T.
Ghosh‡
a,
T.
Slanina‡
abc and
B.
König
*a
aInstitute of Organic Chemistry, University of Regensburg, D-93040 Regensburg, Germany. E-mail: Burkhard.Koenig@ur.de
bDepartment of Chemistry, Faculty of Science, Masaryk University, Kamenice 5, 62500 Brno, Czech Republic
cResearch Centre for Toxic Compounds in the Environment, Faculty of Science, Masaryk University, Kamenice 5, 62500 Brno, Czech Republic
First published on 6th January 2015
The chemoselective photoreduction of aldehydes in the presence of ketones was achieved using triethanolamine (TEOA) as sacrificial electron donor, proflavine (PF) as photocatalyst and [Cp*Rh(III)(bpy)Cl]Cl (Rhcat) as mediator. The reducing agent, which reacts with the carbonyl group was found to be [Cp*Rh(III)(bpy)H]Cl (Rh(III)–H). Contrary to formate-based reduction, its slow photochemical in situ generation enables to kinetically distinguish aldehydes from ketones. The inherent reactivity difference of the carbonyl compounds is transferred by the method into synthetically useful reaction selectivities. The substrate scope is broad with excellent yields. A detailed study of the reaction mechanism reveals that the photoreduction of the PF triplet and the subsequent reduction of the Rhcat leading to Rh(III)–H represents the major reaction pathway, which is highly oxygen sensitive. The oxidative quenching of the PF singlet state by Rhcat is a competing mechanism, which prevails in non-degassed systems.
Herein, we report the chemoselective visible light induced photocatalytic hydride reduction of aldehydes in the presence of ketones. Our photocatalytic system offers, in comparison to previously published methods, a robust selectivity, which can differentiate aldehydes from ketones over a broad reactivity range. Park and Nam have introduced16 a photocatalytic system using PF (3,6-diaminoacridine) as photocatalyst and Rhcat as a mediator for the regeneration of NADH from NAD+ produced by enzymatic synthesis of L-glutamate demonstrating an artificial photosynthetic approach. We modified the system for synthetic purposes. The schematic mechanism is shown in Fig. 1, upper part. PF is a well-known acridine dye studied in detail for its ability to bind with DNA.17 It has also been used as a promising molecule for the photogeneration of hydrogen.18 Rhcat has been first described by Youinou and Ziessel in 1989.19 Since then it has frequently been used as a hydride transferring agent for cofactor regeneration.20 Unlike other hydrides, it exhibits an outstanding regioselectivity in the reduction of NAD+.21 It has also been used for the chemical reduction of both aldehydes and ketones by hydride transfer from formic acid.22,23 We photochemically generate the same hydride reducing agent, Rh(III)–H as in the formate-based reduction. However, due to its slow in situ generation, we maintain a low concentration of Rh(III)–H in the reaction medium, which then kinetically distinguishes between aldehydes and ketones with a high selectivity (Fig. 1, bottom).
Entry | Proflavine (mol%) | Rhcat (mol%) | TEOA (eq.) | Solvent | Yield after 15a h (%) |
---|---|---|---|---|---|
a GC/FID determined yield with appropriate internal standard. | |||||
1 | 10 | 10 | 2 | Dry MeCN | <1 |
2 | 10 | 10 | 2 | Dry DMF | 7 |
3 | 10 | 10 | 2 | DMF/H2O (1:2) | 83 |
4 | 10 | 10 | 2 | DMF/H2O (2:1) | 61 |
5 | 10 | 10 | 2 | DMF/H 2 O (1:1) | 97 |
6 | 10 | 10 | 2 | MeCN/H2O (1:1) | 80 |
7 | 5 | 10 | 2 | DMF/H2O (1:1) | 86 |
8 | 10 | 5 | 2 | DMF/H2O (1:1) | 73 |
9 | 5 | 5 | 2 | DMF/H2O (1:1) | 95 |
10 | 10 | 10 | 1 | DMF/H2O (1:1) | 35 |
11 | 10 | 10 | 3 | DMF/H2O (1:1) | 81 |
To investigate the role of each component of the photocatalytic system we performed a series of control experiments. The results are summarized in Table S1.† The data clearly show that each component is essential for the reaction progress. The reaction without degassing (Table S1,† entry 6) yields about 30% of the product. This has been further studied and will be discussed in the mechanistic part. Reactions in hydrogen atmosphere did not yield any product (Table S1,† entries 7 and 8) from which it is evident that no direct hydrogenation occurs.
Various aromatic and aliphatic aldehydes and ketones were tested as substrates in our catalytic system (Table 2). For all substrates the optimized reaction conditions were used (Table 2, entry 5). The reaction rate could be accelerated by a factor of 5, without affecting the selectivity (Table 2, entries 1–3) using a flow reactor, which delivers the incident light more efficiently to the whole volume of the reaction mixture. Excellent yields were obtained for neutral, electron rich and electron poor aldehydes, whereas the corresponding ketones remained unreacted. Using an activated ketone as one reactant, we performed the reduction reactions varying the other reactant from electron-poor to electron-neutral to electron-rich aldehyde with notable selectivity (Table 2, entry 8–10). The selectivity was observed not only for a mixture of aldehyde and ketone, but also for a bifunctional molecule (Table 2, entry 11). Somewhat lower yield in entry 11 is caused by a side reaction leading to a pinacol-type product (detected by HPLC-MS, see Fig. S44†). In entry 12 a lower yield was obtained, because of decomposition of the substrate, which is not related to the photoreaction.
Entry | Substrate | Reaction type | Time (h) | Yield |
---|---|---|---|---|
a Yields of ketone reductions. b Yield of doubly reduced product. | ||||
1 | Batch | 15 | 97 | |
Flow | 3.5 | 91 | ||
2 | Batch | 15 | 7 | |
Flow | 3.5 | 4 | ||
3 | Batch | 15 | 95 (4)a | |
Flow | 3.5 | 82 (<1)a | ||
4 | Batch | 25 | 95 | |
5 | Batch | 25 | 83 | |
6 | Batch | 32 | 84 | |
7 | Batch | 32 | 3 | |
8 | Batch | 18 | 76 (2)a | |
9 | Batch | 16 | 91 (2)a | |
10 | Batch | 25 | 93 (4)a | |
11 | Batch | 16 | 51 (<1)b | |
12 | Batch | 42 | 56 (3)a |
The rate of reduction is partially dependent on the electron density of the aldehyde functionality. That indicates that the hydride transfer from Rh(III)–H to the carbonyl compound is the rate-determining step. The correlation of reaction yields, reduction potentials and Hammett's sigma values is shown in Fig. S8.† Generally, the photoreduction is slower for electron-rich aldehydes, but no clear trend was observed. Ketones are almost unreacted, which is mainly caused by steric effects. Rhcat is sufficiently crowded to create selectivity even between similar substrates, which was demonstrated on various NAD+ model compounds.21
The catalytic system also reduces imines (see Table S3†). Dry DMSO was found to be the most suitable solvent and the addition of thiourea (1 eq.) accelerated the reaction significantly by hydrogen bond activation of the imine.25
The reaction selectivity was compared with known systems. Rhcat has been recently used for chemical reductions of both aldehydes and ketones.22,23 The selectivity is reported only marginally.22 The reactions were accomplished in biphasic conditions without any phase transfer catalyst. The reduction was fast even with low catalyst loadings (∼0.5 mol%). We therefore examined the selectivity of Rh(III)–H generated chemically using formate aqueous buffer as a hydride source. The results are shown in Table S2.† After 15 minutes the benzaldehyde is efficiently reduced, whereas the conversion of acetophenone is only 32%. Contrary to the formate-based system our photocatalytic reduction is slower and the reaction can be easily stopped after the aldehyde is reduced and the ketone is almost intact. The aldehyde–ketone selectivity depends on the reaction conversion and therefore the ratio of reduction products is influenced by the reaction time. The kinetics of the reaction is described in more detail in the ESI (Scheme S3 and Fig. S12†).
Photoinduced electron transfer (PET) occurs between 3[PFH+]* and an appropriate electron donor. The redox potential of 3[PFH+]* can be estimated using the Rehm–Weller equation from the measured ground state redox potential (E0 = −0.74 V vs. SCE, Fig. S6†) and its triplet energy (λphosph. = 570 nm, ∼2.17 eV) resulting in +1.44 V vs. SCE.|| Electron-rich compounds like amines can serve as electron donors for PET. TEOA (E0 = +0.76 V vs. SCE**)30 is easily†† oxidized by 3[PFH+]* creating TEOA˙+ and a reduced proflavine radical (PFH˙). The back electron transfer does not occur due to the fast deprotonation of TEOA˙+.31
Interaction of PF with TEOA in aqueous media has been studied by measuring its fluorescence. Titration of PF solution (aq., c = 5.0 × 10−6 M) with TEOA or TEA resulted in a decrease in fluorescence intensity as observed by Basu et al.32 This would indicate that TEOA is quenching the singlet excited state by PET and would be in contradiction with the well-established PET from PF triplet.31 The UV spectra (Fig. S15†) indicate the formation of a new species with an absorption peak at 393 nm, which corresponds to PF formed by a simple acidobasic equilibrium, which is also supported by the UV pH titration (Fig. S13†) and fluorescence pH titration (Fig. 2, upper part). The distribution of the respective acidobasic forms calculated from both pH and TEOA titration corresponds to each other (Fig. S20†). We did not observe the formation of PFH+⋯TEA ground-state complex as proposed by Basu et al.32
Fluorescence quenching of PF with Rhcat is shown in Fig. 2, lower part. Unlike TEOA, the Rh catalyst does not interact with PF in the ground state. Fluorescence was quenched at relatively high concentrations.‡‡ The quenching constant was dependent on the excitation beam intensity. This indicates that Rhcat is quenched by photoionized electrons, which are originally responsible for the photoionization recombination delayed fluorescence (flPIR). The contribution of the photoionization recombination delayed fluorescence to the overall emission was determined by measuring the dependence of the relative fluorescence yield on the intensity of excitation light. The light intensity was kept below the saturation limit so that all of the excitation light was absorbed by the sample. Increasing intensity of the excitation light leads to a non-linear increase of the fluorescence intensity, which corresponds to the flPIR (Fig. S22†).
The properties of rhodium mediator were studied in detail. Rhcat is a water-soluble air-stable d6 metal complex, which undergoes a ligand exchange after its dissolution in water. The catalytic active form [Cp*Rh(III)(bpy)(H2O)]Cl2 has its maximum absorption at 355 nm and a tail absorption in the visible region (λtail ∼ 420 nm, Fig. S25†). Its absorption in the blue region (λ = 455 nm) is weak§§ and it does not interfere with PFH+. The reducing species has been described as a metal hydride complex, Rh(III)–H. It was confirmed as a key intermediate in the formate-based reductive catalytic system generated by direct hydride transfer from HCOO−.33 It has also been proposed as a reducing agent in photocatalytic systems coupled with various dyes.16,34,35 To identify Rh(III)–H in our reduction system we prepared Rh(III)–H independently from the reaction with formate ions. After dissolution of Rhcat in formate buffer (2 M; pH = 3.5) bubbles of CO2 and H2 were generated vigorously. The yellow solution turned blue and could be slowly re-oxidized back by O2. A new absorption peak at 612 nm is observed (Fig. S25†) corresponding to the previously published spectra of Rh(III)–H (Fig. 3). Due to the vigorous gas evolution we were not able to measure the NMR spectrum for structural characterization. EPR analysis showed that the hydride complex is diamagnetic, which corresponds to the previous findings. In the UV-vis spectrum of the typical reaction mixture without substrate (Fig. 1) irradiated for 15 hours with 455 nm LED the shoulder at 612 nm corresponding to the Rh(III)–H was observed. After purging with air the peak vanished and the spectrum changed to the initial state before irradiation (Fig. 3). This is a clear evidence for the presence of Rh(III)–H in the reaction mixture.
Fig. 3 Spectroscopic evidence of presence of Rh(III)–H in the photocatalytic system (left side). Spectra of a typical reaction mixture after irradiation (dashed red line), after bubbling with air (dash – dotted blue line), of a prepared Rh(III)–H standard (solid black line), and a published24 spectrum (open circles + dashed line; redrawn from the original) are shown. |
Rh(III)–H is known to produce dihydrogen upon its protonation by the solvent.24 We therefore examined if the hydrogen is produced in the catalytic system. We measured the composition of the gas phase above the typical reaction mixture after 15 hours of irradiation by head-space GC. Dihydrogen was present together with nitrogen used for degassing (Fig. S9†). We also examined if the presence of H2 in the reaction mixture could be responsible for the course of the reaction. The typical reaction mixture without TEOA was purged with oxygen-free H2 (Table S1,† entries 7 and 8) and was irradiated for 15 h. No product formation was observed, which indicates that the decomposition of Rh(III)–H is an irreversible process and that carbonyls cannot be reduced by dihydrogen itself in the presence of the Rh catalyst.
To have a better insight into the mechanism we measured the kinetics of the evolution of H2 using benzaldehyde or acetophenone as a substrate (benzaldehyde is being reduced by Rh(III)–H efficiently whereas acetophenone is not). The result is shown in Fig. S10.† In the photo-reduction of benzaldehyde the amount of H2 produced is lower (approx. by the factor of 2) than when acetophenone is used. In the first case a fraction of Rh(III)–H (ca. 50%) is consumed for the reduction and the rest is decomposed by protonation.¶¶ In the case of the ketone, where no reduction was observed, the Rh(III)–H is solely decomposed to dihydrogen.|||| This behavior corresponds to the side reaction kinetics shown in the Fig. S12.†
Based on the literature data and our experimental results we suggest the mechanism of the rhodium catalytic cycle depicted in the Fig. 4. The aqueous solution of Rhcat contains [Cp*RhIII(bpy)H2O]Cl2, formed after the ligand exchange of Cl− to H2O. This process is important for the catalytic activity making the central metal ion more accessible.36 In the next step, the rhodium aqua-complex is reduced. In principle, two different mechanisms are possible: the one electron reduction24 or a hydride transfer from a suitable hydrogen donor (e.g. HCOO−)36 have both been described in detail. The first mechanism applies for PF˙− generated by PET from 3[PFH+]* and TEOA and subsequent deprotonation*** (for pKa values of PF species in various oxidation and excitation states see Fig. S45†). The deprotonation of PFH˙ to PF˙− is further proved by CV and spectroelectrochemistry (Fig. S6 and S7†). From the rate constants of dimerization and disproportionation37 of PF˙− we can estimate the rate constant for electron transfer (kred ∼ 5 × 109 s−1 M−1, Fig. S46†). The photoreduction with solvated electrons generated by photo-ionization of PF occurs at a rate close to the diffusion limit.37 The d7 complex [Cp*RhII(bpy)H2O]+ created after the one electron reduction is not stable and disproportionates fast (kdisp = 3.7 × 108 s−1 M−1)33 to a rhodium(I) complex. This d8 complex, [Cp*RhI(bpy)], is then protonated††† by a protic solvent to give Rh(III)–H. In case of a possible direct hydride transfer between [Cp*RhIII(bpy)H2O]Cl2 and PFH2, Rh(III)–H is formed directly.
Rh(III)–H can either reduce the corresponding carbonyl (productive reaction) or can be protonated again to produce dihydrogen regenerating the catalyst.‡‡‡ In case of the hydride reduction the carbonyl group is reduced to an alkoxy ligand, which is easily hydrolyzed22 giving the respective alcohol.
To investigate the fate of PF in the solution we examined the photoproducts formed from PF. The irradiation of degassed solutions of PF (c = 6.67 mmol) and TEOA (c = 133 mmol) provided a mixture of 2 photoproducts. The spectral characterization is provided in the ESI (Fig. S27 and S29†). A product absorbing at 340 nm was assigned to “leuco PF” whereas the second product absorbing at 424 nm was assigned to “diacridine” in accordance with published data.38 The first product is only observed when irradiating a degassed sample, whereas the second product is oxygen insensitive. Therefore we assume that leuco PF is formed from PF˙− (triplet reductive pathway) and diacridine is formed from PF˙+ (singlet ionization pathway).
Based on our mechanistic experiments and literature reports we propose the overall catalytic mechanism depicted in Fig. 5. After absorption of a blue photon PFH+ is excited to the first excited singlet state. Fluorescence (prompt and delayed) is a significant deactivation pathway with an overall quantum yield of 39%.28 Intersystem crossing (isc) gives the triplet state which accepts an electron from TEOA. The radical PFH˙ is deprotonated to the radical anion PF˙−, which is then oxidized by Rhcat back to PFH+. In the absence of the metal complex the radical anion forms leuco PF and disproportionates to PFH2.37 The reduced Rhcat reacts according to the catalytic cycle depicted in Fig. 4.
The control experiment without degassing (Table S1,† line 6) unexpectedly gave 30% of the product. As oxygen can efficiently quench both 3[PFH+]* and PF˙− (for the rate constants see Fig. S45†), the product cannot be formed in this case through the triplet reductive pathway (Fig. 5, right side). We propose that another, oxygen-insensitive, pathway is present. PF is known for its photoionization from 1[PFH+]*§§§ after excitation.31 Pileni and Grätzel31 reported that the photoionization is a single-photon process, whereas Hussein and Goez examined the process in more detail and revealed that the photoionization is caused by multiple photon process (i.e. absorption of the excited state).39 The photoionization produces solvated electrons40 which react¶¶¶ either with PFH+ to form PF˙− or with|||||| Rhcat to form Rh(II) species.37 Unlike the triplet pathway, the PET from the singlet state is obviously an outer-sphere process. The oxidized PF radical cation [PF˙]+ is than reduced back by TEOA present in the system.**** These two parallel mechanisms (oxidative and reductive quenching) have been recently found in an iridium-based photocatalytic system.41
To further prove our mechanistic proposal, we performed a series of experiments using transient pump-probe spectroscopy (Fig. 6 and S32–S36†). The solution of PF (c = 2.2 × 10−4 M) in DMF/water mixture exhibited a strong fluorescence negative peak directly after the excitation flash (Fig. S32†). After ∼50 ns, when the fluorescence decays (the fluorescence lifetime was reported to be ∼5 ns)31 three peaks were observed at 550, 610 and 670 nm, respectively (Fig. 6). This was assigned to the 3[PFH+]*. The lifetime of the PF triplet was approx. 2 μs in aerated solution. The triplet spectrum and lifetime corresponds to the previously published data.40 The solution of PF and Rhcat (cRh = 2.0 × 10−4 M) showed partially quenched fluorescence and the intensity of the PF triplet peak was significantly lowered (Fig. S34†). This finding corresponds to the Stern–Volmer experiment discussed previously and indicates that Rhcat partially quenches the excited singlet state, which also leads to a diminished triplet yield.
The transient spectra of the solution of PF and TEOA (cTEOA = 25.8 × 10−3 M) exhibited a new peak with an absorption maximum at ∼530 nm and with a lifetime of approx. 8 μs in aerated solution (Fig. S33†). The observed peak was oxygen-sensitive and corresponds to the PF˙−,40 confirming the PET from TEOA to 3[PFH+]*.
The transient spectrum of the solution of PF, TEOA and Rhcat exhibited the absorption peak of PF˙− (Fig. S35†). The intensity of the peak was lower than in the case of PFH+ and TEOA solution and its lifetime shortened to ∼3 μs caused by the electron transfer from the PF˙− to Rhcat.
Rhcat itself does not exhibit any transient species and no product from PET with TEOA is detected. Unlike its iridium analogue, Rh(III)–H is not photoactive.42
The quantum yield of the product formation was determined to be Φ = (0.14 ± 0.05)% at 455 nm measured at low light intensity (Pabsorbed = 9.3 mW, see ESI† for details). The low quantum yield is caused by loss of excitation by fluorescence (∼39%),28 low triplet yield (∼10%),29 disproportionation of the RhII species (two moles of PF˙− for one mole of RhI)33 and partial Rh(III)–H decomposition (∼50% of Rh(III)–H lost to H2).
Footnotes |
† Electronic supplementary information (ESI) available: Detailed experimental procedures of the photocatalytic reactions, additional spectral data, calculations, photochemical measurements and mechanistic studies and schemes. See DOI: 10.1039/c4sc03709j |
‡ These authors contributed equally to this work. |
§ PF is weakly fluorescent till pH = 11.5 which corresponds to the pKa of the singlet excited state. K. Kalyanasundaram; D. Dung, J. Phys. Chem., 1980, 84, 2551. |
¶ 3[PFH+]* + 3[PFH+]* → 1[PFH+]* + 1[PFH+]. |
|| This value corresponds well with the published potential (+1.36 V). M. P. Pileni; M. Grätzel, J. Phys. Chem., 1980, 84, 2402. |
** E0 = +0.80 V vs. Ag/AgCl. |
†† ΔG° = −e × (−0.76 V + 1.44 V) − 0.08 eV = −0.76 eV ∼ −73.3 kJ mol−1, according to J. Am. Chem. Soc., 1999, 121, 1681–1687. |
‡‡ 300 eq. of Rh catalyst vs. PFH+, Stern–Volmer quenching constant is (2260 ± 30) M−1. |
§§ Measured molar absorptivities are: ε455(PFH+) = 28600; ε455(RhIIIcat) = 120. |
¶¶ These side reactions have similar rate constants. |
|||| The ketone reduction does not efficiently compete with the decomposition. |
*** pKa(PFH˙) = 4.5; J. Chem. Soc., Chem. Comm., 1979, 1137–1138. |
††† kprot = 1.6 × 106 s−1 M−1; U. Kölle; M. Grätzel, Angew. Chem., 1987, 99, 572. |
‡‡‡ Protonation: kdec = 1.8 × 103 s−1 M−1; Angew. Chem., 1987, 99, 572; reduction: kred ∼ 2 × 103 s−1 M−1. |
§§§ And partially (10%) from 3[PFH+]*; Chem. Phys. Lett., 1980, 69, 61–65. |
¶¶¶ kred = 2.5 × 1010 s−1 M−1; S. Solar; W. Solar; N. Getoff, Z. Naturforsch., A: Phys., Phys. Chem., Kosmophys., 1982, 37, 1077. |
|||||| kred ∼ 1010 s−1 M−1; estimated value, based on: S. Solar; W. Solar; N. Getoff, Z. Naturforsch., A: Phys., Phys. Chem., Kosmophys., 1982, 37, 1077. |
**** Redox potential of [PFH˙]2+ is E0 = +1.07 V vs. SCE, Fig. S6.† ΔG° = −e × (−0.76 V + 1.07 V) − 0.08 eV = −0.39 eV ∼ −37 kJ mol−1. |
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