Sheng-Chun
Chen
a,
Fei-Hang
Zhang
a,
Kun-Lin
Huang
b,
Feng
Tian
a,
Zhi-Hui
Zhang
a,
Renxian
Zhou
c,
Xue-Jun
Feng
a,
Xiaoying
Zhou
a,
Ming-Yang
He
a,
Jiande
Gu
*d,
Qun
Chen
*a and
Chuan-De
Wu
*c
aJiangsu Key Laboratory of Advanced Catalytic Materials and Technology, School of Petrochemical Engineering, Changzhou University, Changzhou 213164, P. R. China. E-mail: chenqunjpu@yahoo.com
bCollege of Chemistry, Chongqing Normal University, Chongqing 401331, P. R. China
cDepartment of Chemistry, Zhejiang University, Hangzhou 310027, P. R. China. E-mail: cdwu@zju.edu.cn
dDrug Design & Discovery Center, State Key Laboratory of Drug Research, Shanghai Institute of Materia Medica, CAS, Shanghai 201203, P. R. China. E-mail: jiandegu@simm.ac.cn
First published on 27th February 2020
The ring-opening polymerization (ROP) of cyclic esters/carbonates is a crucial approach for the synthesis of biocompatible and biodegradable polyesters. Even though numerous efficient ROP catalysts have been well established, their toxicity heavily limits the biomedical applications of polyester products. To solve the toxicity issues relating to ROP catalysts, we report herein a biocompatible coordination network, CZU-1, consisting of Zn4(μ4-O)(COO)6 secondary building units (SBUs), biomedicine-relevant organic linkers and guest water, which demonstrates high potential for use in the catalytic ROP synthesis of biomedicine-applicable polyesters. Both experimental and computational results reveal that the guest water in CZU-1 plays crucial roles in the activation of the Zn4(μ4-O)(COO)6 SBUs by generating μ4-OH Brønsted acid centers and Zn–OH Lewis acid centers, having a synergistic effect on the catalytic ROP of cyclic esters. Different to the mechanism reported in the literature, we propose a new reaction pathway for the catalytic ROP reaction, which has been confirmed using density functional theory (DFT) calculations, in situ diffuse reflectance IR Fourier transform spectroscopy (DRIFTS), and matrix-assisted laser desorption/ionization time-of-flight mass spectroscopy (MALDI-TOF MS). Additionally, the hydroxyl end groups allow the polyester products to be easily post-modified with different functional moieties to tune their properties for practical applications. We particularly expect that the proposed catalytic ROP mechanism and the developed catalyst design principle will be generally applicable for the controlled synthesis of biomedicine-applicable polymeric materials.
One of the key elements involved in the development of efficient ROP catalysts is understanding the catalytic mechanism of ROP reactions both experimentally8 and theoretically.9 Dittrich and Schulz first proposed a three-step coordination–insertion mechanism catalyzed using metal-alkoxide complexes (Scheme 1).10 Density functional theory (DFT) calculations based on Al-alkoxide- and Sn-alkoxide-catalyzed ROP reactions showed that the three-step coordination–insertion mechanism is kinetically applicable.11 However, there are many experimental phenomena that could not be reasonably explained using the three-step ROP mechanism, such as the important roles played by protic agents (e.g., water and alcohols) in ROP reactions. Therefore, unveiling the ROP reaction mechanism is of significant importance for the development of efficient ROP catalysts.
Scheme 1 Coordination–insertion mechanisms for ROP reactions: (a) metal-alkoxide catalysts; and (b) bifunctional catalysts. |
Metal–organic frameworks (MOFs) are a class of emerging porous materials that are constructed from coordination bond connections between metal ions/clusters and organic linkers.12 MOFs built from oxo-metal clusters, e.g., M3O(COO)6 in MIL-101 and MIL-100 (M = Fe, Cr and Al);13 Zn4O(COO)6 in the IRMOF series14 and UMCM-1;15 Zr6O4(OH)4(COO)12 in the UiO series;16 and others,17 with coordinatively unsaturated metal sites have been used as highly efficient Lewis acid catalysts in numerous organic transformations. The catalytic efficiency can be highly improved if synergistic Brønsted acid/base sites are present in the organic linkers.18 Since discrete oxo-metal complexes are highly active in catalyzing ROP reactions, MOFs consisting of oxo-metal cluster secondary building units (SBUs) might also be highly active in ROP reactions. Therefore, the toxicity issues relating to polyesters could be solved by developing biocompatible MOFs as ROP catalysts, such as through choosing biocompatible metal ions (e.g., ZnII, FeIII, ZrIV, CaII and MgII) and organic linkers (e.g., naturally or medically relevant molecules) as building units. Herein, we report a biocompatible coordination network, {[Zn4(μ4-O)(tzmb)3]·0.5H2O}n (CZU-1), built from Zn4(μ4-O)(COO)6 SBUs and the aromatase inhibitor letrozole derivative 4,4′-(1H-1,2,4-triazol-1-yl)methylene-bis(benzoate) (tzmb), which demonstrates high catalytic efficiency in the solvent-free ROP of cyclic esters for the production of biocompatible polyesters. DFT calculation results indicate that the guest water molecules in CZU-1 play crucial roles in the activation of the Zn4(μ4-O)(COO)6 SBUs through generating active Brønsted acid μ4-OH and Lewis acid Zn(II)–OH sites (Scheme 2). We found that the ROP reaction pathway is different to the three-step coordination–insertion mechanism given in the literature, thus providing new insights for the development of efficient biocompatible ROP catalysts.
Scheme 2 Hydroxyl-based Brønsted acid generation via temperature-promoted proton transfer from lattice water to the oxo-bridge of CZU-1. |
Fig. 1 The combination of 9-connected tetranuclear Zn4(μ4-O)(COO)6 SBUs (a) and tripodal tzmb linkers (b) results in the 3D framework of CZU-1, displaying an augmented xmz net (c). |
CZU-1 is thermally and chemically stable. Thermogravimetric analysis (TGA) showed that the decomposition temperature of CZU-1 is about 420 °C (Fig. S7†). Powder X-ray diffraction (PXRD) patterns showed that the robust structure of CZU-1 was retained after a crystalline sample was heated at 390 °C in air for 6 h (Fig. S8†). CZU-1 is also highly stable in various chemical environments (Fig. 2, S9 and S10†), such as being suspended in strongly acidic or basic aqueous solution (pH = 1 or 12) at room temperature, in hot water (100 °C), and in various organic solvents (DMF and DMSO) at 120 °C.
Considering that the lattice water in CZU-1 could not be directly removed by heating under vacuum, we used hydrated zinc salt Zn(OAc)2·2H2O and anhydrous zinc salt Zn(OTf)2 as control catalysts to illustrate the roles played by water in the ROP reaction. The hydrated zinc salt Zn(OAc)2·2H2O is highly active for the bulk polymerization of L-LA (99% conversion) under identical conditions, while the anhydrous zinc salt Zn(OTf)2 is inactive for the ROP reaction, indicating that water plays important roles in the ROP reaction. Compared with Zn(OAc)2·2H2O, CZU-1 allows the ability to better control the molecular weight distribution (PDI = 1.52 for CZU-1 and 2.13 for Zn(OAc)2·2H2O) under identical conditions; this should be ascribed to a substantial decrease in the occurrence of side transesterification reactions, which could be controlled by the bulky tetranuclear active sites present in CZU-1.
To check the stability of CZU-1, we carried out leaching and recycling experiments. When the filtrate of the reaction mixture after catalysis was used instead of CZU-1 under identical conditions, the conversion of L-LA was negligible (Fig. S14†). Inductively coupled plasma-mass spectrometry (ICP-MS) analysis showed that no zinc species leached into the supernate. These results demonstrate the heterogeneous nature of the catalyst. CZU-1 can be simply recovered via centrifugation and reused over successive runs while retaining the majority of its high catalytic efficiency (Fig. S15†). PXRD patterns, X-ray photoelectron spectra (XPS) and FT-IR spectra of recovered CZU-1 samples are almost identical to those of as-synthesized ones, proving the structural integrity of CZU-1 during catalysis (Fig. S16–S18†). Because the pore size of CZU-1 is very small and the molecular size of PLLA is very large, the ROP reaction should be catalyzed by the active sites on the surface of CZU-1.
Under the optimized ROP reaction conditions (160 °C and 0.025 mol% catalyst loading), as shown in Table 1, the CZU-1 catalyst exhibits good substrate compatibility with a range of cyclic mono- and diesters, as well as carbonates; these afforded the corresponding polymers with high conversions (>99%). The ROP of GA generated the PGA product with Mn = 45.41 kDa and PDI = 1.39 (entry 2). Unsubstituted 6-, 7-, 8- and 15-membered-ring monoesters were transformed into the corresponding products with Mn values in the range of 16.72–27.83 kDa (entries 3–6). The bulk ROPs of 4-methyl, 4,4′-dimethyl- and 6-methyl-substituted CL analogues also proceeded smoothly with complete substrate conversions (entries 7–9). Trimethylene carbonate (TMC) and its 2,2′-dimethyl-substituted analogue 2,2′-dimethyltrimethylene carbonate (DMTMC) could also be easily polymerized by the CZU-1 catalyst under identical conditions (entries 10 and 11). Having a methyl substituent at the 4- or 6-position of CL barely affected the reaction rate, but it did reduce the molecular weight of the corresponding product. A similar substituent effect was also observed for the TMC-type substrates. These results indicate that steric hindrance from different substrates could affect the polymerization degree.
Entry | Monomer | Polymer | Conv.b (%) | M n (kDa) | PDI |
---|---|---|---|---|---|
a Reaction conditions: [monomer]:[CZU-1] = 4000:1; 160 °C; 36 h. b Determined via1H NMR spectroscopy. c M n and PDI were determined via GPC in THF in the presence of a polystyrene (PS) standard. d 190 °C; 36 h. e [Monomer]:[CZU-1] = 200:1; 5 days. f GPC in hexafluoroisopropanol (HFIP) in the presence of a poly(methyl methacrylate) (PMMA) standard. | |||||
1 | L-LA | PLLA | >99 | 32.60 | 1.52 |
2d,f | GA | PGA | >99 | 45.41 | 1.39 |
3 | VL | PVL | >99 | 16.72 | 1.51 |
4 | CL | PCL | >99 | 22.25 | 1.36 |
5 | HL | PHL | >99 | 17.57 | 1.48 |
6e,f | PDL | PPDL | >99 | 27.83 | 1.03 |
7 | 4-MeCL | P(4-MeCL) | >99 | 17.23 | 1.43 |
8 | 4,4′-MeCL | P(4,4′-MeCL) | >99 | 13.80 | 1.59 |
9 | 6-MeCL | P(6-MeCL) | >99 | 11.36 | 1.60 |
10 | TMC | PTMC | >99 | 12.74 | 1.62 |
11 | DMTMC | PDMTMC | >99 | 8.45 | 1.59 |
In contrast to the well-studied solution ROP reactions involving cyclic esters catalyzed by zinc catalysts (Table S2 in the ESI†), there are few zinc-based catalysts for bulk ROP reactions reported in the literature; however, bulk polymerization is very important for practical applications, because it is organic solvent free and has minimized numbers of undesired side reactions, and large-scale production is easy.20 Additionally, even though there are a few reported zinc complexes that are active for the bulk polymerization of L-LA, their catalytic properties are far inferior to those of CZU-1.
Fig. 4 The reaction profile of the initiation of the ROP reaction catalyzed by Zn4(μ4-O)(COO)6 from CZU-1. Color scheme: O, red; H, light grey; C, gray; Zn, blue. |
The hydroxyl group at the activated Zn4(μ4-O)(COO)6 core can undergo the nucleophilic attack of the carbonyl group of glycolide, resulting in the formation of a new C–O bond between glycolide and the hydroxyl group. Meanwhile, the carbonyl CO π-bond of the monomer is broken via the four-membered-ring transition state 2aTS. The corresponding activation energy barrier is 11.7 kcal mol−1, which is much lower than that for the activation of the Zn4(μ4-O)(COO)6 cluster unit. The shortened μ4-OH⋯O H-bond (1.808 Å in 2aTSvs. 1.843 Å in 2a) indicates the importance of μ4-OH in this elementary reaction step.
This elementary step leads to the transformation of the carbonyl CO double bond into a C–O single bond in the intermediate product (2b) via a bifurcated bonding pattern. The carbonyl C adopts an sp3 bonding pattern in 2b, which is favorable for the formation of a ring-opening intermediate (2c) via rotating the C–O bond to relocate the acyl oxygen atom. The low activation energy barrier of the transition state (2bTS) (4.4 kcal mol−1) indicates that the corresponding C–O single bond is easily rotated. In the subsequent ring rupture step, the activation energy barrier (0.7 kcal mol−1) is much lower than that for the transformation from a carbonyl CO double bond to a C–O single bond (2aTS, 11.7 kcal mol−1). This process is accompanied by the formation of a new carbonyl CO double bond in the transition state 2cTS and the ring ruptured product 2d. The initiation step is then completed through the formation of the ring-opened monomer–catalyst complex 2d.
Fig. 6 The reaction profile of the deprotonation of μ4-OH for the termination of the ROP reaction process. Color scheme: O, red; H, light grey; C, gray; Zn, blue. |
According to the coordination–insertion polymerization mechanism, the molecular-weight is controlled by the ratios kpropagation/kinitiation and kpropagation/ktermination.1 Based on the present mechanism, the molecular weight should be evaluated according to either the ratio exp(−G3aTS/RT)/exp(−G1aTS/RT) for the former or the ratio exp(−G4cTS/RT)/exp(−G3cTS/RT) for the latter.
It is worth noting that the carbonyl oxygen atom of glycolide undergoes strong hydrogen bonding with μ4-OH in all reaction steps, including the initiation and propagation processes, which is similar to the mechanisms proposed for guanidine triazabicyclodecene,21 thiomidate,2g and other proton shuttle catalysts.22 In other words, the Brønsted acid center μ4-OH in activated Zn4(μ4-O)(COO)6 plays key roles in the catalytic ROP reaction.
On the basis of the above computational studies, a novel reaction pathway for the CZU-1 catalyzed ROP process is proposed, which includes activation, initiation, propagation, and termination processes (Scheme 3). First, proton transfer from a guest water molecule to the oxo bridge of the Zn4(μ4-O)(COO)6-based cluster leads to a hydroxo-bridged intermediate I, creating a Brønsted acid μ4-OH moiety. Second, an unprecedented ROP initiation model II, based upon the synergy of the Lewis acid Zn(II)–OH site and Brønsted acid μ4-OH, was obtained. Then, the nucleophilic attack of the carbonyl group by the hydroxyl group of the activated Zn(II)–OH site generates the intermediate III, which then undergoes ring-opening to afford the intermediate V. Further chain propagation proceeds through the synergistic initiation cycle. Finally, the termination of the growing chain, caused by the deprotonation of μ4-OH, results in the formation of the polyester product VI with hydroxyl end groups. The rate controlling step of this reaction pathway is the activation step, with an activation energy of 28.8 kcal mol−1. This reaction is unlikely to take place at room temperature. When heated to 160 °C, the rate of this step is estimated to be 0.014 s−1, indicating that an observable reaction should thus be expected.
DFT calculations predicted that the polyester products feature hydroxyl end groups that are controlled by the initiating μ4-OH group. To determine the terminal end groups of the resulting polymer, we performed MALDI-TOF MS experiments on the PCL product. MALDI-TOF MS showed a single distribution of a series of peaks at 114n + 18 + 23 with a charge of +1, which can be assigned to n(CL) + H2O + Na+ (Fig. 8). This result confirmed the presence of hydroxyl end groups in the resultant polyester chains, which is consistent with the μ4-OH moieties acting as initiating groups, thus supporting the proposed mechanism obtained via DFT calculations.
Fig. 8 MALDI-TOF MS from a PCL sample (88% conversion, Mn = 12.6 kDa and PDI = 1.06) prepared via the ROP of CL with [CZU-1]:[CL] = 1:500. |
As shown in Fig. 9, the data from toxicity studies for these six polyester materials demonstrated that, up to 10 μmol L−1, PGA-CZU-1 did not affect the growth rates of both cell types, while PLLA-CZU-1, PCL-CZU-1 and CZU-1 showed dose-dependent effects on FBs. Toward SMCs, PLLA-CZU-1, PCL-Sn(Oct)2 and CZU-1 affected cell growth dose-dependently. Compared with Sn(Oct)2, CZU-1 generated better outcomes for FBs, and there was not much difference in the case of SMCs. Interestingly, the data from this study reveals that the RGR% values of some polyester materials are above those of untreated control cells (100%), indicating that these polyester materials did not affect cell growth, which is good for keeping tissue intact. Among these six materials, PCL-CZU-1 showed strong non-toxic potential, generating the possibility that it could be used in medical artificial biomaterials for ophthalmology, drug delivery systems, surgical mending, bone fixing and tissue repair.
ROP | Ring-opening polymerization |
MOFs | Metal–organic frameworks |
SBUs | Secondary building units |
Tzmb | 4,4′-(1H-1,2,4-Triazol-1-yl)methylene-bis(benzoate) |
DMF | N,N′-Dimethylformamide |
DMSO | Dimethylsulfoxide |
THF | Tetrahydrofuran |
HFIP | Hexafluoroisopropanol |
L-LA | L-Lactide |
GA | Glycolide |
VL | δ-Valerolactone |
CL | ε-Caprolactone |
4-MeCL | 4-Methyl-ε-caprolactone |
4,4-MeCL | 4,4-Dimethyl-ε-caprolactone |
6-MeCL | 6-Methyl-ε-caprolactone |
HL | 7-Heptalactone |
PDL | 15-Pentadecalactone |
TMC | Trimethylene carbonate |
DMTMC | 2,2-Dimethyltrimethylene carbonate |
PLLA | Poly(L-lactide) |
PGA | Polyglycolide |
PVL | Poly(δ-valerolactone) |
PCL | Poly(ε-caprolactone) |
PHL | Poly(7-heptalactone) |
PPDL | Poly(15-pentadecalactone) |
P(4-MeCL) | Poly(4-methyl-ε-caprolactone) |
P(4,4′-MeCL) | Poly(4,4′-dimethyl-ε-caprolactone) |
P(6-MeCL) | Poly(6-methyl-ε-caprolactone) |
PTMC | Poly(trimethylene carbonate) |
PDMTMC | Poly(2,2-dimethyltrimethylene carbonate) |
PMMA | Poly(methyl methacrylate) |
PS | Polystyrene |
GPC | Gel-permeation chromatography |
M n | Number average molecular weight |
M w | Weight average molecular weight |
PDI | Polydispersity index |
FBs | Fibroblasts |
SMCs | Smooth muscle cells |
FCS | Fetal calf serum |
DRs | Dissolution rates |
SEM | Standard error of mean |
RGR | Relative growth rate |
DFT | Density functional theory |
DRIFTS | Diffuse reflectance IR Fourier transform spectroscopy |
MALDI-TOF MS | Matrix-assisted laser desorption/ionization time-of-flight mass spectroscopy |
HRMS | High resolution mass spectroscopy |
FT-IR | Fourier transform infrared |
TGA | Thermogravimetric analysis |
PXRD | Powder X-ray diffraction |
ICP-MS | Inductively coupled plasma-mass spectrometry |
XPS | X-ray photoelectron spectroscopy |
Footnote |
† Electronic supplementary information (ESI) available: Experimental details relating to synthesis and characterization; PXRD patterns; 1H/13C NMR spectra; TGA curves; IR, elemental analysis, HRMS, XPS, ICP-MS, in situ DRIFTS, GPC, and MALDI-TOF MS data; X-ray structure determination information; cytotoxicity assays; DFT calculations; and catalytic test results. CCDC 1842876. For ESI and crystallographic data in CIF or other electronic format see DOI: 10.1039/c9sc06024c |
This journal is © The Royal Society of Chemistry 2020 |