Guan-qun Gong‡
a,
Xin Yuan‡b,
Ying-jie Zhang‡*a,
Ya-jun Lib,
Wei-xin Liub,
Ming Wangb,
Yu-feng Zhaob and
Liang-wei Xub
aKey Laboratory of Coal Processing and Efficient Utilization of Ministry of Education, Xuzhou 221116, China. E-mail: zhangcumt123@126.com
bSchool of Chemical Engineering & Technology, China University of Mining and Technology, Xuzhou 221116, China
First published on 3rd February 2020
Fulvic acid (FA) is important in modern agriculture, ecological restoration, life science, and medicine. The precise characterization of the composition and molecular structure of FA has become a key scientific issue in both basic and applied research. In this study, coal-based FA was separated by microwave-assisted oxygenation from lignite originating from Inner Mongolia in China. Through elemental analysis, infrared spectroscopy, nuclear magnetic resonance spectroscopy, classical quantitative titration experiments, and quantum chemistry combined with software analysis, the representative microscopic molecular structure of FA was determined. The results show that coal-based FA mainly contains three kinds of benzene ring substituents, ether bonds, hydrogen bonds, carbonyl groups, hydroxyl groups, carboxyl groups, phenolic hydroxyl groups, and semiquinonyl groups. The oxygen content is high, the carbon-to-oxygen ratio is less than 1, and the hydrogen-to-carbon ratio is 1.09. The ratio of aromatic carbon to total carbon is approximately 0.6, and benzene rings are connected to each other by an ether–oxygen bridge. The fat chain length of FA is approximately 0.47. FA has a small molecular structure with many acidic groups, primarily carboxyl groups and phenolic hydroxyl groups. The two-dimensional planar molecular structure of FA was established; the chemical formula is C38H32NO24, and the relative molecular mass is 886. The lowest-energy, structurally optimized three-dimensional characteristic ball-and-stick and stick models were also constructed. The calculated infrared spectrum of the molecular structure matches well with the experimental spectrum of FA, and the types and distributions of functional groups agree with the findings of previous studies. The quantum chemical data confirm that the proposed molecular structure is reasonable. The findings provide a scientific reference for applied research on FA in the future.
While the composition of FA has been reported, research on the construction of the FA molecular structure is lacking. Schellekens et al.11 used pyrolysis gas chromatography/mass spectrometry to compare the molecular compositions of humic acid (HA) and FA and found no significant differences among their pyrolysis products. The main chemical groups included carbohydrates, phenols, benzene, and lignin phenols. Murray and Linder12 studied the FA model based on the random assignment of functional groups and aromatic rings and derived the relationship between the percentage of aromatic carbon and the hydrogen-to-carbon molar ratio. Senesi13 found that both FA and HA can be described by a general model structure consisting of a network of differently extended aromatic properties with aliphatic, glucosyl, peptidyl, and lipid-based surface chains along with different chemical functional groups including carboxyl, phenolic hydroxyl and alcoholic hydroxyl, and carbonyl groups with different aromatic, oxygen, nitrogen, or sulfur bridges. Jing et al.14 studied the morphological transformation and structural changes of FA during ozone oxidation and investigated the molecular weight distribution, types of intermediate products, and changes in polar functional groups. Klencsaŕ and Köntös15 completed the EPR analysis of Fe3+ and Mn2+ complex sites in FA, which can be used to track and characterize the structural changes in FA complexes under different conditions and chemical reaction conditions. Chaaban et al.16 showed that a major component of Suwannee River FA is an individual, negatively charged amphiphile with a molecular size similar to that of dodecyl trimethyl ammonium chloride.
Lignite from the northeastern mining area of Inner Mongolia in China was used as a source of FA in this study. The coal-based FA in the lignite was obtained via solvent extraction assisted by the oxygenation of hydrogen peroxide and microwave oxygenation. The purified lignite FA was a dark-brown powder that was easily soluble in water. Preliminary laboratory experiments showed that FA promoted the growth of high-grade flowers such as Clivia, aloe, and vegetables such as cucumber and pepper, typical of FA. In this paper, the physical properties, physicochemical properties, chemical properties, and molecular structure of FA were evaluated using a series of techniques. Through elemental analysis, infrared spectroscopy, nuclear magnetic resonance (NMR) spectroscopy, titration analysis for classical functional groups, and quantum chemistry combined with accurate microstructural characterization, model construction, computational simulation, and experimental detection, the microscopic molecular structure of FA was obtained. The results show that FA contains representative functional groups such as phenolic hydroxyl, carboxyl, keto, and semiquinone groups along with multiple benzene rings connected by bridge bonds. FA is a biologically active class of soluble platform compounds that exhibit acid/base buffering, easy complexation, and reversible dissociation.
Concentrated sulfuric acid was purchased from Sinopharm Chemical Reagent Co., Ltd, China. Hydrogen peroxide (H2O2) was purchased from Shanghai Zhanyun Chemical Co., Ltd, China. Absolute ethanol was purchased from Damao Chemical Reagent Factory, China.
The solid 13C spectrum of FA was measured by a fully digital NMR spectrometer (AVANCE III HD 600 MHz, Bruker, Germany). The 13C spectrum was measured in the range of 0–220 ppm using a 4 mm dual resonance solid-state probe.
Elemental analysis showed that the FA had a lower carbon content and a higher oxygen content than Suwannee River I FA, the standard FA reported by the International Humic Substances Society (IHSS). This difference is attributed to the use of H2O2 in the extraction of FA.
The FA molecule is composed of a plurality of groups, including methoxy, phenolic hydroxyl, and carboxyl groups.2,17–20 These acidic groups are the structural basis for the unique biological and chemical activities of FA. The acidic groups also contribute the basic characteristics of FA and determine the mechanism of FA action. In this paper, the titration of common barium hydroxide and calcium acetate was used to determine the total acidic functional group and carboxyl functional group contents in FA. The phenolic hydroxyl group content was obtained by subtraction. The results are shown in Table 2.
Sample | Total acidity (mmol g−1) | Carboxyl (mmol g−1) | Phenolic hydroxyl (mmol g−1) |
---|---|---|---|
FA | 11.15 | 8.65 | 2.50 |
The infrared spectrum of the FA in this study is shown in Fig. 1. The spectrum and characteristic peaks are similar to those of Suwannee River I FA, the standard FA published by the IHSS.
PeakFit software was used to fit the superimposed characteristic absorption peaks, and the approximate number and position were determined. By continuously adjusting and optimizing the number of characteristic peaks and peak parameters, the fitted spectrum agreed well with the original spectrum.
According to the different functional groups indicated by the FA infrared spectrum shown in Fig. 1, the spectrum can be divided into four main intervals: the hydroxy functional group interval from 3700–3000 cm−1; the aliphatic functional group interval from 3000–2800 cm−1; the oxygen-containing functional group interval from 1800–1000 cm−1; and the aromatic functional group interval from 900–700 cm−1. PeakFit was used to fit the peaks of the four intervals. According to the peak area intensity of each characteristic absorption peak, the attributions of specific characteristic peaks in each interval and the contents of different functional groups were determined quantitatively. The functional group contents were used to characterize the molecular structure of FA and provide partial structural parameters for the molecular model of FA.
The results for each characteristic peak are shown in Fig. 2. According to the characteristic peak information, the corresponding attributions were obtained and are listed in Table 3.
Number | Peak position (cm−1) | Half width (cm−1) | Peak height | Peak area intensity | Area percentage (%) | Attribution |
---|---|---|---|---|---|---|
1 | 717 | 14.51 | 0.0014 | 0.022 | 4.3 | Di-substituted benzene ring |
2 | 744 | 25.05 | 0.0012 | 0.0316 | 6.16 | Tri-substituted benzene ring |
3 | 772 | 26.9 | 0.0035 | 0.0989 | 19.29 | Tri-substituted benzene ring |
4 | 787 | 15.66 | 0.0007 | 0.0124 | 2.42 | Tri-substituted benzene ring |
5 | 810 | 27.35 | 0.0091 | 0.2644 | 51.58 | Tetra-substituted benzene ring |
6 | 822 | 9.83 | 0.0024 | 0.0252 | 4.91 | Tetra-substituted benzene ring |
7 | 831 | 14.65 | 0.0037 | 0.0581 | 11.33 | Tetra-substituted benzene ring |
1 | 1067 | 74.96 | 0.0333 | 2.6535 | 4.1 | Alkyl ether C–O–C stretching vibration |
2 | 1167 | 74.96 | 0.0676 | 5.3958 | 8.33 | Aryl ether C–O–C stretching vibration |
3 | 1231 | 74.96 | 0.0959 | 7.6523 | 11.82 | Phenolic hydroxyl C–O stretching vibration |
4 | 1302 | 74.96 | 0.0757 | 6.0384 | 9.33 | Long carbon chain carboxylic acid C–O–H stretching vibration |
5 | 1403 | 74.96 | 0.1052 | 8.3949 | 12.96 | Hydroxyl C–O stretching vibration |
6 | 1636 | 74.96 | 0.1158 | 9.2425 | 14.27 | COO− antisymmetric stretching vibration |
7 | 1723 | 74.96 | 0.2734 | 21.8138 | 33.69 | Carbonyl CO stretching vibration |
8 | 1780 | 74.96 | 0.0446 | 3.5623 | 5.5 | Carboxyl group CO stretching vibration |
1 | 2872 | 47.4 | 0.0015 | 0.0768 | 7.42 | RCH3 stretching vibration |
2 | 2927 | 47.4 | 0.0095 | 0.4786 | 46.29 | R2CH2 stretching vibration |
3 | 2963 | 47.4 | 0.0044 | 0.2239 | 21.66 | R2CH2 stretching vibration |
4 | 2999 | 47.4 | 0.005 | 0.2546 | 24.62 | RCH3 stretching vibration |
1 | 3225 | 225.34 | 0.0783 | 18.7853 | 25.84 | Alcoholic hydroxyl hydrogen bond |
2 | 3435 | 204 | 0.1903 | 41.3142 | 56.83 | Phenolic hydroxyl hydrogen bond |
3 | 3547 | 116.91 | 0.0697 | 8.6708 | 11.93 | Phenolic hydroxyl hydrogen bond |
4 | 3606 | 75.65 | 0.0488 | 3.9312 | 5.41 | Hydroxyl π hydrogen bond |
Fig. 2 shows that the theoretical fitting curves of the characteristic peaks are in good agreement with the original experimental spectral curves. The correlation coefficients R2 of the peak fittings were high, while the mean-square errors were low, indicating that the data of characteristic peaks obtained by peak fitting are reliable and can be used for the construction of the molecular structure model of FA.
From the peak fitting data of the FA infrared spectrum combined with the results of elemental analysis, important molecular model structural parameters such as aromatic hydrogen rate (fHar), hydrogen-to-carbon atomic ratio (H/C), fat chain length (CH3/CH2), and aromatic-to-carbon ratio (far) were calculated as 0.3314, 1.09, 0.4717, and 0.5951, respectively. The specific calculation process can be found in the ESI.†
The 13C NMR spectrum of FA can be obtained by peak fitting to obtain the detailed attributions of various carbon atoms observed at different chemical shifts. The 13C spectrum and chemical shifts of FA were similar to those of Suwannee River I FA. The specific parameters for each NMR peak are shown in Table 4.
Number | Chemical shift (ppm) | Half width (ppm) | Peak height | Area strength (%) | Carbon atom attribution |
---|---|---|---|---|---|
1 | 12.48 | 84.63 | 1036 | 23.23 | Aliphatic methyl |
2 | 16.89 | 15.70 | 1438 | 6.23 | Aromatic methyl |
3 | 29.09 | 7.99 | 1390 | 3.06 | Methylene and methine |
4 | 38.44 | 8.89 | 1661 | 4.07 | Methylene and methine |
5 | 66.75 | 12.56 | 675 | 2.34 | Oxygen connecting methine |
6 | 77.50 | 10.29 | 1077 | 3.06 | Oxygen connecting methine |
7 | 88.63 | 11.97 | 750 | 2.48 | Oxygen connecting aliphatic carbon in the ring |
8 | 105.22 | 18.74 | 1269 | 6.56 | Protonated aromatic carbon |
9 | 121.82 | 15.41 | 1019 | 4.33 | Protonated aromatic carbon |
10 | 131.28 | 10.59 | 818 | 2.39 | Aromatic bridge carbon |
11 | 139.48 | 20.71 | 720 | 4.11 | Lateral aromatic carbon |
12 | 163.37 | 17.28 | 1498 | 7.14 | Oxygen substituted aromatic carbon |
13 | 174.47 | 13.81 | 6582 | 25.07 | Carboxy carbon |
14 | 215.86 | 51.37 | 256 | 3.23 | Carbonyl carbon |
According to the intensity and position of the NMR peaks corresponding to different carbon atoms in FA (Table 4), the relative contents of various carbon atoms were calculated. According to the calculation method23–25 of carbon skeleton parameters, the 12 parameters of the FA carbon skeleton structure and the derived parameter information were obtained as follows:
fa: aromatic carbon, the ratio of sp2 hybrid carbon atoms to the total number of carbon atoms, δ = 90–220 ppm;
fCa: the ratio of carboxyl carbon or carbonyl carbon to the total number of carbon atoms, δ = 165–220 ppm;
ratio of sp2-hybridized carbon atoms in the aromatic ring to the total number of carbon atoms, δ = 90–165 ppm;
fHa: the ratio of the number of protonated carbon atoms in the aromatic ring to the total number of carbon atoms, δ = 100–129 ppm;
fNa: the ratio of the number of non-protonated carbon atoms in the aromatic ring to the total number of carbon atoms;
fPa: the ratio of the number of carbon atoms to which the phenolic hydroxyl or ether linkage is attached to the total number of carbon atoms, δ = 150–165 ppm;
fSa: the ratio of alkyl-substituted aromatic carbon atoms in the aromatic ring to the total number of carbon atoms, δ = 135–150 ppm;
fBa: the ratio of the carbon atoms of the bridgehead in the aromatic ring to the total number of carbon atoms, δ = 129–135 ppm;
fal: aliphatic carbon, the ratio of sp3-hybridized carbon atoms to the total number of carbon atoms;
fHal: the ratio of the number of carbon atoms in the methine and methylene groups to the total number of carbon atoms, δ = 22–50 ppm;
the ratio of methyl carbon and quaternary carbon atoms to the total number of carbon atoms;
fOal: the ratio of the number of aliphatic carbon atoms attached to oxygen to the total number of carbon atoms, δ = 50–90 ppm;
fOa: the ratio of the number of carbon atoms in a ketone to an aldehyde to the total number of carbon atoms, δ = 185–220 ppm; and
fOOa: the ratio of amide, lipid, and carboxyl carbon atoms to the total number of carbon atoms, δ = 165–185 ppm.
Using the NMR spectrum processing software MestReNova, the resonance peak areas (Ix, where x is the wavenumber) of different types of carbon atoms in the spectrum were integrated. The total peak area (Itotal) in the range of 0–220 ppm was normalized to calculate the relative contents of various carbon atoms in the FA carbon skeleton structure (Table 5).
The systems calculated based on quantum chemistry generally have uniform and fixed molecular structures; however, FA is a relatively complex mixture, and its molecular structure and specific molecular weight are difficult to determine. The structure of FA can be considered to be composed of many molecular structural units with similar characteristic structures. Therefore, based on a combination of molecular dynamics, quantum chemistry, software simulation, chemical bond theory, and experimental data, the characteristic molecular structure was determined, and the structural model was constructed. Because FA is derived from the catalytic oxygenation extraction of lignite, the molecular weight should be significantly smaller than that of lignite. Combined with existing research results and the author's previous experimental research, we can reasonably assume the molecular weight of the constructed FA molecular structure model to be approximately 1000. Combined with the relative molecular weight limitation of FA and the data shown in Table 1, sulfur was neglected when constructing the model due to its low content. Therefore, the molecular model of FA calculated based on elemental analysis data is similar to the chemical formula, which can be C33H36NO33, C34H37NO35, or C35H38NO36. Considering the relative ratio of N to other elements, we chose C33H36NO33, and the relative molecular mass was 974. From the infrared spectrum of FA and the peak-matching data of the 13C solid-state NMR spectrum, the molecular structural parameters of FA were obtained to calculate the compositions of different carbon atoms in the carbon skeleton of the FA molecular model. The calculation process was as follows:
Number of carbon atoms in the benzene ring: 33 × 0.61 = 20.13, approximately 20;
Number of carbon atoms attached to aryl ethers and phenols: 33 × 0.06 = 1.98, approximately 2;
Number of carbon atoms on the carboxyl or carbonyl group: 33 × 0.39 = 12.87, approximately 13;
Number of carbon atoms in aliphatic carbon: 33 × 0.39 = 12.87, approximately 13;
Number of carbon atoms in –OCH and –OCH: 33 × 0.1 = 3.3, about 3;
Number of carbon atoms in methylene and methine groups: 33 × 0.20 = 6.6, approximately 7; and
Number of carbon atoms in the alkyl-substituted aromatic carbon on the benzene ring: 33 × 0.04 = 1.32, approximately 2.
The number of carbon atoms on the benzene ring was approximately 20; thus, the number of benzene rings in the molecular model was tentatively set to three. According to the IR spectral data of FA in the range of 700–900 cm−1, the substitution pattern of the benzene ring in the aromatic structure includes three primary forms: di-substituted, tri-substituted, and tetra-substituted. Among these three substitution patterns, the content tetra-substituted benzene ring was the highest (67.82%) followed by tri-substituted (27.87%) and di-substituted (4.30%). Thus, di-substituted benzene ring was ignored when constructing the molecular model, and the ratio of tetra-substituted to tri-substituted benzene ring was 2.43:1 (approximately 2:1 according to the simulation calculations and the optimal value principle). Thus, the tentative model contained two tetra-substituted benzene rings and one tri-substituted benzene ring. The results of titration experiments with acidic functional groups showed that the carboxyl group content in FA was approximately three times the phenolic hydroxyl group content. Combined with the spectral data for oxygen-containing functional groups in the range of 1000–1800 cm−1 and the relative content of oxygen, the molecular model contained two ether bonds, one alcoholic hydroxyl group, two phenolic hydroxyl groups, and seven carboxyl groups. The remaining oxygen content corresponds primarily to the carbonyl group. Combining the test data3,21,23–27,29–31 with the findings of past research on HA and FA, the numbers and positions of functional groups were continuously adjusted to approximate the experimental test parameters. The resulting two-dimensional planar molecular structure model of FA is shown in Fig. 4.
The molecular formula is C38H32NO24, and the relative molecular mass is 886. In the molecular structure model of FA, the benzene ring is the main component of the aromatic structure, including the tetra-substituted and tri-substituted benzene rings. The model contains many oxygen-containing functional groups, including carboxyl, carbonyl, hydroxyl, ether, and semiquinone groups, consistent with the high oxygen content obtained by elemental analysis. Most of the carboxyl groups are present at the end of the aliphatic structure, and each benzene ring structure is connected by an ether oxygen bridge. The relative content of each element in the molecular model is close to the experimental test data. The parameters of the constructed FA molecular structure model and the experimental test values are in good agreement (within the range of instrumental test error and calculation error). The molecular model can be considered to be close to the true molecular structure of FA.
We used the same HF/3-21G basis set in the energy optimization process for frequency calculation. The two three-dimensional structural models (ball-and-stick and stick models) corresponding to the optimal average molecular structure of FA were constructed by calculation, as shown in Fig. 5.
Fig. 5 shows that after the optimization using the HF/3-21G basis set, the molecular structure model of FA became very compact, and the three-dimensional structural features became obvious. At this time, the molecular energy of the model is the smallest, and the molecular configuration achieves theoretical stability. In the steady state, the constructed molecular model is closer to the real FA molecular structure, indicating that the model data are highly reliable.
Frequency calculations are usually based on the second-order derivation of the atomic position of the energy. Using Gaussian software and HF theory, the theoretical infrared spectrum of the FA molecular model was calculated at the 3-21G level of theory. It is worth noting that HF calculation does not consider the electron correlation effect, which results in a small amount of systematic error in the infrared spectrum and causes the overall peak position of the characteristic absorption to be too high. To reduce the systematic error, the calculated infrared spectrum was corrected using the HF-related frequency correction factor of 0.9085.32 Fig. 6 compares the theoretical spectrum after error correction with the experimentally measured spectrum. The two are similar in peak position and peak shape, showing a high degree of matching. There is no virtual frequency in the calculation results, indicating that the optimized molecular configuration is located at a small point on the potential energy surface. However, due to the idealization of the Gaussian calculation process, the anharmonic effect of the molecules in the real state is neglected, resulting in a smaller portion of the absorption peak in the calculated spectrum that is not completely consistent with the experimental spectrum.
In addition, as shown in Fig. 6, the experimental spectrum includes four wavenumber intervals (3000–3800, 1500–1900, 1000–1500, and 500–900 cm−1), and the calculated spectrum shows obvious characteristic absorption peaks corresponding to those intervals. The positions of most of the characteristic absorption peaks are quite consistent; however, some differences in absorption peak intensity are observed. For example, the experimental spectrum shows a broad and large absorption peak in the range of 3000–3800 cm−1, which is mainly attributed to the vibrations of different types of hydroxyl hydrogen bonds in FA. Several obvious peaks are found in the calculated spectrum in this range (e.g., two strong absorption peaks at 3385 and 3507 cm−1, which are attributed to the stretching vibrations of the alcohol hydroxyl group and the phenolic hydroxyl group). In the calculated spectrum, more characteristic absorption peaks are found in the range of 400–2000 cm−1 than from 3000–3800 cm−1. The coincidence degree of the vibration frequency for the low-wavenumber interval in the two spectra is higher than that of the high-frequency band. Calculating the infrared spectrum reveals the characteristic peaks of each functional group in the molecular structure; therefore, the calculated spectrum contains many narrow and small characteristic peaks. Because of the superposition of the peaks and the absorption of various functional groups in the molecule, the experimental spectrum shows less broad and large superimposed absorption peaks.
Footnotes |
† Electronic supplementary information (ESI) available. See DOI: 10.1039/c9ra09907g |
‡ Guan-qun Gong, Xin Yuan and Yingjie Zhang contributed equally to this work and all of them are the co-first author. |
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