M. Rincón-Fontána,
L. Rodríguez-Lópeza,
X. Vecinoabc,
J. M. Cruza and
A. B. Moldes*a
aChemical Engineering Department, School of Industrial Engineering – Centro de Investigación Tecnológico Industrial (MTI), University of Vigo, Campus As Lagoas-Marcosende, 36310 Vigo, Spain. E-mail: amoldes@uvigo.es; Tel: +34 986 812 022
bChemical Engineering Department, Escuela de Ingeniería de Barcelona Este (EEBE), Universitat Politècnica de Catalunya (UPC)-BarcelonaTECH, Campus Diagonal-Besòs, 08930 Barcelona, Spain
cBarcelona Research Center for Multiscale Science and Engineering, Campus Diagonal-Besòs, 08930 Barcelona, Spain
First published on 14th March 2017
Human hair contains fatty acids (palmitic, palmitoleic, oleic and stearic acid) that prevent hair dryness and avoid lower hair density of the scalp that can be caused when hair is dyed. These acids are also present in the composition of the amphoteric biosurfactant obtained from corn steep liquor, an agro-industrial stream generated by the corn wet-milling industry. This biosurfactant has a molecular weight of 1542 Da, with a similar mass spectrum to that of Fengycin, a biosurfactant produced by Bacillus subtilis strains. Few studies exist in the literature on the interaction of hair and biosurfactants, nor are there studies on the influence of micelle formation on biosurfactant adsorption capacity. Moreover, this is supposedly the first work in which a biosurfactant is applied to dyed hair. Different concentrations of biosurfactant were applied to dyed hair between 20–50 °C during 2–30 min of treatment. Theoretical models were obtained, which allowed the prediction of the amount of biosurfactant that can be entrapped by dyed hair. A maximum capacity of 10549 μg g−1 was achieved at 295 mg L−1 of biosurfactant, thus it could be observed that dyed hair mainly adsorbed the biosurfactant above its critical micellar concentration, at which point the biosurfactant is in micellar form. Furthermore, this treatment maintains the dyed hair structure in a good state.
Therefore, from an industrial point of view, the use of biosurfactants should play an important role in the cosmetic and pharmaceutical industries.4 There are a wide variety of studies on the function of biosurfactants as antimicrobial,5,6 anti-adhesive7,8 and anti-tumoral agents9,10 with clear applications in the pharmaceutical industry.11–15 For instance, Rodrigues et al.15 have referenced the effect of a lipopeptide biosurfactant as an immunological adjuvant in rabbits and chickens. However, few studies on the use of biosurfactants in the cosmetic sector exist.4 Specifically, in terms of hair assays, almost no reports have been published on surfactants, with the reports by Ran and collaborators16 and Wagner et al.,17 being studies focused on hair treatment with synthetic surfactants. In fact, regarding the application of biosurfactants on hair, in a previous work Rincón-Fontán and coworkers18 used a biosurfactant extract, obtained from CSL, on undamaged hair, and observed that samples of hair treated with biosurfactant had a more defined cuticle; it is necessary to remark that this biosurfactant was only evaluated at a specific concentration (200 mg L−1). Additionally, Morita et al.19 observed that mannosylerythritol lipids (MELs) had a positive effect on damaged hair, endowing it with better smoothness and flexibility.
Among all of the types of biosurfactants, it is estimated that the operational cost of producing lipopeptide biosurfactants, such as surfactin and iturin, is in the range of 10000$ to 15000$ per g,20 assuming that the expense of the raw materials is the major outlay over the total production cost, and with the fermentation medium making up about 30% of the total payment. In the most favorable scenarios, biosurfactant prices are 20–30% superior to those of chemical surfactants,21 although the biosurfactant extracted from CSL could have similar costs to chemical surfactants because it is produced spontaneously. Up to now, research looking into industrial and agro-based waste and low-cost renewable substrates has led to significant biosurfactant cost reductions22–26 without paying attention to agro-industrial streams that possibly contain biosurfactants.
In this work, the biosurfactant extract obtained from CSL was applied, for the first time, to dyed hair, at concentrations below and above its CMC. The theoretical models obtained predict the best conditions to apply this biosurfactant onto dyed hair. In this way, this estimation should be very useful for the future production of shampoos or conditioner formulations. Furthermore, untreated dyed hair and hair treated with the biosurfactant have been characterized by scanning electron microscopy (SEM) analysis.
The solution was passed through a cellulose filter paper (45 μm, Tros Anoia, Spain) in order to eliminate insoluble solids. After that, 10 mL of the biosurfactant extract was taken and dried at 105 °C for 24 h in order to corroborate the concentration of the biosurfactant extract. All measurements were carried out in triplicate.
Following this, the samples were analysed similarly in order to obtain their mass–mass spectra by MALDI-TOF-MS/MS. The mass spectrometer was operated with positive polarity in the reflector mode. The peak corresponding to 1542 Da was fragmented using the Bruker LIFT method. It was fully accelerated to a kinetic energy of 27 kV and a laser frequency of 200 Hz. The laser irradiance was set at 20% to 40% of the maximum. A 1% (of parent ion mass) precursor ion selector (PCIS) window was used and 2000–2500 laser shots were usually accumulated for each spectrum. Similarly, the spectra were acquired and analysed using the same software programs as those used for the samples for the MS spectra.
After the pretreatment, 10 mg of the sample was taken in a tube with 500 μL of tert-butyl methyl ether (TBME). The sample was slightly heated when necessary. Following this, 250 μL of trimethylsulfonium hydroxide (TMSH) was added to the sample, and the sample tubes were stirred for 30 s.
Separation of the fatty acid methyl esters (FAMEs) was carried out using a DB-WAX column (30 m × 0.25 mm i.d. × 0.25 μm film thickness) with an oven temperature gradient of 50 °C for 2 min, then heated from 50–220 °C at a rate of 4 °C min−1 before being maintained for 15 min. Helium was used as the carrier gas with a flow rate of 1 mL min−1 and the temperature of both the injector inlet and the transfer line of the detector was set at 250 °C. A sample volume of 1 μL was injected using a splitless mode.
Mass spectra were obtained using a mass selective detector under electron impact ionization at a voltage of 70 eV, and data were acquired over an m/z range of 50–400. FAMEs were identified from the mass spectra library supplied with the GC-MS system and by comparison of the retention times and mass spectra of a FAME standard mix (Supelco 37 Component FAME Mix: 10 mg mL−1 of the FAME reference standard mix in methylene chloride, Sigma-Aldrich) injected under the same conditions. The software used to process the peak areas was MS Data Review (version 8.1).
The temperature (X1), biosurfactant concentration (X2) and treatment time (X3) were fixed as independent variables, whereas the capacity of the dyed hair to entrap BS (Y1), and the percentage (%) of BS removed from the aqueous solution (Y2) were defined as dependent variables. Table 1 shows the variation ranges established for the independent variables assayed, with their corresponding nomenclatures and units also shown. All of the variables were codified, with variation limits between −1 and 1. Therefore, the variables are not influenced by their magnitudes, thus allowing the combination of the factors on a dimensionless scale.
(a) Independent variables | |||
---|---|---|---|
Variable | Nomenclature | Units | Range of variation |
Temperature | T | °C | 20–50 |
BS concentration | BS | mg L−1 | 60–530 |
Time | t | min | 2–30 |
(b) Dimensionless, coded independent variables | |||
---|---|---|---|
Variable | Nomenclature | Definition | Range of variation |
Dimensionless T | X1 | (T − 35)/15 | (−1, 1) |
Dimensionless BS | X2 | (BS − 295)/235 | (−1, 1) |
Dimensionless t | X3 | (t − 16)/14 | (−1, 1) |
(c) Dependent variables | ||
---|---|---|
Variable | Nomenclature | Units |
Adsorption capacity | Y1 | μg g−1 |
Adsorption percentage | Y2 | % |
A solid/liquid ratio of 1:60 (w/v), in a batch operation system, at the different temperatures (20–50 °C) established by the model in an orbital shaker at 150 rpm was used for the adsorption experiments. At different intervals of time (2–30 min), stated by the incomplete 33 Box–Behnken factorial design, samples of the BS solutions were obtained. The concentration of BS entrapped by dyed hair (Y1) and the adsorption percentages of BS (Y2) were quantified. Furthermore, Table 1 also includes the dependent variables studied in this work.
For comparative purposes, a solution containing 300 mg L−1 of hexadecyltrimethylammonium bromide (CTAB), which is a cationic synthetic surfactant used in cosmetic formulation, was added to the dyed hair in order to observe its effect on the hair structure.
Under the same conditions, an untreated dyed hair sample was used as a control.
Y = β0 + β1X1 + β2X2 + β3X3 + β12X1X2 + β13X1X3 + β23X2X3 + β11X12 + β22X22 + β33X32 | (1) |
Fig. 1 Relationship between the surface tension of demineralized water and biosurfactant concentration. |
This relationship is established in eqn (2).
ST = −0.44C + 80.14 | (2) |
This biosurfactant extract was composed of 74.0% C, 11.3% H and 1.5% N, and the percentages of proteins and lipids were found to be 9.4% and 41.3%, respectively.
Fig. 2 shows the MS and MS/MS spectra of the biosurfactant contained in the extract added to dyed hair. In the MS/MS spectrum, the peaks observed between 1506–1529 Da could correspond to the lipopeptide molecule. These fractions come from the fractionation of the peak situated at 1542 Da in the MS spectrum, which conveys a molecular weight similar to that of Fengycin, a lipopeptide biosurfactant produced by the Bacillus subtilis strain composed of C16–C18 fatty acids.28,29 This is also in concordance with the fatty acids found in the biosurfactant extract obtained from CSL, and reported in previous works.1,3
Fig. 2 Mass spectrum of the biosurfactant extract obtained from corn steep liquor and the mass–mass spectrum (MS/MS) of the peak obtained at 1542 m/z, respectively. |
Price and collaborators30 have also analyzed biosurfactants from 54 Bacillus strains and species from seven different geographical locations, using MALDI-TOF-MS/MS. They found that biosurfactants produced by Bacillus fell into three mass ranges: 850–950 m/z, which includes kurstakins, 1000–1100 m/z, which includes surfactins and iturins, and 1450–1550 m/z, which includes fengycins, polymyxins, and bacitracins.
Experiment | Independent variables (coded) | Dependent variables | |||
---|---|---|---|---|---|
X1 | X2 | X3 | Y1 | Y2 | |
1 | 0 | −1 | −1 | 967.05 | 27.97 |
2 | 0 | 1 | −1 | 5065.18 | 17.42 |
3 | 0 | −1 | 1 | 0.00 | 0.00 |
4 | 0 | 1 | 1 | 155.24 | 0.53 |
5 | −1 | −1 | 0 | 0.00 | 0.00 |
6 | −1 | 1 | 0 | 8324.80 | 29.39 |
7 | 1 | −1 | 0 | 0.00 | 0.00 |
8 | 1 | 1 | 0 | 1178.98 | 4.05 |
9 | −1 | 0 | −1 | 8693.68 | 46.14 |
10 | −1 | 0 | 1 | 7432.26 | 44.63 |
11 | 1 | 0 | −1 | 10273.25 | 60.34 |
12 | 1 | 0 | 1 | 7072.94 | 48.62 |
13 | 0 | 0 | 0 | 10549.07 | 53.75 |
14 | 0 | 0 | 0 | 10341.33 | 53.84 |
15 | 0 | 0 | 0 | 10464.42 | 54.48 |
Regression coefficients | Statistical significance | |||
---|---|---|---|---|
Y1 | pY1 | Y2 | pY2 | |
β0 | 10451.61 | 0.00003* | 54.02 | 0.00002* |
β1 | −740.70 | 0.00248* | −0.89 | 0.02401* |
β11 | −627.25 | 0.00743* | −3.61 | 0.00330* |
β2 | 1719.64 | 0.00046* | 2.93 | 0.00231* |
β22 | −7448.41 | 0.00005* | −42.06 | 0.00002* |
β3 | −1292.34 | 0.00082* | −7.26 | 0.00038* |
β33 | −1456.33 | 0.00139* | −0.49 | 0.14456 |
β12 | −1786.46 | 0.00085* | −6.34 | 0.00099* |
β13 | −484.72 | 0.01141* | −2.55 | 0.00606* |
β23 | −985.72 | 0.00280* | 2.77 | 0.00516* |
Until now, previous studies have obtained experimental capacities of adsorption with minor efficacy in comparison with this assay. For instance, the maximum experimental capacity obtained by Rincón-Fontán et al.18 on undamaged hair was 3679 μg g−1, working with a concentration of biosurfactant of about 200 mg L−1. On the other hand, Ran et al.16 obtained capacities of 1500 μg g−1 and 4500 μg g−1 using DDABDT concentrations of 24.5 and 236 mg L−1, respectively.
Ran and collaborators,16 working with DDABDT, observed that the surfactant concentration plays an important role in achieving the optimum treatment, and observed that the capacity of hair to entrap surface-active compounds increases above the CMC. These authors established that the association between hair and surfactants could be a monolayer or a bilayer structure, depending on the initial concentration of the surfactant. In the monolayer structure, surfactant molecules are adsorbed on hair surface fibers through electrostatic interactions, whereas in the bilayer structure, the second layer molecules may be piled up on top of the first layer with charged groups oriented outwards. Fig. 3 shows the possible adsorption mechanisms of the biosurfactant onto dyed hair. The results obtained in this work corroborate the existence of two different adsorption mechanisms as suggested previously by Ran and collaborators,16 consisting of a monolayer adsorption mechanism when the biosurfactant concentration is under the CMC (Fig. 3a) and a bilayer adsorption mechanism when the concentration is above the CMC (Fig. 3b).
Fig. 3 Scheme of the behavior of the biosurfactant molecules in contact with dyed hair: monolayer (a) or bilayer (b), respectively. |
Moreover, the results obtained by Ran et al.16 are in good agreement with the data obtained in the present work, where it was observed that the concentration of biosurfactant is an important variable in the formulation of hair products, and it was noticed that concentrations lower than 60 mg L−1 repressed the adsorption of biosurfactant onto dyed hair, probably due to the vertical adsorption of biosurfactant onto hair as established by Ran et al.16
Otherwise, the results achieved in the current work are also in concordance with the ionic nature of BS, established in a previous work,31 where it was observed that this biosurfactant is amphoteric. The hair surface has a negative charge, so it adsorbs positively charged substances. In this case, the BS extracted from CSL has a positive and negative domain, therefore it can be entrapped by the hair surface and can also be used as a cleaning agent. Hair conditioners as well as hair sunscreens are formulated with positively charged surfactants and, in contrast, shampoos are formulated with negatively charged surface-active agents.32 Most shampoos are formulated with chemical surfactants that can induce, in many cases, hair protein loss, hair dryness, opacity and difficulty of handling.17,33,34
First of all, an incomplete 33 Box–Behnken factorial design was stated, and theoretical equations, with all regression coefficients, for the adsorption capacity of hair (eqn (3)) and the adsorption percentage (eqn (4)) were obtained. Table 2 shows the coefficients obtained after statistical treatment.
Y1 = 10451.6 − 740.7X1 + 1719.6X2 − 1292.3X3 − 1786.4X1X2 − 484.7X1X3 − 985.7X2X3 − 627.3X12 − 7448.4X22 − 1456.3X32 | (3) |
Y2 = 54.02 − 0.89X1 + 2.93X2 − 7.26X3 − 6.34X1X2 − 2.55X1X3 + 2.77X2X3 − 3.61X12 − 42.06X22 − 0.48X32 | (4) |
On the other hand, for the hair adsorption capacity and adsorption percentage of biosurfactant onto dyed hair, it was observed that the biosurfactant concentration was by far the most influential variable, followed by treatment time, whereas the temperature was the least influential variable.
The variations of dyed hair adsorption capacity and the adsorption percentage in terms of the concentration of biosurfactant and time (most influential variables) were studied, fixing the temperature at its intermediate value (Fig. 4a and b respectively) established in the experimental design.
When treatment of dyed hair was carried out at a biosurfactant concentration of 60 mg L−1 (below the CMC), the model predicts that hair can adsorb until 1702 μg of the biosurfactant is adsorbed per g of dyed hair, thus it was observed that the best capacity corresponds to the intermediate time stated (16 min). Regarding the adsorption percentage, the model predicts that hair can adsorb between 0–19%, thus it was observed that the best results were obtained for the minor time stated (2 min). However, when the biosurfactant concentration was increased up to 295 mg L−1 (above 4 times the CMC) it was observed that a lower treatment time (2 min) translated to the best dyed hair adsorption capacity, as well as the best adsorption percentage, with values ranging from 5850 to 10451 μg g−1 and 39–59%, respectively. It is interesting to remark that dyed hair showed a higher adsorption capacity of biosurfactant in comparison with undamaged hair. Thus, in a previous study18 it was observed that undamaged hair in contact with the biosurfactant, extracted from CSL, at 200 mg L−1 showed a capacity of about 3679 μg g−1, whereas in this work, the model predicts a capacity of about 10451 μg g−1. It can be speculated that, in dyed hair, cuticles are more separated with a higher content of open pores, thus increasing the specific surface area.
Finally, when the biosurfactant concentration was established as 530 mg L−1 (above 7 times the CMC), the best result for the adsorption capacity was obtained for the minor treatment time (2 min) and the lower temperature value (20 °C), with capacities of 988 to 6622 μg g−1, and adsorption percentages of 4–19%.
In this way, it can be stated that the theoretical values of the adsorption capacities and percentages, obtained using eqn (3) and (4), respectively, are in concordance with those obtained in the experiments (Table 2).
Moreover, it was observed that the maximum capacity was obtained at a BS concentration of 295 mg L−1. This phenomenon could be explained as a consequence of the saturation of dyed hair. It seems that in the case of using more concentrated solutions of BS, the hair cannot adsorb it with the same efficacy than when using less concentrated solutions, all of them above the CMC. Furthermore, it is necessary to take into account that the biosurfactant extract, obtained from CSL, contains other substances like antioxidants or free fatty acids3 that can interfere in the adsorption of biosurfactant when it is concentrated at many times over its CMC.
Therefore, the dyed hair treated in the experiments was further characterized using a scanning electron microscope (SEM).
Fig. 5 and 6 show the SEM images of the dyed hair surface corresponding to different treatments, at magnifications of 2000 and 10000, respectively. They also show a control (Fig. 5a and 6a), where dyed hair was not subjected to the action of any surfactant or biosurfactant. Additionally, the figures contain images, corresponding to Fig. 5d and 6d, of dyed hair that was treated with a cationic chemical surfactant, CTAB, under the same operational conditions (50 °C, 2 min and 300 mg L−1) as those established in experiment 11 (Table 2). These conditions were chosen after observing that BS was adsorbed in greater quantity onto dyed hair than in other experiments. Fig. 5b and 6b correspond to experiment 7 (when almost no BS was adsorbed), whereas Fig. 5c and 6c represent the hair surface morphology of experiment 11 (highest adsorption capacity of BS).
At a magnification of 2000×, it can be seen that dyed hair treated with the biosurfactant (Fig. 5b and c) has thicker cuticles with more homogeneous borders, and cuticles that lie flatter than those in untreated dyed hair samples (Fig. 5a) or samples treated with CTAB (Fig. 5d). This observation is corroborated by the pictures obtained at a magnification of 10000× (Fig. 6a–d), even in the samples where the biosurfactant concentrations adsorbed were negligible (Fig. 6b).
In regards to the treatment with CTAB (Fig. 5d and 6d), the cuticle conveys a more damaged aspect, in comparison with that observed in Fig. 5c and 6c since it does not look as homogeneous as the others, and has apparent breaks in the surface. Regarding the use of synthetic surfactants, Wagner and collaborators17 identified some damage, in terms of protein loss, when the hair was treated with sodium dodecyl sulfate (SDS), and showed SEM images, in which the hair cuticle presented some cracks and breaks over the surface, as well as angulated borders, which is in good agreement with the images obtained in the current work, thus corroborating the potential application of the biosurfactant extract, obtained from CSL, in dyed hair formulations.
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