (ESI†). Also in this case the trinuclear complex [Rh3(t-Bu-BisP*)3(μ3-Cl)2][BF4] (86.8 ppm, JP–Rh = 204.5 Hz) is formed, as well as another so far unknown species (84.6 ppm, JP–Rh = 199.3 Hz) which is assumedly the dinuclear complex [Rh2(t-Bu-BisP*)2(μ2-Cl)2]. The molecular structure of [Rh3(t-Bu-BisP*)3(μ3-Cl)2][BF4] is shown in Fig. 3, right.17
Using Tangphos as the ligand, two species are observed in the 31P-NMR spectrum as well if a solution of NaCl dissolved in MeOH is added to the solvate complex, Fig. S6 (ESI†). One species is again the trinuclear complex [Rh3(Tangphos)3(μ3-Cl)2][BF4] (120.5 ppm, JP–Rh = 200.9 Hz), its detailed characterization has been discussed in ref. 18. The hitherto unknown second species (120.2 ppm, JP–Rh = 198 Hz) is most probably the corresponding dinuclear complex [Rh2(Tangphos)2(μ2-Cl)2].
In contrast to what was observed with Me-DuPHOS, DIPAMP, t-Bu-BisP* and Tangphos, the addition of a methanolic solution of NaCl to the BINAP solvate complex [Rh(BINAP)(MeOH-d4)2][BF4]6 leads to the formation of only one species, as the 31P-NMR spectrum of the dry precipitate redissolved in CH2Cl2-d2 proves. Comparison with published data confirms that the dinuclear complex [Rh2(BINAP)2(μ2-Cl)2] (δ 49.6 ppm, JP–Rh = 195.5 Hz, in CD2Cl2) was formed.14 However, the trinuclear complex might have formed, but rapidly depleted from solution because of a shift in equilibrium due to the crystallization of the dinuclear complex. To verify that indeed only one species had been formed, the experiment was repeated in a MeOH–CH2Cl2 mixture as the dinuclear complex [Rh2(BINAP)2(μ2-Cl)2] is well soluble in CH2Cl2. The 31P-NMR spectrum (Fig. S7a, ESI†) now shows two doublets. The newly formed species is most probably the trinuclear cation [Rh3((R)-BINAP)3(μ2-Cl)2]+19 which is in good agreement with the dependence of its relative concentration from that of NaCl, vide supra; if the NaCl concentration increases more dinuclear complex is detected by 31P-NMR, Fig. S7a/b (ESI†).
Also in the case of Et-DuPHOS – in analogy to BINAP – only one species is formed upon the addition of NaCl to the solvate complex [Rh(Et-DuPHOS)(MeOH)2][BF4].12 The initially formed voluminous precipitate crystallized overnight yielding yellow crystals of the neutral dinuclear complex [Rh2((R,R)-Et-DuPHOS)2(μ2-Cl)2] (δ 91.1 ppm, JP–Rh = 199.7 Hz, in THF-d8); the molecular structure is shown in Fig. 4.
Fig. 4 Molecular structure of [Rh2((R,R)-Et-DuPHOS)2(μ2-Cl)2]; ORTEP, 30% probability ellipsoids. Hydrogen atoms are omitted for clarity. Selected distances [Å] and angles [°]: Rh–Rh 3.308 (1), Rh–P 2.158–2.161 (1), Rh–Cl 2.409–2.435 (1), P–Rh–P 85.4–86.2 (1), Cl–Rh–Cl 83.7–84.7 (1). |
With the ligands Et-DuPHOS and BINAP it is hence shown for the first time that under certain conditions (MeOH as the solvent and high chloride concentration) it is possible to form selectively the neutral μ2-chloro-bridged complex by addition of chloride ions to the corresponding cationic solvate complex [Rh(PP)(MeOH)2][BF4]. Usually these neutral μ2-anion-bridged dinuclear complexes are formed via ligand exchange, e.g. from [Rh2(COD)2(μ2-Cl)2] and a chelating diphosphine.14
Fig. 5 Molecular structure of [Rh2((S,S)-Me-DuPHOS)2(μ2-Br2)] (left) and of the cation in [Rh3((R,R)-Me-DuPHOS)3(μ3-Br)0,8(μ3-Cl)1,2][BF4] (right); ORTEP, 30% probability ellipsoids. Hydrogen atoms are omitted for clarity. Selected distances [Å] and angles [°] for [Rh2((S,S)-Me-DuPHOS)2(μ2-Br2)]/[Rh3((R,R)-Me-DuPHOS)3(μ3-Br)0,8(μ3-Cl)1,2][BF4]: Rh–Rh 3.263 (1)/3.221–3.274 (1), Rh–P 2.164–2.172 (1)/2.168–2.176 (1), Rh–Br 2.526–2.572 (1)/2.538–2.571 (8), P–Rh–P 86.0–86.1 (1)/85.4–85.7 (1), Br–Rh–Br 85.1–85.2 (1)/85.2–85.9 (2). |
In the case of DIPAMP, after the addition of NaBr to the solvate complex [Rh(DIPAMP)(MeOH)2][BF4] a red brown precipitate was instantly formed. Single crystals suitable for X-ray analysis, however, could not be isolated. Still, NMR measurements showed that under the described experimental conditions only one species was formed. From the NMR spectroscopic data (1H-NMR, Fig. S10, 31P-NMR, Fig. S11, ESI†) we can infer that only the neutral dinuclear complex [Rh2(DIPAMP)2(μ2-Br)2] was formed. The coupling constant in the 31P-NMR spectrum JP–Rh = 198.3 Hz is very similar to the ones of the μ2-chloro-bridged dinuclear complexes of DIPAMP and Me-DuPHOS (for both 199.6 Hz).
To investigate the influence of μ-halide-bridged multinuclear complexes on the catalytic activity, the hydrogenation of methyl-(Z)-α-acetamidocinnamate (mac) and dimethyl itaconate with the solvate complex [Rh(DIPAMP)(MeOH)2][BF4] was monitored in the presence of sodium salts (Cl, Br, I).
At a first glimpse hydrogen consumption curves for the hydrogenation of mac with Rh(DIPAMP)(MeOH)2][BF4]3,21 in the presence of NaCl show no effect. A closer look at higher conversions, however, unequivocally shows that – if compared to the reference curve – the deviations towards the end of hydrogenations become more apparent with increasing NaCl concentration, Fig. S12 (ESI†). In other words, as the concentration of the chiral olefin drops towards the end of the hydrogenation the halide successfully competes for the solvate complex.
Fig. 6 illustrates the influence of different halides on the test hydrogenation of mac with the DIPAMP system in methanol.
Fig. 6 Hydrogen consumption curves for the hydrogenations of 1.0 mmol methyl (Z)-α-acetamidocinnamate with 0.01 mmol [Rh(DIPAMP)(MeOH)2][BF4] under addition of sodium halides: red: without additive; green: 0.1 mmol NaCl, blue: 0.1 mmol NaBr, gray 0.1 mmol NaI (in each case the sodium halide was put into a glass ampoule together with the substrate); conditions: 15.0 mL MeOH at 25.0 °C and 1.01 bar overall pressure. For clarity the green, blue and gray curve are each displayed with a 1 min shift compared with the previous curve. |
The enantioselectivity (97%) of all experiments was identical, in the range of reproducibility. Only with NaI, where a substantial deactivation was observed, the enantioselectivity dropped to 93%.
With prochiral olefins such as dimethyl itaconate which form much less stable substrate complexes, a much more pronounced interference during the hydrogenation is expected.22 In Fig. 7 the hydrogen consumption curves for the hydrogenation of dimethyl itaconate with [Rh(DIPAMP)(MeOH)2][BF4] after addition of NaCl and NaBr (0.1 mmol each) are shown.
Fig. 7 Hydrogen consumption for the hydrogenation of 1.0 mmol dimethyl itaconate with 0.01 mmol [Rh(DIPAMP)(MeOH)2][BF4] under addition of different sodium halides: red: no additive (88% ee); green: 0.1 mmol NaCl, (82% ee); blue: 0.1 mmol NaBr, (80% ee); in each case the halide was added to the substrate in a glass ampoule); conditions: each 15.0 mL MeOH at 20.0 °C (due to the fact that at 25.0 °C without additive an influence of diffusion cannot be excluded) and 1.01 bar overall pressure. |
The graph clearly indicates that indeed small amounts of halide are enough to induce significant deactivations. In the case of NaI, after the addition of 0.1 mmol no consumption of hydrogen was observed.
The above investigations show that with DIPAMP both the trinuclear and dinuclear complexes are formed with NaCl and selectively the dinuclear one with NaBr in MeOH. Instead no conclusion can be drawn about the exact nature of the multinuclear species formed in the presence of NaI. Only few examples of μ2-iodo bridged dinuclear complexes have been described in the literature.23
The following example proves how important the formation of the catalytically inactive trinuclear μ3-halide-bridged complex can be. Treatment of the solvate complex [Rh(DIPAMP)(MeOH-d4)2][BF4] with the prochiral olefin ((Z)-3-[1-(dimethylamino)-2-methylpent-2-en-3-yl]phenol),24 Fig. S13 (ESI†) (and also with its hydrogenation product (3-[(2R,3S)-1-(dimethylamino)-2-methylpentan-3-yl]phenol, Fig. S14 (ESI†)) leads to a 31P-NMR spectrum which shows that almost 34% of the signal intensity corresponds to the catalytically inactive trinuclear μ3-chloro-bridged complex [Rh3(DIPAMP)3(μ3-Cl)2][BF4]. The complex results from traces of chloride left in the substrate after its synthesis.
Such complexes are formed together with the neutral μ2-halide bridged dinuclear ones. Depending on the steric bulk of the diphosphine, the μ-bridging anion and their solubility, the dinuclear species is formed selectively and this represents a new synthesis route to this type of complexes, which are known from the literature.
The formation of the trinuclear species evidently takes place through a reversible consecutive reaction from the neutral dinuclear complexes as the intermediate.
By reducing the concentration of the active catalyst, the in situ formation of these μ-halide-bridged multinuclear complexes in catalytic reactions leads to a decrease in activity or even to a total inactivity. This was proven experimentally in the case of asymmetric hydrogenation. The required halides – in most cases chloride – are usually present as impurities in the substrates (also when produced industrially). The extent of deactivation, known from enzyme catalysis as competitive inhibition, depends on several factors: the type of halide, the ratio of stability constants of multinuclear halide complexes and of substrate complexes, and the concentration of halide and substrate in solution.
Diethyl ether was distilled from sodium benzophenone ketyl immediately prior to use. MeOH was freshly distilled from Magnesia turnings prior to use, MeOH-d4 from LiAlH4 while CH2Cl2-d2 were distilled from CaH2. Subsequent removal of traces of oxygen for both deuterated solvents was carried out of application of six freeze–thaw cycles. NaCl (99.5%, Merck), NaBr (> 99% Sigma Aldrich) and NaI (> 99% Fluka) were used as received.
After adding hexane orange or red crystals were formed.
Footnote |
† Electronic supplementary information (ESI) available: X-Ray data and experimental procedures. CCDC 883479 for [Rh3(t-Bu-BisP*)3(μ3-OH)2][BF4], CCDC 883473 for [Rh3((R,R)-Me-DuPHOS)3(μ3-Cl)2][BF4], CCDC 883480 for [Rh3((R,R)-t-Bu-BisP*)3(μ3-Cl)2][BF4], CCDC 883475 for [Rh2((R,R)-Et-DuPHOS)2(μ2-Cl)2], CCDC 883478 for [Rh2((S,S)-Me-DuPHOS)2(μ2-Br2)], CCDC 883477 for [Rh3((R,R)-Me-DuPHOS)3(μ3-Br)0,8(μ3-Cl)1,2][BF4], CCDC 883474 for [Rh3((R,R)-DIPAMP)3(μ3-Cl)2][BF4] and CCDC 883476 for [Rh3((R)-BINAP)3(μ3-Cl)2][BF4]. For ESI and crystallographic data in CIF or other electronic format, see DOI: 10.1039/c2cy20591b |
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