Qian Liua,
Long-Jiu Chenga and
Kun Wang*ab
aDepartment of Chemistry, Anhui University, Hefei, Anhui 230601, P. R. China. E-mail: wangkun@ahu.edu.cn; Fax: +86 551 63861279; Tel: +86 551 63861279
bState Key Laboratory of Explosion Science and Technology, Beijing Institute of Technology, Beijing 100081, P. R. China
First published on 14th June 2017
Both (E)-1-methoxy-4-(prop-1-en-1-yl) benzene and isoprene exhibit electron-rich properties. However, a recent [4 + 2] cycloaddition between them shows quite high selectivity and productivity with low loading of the ruthenium photosensitizer ([Ru(bpz)32+]) under visible light. It is an interesting and untraditional D–A reaction because of the electronic mismatch between the diene and dienophile, which are impossible to react with each other theoretically. Presently, under the theoretical level of M062X/cc-pVTZ/LANL2DZ with the solvent effect of CH2Cl2, we design all the possible sixteen pathways in order to understand the most appropriate mechanism of this novel D–A cyclization. The results suggest that the triplet state ruthenium transfers the electrons of dienes to the catalyst by cycloaddition as a stepwise pathway. The analysis of substituent effects indicates that the necessary precondition for the D–A reaction is the electric matching. Finally, we obtain the approximate function between kinetic property and electronic structures. The reactivity can be controlled by tuning electronic structure and the molecular polarization through different substituents.
Recently, Yoon's group36 reported a special [4 + 2] cycloaddition between two electron-rich components for the synthesis of P1 through the formation of a free radical cation (Scheme 1). The free radical cation is generated from the charge transfer of the dienes (R1, (E)-1-(tert-butoxy)-4-(3,3-dimethylbut-1-en-1-yl) benzene), which is reacted with the catalyst of the ruthenium photosensitizer ([Ru(bpz)32+] showed in Scheme 1) under the visible light. Then, the cycloaddition exhibits ultra-high selectivity and yields (98%) under mild conditions. This is an untraditional D–A reaction between two electron-rich components under considerably mild conditions.
Our study is focused on the kinetic properties of the electronically mismatched reaction based on Yoon's experiment. This issue mainly arises from the following three aspects. First of all, the electronic state of Ru in the ruthenium photosensitizer is confirmed by the comparison of the energies of the transformation among different valence states. The oxidation quenching and the reduction quenching are also compared to confirm the most possible pathway of the formation of free radical cations. Second, we design eight groups of reagents including the different isomers of dienes and dienophiles with the consideration of all the possible different optical activities and the steric effects. Then, the corresponding eight pathways, including synergetic and stepwise mechanisms, are designed and compared for further confirmation of the most possible mechanisms. Finally, we discuss the substituent effect in order to obtain the relationship between reactivity and the electronic properties of the reagents.
Yoon's study38 provides fundamental understanding on the overall catalytic cycle and reasonable explanation of the transformation of the Ru catalysts. The structure of [Ru(bpz)3]2+ is shown in Scheme 1, where the center atom is clearly in an octahedral field. We list and calculate the energies between all the different possible electronic valence states of ruthenium in Table 1. As for the valence state of 4d6 of ruthenium (Ru2+), the excitation of Ru2+ in [Ru(bpz)3]2+ from a singlet ground state to the excited triplet state requires lower energy (49.48 kcal mol−1). Furthermore, the exited triplet state of [Ru(bpz)3]2+* appears to have the highest chemical potential in the transformations, which suggests its highest activity of catalysis. Therefore, with visible light radiation, the catalyst [Ru(bpz)3]2+ should be excited to be [Ru(bpz)3]2+* to transfer electrons from the reactants in quenching. This is consistent with the experiment that [Ru(bpz)3]2+* plays an important role in transferring the electrons of the reagents to form the free radical ions for the electronically mismatched D–A reaction.
Valence state | Excitation | Transformation of electronic states | ΔG (kcal mol−1) |
---|---|---|---|
a *Means the excited states of the atom. | |||
4d7 | Ru+ → Ru+* | (t2g)6(eg)1 → (t2g)5(eg)2 | 44.90 |
4d6 | Ru2+ → Ru2+* | (t2g)6(eg)0 → (t2g)5(eg)1 | 49.48 |
(t2g)6(eg)0 → (t2g)4(eg)2 | 106.84 | ||
4d5 | Ru3+ → Ru3+* | (t2g)5(eg)0 → (t2g)4(eg)1 | 57.00 |
(t2g)5(eg)0 → (t2g)3(eg)2 | 114.14 |
The charge transfer between different electronic states | ||
Ru2+ → Ru+ | (t2g)6(eg)1 → (t2g)6(eg)0 | −90.17 |
Ru2+* → Ru+ | (t2g)6(eg)1 → (t2g)5(eg)1 | −139.65 |
Ru2+* → Ru3+ | (t2g)5(eg)1 → (t2g)5(eg)0 | −107.34 |
There are two different pathways to quench [Ru(bpz)3]2+* in order to transfer the charge of reagents and accomplish the cyclization of the catalysis to regenerate the ground state [Ru(bpz)3]2+. We compare the Gibbs free energies of the two possible ways of quenching of the excited [Ru(bpz)3]2+* in Fig. 1. One is the oxidation quenching when it reacts with H–L (for example) to form the anion of int1-2 with the change of Gibbs free energy of 86.99 kcal mol−1. The other one between [Ru(bpz)3]2+* and R1 is the reduction quenching that requires a free energy of −20.70 kcal mol−1 to generate the cation [Ru(bpz)3]+. The continuous D–A reaction releases an energy of −281.08 kcal mol−1 to form the product P1, suggesting that the reduction quenching with the formation of free radical cation is advantageous to the electronic migration.
Another aspect is that both R1 (dienophile) and R2 (diene) are possibly transformed to the corresponding free radical cations R1˙+ and R2˙+ in the quenching of [Ru(bpz)3]2+* (see Scheme 2), where the molar Gibbs free energies of the two reactions are −20.7 and −5.07 kcal mol−1, respectively. Thus, we can conclude that R1˙+ is easier to be generated than R2˙+ thermodynamically.
The NBO atomic charges of the reactive sites (C1/C2 of dienophile and C3/C6 of diene) have been listed in Table 2. R1 and R2 both appear to have electron-rich properties from the results. This electronically mismatched characters are changed after the charge transferring with [Ru(bpz)3]2+*. The charges on C2 increased from −0.26 to −0.01 a.u. after the transformation, where the polarization drops the electronic density of the electron-acceptor. Clearly, R1˙+ is more susceptible to a nucleophilic attack from R2, which is more electronegative than R2˙+. This is also consistent with the results of the HOMO–LUMO gaps, where the lowest gap of 0.14 eV (just corresponding to the reaction between R1˙+ and R2) suggests the most reactivity. Our story of this untraditional [4 + 2] cycloaddition starts from R1˙+ (int1-1 below) combined with R2.
Reagents | NBO charge (a.u) | Reaction under the catalyst | HOMO–LUMO gap (eV) |
---|---|---|---|
C1/C2(R1) or C3/C6(R2) | |||
R1 | −0.20/−0.26 | R1 + R2 | 0.20 |
R1˙+ | −0.21/−0.01 | R1 + R2˙+ | 0.29 |
R2 | −0.41/−0.43 | R1˙+ + R2 | 0.14 |
R2˙+ | −0.16/−0.13 | R1˙+ + R2˙+ | 0.23 |
Product (Pn) | Reactants | Stepwise | Synergetic | [P0–n]˙+ → Pn | ||
---|---|---|---|---|---|---|
Step 1 | Step 2 | R1˙+c | [Ru(bpy)3]+ | |||
a Means the methyl connects with C5 atom of the diene.b Means the methyl connects with C4 atom of the diene.c R1˙+ represents the corresponding free radical cations in 2nd row. | ||||||
P1 | (1R,2S)-R1˙+ + R2 (5-Me)a | 6.26 | 1.60 | 18.93 | −30.14 | −53.62 |
P2 | (1S,2R)-R1˙+ + R2 (5-Me) | 7.30 | 0.75 | 16.89 | −28.80 | −57.58 |
P3 | (1S,2S)-R1˙+ + R2 (5-Me) | 7.19 | 1.15 | 17.58 | −31.55 | −60.33 |
P4 | (1R,2R)-R1˙+ + R2 (5-Me) | 7.70 | 2.82 | 18.10 | −28.16 | −56.94 |
P5 | (1S,2S)-R1˙+ + R2 (4-Me)b | 11.59 | 5.54 | 13.75 | −32.85 | −61.62 |
P6 | (1S,2R)-R1˙+ + R2 (4-Me) | 6.86 | 2.87 | 16.55 | −29.14 | −57.92 |
P7 | (1R,2S)-R1˙+ + R2 (4-Me) | 6.76 | 2.26 | 16.85 | −28.06 | −56.84 |
P8 | (1R,2R)-R1˙+ + R2 (4-Me) | 7.67 | 3.88 | 16.81 | −29.31 | −58.08 |
Fig. 2 (a) Schematic energy profiles of the C–C cycloaddition reaction between R1˙+(dienophile) and R2 (diene). The red line is designed as the stepwise pathway and the black line is regarded as the synergetic pathway. The charge transformation to match the electronic properties is showed in the black box (start of cyclization) and red box (termination of the cyclization). [int2a-1] and [int4c-1] are the pre-reaction compounds after the molecular orientation in the corresponding pathways, which are stationary points on the potential energy surface. (b) The optimized structures, typical bond lengths(black) and NBO atomic charges (red) of all the stable states in (a) and transition states (by using CYLview44). |
As shown in Scheme 3, there are three steps and two intermediates from the cation of int1-1 to the product of P0–1 in the stepwise pathway. It requires 10.49 kcal mol−1 for the molecular orientation from int1-1 + R2 to int2a-1 in step 1. The atomic charges on C1 and C6 are −0.01 and 0.44 a.u. with the distance of 3.77 Å in the molecule of int2a-1. The first nucleophilic attack is triggered between C1 and C6 to form the intermediate int3a-1 through the transition state of TS1a-1 in step 2, wherein, the atom of C6 (a stronger nucleophile than C3 in the dienes) connects with the electropositive atom of C1 first (Fig. 2a). It is an exothermic step with the reaction enthalpy of 8.81 kcal mol−1. The energy barrier from int2a-1 to TS1a-1 is 6.26 kcal mol−1, which is the rate-determining step in the entire stepwise pathway. The rate constant can be given by on the basis of the transition state theory (TST), which is about 1.6 × 108 s−1 at the temperature of 298.15 K. The NBO charges of C1/C6/C2/C3 in int2a-1 are −0.01/−0.43/−0.21/−0.41 a.u. respectively. The atomic charge polarizes from −0.01 a.u. to −0.29 a.u. on C1 and slightly drops from −0.43 a.u. to −0.48 a.u. on C6 from int2a-1 to int3b-1 with the hybridization transformations from sp2 to sp3 for both C1 and C6. The polarized bond of C1C2 affects the continuous connection between C2 and C3, where the atomic charges on C2 and C3 are 0.03 a.u. and −0.35 a.u., respectively. Then, the product of P0–1 cation is formed through the transition state of TS1b-1 from the intermediate int3b-1. The energy barrier is only 1.60 kcal mol−1 with the reaction potential energy of 12.79 kcal mol−1 in step3, which means the cyclization is highly spontaneous and irreversible. Similar to TS1a-1, the hybridization of both C2 and C3 transforms from sp2 to sp3 in TS1b-1 to form P0–1, where both the bond angles of C3–C2–C1 and C2–C1–C6 are 110° as per our calculation. The bond lengths and charges are averaged on the ring in P0–1. The charges of C1/C6/C2/C3 in P0–1 are averaged as −0.23/−0.43/−0.28/−0.46 a.u. respectively.
There is another pathway from int1-1 to the cation of P0–1 as shown in Scheme 4. The schematic energy surface of synergetic mechanism is shown as the black dashed line in Fig. 2a. Similar to the stepwise pathway, there is a molecular orientation to form int4c-1 with the energy of 10.77 kcal mol−1 in step 1, where C2 atom gets closer to C3 atom. The distance between C2 and C3 is 3.76 Å. The NBO charges of C1/C6/C2/C3 in int4-1 are 0/−0.43/−0.21/−0.43 a.u., respectively, which is similar to that of int2a-1. Then, the nucleophilic attack by the diene directly (step 2′) results in the product P0–1. Both C3 and C6 attack C1 and C2 at the same time to perform the cyclization through the transition state of TS1c-1 with the barrier of 18.93 kcal mol−1, which is almost three times higher than the barrier of the key step of the stepwise pathway. Therefore, the rate constant at 298.15 K is 0.08 s−1 based on the TST, which is much slower than that of the stepwise pathway. Step 2′ is an exothermic reaction with the enthalpy of −15.62 kcal mol−1. Compared with the two energy barriers, the stepwise pathway should be the advantageous mechanism of this untraditional D–A cyclization.
There are two pathways for the cation of P0–1 to obtain an electron by reacting with the dienophiles (R1) or [Ru(bpy)3]+ to transform to an electroneutral product as the red box shown in the Fig. 2a. The Gibbs free energies of the transformations are −30.14 kcal mol−1 for the reaction P0–1/R1 and −53.62 kcal mol−1 for P0–1/[Ru(bpy)3]+. Both the reactions are the exothermic and irreversible. The lower Gibbs free energy of the reaction between P0–1 and [Ru(bpy)3]+ suggests that P0–1 prefers reacting with the Ru catalyst rather than int1-1 in the transformation. Therefore, there are two roles of the photosensitizer [Ru(bpz)3]2+ in the D–A reaction. One is as the electron-acceptor to obtain the electron from R1 to prepare an electron-deficient component. The other one is as the electron-donor to give an electron to P0–1 to accomplish the cyclization and the catalysis.
We also carried out a similar calculation for the other seven pathways, and all the energy barriers are listed in Table 3. The schematic energy profiles are listed in the ESI.† All the sixteen pathways suggest that the stepwise pathway is more advantageous than the synergetic pathway in the electronically mismatched [4 + 2] cycloaddition, and the rate-determining step is always the first step in the stepwise pathway. The different energy barriers are caused by the steric effects of the reagents. Based on the calculations of the Gibbs free energies, the catalyst [Ru(bpz)3]2+ accelerates the entire cyclization as the charge carrier.
In addition, Yoon's group reported that the productivity of this cycloaddition is greatly improved from 46% to 98% after the introduction of the ruthenium photosensitizer and oxygen.36 We consider different combinations between O2-R1+ (A1–A3 in Scheme S1†), O2-P0–1 (B1–B3 in Scheme S1†) and O2-[Ru(bpz)3]+ (C1–C2 in Scheme S1†) in order to study the effects of oxygen (in ESI†). The thermodynamic results show that all the reactions between the oxygen and the free radical of reactant (R1+) or product (P0–1) of the cycloaddition are endothermic and non-spontaneous processes, which means that oxygen is not necessary for the reaction. This is consistent with the experiment indicating that this D–A cycloaddition can proceed without oxygen. However, both the negative enthalpies and Gibbs free energies of the reaction C1 and C2 (see Scheme S1 in ESI†) suggest that oxygen is easy to combine with the ruthenium catalyst as the charge carrier. Hence, oxygen is a catalyst in the charge transferring of the transformation from Ru+ to Ru2+, which affects the selectivity and the productivity of the cycloaddition.
Reaction | NBO atomic chargea (a.u.) | Wiberg bond index | H–L gapc (G, eV) | ΔrHm (kcal mol−1) | Barrier (E) (kcal mol−1) | |||
---|---|---|---|---|---|---|---|---|
Dcharb | C1–C2 (R1) | C6–C5 (R2) | ||||||
a means the summary of the NBO charge of C1 and C2 in R1. means the summary of the NBO charge of all the atoms except hydrogen's in R2.b Dchar means the NBO atomic charge difference of .c H–L gap means HOMO–LUMO gap of the corresponding reaction. | ||||||||
1 | −0.22 | −2.86 | 2.64 | 1.54 | 1.86 | 0.13 | −3.05 | 15.53 |
2 (exp) | −0.22 | −1.86 | 1.64 | 1.54 | 1.85 | 0.14 | −4.09 | 16.76 |
3 | −0.22 | −1.19 | 0.97 | 1.54 | 1.84 | 0.16 | −4.45 | 20.52 |
4 | −0.46 | −1.86 | 1.4 | 1.84 | 1.85 | 0.20 | −55.72 | 41.52 |
Fitting equation based on E = E(G, Dchar): |
Comparing reaction (4) with the other three reactions, there are two electron-rich reagents (−0.46 a.u. of CR1 and −1.86 a.u. of CR2) in reaction (4) with the highest energy barrier of 41.5 kcal mol−1. Essentially, there should be no reaction between R1-4 and R2-4 in the experiment. Therefore, first of all, electrical matching between the two components is a necessary precondition for the D–A reaction. Furthermore, we decrease the electron density of dienophiles to satisfy the requirement of electrical matching. As for reactions (1)–(3), the differences between dienes and dienophiles affect the kinetic properties, where larger the charge differences, lower the energy barriers. Third, the strong electro-negativities of the reactive positions suggest the abilities of the nucleophilic attack, which can be reflected from the covalent properties. From the analysis of covalent properties, the Wiberg bond index of C1–C2 is reduced from 1.84 in R1-4 to 1.54 after the charge transferring from R1-1 to R1-3, which corresponds to a polarization of C1–C2 for an easier nucleophilic attack. However, the covalent component of C6–C5 bond gradually decreases with the reduction of the substituents of the electron-donor. The HOMO–LUMO gaps, reaction enthalpies and energy barriers of the four compounds all follow similar regulations with the different substituents. The reaction enthalpies indicate that the reactions with lower activation energies are reversible. Considering the possible influencing factors of energy barriers, we approximately fit the equation among the barriers (E), HOMO–LUMO gaps (G) and the charge differences (Dchar) in Table 4. Based on the equation and experimental results, a possible electrical matching D–A reaction proceeds under mild conditions (approximately with the barrier of 25 kcal mol−1), which requires the charge difference at least 3.31 a.u. with the HOMO–LUMO gap around 0.14 eV. The [4 + 2] cycloaddition is possibly controlled in a mild condition by tuning the difference of density for the dienes and dienophiles by introducing different substituents into the reagents.
With the participation of oxygen, there is a charge transfer process first in the transformation from [Ru(bpz)3]+ to [Ru(bpz)3]2+. Then, the catalyst of the ruthenium photosensitizer, as the charge carrier, triggers and terminates the cyclization by tuning the electrical properties of the components. The most advantageous mechanism should be the stepwise mechanism on the basis of our calculations. Based on the results, the first step in the stepwise pathway is the rate-determining step with the energy barrier of 6.26 kcal mol−1 and with the transformation rate of 1.6 × 108 s−1 theoretically, which is consistent with the experiment.
From the analysis of substituent effects, we conclude that the necessary precondition for [4 + 2] cycloaddition is electric matching. Then, the reactivity is determined by both the electronic densities of the reactive sites and the charge differences between dienes and dienophiles. Moreover, D–A reaction could be controlled by the substituent effects to exhibit excellent reactivity kinetically (low energy barrier) and thermodynamically (reversibility). We hope our study will be helpful to understand the mechanism of such untraditional [4 + 2] cycloaddition and its future application.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c7ra04480a |
This journal is © The Royal Society of Chemistry 2017 |