Jeffrey R.
Reimers
*ab,
Sherif Abdulkader
Tawfik‡
b and
Michael J.
Ford
*b
aInternational Centre for Quantum and Molecular Structures, School of Physics, Shanghai University, Shanghai 200444, China. E-mail: reimers@shu.edu.cn
bSchool of Mathematical and Physical Sciences, University of Technology Sydney, Ultimo, New South Wales 2007, Australia. E-mail: Jeffrey.Reimers@uts.edu.au; sherif.abbas@rmit.edu.au; Mike.Ford@uts.edu.au
First published on 17th September 2018
We show how van der Waals (vdW) forces outcompete covalent and ionic forces to control ferroelectric ordering in CuInP2S6 nanoflakes as well as in CuInP2S6 and CuBiP2Se6 crystals. While the self-assembly of these 2D layered materials is clearly controlled by vdW effects, this result indicates that the internal layer structure is also similarly controlled. Using up to 14 first-principles computational methods, we predict that the bilayers of both materials should be antiferroelectric. However, antiferroelectric nanoflakes and bulk materials are shown to embody two fundamentally different types of inter-layer interactions, with vdW forces strongly favouring one and strongly disfavouring the other compared to ferroelectric ordering. Strong specific vdW interactions involving the Cu atoms control this effect. Thickness-dependent significant cancellation of these two large opposing vdW contributions results in a small net effect that interacts with weak ionic contributions to control ferroelectric ordering.
Bulk materials of the form ABP2X6 often take on a laminar shape and are of considerable current interest as possible ultrathin materials for use as ferroelectrics in memory storage and other devices. Bulk systems investigated in this context include: CuInP2S6,11–17 CuBiP2Se6,18 AgBiP2Se6,18 AgBiP2S6,18 CuCrP2S6,19 and CuVP2S6,20 with very closely related ferromagnetic systems including Cr2Ge2Te6.21–23 Specifically, materials of interest of the form ABP2X6 usually have X as a chalcogenide S, Se, Te, etc., and A/B as either a monovalent/trivalent or divalent/divalent combination. Their laminar shape comes about as the materials contain [(PX3)–(PX3)]4− anions that assemble with their P–P bonds aligned like a bed of nails that is then covered by two parallel “sheets” of X atoms. Between the sheets, the A and B metal atoms embed into nominally octahedral holes formed between the X atoms of different anions. The property of interest is that the metal atoms may sit at the centre of these octahedral holes, making paraelectric structures with hexagonal symmetry that have no dipole moment, or else they can move to a side of the octahedral hole to become close to just one of the two X planes, creating local polarization orthogonal to the layer. Throughout a layer, these dipole moments can align ferroelectrically, antiferroelectrically, or randomly, giving rise to observed intra-layer phase transitions.18,19
If a single layer is internally ferroelectric, then adjacent layers can align either ferroelectrically or antiferroelectrically with respect to it, and it is this process with which we are primarily concerned herein. It is relevant to both bulk materials as well as to ultrathin materials, substances often called “nanoflakes”. Nanoflakes can be made by exfoliating bulk materials17 and possibly also by self-assembly of individually prepared layers. In both cases, layer stacking will be influenced by both inter-layer electrostatic forces as well as by van der Waals forces, making nanoflakes susceptible to external manipulation. What are the dominant features that control this stacking? If a layer can be thought of in the same way as a laboratory bar magnet, then the electrostatic force will favour ferroelectric alignment. Does the van der Waals force also show preference?
For ABP2X6, recent experiments reveal results with quite different characteristics: CuInP2S6 bulk11–13 and nanoflakes17 are ferroelectric whereas the closely related material CuBiP2Se6 forms an antiferroelectric bulk polymorph.18 In this work, we use first-principles calculations utilizing density-functional theory (DFT) to show how these features arise.
Geometry optimizations were performed for all structures, terminating when the forces on all atoms fell below 0.01 eV Å−1. For nanoflakes, in-plane hexagonal unit-cells of dimension 6.5532 Å for CuBiP2Se6 (ref. 18) and 6.088 Å for CuInP2S6,12 are used, whereas all lattice vectors are fully optimized for bulk solids. The starting structures for geometry optimizations were based on the properties of adjacent layers observed in these materials, with test calculations performed for alternate structures using the PBE-D3 method not realizing lower-energy alternatives. Hence, whenever possible, hexagonal symmetry and/or inversion symmetry was enforced in the calculations, with molecular alignments chosen so that the symmetry of the structure paralleled symmetry elements in the plane-wave basis set. To further enhance numerical stability, the “ISYM = 2” flag was used to enforce density-matrix symmetry.
Many computational methods considered involve the raw PBE density functional plus this combined with various vdW corrections: Grimme's D2 empirical correction27 (PBE-D2), Grimme's D3 empirical correction28 in its original form without Becke–Johnson damping with PBE (PBE-D3) and revPBE29 (revPBE-D3), the exchange-hole based correction of Steinmann and Corminboeuf30 (PBE-dDsC), the Tkatchenko–Scheffler method31 (PBE-TS), that with self-consistent screening (SCS)32 (PBE-SCSTS), and that extended to make Tkatchenko's many-body dispersion method33,34 (MBD@rsSCS) (VASP flag “IVDW = 202”). The other computational methods are all based around the vdW density-functional approach of Dion et al.35 This vdW correction is applied with the revPBE density functional36 (revPBEvdW), the optPBE density functional36 (optPBEvdW) and the optB88 density functional36 (optB88-vdW). Also, in a form modified by Lee et al., it is combined37 with the BP86 density functional38 (vdW-DF2). Finally, we also consider the raw HSE06 hybrid density functional39 as well as that combined with D3.40
All optimized coordinates are reported in ESI.† All monolayer and crystal energies are reported per cell per layer (i.e., per 10 atoms), whilst all bilayer energies are reported per cell (i.e., 20 atoms).
No antiferroelectric arrangement of CuInP2S6 has been observed, so we consider a possible form made simply by moving the Cu atoms from one S sheet in a layer to the other, allowing the In and other atoms to relax accordingly. In Fig. 1, we apply this transformation to alternate layers, converting the original ferroelectric crystal with a structure depicted as [abcdef] to the antiferroelectric structure [a′bc′de′f]. The same procedure could also have been applied to make an alternate antiferroelectric structure [ab′cd′ef′], but this is symmetrically equivalent and hence not shown. All optimized antiferroelectric structures embody inversion symmetry linking adjacent layers, so these structures have no net dipolar polarization. By sliding adjacent layers with respect to each other, many possible variants of the shown antiferroelectric structure are conceivable. The energy differences between such structures are subtle and will be considered elsewhere.41 Here we focus on a key feature of all antiferroelectric structures: as Fig. 1 shows, two very different types of inter-layer interactions are apparent depending on whether or not the Cu atoms face each other across the interface.
To highlight this effect, we consider possible bilayers derived from the (observed) ferroelectric and (envisaged) antiferroelectric bulk structures of CuInP2S6. The ferroelectric bilayer is named “F” and comprised of the layers [bc] extracted from the crystal. Extracting any other pair of layers, or interchanging the layer order to make [cb], produces symmetrically equivalent bilayers, so only one unique bilayer can be produced from the crystal in this manner. However, two unique antiferroelectric structures can be conceived, with one, named “Aii”, made by extracting layers [a′c], and the other, named “Aoo”, made by extracting layers [bc′] instead. The Aii bilayers are so named as they have both Cu atoms adjacent to each other on the “inside” of the bilayer, whereas the Aoo bilayers have them on the “outside”, as far away from each other as is possible, see Fig. 1.
Fig. 1 indicates the energies ΔE of the different antiferroelectric bulk structures per cell per layer and bilayer structures per cell relative to that of the ferroelectric structures, obtained using two representative computational methods, (i) the PBE generalized-gradient approximation density functional,42 and (ii) this combined with the D3 dispersion correction in its original form (PBE-D3).28 The critical properties of these computational methods of relevance is that they similarly include covalent and ionic effects but only PBE-D3 embodies a realistic description of the van der Waals attraction term.
Both the PBE and PBE-D3 computational approaches predict that the observed ferroelectric bulk polymorph is more stable than its envisaged antiferroelectric variant by ca. 10 meV per cell per layer, a small but significant quantity. That the two approaches predict very similar outcomes is naively suggestive that electrostatic forces rather than van der Waals forces are most important in determining the electronic structure of laminal materials.
Alternatively, results for the bilayers presents a completely different picture of the nature of the intrinsic processes involved in self-assembly. PBE predicts that the antiferroelectric Aii and Aoo bilayers are each about 6 meV less stable per cell per layer than the ferroelectric bilayer F, with all structures barely stable to spontaneous layer separation. As it predicts the bulk ferroelectric phase to be more stable than alternating Aoo and Aii bilayer-type arrangements by 9 meV per cell per layer, a long-range favourable ferroelectric electrostatic interaction of 3 meV can be deduced. However, PBE-D3 predicts that Aii is more stable than F by 92 meV per cell whereas Aoo is less stable by 88 meV. Hence the van der Waals force is perceived as being very sensitive to the details of inter-layer arrangements, with the overall bulk structure emerging in part as a result of the way these contributions act to cancel each other out. Improved treatments of the electrostatic interactions26 will not affect this analysis.
Next we consider how robust this bilayer result is likely to be considering possible variations and improvements in the computational methods used. Table 1 shows results for the Aii bilayer energy with respect to the F bilayer energy obtained using the above two computational methods plus 12 others. In one case, the PBE generalize-gradient functional is replaced with the HSE06 (ref. 39) hybrid functional, providing a much enhanced description of electron exchange. The small PBE preference of 5 meV per cell for the ferroelectric bilayer compared to Aii is reversed by a 15 meV preference for Aii, but adding D3 provides an extra 44 meV preference. This change is only half that (97 meV) predicted when D3 is added to PBE, but the general scenario remains unchanged. The 10 other methods utilized in Table 1 all involve variations of the PBE density functional combined with different dispersion approaches. In terms of magnitude of the effect, these approaches show quite a range with the total preference for Aii ranging from 27 to 105 meV per cell – a significant range but again the qualitative effect remains preserved. Understanding these method differences is a topic for ongoing research, but a noteworthy results is the net stabilization of 81 meV predicted by revPBE-D3,29 a method recently highlighted as one of the most robust methods of its type across all types of chemical scenarios.43 Another is the value of 43 meV predicted by the many-body dispersion33,34 (MBD) method, an advanced treatment of dispersion that, to treat conductors better, does not assume pairwise additivity;44 it is also known to be widely robust to chemical scenario.5
Method | CuInP2S6 | CuBiP2Se6 |
---|---|---|
PBE | 5 | −1 |
PBE-D2 | −42 | −42 |
PBE-D3 | −92 | −86 |
revPBE-D3 | −81 | −63 |
PBE-DFTdDsC | −33 | −36 |
PBE-MBDrsSCS | −43 | −45 |
PBE-SCSTS | −100 | −76 |
PBE-TS | −83 | −87 |
revPBEvdW | −22 | −26 |
optB88vdW | −40 | −40 |
optPBEvdW | −30 | −31 |
vdWDF2 | −26 | −23 |
HSE06 | −15 | −5 |
HSE06-D3 | −59 | −64 |
Lastly, we consider the robustness of the main result considering subtle effects not normally considered in energetics analyses of materials. Calculations of the zero-point energy difference between the two structures at the PBE-D3 level indicated a change of less than 1 meV. Also, calculations of the room-temperature Helmholtz free energy change45 at the PBE-D3 level indicate corrections of just −3 meV per cell. Therefore the best-possible description from first principles calculations available at the moment is that bilayers of CuInP2S6 should be antiferroelectric.
To demonstrate that this prediction is consistent with the observation of ferroelectric nanoflakes of CuInP2S6, we consider what happens when a third layer is added to an existing Aii bilayer, say by spontaneous self-assembly. As shown in Fig. 2, a third layer can be added in one of two ways, making structure AiiF, in which the new layer adds ferroelectrically to its neighbour, as well as structure AiiAoo, in which it adds antiferroelectrically. PBE-D3 calculations indicate that AiiF is more stable than AiiAoo by 88 meV, paralleling the previous result found for bilayer formation. Making a tetralayer system from this trilayer then proceeds analogously, with PBE-D3 predicting that AiiFF is 87 meV per cell more stable than AiiFAoo. Taken together, these results suggest that the energies of antiferroelectric multi-layer systems can be usefully described simply in terms of sums of bilayer interactions. The key prediction here is that nanoflakes grown under such conditions favouring sequential layer deposition increasingly develop more and more ferroelectric character as the number of layers increases.
Fig. 2 Multilayer PBE-D3 optimized structures and relative energies ΔE per cell, made based on the observed crystal structure of ferroelectric CuInP2S6, for (a) trilayers and (b) tetralayers, labelled and cross-sectioned as in Fig. 1. P-brown, S-yellow, Cu-green, In-purple. |
However, if instead two Aii bilayers self-assemble to make a tetralayer, then the PBE-D3 calculations predict the resultant structure, AiiAooAii, to be 8 meV per cell more stable than AiiFF, making the antiferroelectric structure the thermodynamically most stable one. This result is also easily understood in terms of pairwise inter-layer interactions. In Fig. 1 and 2, all results for bilayers, trilayers, and tetralayers were obtained constraining the in-plane lattice vectors to reference values. This minimizes the variables changing between calculations, allowing focus to be placed on key features such as the change in the van der Waals interactions between structures. Alternatively, the shown bulk structures are at fully relaxed lattices obtained individually for each computational method used, allowing focus to be placed on the small energy differences that in the end determine which structure is observed and which is not. Calculations of the bulk materials at the reference lattice vectors indicate energy changes of only 5 meV, however, so lattice relaxation does not have a profound effect. Also, the energies of the ferroelectric crystals at these reference geometries are 26 meV more stable compared to the antiferroelectric structures than one would expect simply by adding bilayer energies, an effect arising from long-range attractive dipole–dipole interactions present in ferroelectric structures. Proper treatment of these effects,26 plus use of the most accurate computational methods possible, will be critical to making robust predictions for properties of specific nanoflakes. For example, the calculated 8 meV energy difference between AiiFF and AiiAooAii tetralayers is too small and too susceptible to method variations for this to be regarded as a robust prediction of tetralayer properties.
Nevertheless, robust predictions from the calculations are that CuInP2S6 should be antiferroelectric, that under kinetic control subsequent layers will add ferroelectrically to an initial antiferroelectric bilayer, and that ferroelectric CuInP2S6 structures are intrinsically more stable than antiferroelectric ones for large nanoflakes. Given this, then at some point during sequential layer growth, the point will come at which kinetically produced structures transform into their thermodynamically more stable counterparts. In general, the issue of kinetic verses thermodynamics control in molecular self-assembled monolayer production is of considerable currently of interest, with new experimental and computational methods recently developed46 and reviewed.1 In the experimentally observed nanoflakes,17 layers were exfoliated from ferroelectric bulk material. Naively, one would expect such a high-energy exfoliation process to provide ample opportunity for the most thermodynamically stable products to be formed.
Through consideration of the details of the structures of the observed17 nanoflakes, the calculated results provide a basis for understanding. These nanoflakes were ca. 1 μm in size with ca. half their area being 3 layers high, a quarter 4 layers high, and the remaining quarter 2 layers high. Trilayer structures, and indeed all structures containing an odd number of internally ferroelectrically ordered layers, must have net dipole polarization, the issue being whether the net polarization corresponds to that of just a single layer or else multiples of this up to the full ferroelectric order of the nanoflake. When only a small amount of a fourth layer is added to a trilayer system, the energetics indicate that it can only add ferroelectrically. The fact that antiferroelectric structures come in two fundamental types and that these must be combined in multi-layer systems explains the experimental observations despite predictions that bilayers should be antiferroelectric.
The results shown in Fig. 3 for PBE and PBE-D3, supported by those obtained using the other methods shown in Table 1, indicate that variations in covalent and ionic bonding poorly discriminate between bilayer structures, whereas dispersion again has a profound effect. As for CuInP2S6, the attractive arrangement of dipoles in a ferroelectric bulk material stabilizes this form by ca. 3 meV per cell per layer, a small effect compared to the magnitude of the differential van der Waals forces. However, the significant difference to CuInP2S6 is that for it the stabilization and destabilization of adjacent bilayer interfaces present in the bulk material cancel, the (PBE-D3) stabilization of Aii by 86 meV per cell overpowers the destabilization of Aoo by 61 meV per cell to provide the driving force for the formation of the observed antiferroelectric crystal of 13 meV per cell per layer.
To do this, we evaluate the D3 energy for subsystems containing either only Cu atoms or else no Cu atoms and compare the results to the full D3 energy of the system. This procedure is somewhat approximate as D3 is strictly not purely pairwise additive, with the van der Waals properties of each atom determined in the context of its environment, but the results will be qualitatively indicative of the role of copper in controlling inter-layer van der Waals interactions.
Table 2 shows that the total D3 contributions to bilayer energies range from near −3.6 eV per cell for CuBiP2Se6 to near −4.0 eV per cell for CuBiP2Se6, the difference arising owing to the higher polarizabilities of Se and Bi compared to S and In. For CuBiP2Se6, ca. 45% of the dispersion energy arises through interactions with Cu atoms, reducing to ca. 30% for CuBiP2Se6. However, in terms of the D3 energy differences between the Aii or Aoo structures and F, ΔED3, in both cases the Cu-involving contribution is ca. 125% of the whole, with the contribution opposing it but having only one fifth of the magnitude. The direct Cu–Cu van der Waals interaction contributes only one sixth to one third of this total, with the remainder coming from interactions. However, both types of Cu contributions are much more attractive across Aii interfaces than they are across Aoo.
Why the copper van der Waals forces are strongest over Aii junctions and weakest over Aoo ones is sketched in Fig. 4. The most important van der Waals interactions involve the Cu of one layer interacting with the Cu and the electron-rich part of its neighbour. The magnitude of such interactions clearly scale in the order Aii > F > Aoo. Also in Fig. 4 the basic ionic inter-layer interactions are also sketched, clearly favouring F over Aii and Aoo. It is the balance achieved between the weak ionic forces and the strong but opposing van der Waals forces that controls the ferroelectric ordering in ABP2X6 laminar materials.
Realizing the nature of the balance of forces controlling the structure of ABP2X6 laminar materials will facilitate new synthetic strategies for designing desirable materials, as well as new measurements to exploit bilayer properties. How this works out for the bulk properties of CuInP2S6 and CuBiP2Se has been developed elsewhere,41 with a focus added to consider also how these factors contribute to ferroelectric, paraelectric, and antiferroeelectric ordering within a single layer (as has been observed in these and related materials18,19). This occurs as external electric fields can manipulate the dipole–dipole interaction, with controlling field strengths being determined by the differential van der Waals interaction.
In general, the role of van der Waals forces and the manifold ways they can compete with traditional ionic and covalent bonding scenarios is a topic of great current interest,1 with the results found here for ABP2X6 laminar materials providing another example. van der Waals forces not only effect self-assembly but also can control localized chemical structure. Which computational methods provide the best description of the van der Waals forces in these systems is also the subject of future work,41 as is understanding how different methods perceive the competition with chemical forces and, as a consequence, how better methods can be developed in the future.47
Footnotes |
† Electronic supplementary information (ESI) available: All optimized atomic coordinates. See DOI: 10.1039/c8sc01274a |
‡ Current address: School of Science, RMIT University, Melbourne, 3001, Australia. |
This journal is © The Royal Society of Chemistry 2018 |