Shangxiong Zhoua,
Jianhua Zhangb,
Zhiqiang Fangc,
Honglong Ning*a,
Wei Caia,
Zhennan Zhua,
Zhihao Lianga,
Rihui Yao*a,
Dong Guod and
Junbiao Peng*a
aInstitute of Polymer Optoelectronic Materials and Devices, State Key Laboratory of Luminescent Materials and Devices, South China University of Technology, Guangzhou 510640, China. E-mail: ninghl@scut.edu.cn; yaorihui@scut.edu.cn; psjbpeng@scut.edu.cn
bKey Laboratory of Advanced Display and System Applications of Ministry of Education, Shanghai University, Shanghai 200072, China
cState Key Laboratory of Pulp and Paper Engineering South China University of Technology, Guangzhou 510640, China
dSchool of Materials Science and Engineering, Beihang University, Beijing 100191, China
First published on 20th December 2019
In this paper, a solution-processed zirconium oxide (ZrO2) dielectric was deposited by spin coating with varying pre-annealing temperatures and post-annealing temperatures. The thermal effect of the pre-annealing and post-annealing process on the structural and electrical properties of ZrO2 films was investigated. The result shows that the pre-annealing process had a significant impact on the relative porosity and internal stress of ZrO2 film. A pre-annealing process with a low temperature could not effectively remove the residual solvent, while a high pre-annealing temperature would lead to large internal stress. As for post-annealing temperature, it was found that the post-annealing process can not only reduce internal defects of the ZrO2 dielectric, but also optimize the interface between the semiconductor and dielectric by lowering the surface defects of the ZrO2 film. Finally, the TFT with a pre-annealing temperature of 200 °C and post-annealing temperature of 400 °C showed optimized performance, with a mobility of 16.34 cm2 (V s)−1, an Ion/Ioff of 2.08 × 106, and a subthreshold swing (SS) of 0.17 V dec−1.
Solution phase method (e.g., inkjet printing, spray coating and spin coating) is considered to be a novel approach to manufacturing high-quality MOx films with low cost, and in this paper ZrO2 films were fabricated by spin coating under ambient conditions. Thermal annealing, with the intention of removing impurities and decreasing the concentration of defect states, is regarded as a necessary process for high quality solution-processed films. Usually, the spin coating process is repeated several times to achieve the desired thickness and reduce pores and defects. After each spin coating, the wet film is briefly annealed, which is called pre-annealing process. And then, after deposition of the final layer, multi-layer films are annealed for a longer time, which is defined as post-annealing. Pre-annealing temperature is lower aiming to evaporating the solvent, while the higher post-annealing temperature plays an important role in promoting metal-oxide bond formation and reducing impurity.11 Several studies have been carried out to investigate the effect of thermal annealing on metal oxide film.12–14 However, the effect of pre-annealing temperature and post-annealing temperature was not systematically discussed in these reports. The pre-annealing process and post-annealing process can be associated with different reactions, and therefore a targeted, systematic analysis of their effects should be performed. In this paper, ZrO2 dielectrics were deposited by solution method with varying pre-annealing temperatures and post-annealing temperatures. The thermal effect of pre-annealing and post-annealing process on the structural and electrical properties of ZrO2 film was investigated. In particular, the effect of pre-annealing temperature on solvent evaporation and internal stress was discussed, while the effect of post-annealing temperature on the internal impurities and interface defects was also evaluated.
Fig. 1 (a) The TG-DSC result of ZrO2 precursor at a heating rate of 10 °C min−1. (b) The FTIR spectra of ZrO2 precursor annealed at different temperatures. |
To further analyse the thermal behaviour of ZrO2 precursor, the Fourier Transform Infrared (FTIR) analysis was carried out with ZrO2 precursor annealed at different temperatures (room temperature (RT), 60, 90, 120 and 150 °C). As shown in Fig. 1(b), the absorption peak located at 3000–3800 cm−1 represents the stretching vibration of –OH bonding, which was derived from the absorption of oxygen in the air to form an –OH group. The peak located at 1600 cm−1 can be associated with the C–O–C group, which was mainly derived from the residual solvent. It can be seen that when the annealing temperature reached 150 °C, no C–O–C group was detected, indicating that the solvent was substantially removed. The absorption peak at 1470–1360 cm−1 and 1250–1030 cm−1 were caused by the bending vibration of carbon–hydrogen bond and bending vibration of carbon–oxygen bond, respectively. Finally, the absorption peak at 500 cm−1 can be attributed to the Zr–O group.
Based on the discussion above, an annealing temperature higher than 136 °C is necessary for the removal of solvent, while above 155 °C is important for promoting metal-oxide bond formation. In addition, a crystalline ZrO2 film can be obtained with an annealing temperature higher than 350 °C. In order to investigate the effect of pre-annealing temperature and post-annealing temperature on the properties of ZrO2 films, a series of experiments were carried out.
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Fig. 2 (a) The XRR result of ZrO2 films with different pre-annealing temperatures. (b) XRD spectra the ZrO2 films at different pre-annealing temperatures. |
Sample name | Thickness (nm) | Density (g cm−3) | Relative porosity volume (%) | hkl | 2θ (deg) | FWHM (deg) | d (Å) | D (nm) | ε (%) | Average D (nm) | Average ε (%) |
---|---|---|---|---|---|---|---|---|---|---|---|
100-Zr | 84.37 | 5.12 | 9.93 | 101 | 30.39 | 0.41 | 2.94 | 19.70 | 0.33 | 19.79 | 0.25 |
111 | 31.57 | 0.35 | 2.83 | 23.05 | 0.27 | ||||||
112 | 50.53 | 0.41 | 1.81 | 21.02 | 0.19 | ||||||
211 | 60.33 | 0.59 | 1.53 | 15.39 | 0.22 | ||||||
200-Zr | 81.87 | 5.45 | 4.03 | 101 | 30.39 | 0.41 | 2.94 | 19.70 | 0.33 | 22.98 | 0.23 |
111 | 31.55 | 0.35 | 2.84 | 23.05 | 0.27 | ||||||
112 | 50.36 | 0.47 | 1.81 | 18.38 | 0.22 | ||||||
211 | 60.33 | 0.30 | 1.53 | 30.78 | 0.11 | ||||||
300-Zr | 84.47 | 5.20 | 8.45 | 101 | 30.41 | 0.41 | 2.94 | 19.70 | 0.33 | 18.65 | 0.27 |
111 | 31.62 | 0.47 | 2.83 | 17.29 | 0.36 | ||||||
112 | 50.44 | 0.47 | 1.81 | 18.39 | 0.22 | ||||||
211 | 60.38 | 0.47 | 1.53 | 19.24 | 0.18 | ||||||
400-Zr | 85.00 | 5.20 | 8.45 | 101 | 30.51 | 0.41 | 2.93 | 19.70 | 0.33 | 18.77 | 0.26 |
111 | 31.63 | 0.41 | 2.83 | 19.76 | 0.31 | ||||||
112 | 50.64 | 0.53 | 1.80 | 16.35 | 0.24 | ||||||
211 | 60.46 | 0.47 | 1.53 | 19.25 | 0.17 |
Fig. 2(b) is XRD spectra of ZrO2 films with different pre-annealing temperatures. All diffraction patterns shown characteristic ZrO2 peaks with both tetragonal structure and monoclinic structure [JCPDS#79-1771 and JCPDS#78-0047]. The diffraction peaks located at 30.3°, 50.4°, and 60.3° can be associated with (101), (112), and (211) crystal faces, respectively [tetragonal structure, JCPDS#79-1771]. The peak at 31.6° can be attributed to the (111) crystal face of ZrO2 with monoclinic structure [JCPDS#78-0047]. The Bragg's angle (2θ), full-width at half of the peak maximum (FWHM) and interplanar distance (d) of each crystal faces are listed in Table 1. Based on the above parameters, the average grain size (D) of ZrO2 films can be calculated by Scherrer's formula:17,18
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The structural parameters of ZrO2 films with different pre-annealing temperatures are listed in Table 1, and their trends are shown in Fig. 3. It was found that the ZrO2 film with pre-annealing temperature of 200 °C shown the optimal property, with the lowest average microstrain and the highest density. Typically, the purpose of the pre-annealing process is to remove the solvent and improve the quality of the subsequent film. When the pre-annealing temperature is too low, the solvent could not be completely removed. The residual solvent is covered by the subsequent film, leading to large roughness and low density. As a result, the ZrO2 film with pre-annealing temperature of 100 °C had the lowest density and the largest relative porosity. However, the solvent evaporates rapidly at a too high pre-annealing temperature, such as 300 and 400 °C, which also increases the porosity and reduces the density. In addition, the rapid evaporation of solvent also leads to greater residual stress, so the ZrO2 films with pre-annealing temperatures of 300 and 400 °C exhibited a large average microstrain. As the pre-annealing temperature increased from 100 °C to 400 °C, the intensity of the (111) crystal plane decreased first, reaching a minimum at 200 °C, and then it had a recovery. Since the XRD diffraction intensity was related to the content, ZrO2 film with pre-annealing temperature of 200 °C contained the lowest amount of monoclinic structure phase, showing a purer structure.
As shown in Fig. 4, in order to explore the relationship between pre-annealing temperature and surface topography, atomic force microscopy (AFM) measurement was carried out with a scanning area of 3.0 × 3.0 μm2. Root mean square (Sq) was used to describe the surface morphology of ZrO2 films, which was obtained by calculating the standard deviation of surface height. ZrO2 film with pre-annealing temperature of 200 °C shown the smoothest surface topography, with a root mean square of 0.74 nm. The ZrO2 film with pre-annealing temperature of 100 °C shown the largest roughness due to the inefficient evaporation of the solvent. When the pre-annealing temperature reached 300 and 400 °C, the ZrO2 films had a rough surface with holes and cracks. The surface skewness (Ssk), described the asymmetry of the height distribution histogram, and was defined by the following formula.
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Fig. 4 AFM diagrams of ZrO2 films with different pre-annealing temperatures. (a) 100 °C, (b) 200 °C, (c) 300 °C and (d) 400 °C. |
A represents the scanning area, and Z (x, y) is the height of point (x, y). A positive Ssk value means a flat surface with peaks, while a negative one can be associated with a bearing surface with holes. When the Ssk = 0, a symmetric height distribution is indicated. It was found that ZrO2 film with pre-annealing temperature of 200 °C exhibited a symmetrical height distribution (peaks and valleys), with a Ssk of 0.0249.
Fig. 5 (a) The XRR result of ZrO2 films with different post-annealing temperatures. (b) XRD spectra the ZrO2 films at different post-annealing temperatures. |
Fig. 6 shows the XPS results of the ZrO2 films with different post-annealing temperatures. As shown in Fig. 6(a), the Zr 3d5/2 peak located at 182.7 eV represented the metal–oxygen–metal (M–O–M) components while the Zr 3d3/2 peak located at 185.1 eV indicated the spin–orbit component. A shift to lower binding energies was observed when the post-annealing temperature increased, which can be associated with the oxidation behaviour from Zr(NO3)4 to ZrO2.19 In Fig. 6(b–e), the oxygen 1s peak can be divided into three peak components. The peaks located at 530.0 eV, 531.5 eV and 532.8 eV can be associated with M–O–M component, M–OH component and M–NO3 component, respectively.20 The M–O–M component indicates the formation of metal–oxygen–metal framework. The M–OH component was derived from the hydrolysis reaction between Zr4+ ion and 2-MOE, and the M–NO3 component can be attributed to the residual Zr(NO3)4 solute. Both of the M–OH component and M–NO3 component are associated with defect states in ZrO2 films. These impurity components will introduce defect levels into the forbidden band, thus declining the dielectric properties of the ZrO2 film. As the post-annealing temperature increased, both M–OH component and M–NO3 component decreased. When the post-annealing temperature up to 300 °C, M–NO3 component in the film was almost completely removed, which was consistent with N 1s spectra of ZrO2 films with different post-annealing temperatures (ESI Fig. 1†).
Table 2 is the structural parameters of ZrO2 films with different post-annealing temperatures, and the trend of these parameters is shown in Fig. 7. It was found that the thickness of ZrO2 film decreased rapidly as the post-annealing temperature increased from 200 to 300 °C. Since then it flattened off at a level of around 84 nm. Due to the evaporation of solvent and the decomposition of impurity, ZrO2 films prepared by solution-phase method may have many pores and defects.21 Therefore, high temperature heat treatment is required to promote atom rearrangement, thereby forming a denser film. As the post-annealing temperature increased, the density of ZrO2 films increased and the relative porosity volume decreased, which meant that a high post-annealing temperature is advantageous for obtaining a dense film. The percentage of M–O–M component increased with increasing post-annealing temperature, which was associated with the removal of impurities and orderly arrangement of atoms under high temperature.
Sample name | Thickness (nm) | Density (g cm−3) | Relative porosity volume (%) | O 1s spectra (%) | ||
---|---|---|---|---|---|---|
M–O–M | M–OH | M–NO3 | ||||
Zr-200 | 104.05 | 4.30 | 24.26 | 60.10 | 29.48 | 10.42 |
Zr-250 | 92.63 | 4.66 | 17.98 | 69.75 | 22.15 | 8.10 |
Zr-300 | 84.73 | 4.95 | 12.82 | 75.99 | 24.01 | — |
Zr-400 | 83.55 | 5.11 | 10.04 | 77.33 | 22.67 |
The dielectric performance of ZrO2 films with different post-annealing temperatures were measured by using an ITO/ZrO2/Al capacitor. As shown in Fig. 8, the films post-annealed at 200 °C and 250 °C showed the largest leakage current density due to high concentration of defect states. The ZrO2 films post-annealed at 300 °C and 400 °C exhibited excellent dielectric properties, with a leakage current density of 3.27 × 10−6 A cm−2 and 2.261 × 10−6 A cm−2 at 1 MV cm−1, respectively. For the capacitance–voltage curve, the capacitance density of ZrO2 films post-annealed at 200 °C and 250 °C gradually decrease to around zero due to the large leakage current. And the capacitance density of ZrO2 films post-annealed at 300 °C and 400 °C hardly changed with voltage, exhibiting excellent dielectric properties. The ZrO2 film post-annealed at 300 °C had a capacitance density of 320 nF cm−2 and a dielectric constant (k) of 19, while the 400 °C annealed ZrO2 film shown a capacitance density of 500 nF cm−2 and a higher dielectric constant (k) of 30.
Fig. 8 The dielectric properties of ZrO2 films with different post-annealing temperatures. (a) Leakage current density–electric field curve, (b) capacitance–voltage curve. |
Based on the ZrO2 films with different post-annealing temperatures, bottom-gate top-contact IGZO/ZrO2 TFTs were fabricated, as shown in Fig. 9. The solution-processed ZrO2 films were deposited on the ITO/glass substrate. The IGZO films were produced by RF magnetron sputtering with a pressure of 5 mTorr (O2:Ar = 5%) and then annealed at 200 °C for 1 hour. The atomic ratio composition of the IGZO target is In:Ga:Zn:O = 1:1:1:4. Finally, aluminium electrodes with a thickness of 100 nm were fabricated above IGZO films by direct current (DC) sputtering a pressure of 1 mTorr (O2:Ar = 0%).
Most of previous reports only discussed the effect of thermal annealing on the electrical properties of dielectric layer, and the effect on the interface between dielectric layer and semiconductor was not evaluated. In this study, the interface between IGZO and ZrO2 films was investigated by micro-wave photoconductivity decay (μ-PCD). μ-PCD is a non-contact and non-destructive technology, which measures the microwave reflectivity of the photo-carrier trapping and recombination to evaluate defect state density of thin film or interface.22,23 Fig. 10(a–d) is the μ-PCD mapping result of IGZO-TFT with ZrO2 films under different post-annealing temperatures. The reflectivity peak signal (mean value), causing by the recombination of photo-generated carriers, shown an upward trend, which meant that the concentration of shallow localized defects on IGZO/ZrO2 stack decreased as the post-annealing temperature increased. Fig. 10(e) shows the μ-PCD decay curve of IGZO/ZrO2 stack and the decay curve consists of two parts, fast and slow decay curves.24 The fast decay curve is associated to the recombination processes,23 while the slow decay curve is related with the concentration of shallow localized defects.25 The μ-PCD slow decay time (τ2) of IGZO-TFTs with ZrO2 films post-annealed at 200, 250, 300 and 400 °C were 0.19, 0.16, 0.14 and 0.11 μs, respectively. A short τ2 also can be associated with a lower concentration of shallow localized defects,24 indicating that the interface between IGZO and ZrO2 films can be optimized by increasing the post-annealing temperature. Fig. 11 is the output and transfer curves of IGZO TFTs with ZrO2 gate dielectrics post-annealed at 300 and 400 °C. Since TFTs based on ZrO2 dielectrics post-annealed at 200 and 250 °C exhibited poor electrical characteristics, their curves were not shown. The electrical characteristics of ZrO2 films and corresponding TFT devices were listed in Table 3. The TFT with ZrO2 film post-annealed at 400 °C shown the highest mobility, which is consistent with the fact that IGZO/ZrO2 stack with the 400 °C post-annealed ZrO2 film had the largest μ-PCD peak mean value. Meanwhile, TFT with the 400 °C post-annealed ZrO2 dielectric exhibited a larger on state current, revealing a better interface between IGZO and ZrO2. Furthermore, the ΔVth of TFT with ZrO2 dielectric post-annealed at 400 °C is smaller, indicating that the concentration of the bulk and surface defects can be reduced by thermal annealing. As a conclusion, the post-annealing process can not only reduce internal defects of the dielectric, but also optimize the interface between semiconductor and dielectric, thus improving the electrical performance of TFTs.
Sample name | Electrical characteristics of ZrO2 films with different post-annealing temperatures | Electrical characteristics of TFT devices on ZrO2 films with different post-annealing temperatures | |||||||
---|---|---|---|---|---|---|---|---|---|
J (A cm−2) @ 1 MV cm−1 | Dielectric constant | μ-PCD peak mean (mV) | μ-PCD slow decay time (μs) | Mobility (cm2 (V s)−1) | Ion/Ioff | Vth (V) | ΔVth (V) | SS (V dec−1) | |
Zr-200 | 1.49 × 10−4 | ∼32 | 30.75 | 0.19 | — | — | — | — | — |
Zr-250 | 4.28 × 10−4 | ∼52 | 36.14 | 0.16 | |||||
Zr-300 | 3.27 × 10−6 | ∼19 | 41.90 | 0.14 | 13.14 | 1.18 × 106 | 9.82 | 0.88 | 0.16 |
Zr-400 | 2.26 × 10−6 | ∼30 | 44.80 | 0.11 | 16.34 | 2.08 × 106 | 9.94 | 0.56 | 0.17 |
The crystallization of ZrO2 films was measured by X-ray diffraction (XRD) (EMPYREAN, PANalytical, Almelo, The Netherlands). X-ray reflectivity (XRR) (The instrument is the same as XRD) was used to investigate the thicknesses and densities of ZrO2 films. The chemical composition of ZrO2 films was obtained by X-ray photoelectron spectroscopy (XPS) (Thermo Fisher Scientific, Waltham, MA, USA), and all peaks were calibrated by using the carbon 1s peak (284.8 eV) as a reference. Atomic force microscopy (AFM) (BY3000, Being Nano-Instruments, Beijing, China) was used to investigate the surface morphology of ZrO2 films. Metal insulator metal (MIM) capacitors were fabricated by sputtering circular aluminium electrodes with a thickness of 100 nm on the ZrO2 films, and Keithley4200 (Tektronix, Beaverton, Oregon, OR, USA) parameter analyser was used to investigate the electrical characteristics of MIM capacitors in air. IGZO film was fabricated by RF magnetron sputtering above ZrO2 film. The decay curve and mapping result of IGZO/ZrO2 stack was measured by μ-wave photo conductivity decay (μ-PCD) measurement system (KOBELCO, LTA-1620SP, Kobe, Japan).
The semiconductor parameter analyser (Agilent4155C, Agilent, Santa Clara, CA, USA) was used to investigate the output and transfer curves of TFTs in air. The field-effect mobility (μ) and threshold voltage (Vth) can be measured according to the following eqn (1). The subthreshold swing (SS) was extracted by fitting the eqn (2):
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Footnote |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c9ra06132k |
This journal is © The Royal Society of Chemistry 2019 |