N. W.
Turner
ab,
M.
Bloxham
c,
S. A.
Piletsky
*bd,
M. J.
Whitcombe
bd and
I.
Chianella
b
aDepartment of Life, Health and Chemical Sciences, The Open University, Milton Keynes, MK7 6AA, UK
bCentre for Biomedical Engineering, School of Engineering, Cranfield University, Cranfield, Bedfordshire MK43 0AL, UK
cGSK Medicines Research Centre, Gunnels Wood Road, Stevenage, Hertfordshire SG1 2NY, UK
dDepartment of Chemistry, University of Leicester, Leicester, LE1 7RH, UK. E-mail: sp523@le.ac.uk
First published on 24th November 2016
Metered dose inhalers (MDI) and multidose powder inhalers (MPDI) are commonly used for the treatment of chronic obstructive pulmonary diseases and asthma. Currently, analytical tools to monitor particle/particle and particle/surface interaction within MDI and MPDI at the macro-scale do not exist. A simple tool capable of measuring such interactions would ultimately enable quality control of MDI and MDPI, producing remarkable benefits for the pharmaceutical industry and the users of inhalers. In this paper, we have investigated whether a quartz crystal microbalance (QCM) could become such a tool. A QCM was used to measure particle/particle and particle/surface interactions on the macroscale, by additions of small amounts of MDPI components, in the powder form into a gas stream. The subsequent interactions with materials on the surface of the QCM sensor were analyzed. Following this, the sensor was used to measure fluticasone propionate, a typical MDI active ingredient, in a pressurized gas system to assess its interactions with different surfaces under conditions mimicking the manufacturing process. In both types of experiments the QCM was capable of discriminating interactions of different components and surfaces. The results have demonstrated that the QCM is a suitable platform for monitoring macro-scale interactions and could possibly become a tool for quality control of inhalers.
Briefly QCM sensors, which are the most common piezoelectric sensors, measure mass by monitoring the change in the frequency of a resonating piezoelectric quartz crystal, which is disturbed by the addition of materials to its working face.14 The QCM can operate both at the gas phase and liquid interfaces, thus making it useful to determine the properties of materials or the nature of physico-chemical interactions. A typical QCM sensor would be constructed by immobilizing an antibody or an antigen to the sensor working surface. The interactions with the corresponding antigen or antibody are detected through changes in the frequency of oscillation of the quartz crystal.15 When operating in the gas phase, changes in the oscillation frequency may be mathematically correlated to the mass changes on the QCM surface using the Sauerbrey equation.16 When measurements are performed in liquids the frequency change is correlated with the mass using more complex equations, which take into account several additional parameters including density and viscosity of the liquid.17,18 So far, QCM sensors have been applied in a variety of fields, such as medical diagnostics, environmental analysis, security monitoring and food safety.15,19
In this work the QCM was used in two ways. Firstly, to measure the addition of small amounts of powder compounds in a gas stream in the first example of its kind. This was done to measure particle/surface and particle/particle interactions on the macroscale amongst the components within a typical MDPI. Information on such interactions could prove invaluable for the understanding of existing and proposed new products. Current analytical platforms are unable to measure such small scale interactions within inhalers over relatively large sample sizes. Some techniques (e.g. atomic force microscopy) can give single particle information, but extending this to full powder systems is not always possible.
Secondly, the sensor was also used to measure different fluticasone propionate pedigrees in a pressurized system to assess the interactions of a typical MDI with different surfaces such as gold (standard QCM surface) and steel (equivalent to the materials used for construction of the manufacturing equipment) under conditions mimicking the manufacturing process utilized to produce the inhaler. This was done to investigate whether a QCM is suitable to discriminate between different MDI formulations at the manufacturing stage, in an attempt to identify a sensor technology for on-line quality control and to predict the loss of materials by its adhesion to the surfaces of the manufacturing equipment. QCM systems are used as pressure sensors,20 and to study absorption/desorption of materials to surfaces at high pressures,21 but the use of one in a pressurized environment to measure physicochemical interactions of this nature, to our knowledge has not been demonstrated.
The hydrofluoroalkane (HFA) propellant was kindly provided by GSK in cans of 8 mL capacity. Alongside this, FP samples, suspended in HFA were provided in cans of 4 mL. No excipient or other compound was present in the FP samples.
Tetrahydrofuran and 1,1,1,3,3,3,-hexafluoroisopropanol were obtained from Fisher Scientific, UK. Polyvinylchloride (∼62000 Mw) and polyacetal (∼100000 Mw) were purchased from Sigma-Aldrich, UK.
AT-cut piezoelectric quartz crystals (10 MHz) were purchased from Gambetti Kenologia Srl, Italy. These were coated in gold, or in 312-steel. The steel crystal had a larger working face (3.142 cm2), than the gold (0.786 cm2), with it completely covering the surface of the crystal.
A Libra 3.1 quartz crystal microbalance (QCM) including accessories (batch-cells and Libra 3.1 software) was obtained from Technobiochip™, Italy. Tubing was made from PTFE and had an internal diameter of 2 mm. PEEK fittings, similar to those used in HPLC were used to connect the experimental setup.
A cell suitable for analysis in gas flow was attached to a dry nitrogen source. The tubes carrying the gas stream were attached to a three-way valve (A) which allowed switching of the nitrogen stream between the flow cell (flow on condition) and waste (flow off condition). A flow-meter was also used to monitor and maintain a constant flow rate of nitrogen. Two plastic pipette tips, one with the tip cut off and wedged inside the other, were used as a basic injection chamber for the drug powders (B), and were attached inline with the tubing just after the valve.
Bare gold crystals or crystals modified with PVC or PA were mounted in the flow cell (C) attached to the QCM (Libra 3.1). The Libra system, while not the highest sensitivity system available offered the highest level of flexibility in design towards the construction of suitable flow cells. Note that the crystal was positioned face down to ensure that any interactions were not due to gravity deposition. Initially the frequency was stabilized in the absence of any gas stream (200 seconds). Then a nitrogen stream with a flow rate of 1200 mL min−1 was applied and the frequency was allowed to stabilize again (200 seconds). When the signal stabilized, measurement of the frequency on the QCM was stopped, and the gas flow was interrupted inside the cell by opening valve A. Then set amounts of FP, SX and Lac (0.5–0.8 mg) were loaded into the pipette tips. The tips were reconnected inline with the gas inlet and the measurement of the frequency was started again. At the same time the nitrogen flow (1200 mL min−1) was re-established by switching the three-way valve (A). Changes in frequency due to particles interacting with the crystal surface were recorded for 200 seconds per “dry injection”. Several injections were performed in series. The whole process was repeated in triplicate. Waste was collected in a powder trap (D)
In order to immobilize FP and SX a slightly modified procedure was adopted. After the deposition of the PVC layer as described above, the QCM crystal was placed face down in contact with a bed of the sample powder, with slight pressure applied to the back of the crystal. This was sealed in a vial, which was then placed in an oil bath for 2 hours at 95 °C. At this temperature the PVC softened. Removal from the oil bath followed by rapid cooling (cold water) allowed the PVC to solidify, entrapping particles of drug at the surface. Excess powder was removed by a high pressure nitrogen stream.
After immobilization of particles, the crystals were placed into the cell and particle–particle interactions were monitored, in the same manner as described in the previous section for bare and polymer-coated crystals.
Two different types of QCM crystals were used in the experiment. These comprised ‘standard’ crystals with gold electrodes (as used in the experiments described above) and crystals with a coating of steel over the working face of the crystal. The active surface area of the steel-coated crystals is greater than that of standard gold crystals. This allowed greater sensitivity.
The grade of steel (312 steel) was the same as that in the manufacturing equipment. For the measurements, both hydrofluoroalkane (HFA), the volatile propellant and four different pedigrees coded here as FPA, FPB, FPC, and FPD were received blind and the authors were not aware of the exact differences in the materials, although these are known to have differing charge properties.
HFA was kindly provided by GSK in cans of 8 mL capacity and FP samples, suspended in HFA were provided in cans of 4 mL. No excipient or other compound was present in the FP samples. These were stored at room temperature.
The experimental set-up was designed in order to minimize the effects of flow, gravity and pressure changes on the QCM crystal. A schematic of the equipment used for the experiments is shown in Fig. 3.
Before conducting the experiments the system was dismantled and washed with acetone and methanol three times and then dried in a stream of nitrogen for 15 minutes, ensuring that the tubing and cell were free from particulates. The equipment was reassembled and allowed to return to room temperature when all valves were closed. The crystals were suspended vertically from above, and placed laterally with respect to the flow direction (Fig. 2).
To prepare the system HFA (from 8 mL canister) was loaded through injector A with valve B opened until the system was filled and the pressure measured on gauge G was at 6.5 bar. Valve F was used to bleed any bubbles out of the system. Once filled, the pressure in the system was allowed to equilibrate to allow for the gas (under pressure) and the equipment (the crystal, flow cell and pump) to reach the same ambient temperature. During this period the QCM was active and measured, allowing for stabilization to be reached. This is marked as PRELOAD (see Fig. 3 inset). The temperature of the surrounding room (and hence ambient) was held at 21 °C, via an air conditioning system. Although a minor fluctuation was observed this was not within the same time scale as the experimental. Samples were stabilized at the same temperature. Once equilibrated a second load was made. This was known as LOAD (Fig. 3 inset). During this LOAD, valve F was opened, the sample was injected from the 4 mL can, via the injection port A until the red zone E was completely filled with liquid. This acted as a buffer zone allowing the sample to enter the main loop. The powder was visible in the tubing. This allowed the apparatus to be filled with the same amount of material at each measurement. Once the LOAD had been made, the system was allowed to equilibrate again. Once equilibrium was reached, which was observed by a stable QCM signal, the pump was switched on and valves and B and F opened, allowing the sample to enter the system. A visual inspection of the tubing allowed the particles to be seen flowing into the cell and to check for the absence of bubbles. Once loaded both valves were closed, and the system was left to equilibrate for 3 minutes before the pump was activated at a rate of 0.1 mL min−1. This was called the ACTIVE phase. Measurements were taken once the system reached an equilibrium, and taken against the reference point at the beginning of the ACTIVE phase.
QCM gold crystals were modified with PVC or PVA as described above and the interactions of such surfaces with particles of FP, SX and lactose were tested on a gas stream as explained above. Fig. 4 shows a typical QCM response to injections of FP on a bare gold crystal and on a crystal modified with PVC. The figure also shows a control measurement performed by the same procedure without injecting any powder, in order to confirm that the decrease in frequency is really due to accumulation of particles and not due to a disturbance of the system. Similar graphs but with different responses were obtained on PA and with SX and Lac. The stepwise signal is due to the accumulation of materials.
All the sensor responses reported as delta frequency are summarized in Fig. 5. All the graphs are reported using the same scale of the Y axis for easy comparison, with the data points taken from the zero point to the equilibrium reached after injection.
Fig. 5 QCM response in gas phase to dry injection of SX (top), lactose (centre) and FP (bottom) onto bare gold (gold), PA (red) and PVC (blue) modified crystal surfaces. |
If we compare the three surfaces: PA binds FP > Lac > SX; PVC binds FP > SX > Lac; bare gold binds FP > SX ≥ Lac. This suggests that binding could be based on electrostatic interactions between the polymers and compounds. It also demonstrates that the QCM is able to identify between different compounds in their particulate format.
On the basis of the results obtained for the two active compounds FP and SX, PVC was selected as a standard surface material instead of PA as it appeared to perform in a similar manner to bare gold. Therefore in subsequent experiments, PVC was selected as a holding agent, in which the particles were immobilized to study particle/particle interactions.
Both graphs show that embedding particles on PVC significantly changes the accumulation of the active components on the sensor surface. In fact, generally, when particles were immobilized in PVC, a reduction in powder accumulation of the challenging compound was seen, with Lac producing the highest reduction. This suggests that by using a QCM it is possible to distinguish between the influence of embedded particles over the material used for embedding them (PVC). In addition the results might suggest that particle/particle interactions among the several inhaler components tested here are minimal, as their presence on the sensor surface disrupts the powder accumulation on the PVC layer.
The particle/particle interactions seen in the gas phase could be modulated by electrostatic charges.11 In surfaces such as PVC the charges cannot dissipate so the particles maintain their charges and binding abilities. FP also holds its charge relatively longer than the other compounds, which could be the reason for the more pronounced frequency changes observed for FP as compared with the other compounds.
Based on these findings we attempted to use a QCM to study the physical properties of fluticasone propionate (FP), one of the most commonly used active ingredients in MDPIs, under conditions mimicking the manufacturing process used to produce inhalers. Inhalers usually utilize HFA (hydrofluoroalkane) as the volatile propellant system in the formulation and therefore this was included in our investigation. It is important for the pharmaceutical industry producing the inhaler to understand the dynamics of the drug/HFA suspension system in order that drug particle/particle and particle/surface interactions can be ascertained. This would ultimately allow the development of a simple device for online quality control monitoring during production.
To do this, we aimed at measuring quantitatively, and with high sensitivity, the attractive or repulsive interactions of FP derived from different sources or process variations (FP pedigrees), with two different surfaces: gold and 312 stainless steel. This latter was selected as it is the equivalent of the materials used for construction of the manufacturing equipment, and would give us information about how the particles behave during production. Measurements were taken using a QCM set-up and a special pressurized flow cell (Fig. 2), which was designed in order to perform the experiments. The main feature of the measurement cell was that it allowed the crystal to sit in-line with a liquid flow, whilst mimicking the conditions found in the manufacturing system.
A schematic of each measurement run, consisting of a pre-loading (PRELOAD), a LOAD of the sample and an ACTIVE phase, is shown in Fig. 3 inset. During PRELOAD, it was possible to fill the cell and the system with HFA. The system was filled from bottom to top and tapping was used to ensure that bubbles in the system were removed. The top valve was used to bleed the system. During the LOAD phase the particles were observed filling the loop. It was noted that the samples would take the shorter route upwards, Fig. 3, therefore the tubing between the injection port and pump was deliberately shorter than that between the injection port and the cell to promote this route for the sample loading so it did not engage with the sensor at first pass. The system was allowed to stabilize at both the PRELOAD stage and LOAD stage.
In order to obtain a baseline, HFA was firstly injected into the system at the loading stage. An acquisition of the frequency was taken every second. This allowed a reference signal to be obtained in the absence of the drug. Fig. 7 shows the QCM signal under flow circulation when just HFA was injected on a gold sensor, from the injection port. At three minutes (180 seconds) the pump was activated. This is an exciting step as to our knowledge QCM sensors have not been used in high pressure liquid gas systems, though they have been used at matching pressures before for gas phase analysis.22 To obtain a stable system the whole equipment needs to be kept at a constant temperature as changes under external conditions were picked up by the sensor, observed as fluctuations in frequency with temperature change. Besides, this was sensitive enough, over a longer period to observe air conditioning flow patterns within the laboratory (data not shown).
An increase in the signal was observed when the flow was started. As no solid material was present, this change was probably due to the effect of flow, changes in pressure and potentially slight temperature differences of the load sample. This therefore can be considered as the ‘standard’ response of the system (blank). Anything beyond this can be attributed to the interactions of the particles with the QCM surface.
It can be seen by observing the red traces that each experiment shows fluctuations from the average signal. This also demonstrates the sensitivity of the QCM to external factors. The fluctuations are probably due to turbulence caused by the flow through the cell and around the crystal. This fluctuation was observed in all signals.
The interactions between the fluticasone pedigrees (FP A–D) were studied using this technique. Each sample was run in at least triplicate and an average was taken of these. Data points were measured for the entirety on the run, allowing for the real time interactions to be studied.
Fig. 8 shows these data for the four pedigrees and controls against the gold surface. The inset table gives comparative data using the 480 second point (5 minutes after pump activation) as a reference point.
Fig. 8 Average response of QCM versus unknown FP pedigrees in HFA, and the corresponding control (Fig. 7). Flow rate at 0.1 mL min−1. Pump activated at 180 seconds. Inset: Comparative data at 480 s, with standard deviations. Samples in at least triplicate. |
It also shows that all the FP pedigrees bound to the gold crystal to some level as shown by a decrease in frequency from the blank. We can see that it takes a short while for the particles to interact with the surface, as shown by the initial rise in all samples. FPC and FPD reach a point and stabilize below that blank suggesting some interaction. The other two start to rise and then a characteristic drop in frequency linked with binding is observed.
The samples provided were known to differ in their charge and properties. It is known that a slight change in the charge state will lead to different binding characteristics23 to uncoated gold. While we are unable to state exactly what these are we can clearly differentiate between the pedigrees. We can also suggest that the pedigrees labelled FPA and FPB are broadly similar to each other, and likewise FPC and FPD.
To study the effects on the steel surfaces two pedigrees with different properties (FPA and FPD) were selected from the gold study, those that showed different properties and were tested on the steel surface (Fig. 9). These were compared against the gold surface.
Fig. 9 Average response of QCM versus unknown FP pedigrees FPA and FPD in HFA, against gold and 312 steel surfaces. Flow rate at 0.1 mL min−1. Pump activated at 180 seconds. |
We can see that the same pattern emerges but the signal is amplified by approximately by a factor of four, which is approximately the same as the difference in the working surface areas on the crystals. The blank signal for the steel (not shown) stabilizes at approximately +250 Hz.
We can draw several inferences from this. In this study gold and steel appear to act in a similar manner, in that they are able to bind particulates that are carried in a liquid gas phase, and that binding between the particles and the sensor surfaces can be measured by both surface types. As expected the size of the working face does bear a significant bearing on the intensity of the signal.
312 steel is used in the manufacture of equipment used to produce these particulate materials, and as demonstrated it is possible for the drug to bind to that type of surface, especially if it bears the properties as shown by FPA. Deposition of materials onto equipment surfaces could lead to effects further down the manufacturing process so this should be taken into account.
The second part of the study shows the analysis of particles and surfaces in pressurised liquid gas. Here qualitative data show that the system can be used to discriminate between differences in the same compound. It is predicted that further studies of this nature could be used to predict particle coagulation, MDPI failure, or for further material analysis.
This is also an exciting step in terms of the capabilities of QCM use. The demonstration of the QCM in a liquid gas system is relatively novel and expands the range of capabilities of this form of device. The example here is a basic setup which allowed for the flexibility of designing a new flow cell. This design of pressure cell is adaptable and may potentially link to more complex QCM devices.
A further study using samples of known charge is under consideration. This would allow the qualitative data described here to be studied further, for example in dissipation mode, to potentially obtain quantitative data by the use of correct standards. Certainly this would offer access to understanding of the importance of charge, or of size of particles on their interactions with surfaces.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c6an01572g |
This journal is © The Royal Society of Chemistry 2017 |