Hannes P. L.
Gemoets
a,
Indrek
Kalvet
b,
Alexander V.
Nyuchev
ac,
Nico
Erdmann
a,
Volker
Hessel
a,
Franziska
Schoenebeck
*b and
Timothy
Noël
*a
aDepartment of Chemical Engineering and Chemistry, Micro Flow Chemistry & Process Technology, Eindhoven University of Technology, Den Dolech 2, 5612 AZ Eindhoven, The Netherlands. E-mail: t.noel@tue.nl
bInstitute of Organic Chemistry, RWTH Aachen University, Landoltweg 1, 52074 Aachen, Germany. E-mail: franziska.schoenebeck@rwth-aachen.de
cDepartment of Chemistry, N. I. Lobachevsky State University of Nizhny Novgorod, 23 Gagarin Avenue, 603950 Nizhny Novgorod, Russian Federation
First published on 5th September 2016
A mild and selective C–H arylation strategy for indoles, benzofurans and benzothiophenes is described. The arylation method engages aryldiazonium salts as arylating reagents in equimolar amounts. The protocol is operationally simple, base free, moisture tolerant and air tolerant. It utilizes low palladium loadings (0.5 to 2.0 mol% Pd), short reaction times, green solvents (EtOAc/2-MeTHF or MeOH) and is carried out at room temperature, providing a broad substrate scope (47 examples) and excellent selectivity (C-2 arylation for indoles and benzofurans, C-3 arylation for benzothiophenes). Mechanistic experiments and DFT calculations support a Heck–Matsuda type coupling mechanism.
The direct arylation of heteroarenes can be achieved via radical pathways, e.g., visible light photoredox catalysis4 and Meerwein arylation.5 However, these methods suffer from a number of disadvantages, including long reaction times, large excesses of substrates, selectivity issues and limited substrate scopes. Recently, there has been an increase in the number of new methods, particularly in the use of metal-catalyzed processes.6 In particular, the work by Gaunt,7 Sames,8 Sanford,9 DeBoef,10 Glorius,11 Ackermann,12 Fagnou13 and Larrosa14 has increased the number of useful C–H arylation transformations to enable heteroaryl-(hetero)aryl bond formation. Furthermore, these examples have deepened our fundamental understanding of the underlying challenges inherent in such processes. However, the state of the art is still far from competitive with classical cross coupling strategies, e.g. Suzuki–Miyaura cross coupling. Current hurdles include harsh reaction conditions (i.e. high temperature), the necessity of stoichiometric amounts of oxidants and/or additives, use of toxic solvent systems, limited selectivity and high catalyst loadings (typically 5 to 10 mol%). Consequently, the development of new, mild and broadly applicable C–H arylation strategies is still highly desirable.15 We anticipated that the design of a mild and selective C–H arylation protocol for heteroaromatics (i.e. indoles, benzofurans and benzothiophenes) could be of high interest for API synthesis (e.g. Bazedoxifene,16 Saprisartan17 and Raloxifene18). Recently, Correia et al. described a Pd-based arylation of heteroarenes using aryldiazonium salts.6i However, the protocol suffered from high catalyst loadings (10 to 20 mol% Pd), limited scope and impractical reaction conditions (e.g. biphasic reaction conditions, large excesses of reagents, and high reaction temperatures). Herein, we describe the development of a mild and selective palladium-based C–H arylation strategy (Scheme 1). Notable features of our open flask protocol are its operational simplicity in conjunction with low catalyst loadings, broad substrate scope, green solvent system, and short reaction times. No additional oxidants or additives are required. The strategy uses equimolar amounts or slight excesses of aryldiazonium salts as convenient arylating reagents.6l,19 Kinetic studies and DFT calculations suggest that a Heck–Matsuda-type mechanism occurs under our reaction conditions.
Entry | Catalyst (mol%) | Solvent | Reaction time | Yield GC-FID (%) |
---|---|---|---|---|
a Reaction conditions: catalyst, 0.5 mmol heteroarene and 1.2 equiv. benzenediazonium tetrafluoroborate in 2.5 mL solvent at rt, 0.1 equiv. decafluorobiphenyl as internal standard for GC-FID, open flask. b Solvent: H2O, AcOH, EtOAc, propylene carbonate, DMF, acetone, MeCN, Et2O, 1,4-dioxane, MeOH, EtOH, i-PrOH n-BuOH, DCM, DCE, CHCl3, toluene. c Schlenk line techniques used. d Catalyst: 10% Pd/C, PdCl2, Cu(OAc)2, Cu(OTf)2, Pd[P(C6H5)3]4, (MeCN)2Pd(II)Cl2 and (η3–C3H5)2Pd2Cl2, PEPPSI-SIPr. e 2 h premixing of Pd(OAc)2 with 1-methylindole, 1.0 equiv. of benzenediazonium tetrafluoroborate used. f isolated yield. | ||||
1 | Pd(OAc)2 (10.0) | DMF | 30 min | 66 |
2 | Pd(OAc)2 (5.0) | DMF | 30 min | 34 |
3 | — | DMF | 16 h | 0 |
4 | Pd(OAc)2 (5.0) | Solventb | 30 min | <72 |
5 | Pd(OAc)2 (5.0) | THF | 30 min | 77; 76c |
6 | Catalyst (5.0)d | THF | 2 h | 0 |
7 | Pd(TFA)2 (5.0) | THF | 30 min | 76 |
8 | Pd2(dba)3 (2.5) | THF | 30 min | 68 |
9 | Pd(OAc)2 (0.5) | THF | 1 h | 81 |
10 | Pd(OAc)2 (0.2) | THF | 1 h | Trace |
11 | Pd(OAc)2 (0.5) | 2-MeTHF | 2 h | 87 |
12 | Pd(OAc)2 (0.5) | EtOAc:2-MeTHF (1:1) | 1 h | 89 |
13 | Pd(OAc)2 (0.2) | EtOAc:2-MeTHF (1:1) | 1 h | 78 |
14e | Pd(OAc)2 (0.5) | EtOAc:2-MeTHF (1:1) | 30 min | 93; 90 |
In parallel with our optimization studies, a series of reaction progress kinetic experiments were performed to shed more light on the observed catalyst induction period. Unusual kinetics has often been reported in the field of C–H functionalization, but has seldom been investigated.21 Therefore, in order to obtain a more realistic view of this activation period, we monitored a series of reactions. As can be seen from Fig. 1a, an induction period of approximately 50 minutes was observed in the case of Pd(OAc)2 (Fig. 1a, blue series). As soon as the reaction began (>50 min), an initial acceleration occurred, resulting in S-curve behavior. It was postulated that a possible activation period could be necessary between the catalyst and the substrate. Therefore, premixing experiments were conducted. It was found that premixing 1-methylindole with Pd(OAc)2 (0.5 mol%) in EtOAc:2-MeTHF (1:1) for 2 hours could eliminate this observed induction period (Fig. 1a, red series). We surmised that Pd(II) is first reduced to a homogeneous Pd(0) complex and is stabilized by the π-donating character of 1-methylindole and/or by the ligand exchange of −OAc with 2-MeTHF.22 Indeed, a reaction performed with Pd2(dba)3 as a stable homogenous Pd(0) substitute showed that neither an induction period nor an initial acceleration occurred (Fig. 1a, green series). However, lower yields were obtained with Pd2(dba)3. This result gives us a first glimpse of the possible catalytic mechanism, indicating that palladium in its homogeneous zero state can act as an active catalyst.
As expected, the product 3a was even more prone to undergo a side reaction (i.e. an electrophilic substitution reaction) with benzenediazonium salt, as the inductive effect of the phenyl substituent makes the C-3 position more nucleophilic.23 This was especially noticeable when a slight excess of benzenediazonium tetrafluoroborate was used (Fig. 1a, blue series). A small yield of approximately 10% was observed after prolonged reaction time, which accounts for the 0.1 equivalent excess. To counteract this consecutive reaction, an equimolar amount (1.0 equiv. benzenediazonium tetrafluoroborate) was used. As a result, 90% of the desired product could be isolated (Table 1, Entry 14). Note that the reaction time could be halved again, to approximately 30 minutes, when using the premixing strategy. In addition, a slightly higher selectivity was obtained because side reactions were minimized. More information regarding reaction optimization and reaction progress analysis can be obtained from the ESI.†
Therefore, the employed Pd(OAc)2 likely serves as a pre-catalyst and is reduced to Pd(0) during the initiation period. Additionally, since we have shown that Pd(0) is catalytically active without any induction period (Table 1, Entry 8), it is reasonable to assume that the reaction proceeds via a Pd(0)/Pd(II) catalytic cycle.26 This cycle starts with an initial oxidative addition of the highly activated aryl diazonium salt to Pd(0) to yield a cationic Pd(II) complex which should subsequently serve as an electrophile in the reaction with the substrate (Scheme 2, I). The overall product selectivity would then again be determined by the C-3 to C-2 migration of Pd.24 However, our efforts to computationally locate the C-2 Pd complex yielded a structure that is 9.1 kcal mol−1 higher in energy than the preferred η2 π-complex Int1 (Fig. 2), suggesting that the migration is disfavored.27
Scheme 2 (a) Proposed Pd(0)/Pd(II) Heck–Matsuda-type cycle for the C-2 arylation of 1-methylindole. (b) Observed SN1 side-reaction in the case of benzofuran in MeOH. |
Fig. 2 Heck-type carbopalladation pathway and the prediction of selectivity via its transition states at the CPCM (THF) M06L/def2TZVP//wB97X-D/6-31G(d) SDD level of theory.31 Coordination by two THF molecules was found to be the preferred ligation state of Pd.29 Free energies are shown in kcal mol−1. |
Intermediate Int1 may alternatively undergo a Heck-type carbopalladation reaction.28 Our calculations suggest this process to be energetically feasible, being characterized by a relatively facile free energy barrier of 17.5 kcal mol−1 (Fig. 2). Thus, we subsequently calculated the expected selectivities (C-3 versus C-2) for C–H arylation for a carbopalladation mechanism. We considered several possible solvent coordinations to the cationic Pd; we determined that the coordination of two THF molecules is likely preferred.29 Our computed selectivities are in agreement with experiments. Complete C-2 selectivity was experimentally observed for 1-methylindole and benzofuran, consistent with our computational results (ΔΔG‡ = 2.4 kcal mol−1 and 0.7 kcal mol−1 in favor of C-2, respectively).30 By contrast, benzothiophene yielded the C-3 arylated product exclusively, which was also reproduced by computations (ΔΔG‡ = 1.9 kcal mol−1 in favor of C-3) (see Fig. 2).
The carbopalladation step in the traditional Heck-type reaction would be followed by syn-β-hydride elimination. Due to the rigidity of the ring system, however, there is no possibility of conventional syn-β-hydride elimination from the formed intermediate Int2. In contrast, it has been previously suggested that a base or solvent assisted anti-β-deprotonation rearomatisation could occur.14a,28b,32 While that step may also be involved in our case, due to the ionic and complex natures of the intermediates involved, an adequate computational description of the system would pose a number of difficulties.28b,33 However, in situ1H and 19F NMR analysis of the reaction have given us initial insights into the likely nature of the processes involved (see ESI Section 3.1.2 for a detailed description†). The data indicate that additional signals, assigned as BF3·2Me–THF and HF, appear in the 19F NMR spectrum at the same rate as the product 5b. Moreover, when using an alternative counterion for the aryldiazonium salt (e.g., 4-methoxybenzenediazonium mesylate), no product was observed (Table 2, 3h). It is therefore hypothesized that the BF4− counterion of the aryldiazonium salt plays a non-negligible role in the reaction mechanism, i.e. acting as a pseudo-base in the anti-β-deprotonation rearomatisation step. In addition, a crude 1H-NMR spectrum acquired from the reaction mixture (using THF-d8 as solvent) indicates that the lost proton appears quantitatively as a broad signal at 9.0 ppm (See ESI Section 2.3).
a Reaction conditions: 0.5 to 1.0 mol% Pd(OAc)2, 1.0 mmol heteroarene and 1.0 equiv. aryldiazonium salt in 5 mL EtOAc:2-MeTHF (1:1) at rt, open flask, 2 h premixing of Pd(OAc)2 with heteroarene. b Pd2(dba)3 as catalyst, 1 h reaction. c 1 mol% Pd(OAc)2, 1.2 equiv. aryldiazonium salt. d 4-Methoxybenzenediazonium mesylate was used. e Gram-scale experiment (10.0 mmol) yielded 2.47 g (83%), 4 h reaction time in 2-MeTHF as solvent. f 1 mol% Pd(OAc)2. g 2 mol% Pd(OAc)2. h 2 mol% Pd(OAc)2, 1.2 equiv. aryldiazonium salt. i 1.2 equiv. aryldiazonium salt at 40 °C; *no full conversion obtained. j 0.01 M and 100 mol% Pd2(dba)3 was used. |
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Alternatively, a radical mechanism could be envisioned for this transformation. However, a large excess (5 to 100 equiv.) of the heteroarene substrate is generally required for satisfying results under such conditions. In our case, optimal results were achieved with equimolar quantities. In addition, test reactions via the radical pathway34 did not lead to the desired product. Moreover, radical scavenging tests failed to trap any radical intermediates (See ESI Section 3.2 for details). Finally, in radical chemistry, mixtures of C-2 and C-3 arylation are frequently observed,35 while our system displays complete selectivity.
Moreover, all methoxy-containing aryldiazonium salts (3h–n) showed good to excellent reactivity (69% to 93%), except for 3l, where no full conversion could be obtained. The yields obtained for compounds 3h–n showcase the applicability of our methodology for the C-2 arylation of indoles with arylating agents bearing methoxy-substituents, which are often reported to be cumbersome.7,8b,9b These substituents are functional handles which can be engaged in nickel-catalyzed cross-coupling chemistry via C–O activation.36 In addition, heterocyclic aryldiazonium salts were tolerated in this protocol: 3q was obtained in moderate yield (34%) overnight, while for 3r, a good yield (71%) was acquired within 1 hour reaction time. Notably, in the case of free NH-indoles (4a–d), an ortho-methyl substituent on the aryldiazonium salt proved necessary to avoid significant by-product formation (electrophilic substitution). However, it was found that by blocking the C-3 position of the NH-indole (i.e., via methylation), this side-reaction could be completely avoided (4eavs.4e).
Next, we explored a more challenging class of aryldiazonium salts bearing weakly (e.g., F) to highly electron-withdrawing (e.g., NO2) substituents (3s–y). Gratifyingly, 4-fluoro- and 3-iodobenzenediazonium tetrafluoroborate readily reacted with 1-methylindole (3s, 3w). The latter (3w) is particularly appealing, since it indicates that palladium undergoes oxidative addition at the electrophilic diazonium site (instead of breaking the C–I bond) at room temperature. In contrast, aryldiazonium salts bearing m-CF3 (3ta), p-NO2 (3ua), o-Cl (3va) and p-Br (3xa) as substituents did not deliver any arylated product when 1-methylindole was used as the substrate. It was observed that these aryldiazonium salts were too prone to electrophilic substitution reactions, resulting in the rapid formation of 3-(arylazo)-1-methylindoles (see Fig. 1b). However, as in the NH-indole case, this side reaction could be efficiently overcome by blocking the C-3 position. Consequently, the arylation scope could be expanded to electron-withdrawing substituents (3t, 3u, 3v, 3x) with high to excellent yields of the desired product (80% to 92%). This trend was also observed when aryldiazonium salts bearing an acyl moiety were used (3ya and 3y): 58% of the target product (3ya) was obtained for 1-methylindole, while an improved result was obtained for the C-3 methylated indole (80% yield, 3y).
Subsequently, several indole derivatives were subjected to the reaction conditions using benzenediazonium tetrafluoroborate as a benchmark coupling partner. For 5a and 5c, the reaction proceeded smoothly under equimolar conditions. 5d proved more challenging (22% yield) due to the electron-withdrawing nature of the methyl carboxylate substituent, which renders it a less nucleophilic substrate. Interestingly, an experiment with 1,2-dimethylindole and benzenediazonium salt showed that no C-3 arylated product could be formed over 5 hours. Instead, the substrate was fully converted to the electrophilic substituted product 1bb (93% yield). Moreover, during a control experiment with a stoichiometric amount of Pd2(dba)3, no 1bb was formed. This indicates that the benzenediazonium salt preferably underwent oxidative addition (see ESI Section 3.4†).
Next, a gram scale experiment was conducted to test the scalability of this mild procedure. The reaction was carried out with equimolar quantities of reactants (10 mmol) and 0.5 mol% Pd(OAc)2 in 2-MeTHF. With a slightly longer reaction time of 4 hours, a satisfying yield of 83% (2.47 g) of 3k was achieved under open flask conditions.
Having established a good coupling protocol for indoles, we subsequently examined the scope of benzofuran (1i) with various aryldiazonium salts (Table 3). Since benzofuran is not prone to electrophilic substitution, MeOH could be used as a more reactive solvent (see ESI Section 2.4†). These results are in agreement with the literature.19b Felpin et al. demonstrated with DFT and experimental results that the cationic palladium intermediates in the Heck cycle are exoergic with MeOH as the solvent.37 Moreover, it was observed that the addition of 1.0 equivalent of TFA resulted in an impressive rate acceleration (overnight to 30 minutes) while maintaining its selectivity (6e, 81%). The use of the protic solvent MeOH resulted in the formation of 2-aryl-3-methoxy-2,3-dihydrobenzofuran (6ee). It was speculated that 6ee was formed from the proposed carbopalladation intermediate II through a SN1 mechanism, resulting in the observed syn/anti diastereomeric mixture (Scheme 2b). However, a simple workup procedure consisting of 15 minutes of reflux under acidic conditions (i.e. acetyl chloride) was found to be sufficient to eliminate MeOH from the compound, affording the desired product in overall high yield. Benzofuran could be readily coupled with benzenediazonium tetrafluoroborate in good yield (6a, 70%).
Next, we carried out several reactions by coupling benzofuran with several halogenated aryldiazonium tetrafluoroborates (6b–h). Satisfyingly, all reactions proceeded smoothly in the presence of only 0.5 mol% Pd(OAc)2, thus showcasing the mild reaction conditions of this protocol.
Finally, we turned our attention towards a more challenging heteroarene, i.e. benzothiophene (1j) (Table 3). Because benzothiophene is the least nucleophilic heteroarene investigated herein, it was necessary to use slightly higher catalyst loadings (2.0 mol%) and 2.0 equivalents of aryldiazonium salt in order to achieve full conversion. Operating at 40 °C was decisive to obtain a good yield for both 7a (80%) and 7b (73%). In agreement with literature reports and DFT calculations (see above), we observed a complete shift in selectivity from C-2 to C-3 arylation. For compound 7a, a significant improvement in yield (80% vs. 69%) and a reduction in reaction time (16 h vs. 96 h) was observed, highlighting the relevance of our mild protocol.11b Taken together, this C–H activation protocol for the direct arylation of heteroarenes provides a convenient pathway towards a broad range of heteroaromatic arylated derivatives.
Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c6sc02595a |
This journal is © The Royal Society of Chemistry 2017 |