Stefania
Impellizzeri
a,
Sabrina
Simoncelli
ab,
Chiara
Fasciani
a,
M.
Luisa Marin
ac,
Geniece L.
Hallett-Tapley
a,
Gregory K.
Hodgson
a and
Juan C.
Scaiano
*a
aDepartment of Chemistry, Centre for Catalysis Research and Innovation, University of Ottawa, 10 Marie Curie, Ottawa, Ontario K1N 6N5, Canada. E-mail: Scaiano@photo.chem.uottawa.ca
bINQUIMAE and Departamento de Química Inorgánica, Analítica, y Química Física, Facultad de Ciencias Exactas y Naturales, Universidad de Buenos Aires, 1428 Buenos Aires, Argentina
cInstituto Universitario Mixto de Tecnología Química (UPV-CSIC), Universitat Politècnica de València, Avenida de los Naranjos s/n, 46022 Valencia, Spain
First published on 13th August 2014
Solid niobium oxides (Nb2O5·nH2O) and niobium phosphate were used as heterogeneous acid catalysts to promote the condensation between a switchable oxazine and a fluorescent coumarin in an aprotic solvent. The catalysts were found to promote the generation of an active methylene from the enamine-based portion of the oxazine, which was followed by a nucleophilic attack on the aldehyde functionality of the coumarin reagent. In the resulting system, the emission of the conjugated fluorophore can be observed at 670 nm and, thus, the processes occurring at the catalyst surface can be monitored in real time by total internal reflection fluorescence microscopy (TIRFM).
In a recent publication we investigated18 the Brønsted acidic properties of several types of Nb2O5·nH2O, including both commercially available and synthesized materials.19–24 Furthermore, we exploited these solids to activate the fluorescence of the halochromic assembly 1 (Fig. 1). The chemical conjugation of a switchable oxazine and a fluorescent coumarin in compound 1 generates a bifunctional system, in which the fluorescence of the latter at 670 nm can be turned on via the acid-induced ring opening reaction of the halochromic unit (compound 2 in Fig. 1).25 Single-molecule fluorescence techniques were successfully used to determine the rate of protonation of 1 → 2 and to obtain a detailed map of the Brønsted acid sites in the catalysts. The switchable assembly can be synthesized in a single step from precursors 3 and 4 (Fig. 2). The conventional protocol consists of refluxing the reagents in a polar protic solvent, such as methanol or ethanol, upon the addition of several equivalents of an acid catalyst (trifluoroacetic acid, TFA) for over 24 hours; with this method, the product can be obtained in moderate yields (ca. 40% after purification by column chromatography).25
Fig. 2 Proposed Nb2O5-catalyzed condensation between oxazine (3) and coumarin (4) to generate the fluorescent halochromic assembly 2. |
We envisaged the possibility of using solid niobium oxides and niobium phosphate as potential heterogeneous acid catalysts with activity in polar aprotic solvents, such as acetonitrile (MeCN), to promote the C–C bond formation between 3 and 4 and to directly generate the fluorescent conjugated assembly 2 (Fig. 2). Specifically, we used two commercially available catalysts, hydrated Nb2O5·nH2O (T-I) and niobium phosphate (T-II), and the mesoporous Nb2O5·nH2O (T-III), which was prepared according to our recently published protocol.18 In addition to their known acid properties, these catalysts offer the added advantage of facilitating their removal from the reaction mixture, as compared to the conventional homogeneous catalysts, as well as potential reusability. Moreover, the use of aprotic solvents, such as MeCN, allows for the investigation of the potential solvent-like role of the niobium oxide and niobium phosphate acidic sites in reactions that traditionally require polar protic solvents. The condensation reaction can be carried out at moderate temperatures (45 °C) for approximately 15 hours to obtain 2 in a range of yields that strongly depend on the type of catalyst used in the preparation. The fluorescence of the generated assembly allows the catalyzed condensation between 3 and 4 to be monitored in situ and in real time by total internal reflection fluorescence microscopy (TIRFM) on the catalyst surface.
Catalyst | Amount of catalyst | Solvent | Temperature (°C) | % of 1a |
---|---|---|---|---|
a The condensation product 2 was quantitatively converted into its neutral closed form (1) in order to perform HPLC analysis. For all reactions, peaks belonging to starting materials 3 and 4 are observed. | ||||
T-I | 5 mg | MeCN | 45 | 7.5 |
T-II | 5 mg | MeCN | 45 | 34 |
T-II | 25 mg | MeCN | 45 | 30 |
T-III | 5 mg | EtOH | 45 | 7 |
T-III | 5 mg | MeCN | 45 | 19 |
T-III | 25 mg | MeCN | 45 | 16 |
T-III | 50 mg | MeCN | 45 | 19 |
TFA | 10 eq. | EtOH | 80 | 38 |
TFA | 10 eq. | MeCN | 45 | No product observed |
No acid catalyst | — | EtOH or MeCN | 45 | No product observed |
The condensation between 3 and 4 requires several steps based on the mechanism described in Fig. 3. The acid-induced cleavage of the C–O bond at the spirocenter of 3 generates the indolium cation 3a, which forms the enamine 3b upon elimination of a proton. Enamines can be considered as nitrogen analogues of enolates; their reactivity as nucleophiles is due to the dipolar character of one of the resonance structures (3b′), where the carbon at the β position with respect to the nitrogen has a partial negative charge. The aldehyde appendage in 4 then reacts with the active methylene group of the heterocyclic cation of 3b′, followed by proton transfer from the solvent and elimination of H2O, with subsequent formation of a double bond between the two units. The proposed mechanism is in agreement with the conventional synthesis procedure which consists of refluxing the reagents in MeOH or EtOH in the presence of trifluoroacetic acid (TFA).
The purpose of the acid in the homogeneous system is primarily to generate the active protonated open-ring structure (3a) as well as to protonate the reactive carbonyl in 4, while the participation of protic solvents is required for the subsequent series of intermolecular proton transfers (ii and iii). High temperature favors the elimination of water.
Based on these considerations and the results reported in Table 1, we can provide insights into the mechanistic participation of the different catalysts that were tested. Niobium phosphate (T-II) shows the highest activity, followed by the mesoporous Nb2O5 (T-III). Both catalysts possess strong Brønsted-type acidity and thus are able to promote the first step of the reaction and open the spirocenter of 3 and, as previously observed,18 of 1. As listed in Table S1,† the acidity of these catalysts can easily be correlated to the efficacy of the overall reaction.
The use of a protic solvent in the conventional preparation allows for a continuous transfer of protons to/from the solvent itself and therefore plays an active role in the following steps of the reaction (Fig. 3). No product was formed when MeCN was used in combination with a homogeneous acid catalyst (TFA). 1H NMR spectra of 3 in CD3CN and CD3OD (Fig. S1 and S2, ESI†) confirm that upon the addition of TFA the ring-opened species (3a) is generated in both solvents. Nonetheless, the chemical shift of the active methyl Mea in 3a (Fig. 4) is located, as expected, significantly downfield in CD3CN (2.84 ppm, Fig. S1†) with respect to that in CD3OD (1.25 ppm, Fig. S2†). These results seem to indicate that the protons of Mea remain significantly shielded when a protic solvent is used and that, in turn, hydrogen bonding is likely responsible for countering the electron-withdrawing effect of the indolium cation. Addition of CD3OD to 3a in CD3CN promotes hydrogen bonding, and thus the chemical shift of Mea moves upfield and resembles its signal in pure CD3OD (Fig. S3, ESI†).
Fig. 4 Proposed intermolecular hydrogen bonding between Mea in 3a and MeOH leading to formation of the active methylene in 3b′. |
The formation of intermolecular hydrogen bonding with a protic solvent allows for the eventual continuous exchange of protons required to bring the overall reaction to completion. Yet, the presence of niobium oxides or niobium phosphate affords relatively good yields in MeCN. Thus, the efficiency of these catalysts with respect to this particular reaction must be related not only to their intrinsic Brønsted acidity, but also to their ability to participate in intermolecular hydrogen bonding and proton transfer in a similar fashion as in Fig. 4. This ability will, in turn, depend on the hydration of the material18 and/or on the accessibility of such proton-active sites. Hydration would be considerably larger in both T-II and T-III due to the enhanced acidity of these materials as Brønsted acidity is known to be directly correlated to water content. These properties can directly translate into a higher probability of active proton transfer and thus higher reaction yields when the condensation reaction to form 2 is carried out in MeCN.
Although the activities of T-II and T-III are comparable by Hammett acidity testing, the yields obtained when T-III was used as a catalyst are consistently lower than those when T-II was employed. The decreased yield observed when Nb2O5·nH2O T-III was used is strongly dependent on the accessibility of the catalytic protonating sites. Given the mesoporous nature of catalyst T-III, it is likely that a considerable portion of the active proton sites is embedded within the cavities of the solid-state matrix, similar to the known properties of acidic faujasite Y zeolites.30–32 In all cases, the susceptibility of any given substrate to participate in acid catalysis within the zeolite matrix is determined by the ability of the molecule to efficiently diffuse within the pores to the active site of the material. A similar situation can be envisioned within the mesoporous system of Nb2O5·nH2O T-III. In such a case, it is possible that several molecules of substrate 3 can diffuse within the pores and react with the active acid sites of the matrix. Indeed, one major disadvantage of employing porous heterogeneous catalysts involves the ability of substrate molecules to react with the acidic sites at the openings or entry points of the matrix pores. As a result, the three-dimensional pores may become blocked, rendering the remaining catalytic acid sites embedded within the mesoporous structure and thus inaccessible for catalytic conversion, resulting in lower yields of the product, as was observed for the mesoporous catalyst T-III presented in Table 1. Alternatively, the lower yields observed for T-III may also be due to the spatial constraints within the mesoporous system and the inability of the material to accommodate the anticipated large transition state of the oxazine/coumarin adduct. In other words, beyond the acidity of a given site, the traffic that enables molecules to reach the site and ultimately depart from it is the key parameter in the case of mesoporous catalysts.
Interestingly, in the presence of the niobium oxide T-III, the reaction in MeCN is much more efficient than that in EtOH. This is possibly due to the partial solvation effect of EtOH on the active sites of the catalyst; indeed, if EtOH molecules are arranged through intermolecular hydrogen bonding interactions with the proton-like moieties on the surface of the niobium oxide, the activity of the solids may be dramatically reduced.
Fig. 5 Transmission (left), TIRF microscopy (center) and 3D (right) images of a T-III particle immobilized on a cover glass and immersed in a 2 mM solution of 3 and 4 at 633 nm laser excitation with a 675/50 nm bandpass emission filter (see the ESI† Video S1). The fluorescence image and the 3D representation correspond to the accumulated spot intensity reconstructed from a movie of 500 frames in length (50 ms per frame). |
Typical time-dependent fluorescence intensity traces of 2 (Fig. 6) prove that the individual product molecules can be easily distinguished from the background signals caused by scattering or fluorescence of the catalyst surface and from the high concentrated reactant solution. Characterization of the bright spots was performed by measuring their emission spectra in situ (Fig. 6), which is ascribed to product 2.
Through the analysis of the number of single “turn ON” events of fluorescent molecules over the catalyst (for a total of six different T-III particles), a rate constant of 3 × 10−15 mol m−2 s−1 was estimated for the reaction between equimolar amounts of 3 and 4. This rate is representative of the overall mechanism described in Fig. 3 which includes the initial adsorption and protonation of 3 and the subsequent condensation between the ring-open active 3b′ with 4 to yield 2. 3D surface maps of the TIRFM sequence (Fig. 7) depict the catalytic “hot spots” of T-III characterized by the highest acidity, and considering the mesoporous nature of the catalyst, easiest accessibility. In Fig. 7D, the positive peaks show sites that lose catalytic activity between the first and the second 12.5 s window (as in Fig. 7A and B). It may appear surprising to observe negative peaks in Fig. 7D as this reflects gain of catalytic activity with time. While the creation of new catalytic sites would be surprising, we believe that as some sites are lost (positive peaks) other sites in their vicinity become active and appear as negative peaks. These are probably less active or less accessible sites that could not compete favorably with the more active sites and thus become active as some of the better sites are lost during reaction.
Fig. 7 Catalytic activity of a T-III particle for the overall condensation of 3 and 4 to generate 2 (see Fig. 2) monitored by detecting the fluorescence of 2 using TIRFM. Surface maps A and B show the accumulated signal for 12.5 seconds and the subsequent 12.5 seconds, while C and D show the rescaled difference of A minus B (see color-coded legend) from different perspectives. |
TIRFM experiments conducted over niobium phosphate (T-II) particles revealed an overall rate of 6 × 10−15 mol m−2 s−1 for the reaction between 3 and 4. In a similar fashion to what is observed for T-III, the 3D surface maps of the TIRFM sequence (Fig. S6 and S7, ESI†) reveal that as the most active or accessible sites are being used, other sites become available for catalysis over time.
Footnote |
† Electronic supplementary information (ESI) available: Hammett acidity (H0) of the niobium catalysts employed for the condensation of 3 and 4; 1H NMR of 3 in CD3CN before and after the addition of TFA; 1H NMR of 3 in CD3OD before and after the addition of TFA; 1H NMR (detail) of 3a in CD3CN after the addition of CD3OD; normalized absorption spectra of compounds 1–4; emission spectra of compounds 1–4; transmission electron microscopy, TIRF microscopy and 3D images of a T-II particle for the reaction between 3 and 4; catalytic activity of a T-II particle for the overall condensation of 3 and 4 to generate 2 monitored by detecting the fluorescence of 2 using TIRFM; XPS data and survey result for 3a; ESI-MS spectrum of 1; EI-MS spectrum of 3; and EI-MS spectrum of 4. See DOI: 10.1039/c4cy00703d |
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