Taiying
Zhang†
b,
Rajeev
Kumar†
b,
Yueh-Du
Tsai†
ab,
Richard T.
Elander
c and
Charles E.
Wyman
*ab
aDepartment of Chemical and Environmental Engineering, Bourns College of Engineering, University of California, Riverside, 446 Winston Chung Hall, 900 University Ave., Riverside, CA 92521, USA. E-mail: charles.wyman@ucr.edu; Fax: +1-951-781-5790; Tel: +1-951-781-5703
bCenter for Environmental Research and Technology (CE-CERT), Bourns College of Engineering, University of California, Riverside, 1084 Columbia Ave, Riverside, CA 92507, USA
cNational Bioenergy Center, National Renewable Energy Laboratory, 15013 Denver West Parkway, Golden, CO 80401, USA
First published on 12th September 2014
To maximize yields of fermentable xylose monomer from hydrothermal pretreatment of corn stover at 200 °C, the xylooligomers-rich liquor produced was post hydrolyzed with dilute sulfuric acid over a range of times and acid concentrations. The results showed that application of 0.75% H2SO4 at 110 °C for 180 min or 0.50% H2SO4 at 110 °C for 240 min recovered almost 100% of the total xylose from the oligomers. Furthermore, adjusting one constant in the combined severity parameter (CSP) provided a rapid and accurate tool for trading off times, temperatures, and acid concentrations to reach the highest xylose yields from xylooligomers in hydrothermal pretreatment solutions. This adjusted CSP showed that an 8.4 °C temperature increase has the same impact as doubling the acid concentration or halving reaction time instead of the 10 °C change projected by the customary CSP and suggests that xylooligomers bonds are more easily broken than the hemicellulose from which they are derived.
Hemicellulose is typically the second most abundant portion of cellulosic biomass and is usually made up of xylose and other sugars. These sugars can in turn be fermented into ethanol that is now blended with gasoline for use in conventional vehicles or used as a pure fuel in appropriate engines. Alternatively, the sugars can be fermented into other products that are more fungible with gasoline or chemically reacted to furfural or other compounds that can in turn be converted into hydrocarbons that can be readily incorporated into the existing fuel infrastructure.5,6 Dilute acid pretreatments employ acid catalysis to hydrolyze a large portion of hemicellulose into mostly sugar monomers and some oligomers that are soluble in the aqueous phase. Because the hemicellulose in many forms of biomass is rich in xylose, a large portion of the dissolved sugars is xylose monomers and xylooligomers (XOs), some of which degrade into furfural and other products at conditions that favor high yields of sugars during pretreatment.7–9 These degradation products reduce sugar yields and also inhibit subsequent fermentations and enzymatic hydrolysis. Hydrothermal (just hot water or steam) pretreatment can use just heat for production of sugars, but a major fraction of the hemicellulose released at conditions that favor high yields of xylose monomers and oligomers and minimize sugar degradation is XOs.10,11 However, recent findings showed that XOs generated during pretreatment and/or enzymatic hydrolysis of residual xylan left in the pretreated solids strongly inhibit cellulase activity.12,13 In addition, because many organisms cannot ferment oligomers, enzymes or acids are needed following pretreatment to convert the oligomers into sugar monomers that are amenable to downstream processing.
Various processing options for dilute acid post-hydrolysis of XOs can be applied, each of which has implications for downstream operations and techno-economics. For instance, the whole slurry after hydrothermal pretreatment could be subjected to post-hydrolysis, which offers the opportunity to convert not only XOs contained in the liquid fraction but also potentially residual insoluble xylan left in the solid fraction. However, from an energy point of view, mixing the whole slurry at commercially viable loadings (∼>30 wt%) may prove to be energy intensive. In addition, as shown by Lloyd and Wyman and others earlier, ash in biomass solids can neutralize acid, thus, require more acid if the solids are left in than needed for post hydrolysis of the liquid alone.14,15 Alternatively, post-hydrolysis could be applied to just the liquid portion following hydrothermal pretreatment.16 Although this process configuration requires solid-liquid separation and washing steps to capture most of the available XOs in the liquid fraction, a simple stirred-tank or pipe reactor could be utilized in a commercial application, without the need for a complex high solids reactor configuration. This option is particularly important due to the usage of sulfuric acid in the post-hydrolysis reaction and resultant high cost metallurgy requirements for containment.
Dilute sulfuric acid can be attractive for this post-hydrolysis operation because it is effective and inexpensive, but little data is available to evaluate the viability of this approach. It would be highly desirable to have accurate kinetic models to predict a priori yields from dilute acid hydrolysis of liquors rich in XOs to monomers. However, detailed kinetic models fit key constants to data and have not proven to be particularly robust in predicting how yields change over reasonable ranges of time, temperature, and acid concentration.17 In addition, they are not particularly suited to use in the field. On the other hand, the severity parameter Ro, which is similar to H-factor or P-factor applied to the Kraft process decades ago, was developed for hydrothermal pretreatment employing steam explosion and later modified for dilute acid pretreatment of lignocellulosic biomass to indicate and predict xylan solubilization.18–21 In fact, its ability to rapidly tradeoff the effects of time and temperature for hydrothermal pretreatment have made it a valuable tool for selecting reaction conditions for lignocellulosic biomass pretreatment.18–20,22 The severity parameter was modified to make it possible to tradeoff the effects on pretreatment yields of acid/base concentrations against time and/or temperature in what is known as the combined severity parameter (CSP).23–27 It was recently further modified based on a pseudo-kinetic model of lignocellulosic saccharification with concentrated sulfuric acid.28,29
The CSP has limitations in that it does not accurately predict xylan solubilization at high severities.19,30 An inherent limitation in the activation energy constant in CSP for different substrates was recently discussed,31 and a combined hydrolysis factor (CHF) based on CSP was proposed for sulfite pretreatment (SPORL) of aspen wood.32 A recent paper shows that different acids followed slightly different CSP patterns even for pretreatment of the same substrate.33 The combined severity parameter has received little attention for relating yields for post-hydrolysis of XOs to reaction times, temperatures, and acid concentrations, and as a result, it is unclear if it would be a useful tool for identifying favorable conditions.
The general concept of converting XOs by dilute acid post-hydrolysis or applying enzymes has been considered by others at similar temperatures as needed for pretreatment.16,34–36 However, for post-hydrolysis to be commercially viable, it is important to realize high yields at lower temperatures than needed for pretreatment to keep containment costs low and have a potential economic advantage compared to direct use of dilute sulfuric acid in pretreatment. In addition, XO conversion by enzymes is not yet commercially viable due to their high cost, the need for a complex formulation to hydrolyze the range of oligomer bonds, and enzyme inhibition by background sugars and other compounds.36 Thus, in this study, yields from dilute acid hydrolysis of xylooligomers solubilized in hydrothermal pretreatment of corn stover at conditions that gave the highest total sugar yields were determined at relatively low temperatures (101 °C to 130 °C), and the effects of acid, time, temperature, and oligomers concentration on performance were determined. Furthermore, one of the CSP parameters was adjusted to facilitate relating xylose monomer yields from post-hydrolysis of hydrolyzate oligomers to a range of acid concentrations, times, and temperatures employed without the need for a detailed kinetics model.
Before pretreatment, milled corn stover was presoaked in deionized water (DI) overnight at a solids loading of 10 wt% for hydrothermal pretreatment at 160 °C, 180 °C, and 200 °C. Following pretreatments, the slurry was separated into a liquid hydrolyzate and pretreated solids by vacuum filtration using a 0.22 μm glass fiber filter (09-804-110A, Fisher Science, Pittsburgh, PA). The pretreated solids were washed thoroughly with a volume of room temperature DI water of about ∼30 times the wet weight of biomass before compositional analysis and subsequent enzymatic hydrolysis. Although we did not use the liquid wash from these experiments, it could be combined with the pretreatment liquor for dilute acid post hydrolysis and/or sent to water treatment. Sugar yields in the liquid from just hydrothermal pretreatment were designated as Stage 1 sugar yields, and those from subsequent enzymatic hydrolysis of the pretreated solids were labeled as Stage 2 sugar yields.
Once conditions had been identified to give high yields in tubular reactors, large quantities of xylooligomers enriched solution were prepared in a 1 L Parr reactor (Parr Instruments, Moline, IL). In this case, a 10% (w/w) solid loading of corn stover based on dry weight was impregnated with DI water at room temperature for at least 4 h. Then the pre-soaked slurry was transferred into 1 L Hastelloy C Parr reactor fitted with a 3.5 in. diameter helical impeller on a two-piece shaft. The impeller was driven by a variable speed DC motor (A1750HC, Parr Instruments, Moline, IL) set to about 200 RPM. The reactor was sealed and lowered into a 4 kW sand bath (model SBL-2D TechNet, Princeton, NJ) set at 360 °C for fast heat up. Once the Parr reactor temperature reached 200 °C (monitored by K-type thermo-couple), it was raised out of the sand bath to keep the bottom about 1 to 2 cm above the sand surface. The temperature was controlled within ±2 °C of target temperature of 200 °C by raising or dropping the reactor slightly as needed.9,40 At the end of reaction period, the reactor was transferred into a bucket filled with room temperature water for cooling. After the content's temperature dropped below 60 °C, the reactor was opened, and the pretreated slurry was filtered through 125 mm diameter Whatman filter paper. A portion of the filtrate was treated according to the post-hydrolysis procedure to determine concentrations of xylooligomers and xylose. The rest was stored in 1 L glass bottles at room temperature to avoid substantial precipitation of xylooligomers at lower temperatures.41
(1) |
CSP = logRo − pH | (2) |
Because the hydronium ions activity of sulfuric acid solutions is influenced by temperature and it was very difficult to measure pH above 100 °C, the pH values at each acid concentration were calculated by the following equation:14
(3) |
(4) |
logKo2 = 56.889 − 19.8858 logT − 2307.9/T − 0.006473T | (5) |
(6) |
Glucan and xylan yields from pretreatment and overall glucan and xylan yields from both pretreatment and enzymatic hydrolysis were both calculated as:
(7) |
(8) |
(9) |
These equations were applied to determine yields from Stage 1 (pretreatment) and Stage 2 (enzymatic hydrolysis). For Stage 1, sugar yields included both monomer and oligomers determined through post hydrolysis of the liquid hydrolyzate. Sugar yields were calculated as a percent of the theoretical maximum on the basis of original glucan and/or xylan content in corn stover unless otherwise specified. Monomeric sugars in the liquid hydrolyzate were measured after pretreatment and enzymatic hydrolysis on the Waters HPLC described in section 2.5, and sugar yields were calculated by eqn (7)–(9).
Xylose yields from dilute acid post-hydrolysis of the liquid hydrolyzate of corn stover by hydrothermal pretreatment were calculated as:
(10) |
In eqn (10), the XOs concentration in the liquid hydrolyzate was expressed as equivalent xylose determined by the difference between total xylose and xylose monomer concentrations.
Fig. 1 Glucan and xylan sugar yields from batch hydrothermal pretreatment of corn stover and subsequent enzymatic hydrolysis of the washed solids at 160, 180, and 200 °C versus pretreatment time. |
The xylose monomer, oligomers, and total xylose yields from pretreatment versus severity in Fig. 2 show that although yields of xylose monomers plus oligomers from pretreatment at different temperatures peaked at similar severities, the value of the highest total xylose yield changed with temperature. In particular, the highest total xylose yields from hydrothermal pretreatment were 58.5% and 66.0% at logRo = 4.0 for 160 °C and 180 °C, respectively, and 77.3% at logRo = 4.1 for 200 °C. Furthermore, xylose losses were lower at the lowest temperature run of 160 °C than at 180 °C at logRo of 4.2. The highest yield of xylose monomers and oligomers of ∼77.3% occurred when corn stover was pretreated at 200 °C for 14.3 min. The solution contained monomeric sugars (glucose 0.86 g L−1, xylose 1.84 g L−1, arabinose 1.12 g L−1), oligomers (cellooligomers 1.61 g L−1, xylooligomers 14.57 g L−1), total sugars (glucose 2.47 g L−1, xylose 16.41 g L−1), organic acids (lactic acid 1.05 g L−1, glycerol 0.44 g L−1, acetic acid 2.14 g L−1), and degradation products (5-HMF 0.14 g L−1 and furfural 0.34 g L−1). Fig. 2 also shows that liquid prepared at these conditions was rich in oligomers, with only 3.6% of the total being xylose monomers. The solutions for all post-hydrolysis experiments were prepared by hydrothermal pretreatment of corn stover at these conditions in a 1 L Parr reactor as described in materials and methods.
Fig. 2 Xylose monomer, oligomers, and total xylose yields from hydrothermal pretreatment versus the severity parameter for pretreatment at 160, 180, and 200 °C. |
Table 1 summarizes conditions that realized the highest overall xylose yields for each combination of acid concentration and temperature applied to the liquors resulting from hydrothermal pretreatment of corn stover. Xylose yields reached over 90% before the end of the allowed reaction time except at the 0.25% acid loading. For the latter, the maximum xylose yields were 78% at 110 °C, 75% at 120 °C, and 81% at 130 °C. However, the xylose yield at 101 °C only reached 55.5% after 500 min and still climbing at this longest time applied. Overall, xylose yields continually increased because xylooligomers primarily formed monomeric xylose and xylose degradation was very low at the low temperatures applied. Furfural, the major product from xylose degradation, was negligible in the liquid sample after acid hydrolysis as analyzed by HPLC.
Temperature (°C) | Acid concentration (%) | Reaction time (min) | Xylose + xylooligomer yield (%) |
---|---|---|---|
Considering the error bar, the closest to the highest xylose yield with shorter reaction time were listed instead of the highest xylose yield with longer reaction time (a500 min for 85%; b120 min for 96.61%). | |||
101 | 0.25 | 500 | 55.5% |
0.5 | 360 | 84.6%a | |
0.75 | 240 | 89.29% | |
1 | 180 | 93.1% | |
110 | 0.25 | 360 | 78.2% |
0.5 | 240 | 98.0% | |
0.75 | 240 | 99.7% | |
1 | 120 | 95.7% | |
120 | 0.25 | 120 | 75.1% |
0.5 | 90 | 95.2%b | |
0.75 | 60 | 98.0% | |
1 | 60 | 94.9% | |
130 | 0.25 | 60 | 80.8% |
0.5 | 60 | 93.2% | |
0.75 | 15 | 100.0% | |
1 | 15 | 100.0% |
These results showed that very high yields of xylose can be realized from xylooligomers at low temperatures with dilute sulfuric acid. However, the reaction times were too long to be useful at the lowest acid concentration of 0.25%. Furthermore, temperatures of 110 or 120 °C would be needed to achieve xylose yields of nearly 100% while 101 °C was apparently too low to overcome the activation energy of all the bonds that must be broken to release xylose monomers. Overall, the condition that gave the highest xylose yield of 99% from post hydrolysis was reaction with 0.75% sulfuric acid for 240 min at 110 °C.
Because laboratory reactors large enough to produce sufficient quantities of oligomers could not handle higher solids concentrations, hydrothermal pretreatment was performed at lower solids loading (∼10 wt%) that resulted in lower XO concentrations (∼10 g L−1) than would be desirable commercially (50–70 g L−1) at high solids loading (>35 wt%).16,35 In addition, operation at lower solids provided enough water to efficiently recover the oligomers. However, we anticipate the results should not change much with XOs concentration, at least for the XOs concentrations (50–70 g L−1) realized at commercially relevant solids loadings as hydrolysis depends on the hydronium ion concentration. In addition, although further investigation is warranted, we anticipate background sugars and other soluble compounds (such as soluble lignin and furfural) produced at high solids loadings (25–35 wt%) would not appreciably affect XOs hydrolysis rates and/or yields at the low reaction temperature determined to be optimum in this study. Thus, lower XO concentrations should not appreciably affect the main goals of this study to define conditions to hydrolyze xylooligomers at low severity and determine whether the conventional severity parameter can correlate yields well.
The constants in the combined severity parameter correlation were adjusted to better relate yields over the lower temperature range employed for xylooligomer hydrolysis. The combined severity parameter has only two constants that can be adjusted: Tc that is usually set at 100 °C and A with a customary value of 14.75. The parameter Tc only affects the absolute value of CSP for a particular set of conditions but does not adjust for the effects of temperature on CSP. Thus, changing Tc would not improve the grouping of xylose yields versus severities at different temperatures. On the other hand, changing the parameter A would adjust the grouping of yields versus CSP with changing temperature. To isolate how A would change with acid concentration, values of A were determined by least squares fitting over the range of temperatures applied at pH values of 1.293 for 0.25% sulfuric acid, 0.992 for 0.50%, 0.815 for 0.75%, and 0.690 for 1%. The resulting values of A increased with acid concentration as follows: 11.82 for 0.25%, 12.01 for 0.50%, 12.05 for 0.75%, and 12.10 for 1% acid. As shown in Fig. 5, xylose yields were lower at lower temperatures at equal severity, but changing the values of the parameter A significantly reduced the spread among xylose yields at each acid concentration.
Because a single combined severity parameter equation based on a single value of A is more valuable for relating the effects of acid, time, and temperature, the parameter A was fit to xylose yield data for the four temperatures and acid concentrations based on the pH values noted above. The result was a value of A = 12.01, with the data fit to the adjusted correlation plotted in Fig. 6. Now, peak xylose yields occurred at or very near the modified logCSP of 2. However, the maximum yields were lower at lower temperatures even though the CSP values corresponding to the yield peaks were tightly grouped.
It is noteworthy that with the value of A adjusted to 12.01, an 8.35 °C increase in temperature would cut the time required to reach a particular yield in half in contrast to the 10 °C change required to cut the time in half according to the traditional CSP formula. Thus, this result suggests that dissolved oligomers are more labile to breakdown to form monomers than is the solid hemicellulose in biomass.
The adjusted combined severity parameter improved the grouping of post-hydrolysis yields to provide a useful tool for estimating how changes in time, temperature, and acid concentration can be traded off against one another to give similar results. Only the one empirical parameter A must be known to use the adjusted combined severity parameter, and even that can be viewed as a doubling of the reaction rate for every 8.4 °C. Consequently, this simple adjustment in combined severity parameter increases its utility for rapidly translating from one set of conditions that give the highest yields from post-hydrolysis of XOs to a different set of conditions. For example, one could rapidly predict that doubling the acid concentration could be compensated for by halving the time or dropping the temperature by 8.4 °C to give the same yield.
Although kinetic models may also predict similar trends, they are also empirical curve fits with many more parameters employed to describe yield data. Furthermore, these models are not very robust in their ability to predict results with different acid concentrations, temperatures, and times for different biomass materials.17 And they cannot be readily employed in the field to estimate tradeoff among conditions. Thus, while more detailed kinetic models can provide some useful insights into such features as changes in concentrations of monomers and various oligomers that the simple combined severity parameter model cannot, they serve different roles in guiding definition of xylooligomer hydrolysis conditions and understanding the reactions involved. In line with this reasoning, a more detailed reaction model is being developed to predict how acid concentrations and temperatures affect yields of monomers from oligomers, better understand factors limiting yields at lower temperatures, and suggest strategies for further performance optimization.
Footnote |
† These authors made equal contribution to this work. |
This journal is © The Royal Society of Chemistry 2015 |