Jessica
Rodriguez
a,
Abdallah
Zeineddine
a,
E. Daiann
Sosa Carrizo
b,
Karinne
Miqueu
b,
Nathalie
Saffon-Merceron
c,
Abderrahmane
Amgoune
*a and
Didier
Bourissou
*a
aCNRS/Université Paul Sabatier, Laboratoire Hétérochimie Fondamentale et Appliquée (LHFA, UMR 5069), 118 Route de Narbonne, 31062 Toulouse Cedex 09, France. E-mail: dbouriss@chimie.ups-tlse.fr
bCNRS/UNIV PAU & PAYS ADOUR, Institut des Sciences Analytiques et de Physico-Chimie pour l’Environnement et les Matériaux, (IPREM UMR 5254), Hélioparc, 2 Avenue du Président Angot, 64053 Pau Cedex 09, France
cInstitut de Chimie de Toulouse (FR 2599), 118 Route de Narbonne, 31062 Toulouse Cedex 09, France
First published on 18th June 2019
The ability of the hemilabile (P,N) MeDalphos ligand to trigger oxidative addition of iodoarenes to gold has been thoroughly studied. Competition experiments and Hammett correlations substantiate a clear preference of gold for electron-enriched substrates both in stoichiometric oxidative addition reactions and in catalytic C–C cross-coupling with 1,3,5-trimethoxybenzene. This feature markedly contrasts with the higher reactivity of electron-deprived substrates typically encountered with palladium. Based on DFT calculations and detailed analysis of the key transition states (using NBO, CDA and ETS-NOCV methods in particular), the different behavior of the two metals is proposed to result from inverse electron flow between the substrate and metal. Indeed, oxidative addition of iodobenzene is associated with a charge transfer from the substrate to the metal at the transition state for gold, but opposite for palladium. The higher electrophilicity of the gold center favors electron-rich substrates while important back-donation from palladium favors electron-poor substrates. Facile oxidative addition of iodoarenes combined with the propensity of gold(III) complexes to readily react with electron-rich (hetero)arenes prompted us to apply the (MeDalphos)AuCl complex in the catalytic arylation of indoles, a challenging but very important transformation. The gold complex proved to be very efficient, general and robust. It displays complete regioselectivity for C3 arylation, it tolerates a variety of functional groups at both the iodoarene and indole partners (NO2, CO2Me, Br, OTf, Bpin, OMe…) and it proceeds under mild conditions (75 °C, 2 h).
Our group first discovered that o-carboranyl diphosphines emulate oxidative addition to gold. The bending induced by the chelating (P,P) ligand activates and preorganizes the metal fragment so that oxidative addition of iodoarenes6a as well as strained carbocycles9 proceeds readily. In the course of these investigations, we noticed an unusual substituent effect.10 Indeed, iodoarenes featuring electron-donating (EDG) para-substituents were found to react with the (P,P) gold(I) complex significantly faster than those bearing electron-withdrawing groups (EWG), in marked contrast with that classically observed with other transition metals.11 We then extended the ligand-based approach to MeDalphos, a hemilable ligand.6b,12 With the (P,N) gold complex, oxidative addition proved to be even more favored. The scope of iodoarenes was further extended and bromoarenes could be activated as well. In addition, we showed that the ensuing (P,N) aryl gold(III) complexes do engage in C–C coupling with 1,3,5-trimethoxybenzene (TMB) used as a model electron-rich arene. The cross-coupling reaction between iodoarenes and TMB was amenable to catalysis, using 5 mol% of the (P,N) gold complex. The (P,N) aryl gold(III) species were then reported by Maynard and Spokoyny to readily undergo stoichiometric aryl-S coupling with unprotected peptides and proteins, providing a very efficient and chemoselective mean for cysteine bioconjugation.13 Last but not least, a bipyridine ligand was shown very recently by McGrady, Bower and Russell to also promote oxidative addition to gold.6c With this chelating (N,N) ligand, iodoarenes are reversibly activated and again, electron-rich substrates were found to react unusually faster than electron-poor ones. The resulting (N,N) aryl gold(III) complex undergoes transmetallation and C–C reductive elimination upon reaction with an aryl zinc reagent, providing evidence for all the elementary steps of a gold-promoted Negishi-type coupling.
From all these recent reports, it is clear that ligand design offers new perspectives in gold chemistry, in particular for Au(I)/Au(III) catalysis, but the field is still in its infancy. Indeed, we know very little about oxidative addition to gold and catalytic applications with aryl halides as substrates have to be developed beyond the proof-of-concept arylation reaction of TMB. In the present study, we aimed to gain more insight into the seemingly specific trend of gold towards substituted aryl halides. We tried in particular to address the following questions: Does the (P,N) gold complex also display a preference for electron-rich substrates? Does the substituent influence observed for the oxidative addition step transpose to the catalytic cross-coupling? What is the reason for the difference between gold and the other transition metals, palladium in particular? In addition, we sought to illustrate the synthetic interest of the (P,N) gold complex in catalysis and thoroughly investigated the direct catalytic arylation of indoles. The results obtained along these two lines are reported hereafter.
The rate of Ar–I oxidative addition to the (P,N) gold complex is much faster than with the (P,P) ligand, preventing a direct comparison of the substrates based on their reaction times (all reactions are complete by the time the medium reaches room temperature). We thus resorted to competition experiments and first performed a few test reactions to determine whether the electron-rich/electron-poor character of the substrate matters or not. Two competition experiments were carried out between p-(MeO)C6H4I as electron-rich substrate and p-(MeCO)C6H4I or p-(F3C)C6H4I as electron-poor substrate (Scheme 2).14 In each case, equimolar amounts of the two substituted iodoarenes were mixed and added in 10-fold molar excess to a solution of the (P,N) gold complex to ensure that the concentration of the two halides remains approximately constant over the reaction (Scheme 2). The ratio of the resulting gold(III) complexes was determined by 31P NMR spectroscopy. In both cases, the major product formed corresponds to the gold(III) complex P1 ensuing from oxidative addition of the electron-rich p-OMe iodobenzene (in 64/36 ratio with p-COMe and 87/13 ratio with p-CF3 iodobenzene). To confirm this trend, another competition reaction was performed with p-(F3C)C6H4I and p-MeC6H4I. Here also, the major product corresponds to the oxidative addition of the iodobenzene bearing the electron-donating group (in 84/16 ratio).
Scheme 2 Test competition reactions between EDG and EWG para-substituted iodoarenes in the oxidative addition to the (P,N) gold complex. |
These encouraging results prompted us to run a Hammett type analysis. To this end, iodobenzene was reacted with the (P,N) gold complex in competition with several para-substituted iodoarenes (p-OMe, p-Me, p-Br and p-CF3) following the same protocol (1:1 mixture of the two iodoarenes, 10-fold molar excess with respect to Au). Under these pseudo-first-order conditions, the relative rate constants for the oxidative addition can be derived from the ratio of the gold(III) products (P1vs.P2). The Hammett correlation against σP values15 (Fig. 2) reveals a good linear correlation (R2 = 0.93). The negative slope (ρ = −1.09) confirms the preference of the gold complex to react with electron-rich iodoarenes. This contrasts with the general trend of group 10 metals to react faster with electron-poor substrates,11 as reflected in the positive ρ values reported for palladium. The magnitude of the ρ value for gold is in the lower range of those reported for palladium (1.5–2.3).16 The negative sign of the ρ value found for the gold complex indicates a build-up of positive charge on the aromatic ring upon oxidative addition of the iodoarene and thus suggests an electrophilic behavior of gold.
Fig. 2 Hammett correlation for the oxidative addition of different para-substituted iodoarenes to the (P,N) gold complex. |
The (P,N) gold complex thus displays the same reverse electronic trend towards iodoarenes than the (P,P) and (N,N) chelated complexes, suggesting it is a general feature of gold complexes to react faster with electron-rich substrates. This prompted us to further examine the oxidative addition path computationally to try to decipher possible underlying factors.
The structure of the associated transition state was thus further analyzed (Fig. 3A).14 Charge analysis reveals an electron transfer from iodobenzene to gold (by 0.16 e according to Bader charges computed at the transition state, Atom-In-Molecules calculations), in line with the electrophilic behavior of the gold complex observed experimentally. Consistently, NBO (Natural Bond Orbital) and CDA (Charge Decomposition Analysis) indicate that donor–acceptor interactions from PhI to Au largely prevail (Tables S5 and S6†).14 Most significant is the donation from an iodine lone pair to the vacant σ*(Au–P) orbital which is associated with a stabilization energy of ca 40 kcal mol−1. The sum of stabilizing energies for PhI → Au interactions amounts to ca 72 kcal mol−1 whereas Au → PhI back-donations sum to only ∼13 kcal mol−1. The donation/back-donation ratio (d/b) as estimated by CDA is 2.67. Thus, despite the electron-donation from the nitrogen atom, the gold atom remains highly electrodeficient and the oxidative addition of the Csp2–I bond is associated with a charge transfer from PhI to Au.17 Note that recent detailed analyses of gold carbonyl complexes have also pointed out the high electrophilicity of cationic gold(I) complexes. Here, strong σ(CO) to gold charge transfer results in an uncommon high-energy shift of the CO stretching frequency due to C ← O polarization.18
Oxidative addition of iodobenzene to a model chelating diphosphine Pd complex was also theoretically investigated to draw comparison between the two metals (Fig. 3B). In line with previous calculations,19 the Csp2–I bond activation at palladium is very favored thermodynamically and proceeds with a very low activation barrier (∼1 kcal mol−1). The structure of the corresponding transition state was analyzed in detail. Of note, the charge transfer is opposite to that found with gold (electron transfer of 0.46 e from Pd to PhI according to the Bader charges). The NBO picture is also quite different from that encountered with the gold complex. The PhI → Pd and Pd → PhI donor–acceptor interactions are much more balanced. The sum of stabilizing energies are 71 and 30 kcal mol−1, respectively (NBO) and the d/b ratio is 0.73 (CDA). This reflects a significantly higher contribution of Pd to PhI back-donation in the oxidative addition process, in line with the observed charge transfer from the metal to the substrate. We surmised that the reverse electron flow in the oxidative addition transition state is responsible for the different behavior of the two metals. Important back-donation from palladium favors electron-deprived substrates whereas the electrophilicity of the gold center favors electron-rich substrates. This difference probably stems from the intrinsic properties of the two metals, as well as from the charge of the reacting metal species (cationic vs. neutral). Chelation and bending of the L2Au+ fragment has been reported to enhance back-donation from gold20 but the cationic and electro-deficient character of the metal remains and makes the difference with neutral L2Pd moieties.
To further analyze the different behavior of gold and palladium, the NOCV (Natural Orbital for the Chemical Valence) extension of the EDA (Energy Decomposition Analysis) approach was used and the charge flow in the transition state of oxidative addition was analyzed (Table S7, Fig. S30†).14,21 For both gold and palladium, the electrostatic term contributes to 49–52% of the interaction between the metal fragment and substrate, while the orbital term accounts for 40–42%. The primary orbital interaction is associated with substrate to metal donation for gold, but metal to substrate back-donation for palladium. The associated deformation densities Δρ are represented in Fig. 3, substantiating inverse charge flows of the electron density (red → blue). The overall charge flow estimated by Hirshfeld partitioning confirms the electron-accepting behavior of gold (0.08 e transfer from PhI) but electron-donating behavior of palladium (0.38 e transfer to PhI).
Fig. 4 Competition cross-coupling reaction of para-substituted iodoarenes with TMB and associated Hammett correlation. |
As observed for the oxidative addition step, the reactivity of iodoarenes towards cross-coupling with TMB increases with increasing the electron donating ability of the para-substituent (Table S2†).14 The slope of the Hammett correlation is negative and similar in magnitude to that found for the oxidative addition step (ρ value = −1.09 vs. −0.92).22,23 Thus, the unusual electronic trend observed in the oxidative addition under stoichiometric conditions is transposed to the cross-coupling reaction under catalytic conditions. The favoured activation and coupling of iodoarenes featuring electron-donating substituents as observed with the (P,N) gold complex is quite unique. It markedly contrasts with the behavior of group 10 metals and provides an efficient alternative to the gold-catalyzed coupling reactions under oxidative and/or photoredox conditions, for which electron-rich aryl electrophiles are challenging substrates.3–5
Over the last few years, gold-catalyzed methodologies have started to be developed for the arylation of indoles. These transformations are based on the oxidative coupling of N-substituted indoles with aryl silanes,30 aryl boronates3f or perfluoro arenes3d (see ESI and Scheme S1† for a detailed state-of-the-art). An appealing feature of these gold-catalyzed reactions lies in the mild conditions in which they operate, typically between room temperature and 110 °C, while Pd, Rh and Ru-catalyzed reactions generally require prolonged heating at 120 °C or above. Moreover, gold selectively promotes C3 arylation in the absence of directing groups and is thus very complementary to the other transition metals (Scheme 3). However, the gold-catalyzed arylation of indoles remains relatively limited in scope. Due to compatibility issues associated with the use of a strong oxidant in stoichiometric amount, the indole is generally protected with an electron-withdrawing group at N (such as Ts, SiiPr3 or Piv). Electron-deprived arylating reagents are also usually preferred, the presence of strong electron-donating substituents commonly leading to greater extents of side-reactions. Note that merging gold and photoredox catalysis2 offers another way to achieve Au(I)/Au(III) cross-couplings, but attempts to apply this methodology to the arylation of indoles have been unsuccessful so far due to competing azo coupling.5e
The promising preliminary result we obtained upon arylation of N-phenyl pyrrole (61% yield of coupling with 9/1 selectivity in favor of the β isomer)6b prompted us to investigate the (P,N) gold catalyst for the coupling of indoles and iodoarenes. As reported hereafter, it proved to be very efficient, general and robust, giving access to a variety of C3-arylated indoles with complete regioselectivity within 2 hours at 75 °C.
To start with, the coupling of N-methyl indole with iodobenzene was tested under the catalytic conditions used for the arylation of TMB and N-phenyl pyrrole (1 eq. of each substrate, 5 mol% of (P,N)AuCl complex, 1.05 eq. of AgSbF6, 1 eq. of K3PO4, o-DCB/MeOH 50:1, 75 °C, 2 h).6b GC-MS analysis of the crude mixture revealed the formation of a single regioisomer of phenyl-substituted N-methyl indole but only in trace amount. Fast screening of the reaction conditions enabled significant improvement. Using two equivalents of N-methyl indole and replacing AgSbF6 by AgOTf, the coupling product was obtained in 99% yield (Scheme 4).31 The TfO− counter-anion is more coordinating than SbF6− and may stabilize the gold(III) intermediate by the time the indole reacts. 1H NMR spectroscopy indicated the exclusive formation of the C3-arylated product 1.32 This regioselectivity is consistent with the C–H activation of the indole at gold proceeding via electrophilic aromatic substitution.33
Scheme 4 Scope of N-substituted indoles. Cross-coupling of iodobenzene and indoles catalyzed by the (P,N) gold complex. Yields determined using calibrated GC-MS with n-dodecane as internal standard. |
Next, we examined the applicability of these catalytic conditions to the reaction of iodobenzene with different N-substituted indoles (Scheme 4). The reaction works well with N-phenyl and N-benzyl indoles to afford the corresponding aryl products 2 and 3 in high yields (95 and 82%, respectively) and with complete C3 regioselectivity. Noticeably, the N-tosyl and N-triisopropylsilyl protected substrates used standardly in gold-catalyzed oxidative arylations of indoles3d,30 did not work in our conditions (the N-Ts indole is inert while the N-SiiPr3 undergoes desilylation). No coupling product was detected either with N-acetyl indole. Indoles not depleted in electron density are needed for the reaction to take place, underpinning the electrophilic mechanism of the indole auration.28c Selective arylation of unprotected indoles is challenging. It often requires harsh conditions and gives mixtures of regioisomers. It was thus of interest to test our methodology with N–H indole. The coupling proceeded with moderate yield (51%), but gratifyingly the C3-arylated product 4 was obtained without by-products stemming from N or C2 arylation. This regioselectivity is complementary to those usually observed upon Pd- and Cu-catalyzed arylation of N–H indoles.34,35 The operating conditions for the Au(I)/Au(III) arylation of indoles are remarkably mild for such reactions (2 h at 75 °C, while Pd catalysts typically require heating at 120–150 °C for ∼24 h).27b
The scope of iodoarenes was then examined with N-methyl indole as partner (Scheme 5). Pleasingly, the arylation proceeds with good yields and complete C3 selectivity with both electron-rich (8–9) and electron-deficient (10–12) para-substituted iodobenzenes. More sterically hindered substrates such as 1- and 2-iodonaphthalenes as well as ortho-methoxy iodobenzene also react smoothly and regioselectively (16–18). Notably, bifunctional iodoarenes featuring C–Br or C–OTf bonds display complete chemoselectivity. In contrast to Pd-catalysts that usually react with C–I, C–Br and C–OTf bonds with limited selectivity, only the C–I bond is activated at gold under these conditions. The corresponding C3-arylated indoles 13 and 14 are obtained in good to excellent yields and offer the possibility for subsequent cross-coupling transformations. Boronate moieties are also compatible with the gold-catalyzed arylation, as shown by the preparation of compound 15.36 The scope of iodoarenes was further studied with N–H indole. With both electron-rich (19) and electron-deficient (20) substrates, the arylation proceeds with moderate yield but complete C3 selectivity. Preliminary tests with 2-iodopyridine and 3-iodothiophene show that the reaction is also feasible with heteroaryl iodides (21 and 22), although the corresponding C3-arylated indoles were obtained in moderate yields. Note that in some cases, the use of 2,6-di-tert-butylpyridine (DTBP) instead of K3PO4 as the base afforded better results (for example indole 9 was obtained in 86% yield with DTBP but only 37% with K3PO4). X-ray diffraction analyses of compounds 10 and 13 unambiguously confirmed the regiochemical outcome of the indole arylation.14
The robustness and scalability of the reaction was assessed using 4-iodobenzotrifluoride as substrate. The corresponding C3-arylated indole 12 was obtained in excellent yield using only 1 eq. of N-methyl indole. The reaction displays low air and moisture sensitivity. It allows the use of commercial chemicals without further purification and does not require inert atmosphere. The synthetic applicability of the process was further substantiated by carrying out gram scale experiments using lower catalytic loadings. The C3-arylated indole 12 was for example obtained in 85% yield when performing the reaction overnight with 1 mol% of (MeDalphos)AuCl.
Then the influence of the substitution pattern at the indole moiety was investigated. The coupling of iodobenzene with a variety of N-methyl indoles was tested (Scheme 6). No coupling product was obtained from 2-methyl indole, indicating that the reaction is very sensitive to steric hindrance at this position. Conversely, indoles methylated at either C4, C5, C6 or C7 position readily couple with iodobenzene to give the corresponding C3-arylated products 24–27 in good yields. Particularly noteworthy is the 4-methyl substrate in which the proximity of the methyl substituent at C4 does not hamper the arylation in the C3 position. It is also worth noting that common functional groups are well tolerated on the indole partner, as illustrated by the preparation of the CO2Me, Br, OMe and Bpin-substituted products 28–31.
A robustness screen was also conducted to further assess the tolerance of the catalytic reaction towards various functional groups. The arylation of N-methyl indole with iodobenzene was undertaken in the presence of one molar equivalent of additives. The yield of 1 was determined by GC-MS analysis, as well as the amount of additive and starting material (SM) remaining (see Table S3 in the ESI†).37 The results show that alkenes (1-octene), alcohols (phenol, methanol), amides (acetanilide) and nitriles (benzonitrile) are well tolerated: the coupling product 1 is obtained in >87% yield, the recovery yields of excess substrate (N-methyl indole) and additive are >94% and >74%, respectively. In contrast, the presence of acids (benzoic acid) or amines (p-toluidine) completely quenched the reactivity, while the addition of aldehydes (cyclohexanecarboxaldehyde) or ketones (cyclohexanone) gives rise to side-reactions with consumption of both the N-methyl indole and the additive. Compatibility of heterocycles was also studied. While imidazole inhibited the reaction, the presence of thiophene and benzofurane did not alter the catalytic arylation of the indole.
In the presence of AgSbF6, the (MeDalphos)AuCl complex reacts instantaneously and quantitatively with a variety of iodoarenes at room temperature. To assess the influence of electronics on the oxidative addition, competition experiments have been performed with para-substituted substrates, revealing a clear preference for electron-rich iodoarenes. Thus, whatever the ligand, (P,P), (N,N) or (P,N), gold displays in oxidative addition a reactivity trend opposite to that typically encountered with palladium. Of note, similar competition experiments could be carried out with the (P,N) ligand under catalytic conditions. The cross-coupling of 1,3,5-trimethoxybenzene with para-substituted iodoarenes was found to follow the same trend, showing that the unique preference of gold for electron-rich substrates can be transposed from the elementary step to a catalytic transformation.
Analysis of the oxidative addition process by DFT calculations has provided a plausible rationale for the different behavior of gold and palladium. Indeed, the respective transition states display opposite electron flows according to NBO, CDA and ETS-NOCV analyses. Despite the donor bidentate ligand, the cationic (L,L′)Au+ complexes are highly electrophilic and significant PhI → Au charge transfer is observed at the oxidative addition transition state. Conversely, metal to PhI back-donation is prevalent for neutral L2Pd(0) complexes, which explains why electron-deprived substrates are more reactive.
Taking advantage of the facile oxidative addition of iodoarenes and of the propensity of the ensuing aryl gold(III) complexes to react with electron-rich (hetero)arenes via electrophilic C–H activation, we have applied the (MeDalphos)AuCl complex to the catalytic arylation of indoles. The transformation proved to be very efficient, general and robust. As the recently developed gold-catalyzed oxidative arylation of indoles, it displays complete regioselectivity for C3 arylation and thus nicely complements the Pd-catalyzed transformations that tend to favor C2 arylation. The (MeDalphos)AuCl complex operates under mild conditions (75 °C, 2 h) without any external oxidant. As a result, it does not require protection of the N atom of the indole and tolerates a variety of functional groups at both the iodoarene and indole partners (NO2, CO2Me, Br, OTf, Bpin, OMe…).
This study underscores the unique properties of (P,N) gold complexes towards oxidative addition and highlights their potential in Au(I)/Au(III) catalysis with aryl halide electrophiles. Future studies will aim to further develop this chemistry by taking advantage of the easy access and rich reactivity of aryl gold(III) complexes.
Footnote |
† Electronic supplementary information (ESI) available: Experimental and computational details, analytical data and NMR spectra, optimized structures, reaction profiles and bonding analysis (PDF). Crystallographic data for 10 and 13 (CIF). Xyz files (XYZ). CCDC 1894885 and 1894886. For ESI and crystallographic data in CIF or other electronic format see DOI: 10.1039/c9sc01954e |
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